Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASHLAND INC.ASH · Entity 4139 | Controller | November 18, 2019 | November 20, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASHLAND INC.
Report date November 18, 2019 · Filed November 20, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,303 |
Ending reported balance
After 2019-11-19 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2019-11-18 · Sale · Disposed 218 · Balance 6,594 F1: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019. Row 2 · 2019-11-18 · Sale · Disposed 291 · Balance 6,303 F1: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019. Row 3 · 2019-11-18 · Exercise / conversion · Acquired 426 · Balance 6,729 Row 4 · 2019-11-18 · Tax withholding · Disposed 136 · Balance 6,593 F2: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 5 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Row 5 · 2019-11-19 · Sale · Disposed 290 · Balance 6,303 F1: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,070 |
Reported balance
After 2019-11-18 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-11-18 · Exercise / conversion · Disposed 426 · Balance 1,070 F4: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F5: Grant of Restricted Stock Units on November 16, 2016, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. |
| Common StockSEC Table I · non-derivative | Indirect401(k) | 333 |
Reported balance
Holding disclosure · report date 2019-11-18 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 333 F3: Based on Employee Savings Plan information as of October 31, 2019, the latest date for which such information is reasonably available. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019.
F2: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 5 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F3: Based on Employee Savings Plan information as of October 31, 2019, the latest date for which such information is reasonably available.
F4: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
F5: Grant of Restricted Stock Units on November 16, 2016, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2017 Filed Nov 16, 2017 21:18 UTC | ASHLAND INC. ASH · Entity 4139 | GrantStock Appreciation Right · Derivative | 6,700 | $67.16 Strike: $67.16 | $449,972.00 |
DisclosureSEC source: 0001127602-17-032398 · form4.xml · derivative · entry 2 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,700 Underlying: Common Stock · 6,700 shares Expires 2027-12-15 F3 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F3 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 21:18 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 1,250 | $67.16 | $83,950.00 |
DisclosureSEC source: 0001127602-17-032398 · form4.xml · derivative · entry 1 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,069 Underlying: Common Stock · 1,250 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F2 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 14, 2017 Filed Nov 15, 2017 21:47 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 154 | $67.10 | $10,333.40 |
DisclosureSEC source: 0001127602-17-032201 · form4.xml · nonDerivative · entry 3 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,978 F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Common Stock acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 14, 2017 Filed Nov 15, 2017 21:47 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 961 | $67.10 | $64,483.10 |
DisclosureSEC source: 0001127602-17-032201 · form4.xml · nonDerivative · entry 2 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,132 F1 · kind: Payment of tax liability by withholding of securities incident to the settlement of LTIP RSUs referenced in footnote 5 below. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 21:47 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 2,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-032201 · form4.xml · derivative · entry 5 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,819 Underlying: Common Stock · 2,775 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F5 · derivative.exercise_date: Grant of Restricted Stock Units provided after measurement of the performance of the 2015-2017 LTIP award, pursuant Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest November 13, 2017, provided that the Reporting Person remains in continuous employment with the Issuer. F5 · derivative.expiration_date: Grant of Restricted Stock Units provided after measurement of the performance of the 2015-2017 LTIP award, pursuant Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest November 13, 2017, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 21:47 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 2,775 | $67.10 | $186,202.50 |
DisclosureSEC source: 0001127602-17-032201 · form4.xml · nonDerivative · entry 1 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,093 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2017 Filed Sep 13, 2017 19:27 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 821 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-027389 · form4.xml · derivative · entry 1 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,586 Underlying: Common Stock · 821 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · shares: Pursuant to the terms of the FY 2016-2018 Long Term Incentive Plan (the "LTIP Plan"), two-thirds of the performance units under the LTIP Plan were scored resulting in 821 time-based, stock-settled restricted stock units. F3 · derivative.exercise_date: The Restricted Stock Units described in footnote 2 vest on November 18, 2018 so long as the Reporting Person remains employed through such vesting date. F3 · derivative.expiration_date: The Restricted Stock Units described in footnote 2 vest on November 18, 2018 so long as the Reporting Person remains employed through such vesting date. Read SEC document |
| July 19, 2017 Filed Jul 21, 2017 15:01 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 2,775 | $66.88 | $185,592.00 |
DisclosureSEC source: 0001127602-17-023979 · form4.xml · derivative · entry 1 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,765 Underlying: Common Stock · 2,775 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest on November 13, 2017, provided that the Reporting Person remains in continuous employment with the Issuer. F2 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest on November 13, 2017, provided that the Reporting Person remains in continuous employment with the Issuer. F3 · balance_after: Balance includes 7 additional restricted stock units acquired in lieu of cash dividends paid on June 15, 2017. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 19:31 UTC | ASHLAND INC. ASH · Entity 4139 | GrantStock Appreciation Right · Derivative | 2,164 | $0.00 Strike: $29.50 | $0.00 |
DisclosureSEC source: 0001127602-17-020780 · form4.xml · derivative · entry 9 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,614 Underlying: Common Stock · 2,164 shares Expires 2022-01-02 F13 · derivative.exercise_price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of stock appreciation rights equal to the Equity Award Adjustment Ratio for each such stock appreciation right, and the original strike price of $55.56 was converted to $29.50. F13 · price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of stock appreciation rights equal to the Equity Award Adjustment Ratio for each such stock appreciation right, and the original strike price of $55.56 was converted to $29.50. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 19:31 UTC | ASHLAND INC. ASH · Entity 4139 | GrantStock Appreciation Right · Derivative | 2,561 | $0.00 Strike: $59.95 | $0.00 |
DisclosureSEC source: 0001127602-17-020780 · form4.xml · derivative · entry 8 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,461 Underlying: Common Stock · 2,561 shares Expires 2024-12-12 F12 · derivative.exercise_price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of stock appreciation rights equal to the Equity Award Adjustment Ratio for each such stock appreciation right, and the original strike price of $112.91 was converted to $59.95. F12 · price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of stock appreciation rights equal to the Equity Award Adjustment Ratio for each such stock appreciation right, and the original strike price of $112.91 was converted to $59.95. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 19:31 UTC | ASHLAND INC. ASH · Entity 4139 | GrantStock Appreciation Right · Derivative | 3,180 | $0.00 Strike: $59.41 | $0.00 |
DisclosureSEC source: 0001127602-17-020780 · form4.xml · derivative · entry 7 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,780 Underlying: Common Stock · 3,180 shares Expires 2025-12-18 F11 · derivative.exercise_price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of stock appreciation rights equal to the Equity Award Adjustment Ratio for each such stock appreciation right, and the original strike price of $111.89 was converted to $59.41. F11 · price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of stock appreciation rights equal to the Equity Award Adjustment Ratio for each such stock appreciation right, and the original strike price of $111.89 was converted to $59.41. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 19:31 UTC | ASHLAND INC. ASH · Entity 4139 | GrantStock Appreciation Right · Derivative | 3,577 | $0.00 Strike: $57.96 | $0.00 |
DisclosureSEC source: 0001127602-17-020780 · form4.xml · derivative · entry 6 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,627 Underlying: Common Stock · 3,577 shares Expires 2026-12-16 F10 · derivative.exercise_price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of stock appreciation rights equal to the Equity Award Adjustment Ratio for each such stock appreciation right, and the original strike price of $109.15 was converted to $57.96. F10 · price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of stock appreciation rights equal to the Equity Award Adjustment Ratio for each such stock appreciation right, and the original strike price of $109.15 was converted to $57.96. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 19:31 UTC | ASHLAND INC. ASH · Entity 4139 | GrantStock Appreciation Right · Derivative | 2,473 | $0.00 Strike: $47.63 | $0.00 |
DisclosureSEC source: 0001127602-17-020780 · form4.xml · derivative · entry 5 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,273 Underlying: Common Stock · 2,473 shares Expires 2023-12-13 F9 · derivative.exercise_price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of stock appreciation rights equal to the Equity Award Adjustment Ratio for each such stock appreciation right, and the original strike price of $89.69 was converted to $47.63. F9 · price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of stock appreciation rights equal to the Equity Award Adjustment Ratio for each such stock appreciation right, and the original strike price of $89.69 was converted to $47.63. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 19:31 UTC | ASHLAND INC. ASH · Entity 4139 | GrantStock Appreciation Right · Derivative | 2,562 | $0.00 Strike: $37.37 | $0.00 |
DisclosureSEC source: 0001127602-17-020780 · form4.xml · derivative · entry 4 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,462 Underlying: Common Stock · 2,562 shares Expires 2022-12-14 F8 · derivative.exercise_price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of stock appreciation rights equal to the Equity Award Adjustment Ratio for each such stock appreciation right, and the original strike price of $70.37 was converted to $37.37. F8 · price: Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of stock appreciation rights equal to the Equity Award Adjustment Ratio for each such stock appreciation right, and the original strike price of $70.37 was converted to $37.37. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 19:31 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 1,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-020780 · form4.xml · derivative · entry 3 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,983 Underlying: Common Stock · 1,850 shares Expires not disclosed F4 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F5 · shares: Represents the sum of 1,002 restricted stock units granted pursuant to the adjustment described in clause (a) of this footnote (5) and 848 restricted stock units granted pursuant to the plan described in clause (b) of this footnote (5). (a) Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of restricted stock units equal to the Equity Award Adjustment Ratio for each such restricted stock unit. (b) Pursuant to the terms of the FY 2016- 2018 Long Term Incentive Plan (the "LTIP Plan"), upon the Distribution, one-third of the Reporting Person's performance units under the LTIP Plan became convertible into 848 time-based, stock-settled restricted stock units immediately following the 120th day following the consummation of the Distribution. Pursuant to the terms of the LTIP Plan, each such time-based, stock settled restricted stock unit was further adjusted into the number of time-based, stock settled restricted stock units equal to the Equity Award Adjustment Ratio. F5 · price: Represents the sum of 1,002 restricted stock units granted pursuant to the adjustment described in clause (a) of this footnote (5) and 848 restricted stock units granted pursuant to the plan described in clause (b) of this footnote (5). (a) Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of restricted stock units equal to the Equity Award Adjustment Ratio for each such restricted stock unit. (b) Pursuant to the terms of the FY 2016- 2018 Long Term Incentive Plan (the "LTIP Plan"), upon the Distribution, one-third of the Reporting Person's performance units under the LTIP Plan became convertible into 848 time-based, stock-settled restricted stock units immediately following the 120th day following the consummation of the Distribution. Pursuant to the terms of the LTIP Plan, each such time-based, stock settled restricted stock unit was further adjusted into the number of time-based, stock settled restricted stock units equal to the Equity Award Adjustment Ratio. F6 · derivative.exercise_date: The restricted stock units described in clause (a) of footnote (5) vest upon the same terms and conditions as were applicable to the Reporting Person's awards of restricted stock units immediately prior to the Distribution. The restricted stock units described in clause (b) of footnote (5) vest upon the third anniversary of the grant date (i.e. November 18, 2018) so long as the Reporting Person remains employed through such vesting date. F6 · derivative.expiration_date: The restricted stock units described in clause (a) of footnote (5) vest upon the same terms and conditions as were applicable to the Reporting Person's awards of restricted stock units immediately prior to the Distribution. The restricted stock units described in clause (b) of footnote (5) vest upon the third anniversary of the grant date (i.e. November 18, 2018) so long as the Reporting Person remains employed through such vesting date. F7 · balance_after: Balance includes 6 additional restricted stock units acquired in lieu of cash dividends, 3 which were paid on December 15, 2016, and 3 were paid on March 15, 2017. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 19:31 UTC | ASHLAND INC. ASH · Entity 4139 | GrantCommon Stock | 215 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-020780 · form4.xml · nonDerivative · entry 1 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,316 F1 · price: Represents the sum of 215 shares of restricted stock granted pursuant to the adjustment described in this footnote (1). Ashland Global Holdings Inc. ("Ashland") distributed to its stockholders on May 12, 2017 (the "Distribution Date") 170,000,000 shares of Valvoline Inc. common stock as a pro rata dividend (the "Distribution"). Pursuant to the terms of the applicable equity compensation plan, the Reporting Person was entitled to receive the number of shares of restricted stock equal to the quotient of (x) the closing price of Ashland common stock on the Distribution Date and (y) the simple arithmetic average of the volume-weighted average price of Ashland common stock for each of the ten consecutive trading days immediately following the Distribution Date (such quotient, the "Equity Award Adjustment Ratio") for each such share of restricted stock. F2 · balance_after: Includes 458 shares of unvested restricted stock. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 22:33 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 4,000 | $110.46 | $441,840.00 |
DisclosureSEC source: 0001127602-17-002097 · form4.xml · nonDerivative · entry 1 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,101 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2016. F2 · balance_after: Includes 243 shares of unvested Restricted Stock. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:53 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 233 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068212 · form4.xml · derivative · entry 4 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,127 Underlying: Common Stock · 233 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F5 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F5 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:53 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 81 | $111.12 | $9,000.72 |
DisclosureSEC source: 0001127602-16-068212 · form4.xml · nonDerivative · entry 2 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,694 F3 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F2 · balance_after: Includes 243 shares of unvested Restricted Stock. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 22:53 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 233 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-068212 · form4.xml · nonDerivative · entry 1 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F2 · balance_after: Includes 243 shares of unvested Restricted Stock. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:17 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 650 | $109.15 | $70,947.50 |
DisclosureSEC source: 0001127602-16-067803 · form4.xml · derivative · entry 4 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,360 Underlying: Common Stock · 650 shares Expires not disclosed F5 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F6 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F6 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:17 UTC | ASHLAND INC. ASH · Entity 4139 | GrantStock Appreciation Right · Derivative | 4,050 | $109.15 Strike: $109.15 | $442,057.50 |
DisclosureSEC source: 0001127602-16-067803 · form4.xml · derivative · entry 3 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,050 Underlying: Common Stock · 4,050 shares Expires 2026-12-16 F4 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F4 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:17 UTC | ASHLAND INC. ASH · Entity 4139 | GrantCommon Stock | 1,778 | $109.15 | $194,068.70 |
DisclosureSEC source: 0001127602-16-067803 · form4.xml · nonDerivative · entry 1 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,542 F1 · kind: Ashland Common Stock acquired upon settlement of LTIP award pursuant to Ashland's incentive plan and exempt under Rule 16b-3(d). F2 · balance_after: Includes 243 shares of unvested Restricted Stock. Read SEC document |
| November 16, 2016 Filed Nov 28, 2016 22:23 UTC Amendment | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 593 | $109.15 | $64,725.95 |
DisclosureSEC source: 0001127602-16-068501 · form4a.xml · nonDerivative · entry 1 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,949 F1 · kind: Payment of tax liability by withholding of securities incident to the settlement of LTIP award referenced in footnote 1 of the Form 4 filed November 18, 2016. F2 · balance_after: Includes 243 shares of unvested Restricted Stock. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 22:29 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 178 | $108.22 | $19,263.16 |
DisclosureSEC source: 0001127602-16-067466 · form4.xml · nonDerivative · entry 1 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,764 F1 · kind: Payment of tax liability by withholding incident to the receipt of the vesting of shares of Restricted Common Stock acquired pursuant to Ashland's incenetive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. F2 · balance_after: Includes 243 shares of unvested Restricted Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.