Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Morningstar, Inc.MORN · Entity 915 | Head of Global Fund Research | November 15, 2019 | November 19, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Morningstar, Inc.
Report date November 15, 2019 · Filed November 19, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Market Stock UnitsSEC Table II · derivative / convertible security · Expires 2022-11-15 | Direct | 4,800 |
Reported balance
After 2019-11-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-11-15 · Grant · Acquired 646 · Balance 4,800 F1: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending November 14, 2022. |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 92 |
Reported balance
Holding disclosure · report date 2019-11-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 92 |
Filing footnotes · ownership attribution and instrument terms
F1: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending November 14, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2019 Filed Nov 19, 2019 18:36 UTC | Morningstar, Inc. MORN · Entity 915 | GrantMarket Stock Units · Derivative | 646 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-19-000259 · edgar.xml · derivative · entry 2 Kelly Haywood · CIK 0001595495 · Head of Global Fund Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,800 Underlying: Common Stock · 646 shares Expires 2022-11-15 F1 · derivative.exercise_price: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending November 14, 2022. F1 · derivative.exercise_date: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending November 14, 2022. Read SEC document |
| May 15, 2019 Filed May 17, 2019 13:53 UTC | Morningstar, Inc. MORN · Entity 915 | GrantMarket Stock Units · Derivative | 784 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-19-000090 · edgar.xml · derivative · entry 4 Kelly Haywood · CIK 0001595495 · Head of Global Fund Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,154 Underlying: Common Stock · 784 shares Expires 2022-05-15 F2 · derivative.exercise_price: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending May 14, 2022. F2 · derivative.exercise_date: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending May 14, 2022. Read SEC document |
| May 15, 2019 Filed May 17, 2019 13:53 UTC | Morningstar, Inc. MORN · Entity 915 | Tax withholdingCommon Stock | 773 | $133.03 | $102,832.19 |
DisclosureSEC source: 0001289419-19-000090 · edgar.xml · nonDerivative · entry 2 Kelly Haywood · CIK 0001595495 · Head of Global Fund Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,575 Read SEC document |
| May 15, 2019 Filed May 17, 2019 13:53 UTC | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock (Restricted Stock Units) | 1,315 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-19-000090 · edgar.xml · nonDerivative · entry 1 Kelly Haywood · CIK 0001595495 · Head of Global Fund Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,348 F1 · security: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in four equal annual installments beginning May 15, 2020. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 16:05 UTC | Morningstar, Inc. MORN · Entity 915 | GrantMarket Stock Units · Derivative | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-18-000189 · edgar.xml · derivative · entry 2 Kelly Haywood · CIK 0001595495 · Head of Global Fund Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,370 Underlying: Common Stock · 800 shares Expires 2021-11-15 F1 · derivative.exercise_price: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending November 14, 2021. F1 · derivative.exercise_date: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending November 14, 2021. Read SEC document |
| May 15, 2018 Filed May 17, 2018 19:22 UTC | Morningstar, Inc. MORN · Entity 915 | GrantMarket Stock Units · Derivative | 789 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-18-000055 · edgar.xml · derivative · entry 4 Kelly Haywood · CIK 0001595495 · Head of Global Fund Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,570 Underlying: Common Stock · 789 shares Expires 2021-05-15 F2 · derivative.exercise_price: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending May 14, 2021. F2 · derivative.exercise_date: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending May 14, 2021. Read SEC document |
| May 15, 2018 Filed May 17, 2018 19:22 UTC | Morningstar, Inc. MORN · Entity 915 | Tax withholdingCommon Stock | 785 | $112.22 | $88,092.70 |
DisclosureSEC source: 0001289419-18-000055 · edgar.xml · nonDerivative · entry 2 Kelly Haywood · CIK 0001595495 · Head of Global Fund Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,033 Read SEC document |
| May 15, 2018 Filed May 17, 2018 19:22 UTC | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock (Restricted Stock Units) | 1,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-18-000055 · edgar.xml · nonDerivative · entry 1 Kelly Haywood · CIK 0001595495 · Head of Global Fund Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,818 F1 · security: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in four equal annual installments beginning May 15, 2019. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 20:04 UTC | Morningstar, Inc. MORN · Entity 915 | GrantMarket Stock Units · Derivative | 792 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-17-000094 · edgar.xml · derivative · entry 1 Kelly Haywood · CIK 0001595495 · Head of Global Fund Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,781 Underlying: Common Stock · 792 shares Expires 2020-11-15 F1 · derivative.exercise_price: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending November 14, 2020. F1 · derivative.exercise_date: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending November 14, 2020. Read SEC document |
| May 15, 2017 Filed May 17, 2017 19:40 UTC | Morningstar, Inc. MORN · Entity 915 | GrantMarket Stock Units · Derivative | 989 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-17-000049 · edgar.xml · derivative · entry 4 Kelly Haywood · CIK 0001595495 · Head of Global Fund Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 989 Underlying: Common Stock · 989 shares Expires 2020-05-15 F2 · derivative.exercise_price: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending May 14, 2020. F2 · derivative.exercise_date: The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending May 14, 2020. Read SEC document |
| May 15, 2017 Filed May 17, 2017 19:40 UTC | Morningstar, Inc. MORN · Entity 915 | Tax withholdingCommon Stock | 681 | $75.22 | $51,224.82 |
DisclosureSEC source: 0001289419-17-000049 · edgar.xml · nonDerivative · entry 2 Kelly Haywood · CIK 0001595495 · Head of Global Fund Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,259 Read SEC document |
| May 15, 2017 Filed May 17, 2017 19:40 UTC | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock (Restricted Stock Units) | 3,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-17-000049 · edgar.xml · nonDerivative · entry 1 Kelly Haywood · CIK 0001595495 · Head of Global Fund Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,940 F1 · security: Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in four equal annual installments beginning May 15, 2018. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 18:32 UTC | Morningstar, Inc. MORN · Entity 915 | Tax withholdingCommon Stock | 65 | $72.84 | $4,734.60 |
DisclosureSEC source: 0001289419-16-000306 · edgar.xml · nonDerivative · entry 1 Kelly Haywood · CIK 0001595495 · Head of Global Fund Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,617 Read SEC document |
| October 28, 2016 Filed Oct 28, 2016 16:41 UTC | Morningstar, Inc. MORN · Entity 915 | GrantCommon Stock | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001289419-16-000291 · edgar.xml · nonDerivative · entry 1 Kelly Haywood · CIK 0001595495 · Head of Global Research 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,682 F1 · shares: Includes 0.6509 restricted stock units acquired on October 28, 2016 pursuant to a dividend reinvestment feature of the Morningstar, Inc. 2011 Stock Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.