Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Adient plcADNT · Entity 4713 | VP, GC and Secretary | November 18, 2019 | November 20, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Adient plc
Report date November 18, 2019 · Filed November 20, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 57,801.3074 |
Ending reported balance
After 2019-11-18 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2019-11-18 · Grant · Acquired 15,949 · Balance 49,418.3074 F1: Reflects grant of restricted stock units, that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversaries of the grant date. Restricted stock units convert into ordinary shares upon vesting. Row 2 · 2019-11-18 · Grant · Acquired 12,167 · Balance 61,585.3074 F2: Represents settlement of performance share units earned for the three-year performance period ended September 30, 2019. The Compensation Committee approved the performance results on November 18, 2019. Row 3 · 2019-11-18 · Tax withholding · Disposed 3,784 · Balance 57,801.3074 F3: Withholding of shares to cover taxes due in connection with the vesting and settlement of performance share units. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects grant of restricted stock units, that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversaries of the grant date. Restricted stock units convert into ordinary shares upon vesting.
F2: Represents settlement of performance share units earned for the three-year performance period ended September 30, 2019. The Compensation Committee approved the performance results on November 18, 2019.
F3: Withholding of shares to cover taxes due in connection with the vesting and settlement of performance share units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 18, 2019 Filed Nov 20, 2019 21:22 UTC | Adient plc ADNT · Entity 4713 | Tax withholdingOrdinary Shares | 3,784 | $20.69 | $78,290.96 |
DisclosureSEC source: 0001127602-19-033368 · form4.xml · nonDerivative · entry 3 Ebacher Cathleen A · CIK 0001683369 · VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,801.3074 F3 · shares: Withholding of shares to cover taxes due in connection with the vesting and settlement of performance share units. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:22 UTC | Adient plc ADNT · Entity 4713 | GrantOrdinary Shares | 12,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033368 · form4.xml · nonDerivative · entry 2 Ebacher Cathleen A · CIK 0001683369 · VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,585.3074 F2 · shares: Represents settlement of performance share units earned for the three-year performance period ended September 30, 2019. The Compensation Committee approved the performance results on November 18, 2019. F2 · price: Represents settlement of performance share units earned for the three-year performance period ended September 30, 2019. The Compensation Committee approved the performance results on November 18, 2019. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:22 UTC | Adient plc ADNT · Entity 4713 | GrantOrdinary Shares | 15,949 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033368 · form4.xml · nonDerivative · entry 1 Ebacher Cathleen A · CIK 0001683369 · VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,418.3074 F1 · price: Reflects grant of restricted stock units, that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversaries of the grant date. Restricted stock units convert into ordinary shares upon vesting. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 21:27 UTC | Adient plc ADNT · Entity 4713 | Tax withholdingOrdinary Shares | 1,111 | $24.85 | $27,608.35 |
DisclosureSEC source: 0001127602-19-032534 · form4.xml · nonDerivative · entry 1 Ebacher Cathleen A · CIK 0001683369 · VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,469.3074 F1 · kind: Withholding of shares to cover taxes due in connection with the vesting of restricted stock units. Read SEC document |
| October 31, 2019 Filed Nov 4, 2019 21:11 UTC | Adient plc ADNT · Entity 4713 | Tax withholdingOrdinary Shares | 3,625 | $21.19 | $76,813.75 |
DisclosureSEC source: 0001127602-19-031648 · form4.xml · nonDerivative · entry 1 Ebacher Cathleen A · CIK 0001683369 · VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,580.3074 F1 · shares: Withholding of shares to cover taxes due in connection with the vesting of restricted stock units. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 20:43 UTC | Adient plc ADNT · Entity 4713 | Tax withholdingOrdinary Shares | 554 | $21.09 | $11,683.86 |
DisclosureSEC source: 0001127602-19-030143 · form4.xml · nonDerivative · entry 1 Ebacher Cathleen A · CIK 0001683369 · VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,205.3074 F1 · shares: Withholding of shares to cover taxes due in connection with the vesting of restricted stock units. F2 · balance_after: Includes dividend equivalents and shares acquired under a dividend reinvestment plan. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 22:36 UTC | Adient plc ADNT · Entity 4713 | Tax withholdingOrdinary Shares | 899 | $22.23 | $19,984.77 |
DisclosureSEC source: 0001127602-19-030071 · form4.xml · nonDerivative · entry 1 Ebacher Cathleen A · CIK 0001683369 · VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,759.3074 F1 · shares: Withholding of shares to cover taxes due in connection with the vesting of restricted stock units. F2 · balance_after: Includes dividend equivalents and shares acquired under a dividend reinvestment plan. Read SEC document |
| November 07, 2018 Filed Nov 9, 2018 21:51 UTC | Adient plc ADNT · Entity 4713 | Tax withholdingOrdinary Shares | 1,526 | $29.85 | $45,551.10 |
DisclosureSEC source: 0001127602-18-032669 · form4.xml · nonDerivative · entry 1 Ebacher Cathleen A · CIK 0001683369 · VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,138.1394 F1 · shares: Withholding of shares to cover taxes due in connection with the vesting of restricted stock units. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 22:37 UTC | Adient plc ADNT · Entity 4713 | Tax withholdingOrdinary Shares | 3,476 | $30.42 | $105,739.92 |
DisclosureSEC source: 0001127602-18-032014 · form4.xml · nonDerivative · entry 1 Ebacher Cathleen A · CIK 0001683369 · VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,664.1394 F1 · shares: Withholding of shares to cover taxes due in connection with the vesting of restricted stock units. Read SEC document |
| October 07, 2018 Filed Oct 10, 2018 20:33 UTC | Adient plc ADNT · Entity 4713 | Disposition to issuerOrdinary Shares | 328.7076 | $34.10 | $11,208.93 |
DisclosureSEC source: 0001127602-18-029903 · form4.xml · nonDerivative · entry 2 Ebacher Cathleen A · CIK 0001683369 · VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,140.1394 F2 · shares: The restricted stock units listed above, which were each the economic equivalent of one ordinary share of Adient plc (and were received as a result of adjustments to equity awards in connection with the spinoff of Adient plc from Johnson Controls, Inc.), vested on October 7, 2018, and were settled for cash. Read SEC document |
| October 07, 2018 Filed Oct 10, 2018 20:33 UTC | Adient plc ADNT · Entity 4713 | Tax withholdingOrdinary Shares | 300 | $34.10 | $10,230.00 |
DisclosureSEC source: 0001127602-18-029903 · form4.xml · nonDerivative · entry 1 Ebacher Cathleen A · CIK 0001683369 · VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,468.847 F1 · shares: Withholding of shares to cover taxes due in connection with the vesting of restricted stock units. Read SEC document |
| October 02, 2018 Filed Oct 3, 2018 20:59 UTC | Adient plc ADNT · Entity 4713 | Tax withholdingOrdinary Shares | 547 | $37.62 | $20,578.14 |
DisclosureSEC source: 0001127602-18-029399 · form4.xml · nonDerivative · entry 2 Ebacher Cathleen A · CIK 0001683369 · VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,768.847 F3 · shares: Withholding of shares to cover taxes due in connection with the vesting of restricted stock units. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:59 UTC | Adient plc ADNT · Entity 4713 | GrantOrdinary Shares | 8,659 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-029399 · form4.xml · nonDerivative · entry 1 Ebacher Cathleen A · CIK 0001683369 · VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,315.847 F1 · price: Reflects grant of restricted stock units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversaries of the grant date. Restricted stock units accrue dividend equivalent units and convert into ordinary shares upon vesting. F2 · balance_after: Includes dividend equivalents and shares acquired under a dividend reinvestment plan. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 23:07 UTC | Adient plc ADNT · Entity 4713 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,258 | $0.00 Strike: $28.97 | $0.00 |
DisclosureSEC source: 0001127602-17-033978 · form4.xml · derivative · entry 7 Ebacher Cathleen A · CIK 0001683369 · VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,258 shares Expires 2022-10-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 50% of the options vested on the second and the remaining 50% vested on the third anniversary of the award. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 23:07 UTC | Adient plc ADNT · Entity 4713 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 975 | $0.00 Strike: $29.69 | $0.00 |
DisclosureSEC source: 0001127602-17-033978 · form4.xml · derivative · entry 6 Ebacher Cathleen A · CIK 0001683369 · VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 975 shares Expires 2021-10-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 50% of the options vested on the second and the remaining 50% vested on the third anniversary of the award. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 23:07 UTC | Adient plc ADNT · Entity 4713 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 351 | $0.00 Strike: $31.77 | $0.00 |
DisclosureSEC source: 0001127602-17-033978 · form4.xml · derivative · entry 5 Ebacher Cathleen A · CIK 0001683369 · VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 351 shares Expires 2020-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 50% of the options vested on the second and the remaining 50% vested on the third anniversary of the award. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 23:07 UTC | Adient plc ADNT · Entity 4713 | SaleOrdinary Shares | 2,584 | $79.13 | $204,484.58 |
DisclosureSEC source: 0001127602-17-033978 · form4.xml · nonDerivative · entry 4 Ebacher Cathleen A · CIK 0001683369 · VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,103.2677 F1 · price: This transaction was executed in multiple trades at prices ranging from $79.00 to $79.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 23:07 UTC | Adient plc ADNT · Entity 4713 | Exercise / conversionOrdinary Shares | 1,258 | $28.97 | $36,444.26 |
DisclosureSEC source: 0001127602-17-033978 · form4.xml · nonDerivative · entry 3 Ebacher Cathleen A · CIK 0001683369 · VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,687.2677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 23:07 UTC | Adient plc ADNT · Entity 4713 | Exercise / conversionOrdinary Shares | 975 | $29.69 | $28,947.75 |
DisclosureSEC source: 0001127602-17-033978 · form4.xml · nonDerivative · entry 2 Ebacher Cathleen A · CIK 0001683369 · VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,429.2677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 23:07 UTC | Adient plc ADNT · Entity 4713 | Exercise / conversionOrdinary Shares | 351 | $31.77 | $11,151.27 |
DisclosureSEC source: 0001127602-17-033978 · form4.xml · nonDerivative · entry 1 Ebacher Cathleen A · CIK 0001683369 · VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,454.2677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 22:25 UTC | Adient plc ADNT · Entity 4713 | SaleOrdinary Shares | 2,084 | $79.27 | $165,192.22 |
DisclosureSEC source: 0001127602-17-033459 · form4.xml · nonDerivative · entry 2 Ebacher Cathleen A · CIK 0001683369 · VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,103.2677 F2 · price: This transaction was executed in multiple trades at prices ranging from $79.13 to $79.4215. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. Read SEC document |
| November 28, 2017 Filed Nov 29, 2017 22:25 UTC | Adient plc ADNT · Entity 4713 | SaleOrdinary Shares | 7,100 | $78.15 | $554,867.13 |
DisclosureSEC source: 0001127602-17-033459 · form4.xml · nonDerivative · entry 1 Ebacher Cathleen A · CIK 0001683369 · VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,187.2677 F1 · price: This transaction was executed in multiple trades at prices ranging from $77.95 to $78.91. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. Read SEC document |
| November 18, 2017 Filed Nov 21, 2017 21:52 UTC | Adient plc ADNT · Entity 4713 | Tax withholdingOrdinary Shares | 109 | $76.19 | $8,304.71 |
DisclosureSEC source: 0001127602-17-033019 · form4.xml · nonDerivative · entry 1 Ebacher Cathleen A · CIK 0001683369 · VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,287.2677 F1 · shares: Withholding of shares to cover taxes due in connection with the vesting of restricted stock units. F2 · balance_after: Includes dividend equivalents. Read SEC document |
| November 07, 2017 Filed Nov 9, 2017 23:06 UTC | Adient plc ADNT · Entity 4713 | Tax withholdingOrdinary Shares | 1,145 | $78.09 | $89,413.05 |
DisclosureSEC source: 0001127602-17-031783 · form4.xml · nonDerivative · entry 1 Ebacher Cathleen A · CIK 0001683369 · VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,262.53 F1 · shares: Withholding of shares to cover taxes due in connection with the vesting of restricted stock units. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 21:49 UTC | Adient plc ADNT · Entity 4713 | Tax withholdingOrdinary Shares | 4,374 | $84.36 | $368,990.64 |
DisclosureSEC source: 0001127602-17-031048 · form4.xml · nonDerivative · entry 1 Ebacher Cathleen A · CIK 0001683369 · VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,407.53 F1 · shares: Withholding of shares to cover taxes due in connection with the vesting of restricted stock units. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:16 UTC | Adient plc ADNT · Entity 4713 | GrantOrdinary Shares | 5,178 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-029252 · form4.xml · nonDerivative · entry 1 Ebacher Cathleen A · CIK 0001683369 · VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,781.53 F1 · price: Reflects grant of restricted stock units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversaries of the grant date. Restricted stock units accrue dividend equivalent units and convert into ordinary shares upon vesting. F2 · balance_after: Includes dividend equivalents. Read SEC document |
| November 19, 2016 Filed Nov 22, 2016 20:49 UTC | Adient plc ADNT · Entity 4713 | Tax withholdingOrdinary Shares | 91 | $53.05 | $4,827.55 |
DisclosureSEC source: 0001127602-16-068083 · form4.xml · nonDerivative · entry 1 Ebacher Cathleen A · CIK 0001683369 · VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,238 F1 · shares: Withholding of shares to cover taxes due on restricted shares that vested on 11/19/16. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 18:29 UTC | Adient plc ADNT · Entity 4713 | GrantOrdinary Shares | 10,089 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-066557 · form4.xml · nonDerivative · entry 1 Ebacher Cathleen A · CIK 0001683369 · VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,329 F1 · shares: Reflects grant of restricted stock units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversaries of the grant date. Restricted stock units accrue dividend equivalent units and convert into ordinary shares upon vesting. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 21:40 UTC | Adient plc ADNT · Entity 4713 | GrantOrdinary Shares | 32,960 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065731 · form4.xml · nonDerivative · entry 1 Ebacher Cathleen A · CIK 0001683369 · VP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,240 F1 · shares: Reflects grant of restricted stock units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversaries of the grant date. Restricted stock units accrue dividend equivalent units and convert into ordinary shares upon vesting. F2 · balance_after: Includes 2,280 shares that were acquired in a pro-rata distribution upon the completion of the spin-off. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.