Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASHLAND INC.ASH · Entity 4139 | Controller | November 18, 2019 | November 20, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASHLAND INC.
Report date November 18, 2019 · Filed November 20, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,303 |
Ending reported balance
After 2019-11-19 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2019-11-18 · Sale · Disposed 218 · Balance 6,594 F1: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019. Row 2 · 2019-11-18 · Sale · Disposed 291 · Balance 6,303 F1: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019. Row 3 · 2019-11-18 · Exercise / conversion · Acquired 426 · Balance 6,729 Row 4 · 2019-11-18 · Tax withholding · Disposed 136 · Balance 6,593 F2: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 5 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Row 5 · 2019-11-19 · Sale · Disposed 290 · Balance 6,303 F1: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,070 |
Reported balance
After 2019-11-18 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-11-18 · Exercise / conversion · Disposed 426 · Balance 1,070 F4: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F5: Grant of Restricted Stock Units on November 16, 2016, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. |
| Common StockSEC Table I · non-derivative | Indirect401(k) | 333 |
Reported balance
Holding disclosure · report date 2019-11-18 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 333 F3: Based on Employee Savings Plan information as of October 31, 2019, the latest date for which such information is reasonably available. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019.
F2: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 5 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
F3: Based on Employee Savings Plan information as of October 31, 2019, the latest date for which such information is reasonably available.
F4: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
F5: Grant of Restricted Stock Units on November 16, 2016, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 19, 2019 Filed Nov 20, 2019 18:59 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 290 | $76.59 | $22,211.10 |
DisclosureSEC source: 0001127602-19-033339 · form4.xml · nonDerivative · entry 5 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,303 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 18:59 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 426 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033339 · form4.xml · derivative · entry 7 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,070 Underlying: Common Stock · 426 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F5 · derivative.exercise_date: Grant of Restricted Stock Units on November 16, 2016, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F5 · derivative.expiration_date: Grant of Restricted Stock Units on November 16, 2016, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 18:59 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 136 | $78.65 | $10,696.40 |
DisclosureSEC source: 0001127602-19-033339 · form4.xml · nonDerivative · entry 4 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,593 F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 5 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 18:59 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 426 | $78.65 | $33,504.90 |
DisclosureSEC source: 0001127602-19-033339 · form4.xml · nonDerivative · entry 3 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 18:59 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 291 | $78.99 | $22,986.09 |
DisclosureSEC source: 0001127602-19-033339 · form4.xml · nonDerivative · entry 2 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,303 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 18:59 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 218 | $78.99 | $17,219.82 |
DisclosureSEC source: 0001127602-19-033339 · form4.xml · nonDerivative · entry 1 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,594 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 22:12 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 428 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033048 · form4.xml · derivative · entry 7 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,496 Underlying: Common Stock · 428 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F6 · derivative.exercise_date: Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F6 · derivative.expiration_date: Grant of Restricted Stock Units on November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 22:12 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 320 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033048 · form4.xml · derivative · entry 6 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,924 Underlying: Common Stock · 320 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F5 · derivative.exercise_date: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F5 · derivative.expiration_date: Grant of Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 22:12 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 137 | $78.85 | $10,802.45 |
DisclosureSEC source: 0001127602-19-033048 · form4.xml · nonDerivative · entry 4 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,812 F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 6 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 22:12 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 428 | $78.85 | $33,747.80 |
DisclosureSEC source: 0001127602-19-033048 · form4.xml · nonDerivative · entry 3 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 22:12 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 102 | $78.85 | $8,042.70 |
DisclosureSEC source: 0001127602-19-033048 · form4.xml · nonDerivative · entry 2 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,521 F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 5 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 22:12 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 320 | $78.85 | $25,232.00 |
DisclosureSEC source: 0001127602-19-033048 · form4.xml · nonDerivative · entry 1 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 15, 2019 Filed Apr 15, 2019 20:32 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 903 | $79.72 | $71,987.16 |
DisclosureSEC source: 0001127602-19-015461 · form4.xml · nonDerivative · entry 4 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,303 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019. F2 · shares: Multiple lots for the same price for this order have been combined. Read SEC document |
| April 12, 2019 Filed Apr 15, 2019 20:32 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionStock Appreciation Right · Derivative | 5,461 | $0.00 Strike: $59.95 | $0.00 |
DisclosureSEC source: 0001127602-19-015461 · form4.xml · derivative · entry 6 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,461 shares Expires 2024-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019. F5 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F5 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| April 12, 2019 Filed Apr 15, 2019 20:32 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 4,558 | $79.37 | $361,768.46 |
DisclosureSEC source: 0001127602-19-015461 · form4.xml · nonDerivative · entry 3 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,206 F3 · kind: Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 5 below. F2 · shares: Multiple lots for the same price for this order have been combined. Read SEC document |
| April 12, 2019 Filed Apr 15, 2019 20:32 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 5,461 | $79.37 | $433,439.57 |
DisclosureSEC source: 0001127602-19-015461 · form4.xml · nonDerivative · entry 2 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,764 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019. Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 20:32 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 6,300 | $79.46 | $500,598.00 |
DisclosureSEC source: 0001127602-19-015461 · form4.xml · nonDerivative · entry 1 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,303 F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2019. F2 · shares: Multiple lots for the same price for this order have been combined. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 02:02 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 821 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034046 · form4.xml · derivative · entry 13 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,213 Underlying: Common Stock · 821 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F10 · derivative.exercise_date: Two thirds of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2016-2018 LTIP Plan and vests three years from the original grant date of 11/18/2015. F10 · derivative.expiration_date: Two thirds of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2016-2018 LTIP Plan and vests three years from the original grant date of 11/18/2015. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 02:02 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 848 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034046 · form4.xml · derivative · entry 12 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,034 Underlying: Common Stock · 848 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F9 · derivative.exercise_date: One third of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units at target and vests three years from the original grant date of 11/18/2015. F9 · derivative.expiration_date: One third of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units at target and vests three years from the original grant date of 11/18/2015. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 02:02 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 470 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034046 · form4.xml · derivative · entry 11 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,882 Underlying: Common Stock · 470 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F8 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F8 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 02:02 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 252 | $80.32 | $20,240.64 |
DisclosureSEC source: 0001127602-18-034046 · form4.xml · nonDerivative · entry 8 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,603 F4 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 10 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 02:02 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 821 | $80.32 | $65,942.72 |
DisclosureSEC source: 0001127602-18-034046 · form4.xml · nonDerivative · entry 7 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,855 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 02:02 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 260 | $80.32 | $20,883.20 |
DisclosureSEC source: 0001127602-18-034046 · form4.xml · nonDerivative · entry 6 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,034 F3 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 9 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 02:02 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 848 | $80.32 | $68,111.36 |
DisclosureSEC source: 0001127602-18-034046 · form4.xml · nonDerivative · entry 5 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,294 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 02:02 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 144 | $80.32 | $11,566.08 |
DisclosureSEC source: 0001127602-18-034046 · form4.xml · nonDerivative · entry 4 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,446 F2 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 8 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 02:02 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 470 | $80.32 | $37,750.40 |
DisclosureSEC source: 0001127602-18-034046 · form4.xml · nonDerivative · entry 3 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2018 Filed Nov 21, 2018 02:02 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 419 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034046 · form4.xml · derivative · entry 10 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,352 Underlying: Common Stock · 419 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F7 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F7 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 16, 2018 Filed Nov 21, 2018 02:02 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 129 | $82.30 | $10,616.70 |
DisclosureSEC source: 0001127602-18-034046 · form4.xml · nonDerivative · entry 2 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,120 F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 7 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 16, 2018 Filed Nov 21, 2018 02:02 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 419 | $82.30 | $34,483.70 |
DisclosureSEC source: 0001127602-18-034046 · form4.xml · nonDerivative · entry 1 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,249 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:04 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 421 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-033844 · form4.xml · derivative · entry 4 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,771 Underlying: Common Stock · 421 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F5 · balance_after: Balance includes shares of restricted stock units acquired in lieu of cash dividends, 7 shares acquired on December 15, 2017; 8 shares acquired on March 15, 2018; 8 shares acquired on June 15, 2018 and 8 shares acquired on September 15, 2018. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:04 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 129 | $82.34 | $10,621.86 |
DisclosureSEC source: 0001127602-18-033844 · form4.xml · nonDerivative · entry 2 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,830 F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:04 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 421 | $82.34 | $34,665.14 |
DisclosureSEC source: 0001127602-18-033844 · form4.xml · nonDerivative · entry 1 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 15:09 UTC | ASHLAND INC. ASH · Entity 4139 | GrantRestricted Stock Units · Derivative | 950 | $82.34 | $78,223.00 |
DisclosureSEC source: 0001127602-18-033588 · form4.xml · derivative · entry 2 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,192 Underlying: Common Stock · 950 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F3 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F3 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 15:09 UTC | ASHLAND INC. ASH · Entity 4139 | GrantStock Appreciation Right · Derivative | 4,300 | $82.34 Strike: $82.34 | $354,062.00 |
DisclosureSEC source: 0001127602-18-033588 · form4.xml · derivative · entry 1 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,300 Underlying: Common Stock · 4,300 shares Expires 2028-11-15 F1 · derivative.exercise_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. F1 · derivative.expiration_date: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 19:07 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionStock Appreciation Right · Derivative | 5,273 | $0.00 Strike: $47.63 | $0.00 |
DisclosureSEC source: 0001127602-18-003546 · form4.xml · derivative · entry 11 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,273 shares Expires 2023-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · kind: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 19:07 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionStock Appreciation Right · Derivative | 5,462 | $0.00 Strike: $37.37 | $0.00 |
DisclosureSEC source: 0001127602-18-003546 · form4.xml · derivative · entry 10 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,462 shares Expires 2022-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · kind: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 19:07 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionStock Appreciation Right · Derivative | 4,614 | $0.00 Strike: $29.50 | $0.00 |
DisclosureSEC source: 0001127602-18-003546 · form4.xml · derivative · entry 9 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,614 shares Expires 2022-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 19:07 UTC | ASHLAND INC. ASH · Entity 4139 | SaleCommon Stock | 4,495 | $70.31 | $316,043.45 |
DisclosureSEC source: 0001127602-18-003546 · form4.xml · nonDerivative · entry 7 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,538 F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple lots ranging from $70.28 to $70.34, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price in this footnote. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 19:07 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 2,913 | $70.10 | $204,201.30 |
DisclosureSEC source: 0001127602-18-003546 · form4.xml · nonDerivative · entry 6 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,033 F3 · kind: Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 6 below. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 19:07 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 3,782 | $70.16 | $265,345.12 |
DisclosureSEC source: 0001127602-18-003546 · form4.xml · nonDerivative · entry 5 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,946 F2 · kind: Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 7 below. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 19:07 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 4,159 | $70.15 | $291,753.85 |
DisclosureSEC source: 0001127602-18-003546 · form4.xml · nonDerivative · entry 4 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,728 F1 · kind: Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 8 below. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 19:07 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 5,273 | $47.63 | $251,152.99 |
DisclosureSEC source: 0001127602-18-003546 · form4.xml · nonDerivative · entry 3 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,887 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 19:07 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 5,462 | $37.37 | $204,114.94 |
DisclosureSEC source: 0001127602-18-003546 · form4.xml · nonDerivative · entry 2 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,614 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 19:07 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 4,614 | $29.50 | $136,113.00 |
DisclosureSEC source: 0001127602-18-003546 · form4.xml · nonDerivative · entry 1 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 21:55 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 446 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-033025 · form4.xml · derivative · entry 4 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,211 Underlying: Common Stock · 446 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F5 · derivative.exercise_date: Grant of Restricted Stock Units provided after measurement of the performance of the 2015-2017 LTIP award, pursuant Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest November 13, 2017, provided that the Reporting Person remains in continuous employment with the Issuer. F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. F5 · derivative.expiration_date: Grant of Restricted Stock Units provided after measurement of the performance of the 2015-2017 LTIP award, pursuant Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest November 13, 2017, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 21:55 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 446 | $70.16 | $31,291.36 |
DisclosureSEC source: 0001127602-17-033025 · form4.xml · nonDerivative · entry 2 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,538 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 21:55 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 155 | $70.16 | $10,874.80 |
DisclosureSEC source: 0001127602-17-033025 · form4.xml · nonDerivative · entry 1 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,092 F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 22:20 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionRestricted Stock Units · Derivative | 412 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-032705 · form4.xml · derivative · entry 4 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,657 Underlying: Common Stock · 412 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. F4 · derivative.exercise_date: Grant of Restricted Stock Units, pursuant Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments, beginning one year after the grant date, provided that the Reporting Person remains in continuous employment with the Issuer. F4 · derivative.expiration_date: Grant of Restricted Stock Units, pursuant Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments, beginning one year after the grant date, provided that the Reporting Person remains in continuous employment with the Issuer. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 22:20 UTC | ASHLAND INC. ASH · Entity 4139 | Tax withholdingCommon Stock | 143 | $70.75 | $10,117.25 |
DisclosureSEC source: 0001127602-17-032705 · form4.xml · nonDerivative · entry 2 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,247 F1 · kind: Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 22:20 UTC | ASHLAND INC. ASH · Entity 4139 | Exercise / conversionCommon Stock | 412 | $70.75 | $29,149.00 |
DisclosureSEC source: 0001127602-17-032705 · form4.xml · nonDerivative · entry 1 HEITMAN WILLIAM J · CIK 0001187010 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.