Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRISTOL MYERS SQUIBB COBMY · Entity 1662 | SVP & Controller | May 02, 2023 | May 03, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRISTOL MYERS SQUIBB CO
Report date May 02, 2023 · Filed May 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Direct | 609 |
Ending reported balance
After 2023-05-02 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2023-05-02 · Exercise / conversion · Acquired 689 · Balance 689 F1: Represents vesting of one-quarter of market share units granted on May 2, 2022. Row 2 · 2023-05-02 · Other · Disposed 62 · Balance 627 F2: Adjustment reflects shares disposed upon the vesting of market share units due to the performance factor. Row 3 · 2023-05-02 · Tax withholding · Disposed 227 · Balance 400 F3: Shares withheld for payment of taxes upon vesting of awards. Row 4 · 2023-05-02 · Exercise / conversion · Acquired 328 · Balance 728 F1: Represents vesting of one-quarter of market share units granted on May 2, 2022. Row 5 · 2023-05-02 · Tax withholding · Disposed 119 · Balance 609 F3: Shares withheld for payment of taxes upon vesting of awards. |
| Market Share UnitsSEC Table II · derivative / convertible security · Expires 2026-05-02 | Direct | 2,067 |
Reported balance
After 2023-05-02 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-05-02 · Exercise / conversion · Disposed 689 · Balance 2,067 F4: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%. F1: Represents vesting of one-quarter of market share units granted on May 2, 2022. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-05-02 | Direct | 984 |
Reported balance
After 2023-05-02 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-05-02 · Exercise / conversion · Disposed 328 · Balance 984 F5: Each restricted stock unit converts into one share of common stock upon vesting. F1: Represents vesting of one-quarter of market share units granted on May 2, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents vesting of one-quarter of market share units granted on May 2, 2022.
F2: Adjustment reflects shares disposed upon the vesting of market share units due to the performance factor.
F3: Shares withheld for payment of taxes upon vesting of awards.
F4: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%.
F5: Each restricted stock unit converts into one share of common stock upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 02, 2023 Filed May 3, 2023 23:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 328 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-23-000111 · wf-form4_168315699941422.xml · derivative · entry 7 Greenlees Sharon · CIK 0001926113 · SVP & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 984 Underlying: Common Stock, $0.10 par value · 328 shares Expires 2026-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on May 2, 2022. Read SEC document |
| May 02, 2023 Filed May 3, 2023 23:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 689 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-23-000111 · wf-form4_168315699941422.xml · derivative · entry 6 Greenlees Sharon · CIK 0001926113 · SVP & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,067 Underlying: Common Stock, $0.10 par value · 689 shares Expires 2026-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on May 2, 2022. Read SEC document |
| May 02, 2023 Filed May 3, 2023 23:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 119 | $68.10 | $8,103.90 |
DisclosureSEC source: 0000014272-23-000111 · wf-form4_168315699941422.xml · nonDerivative · entry 5 Greenlees Sharon · CIK 0001926113 · SVP & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 609 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| May 02, 2023 Filed May 3, 2023 23:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 328 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-23-000111 · wf-form4_168315699941422.xml · nonDerivative · entry 4 Greenlees Sharon · CIK 0001926113 · SVP & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 728 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on May 2, 2022. Read SEC document |
| May 02, 2023 Filed May 3, 2023 23:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 227 | $68.10 | $15,458.70 |
DisclosureSEC source: 0000014272-23-000111 · wf-form4_168315699941422.xml · nonDerivative · entry 3 Greenlees Sharon · CIK 0001926113 · SVP & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 400 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| May 02, 2023 Filed May 3, 2023 23:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 62 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-23-000111 · wf-form4_168315699941422.xml · nonDerivative · entry 2 Greenlees Sharon · CIK 0001926113 · SVP & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 627 F2 · shares: Adjustment reflects shares disposed upon the vesting of market share units due to the performance factor. Read SEC document |
| May 02, 2023 Filed May 3, 2023 23:36 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 689 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-23-000111 · wf-form4_168315699941422.xml · nonDerivative · entry 1 Greenlees Sharon · CIK 0001926113 · SVP & Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 689 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on May 2, 2022. Read SEC document |
| March 10, 2023 Filed Mar 15, 2023 00:13 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 5,269 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-23-000057 · wf-form4_167883919953888.xml · derivative · entry 2 Greenlees Sharon · CIK 0001926113 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,269 Underlying: Common Stock, $0.10 par value · 5,269 shares Expires 2026-03-10 F3 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2026. F3 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2026. Read SEC document |
| March 10, 2023 Filed Mar 15, 2023 00:13 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 3,513 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-23-000057 · wf-form4_167883919953888.xml · derivative · entry 1 Greenlees Sharon · CIK 0001926113 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,513 Underlying: Common Stock, $0.10 par value · 3,513 shares Expires 2027-03-10 F1 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 80% and the maximum payout factor is 225%. F2 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| May 02, 2022 Filed May 4, 2022 23:29 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 4,134 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000119 · wf-form4_165170685934645.xml · derivative · entry 3 Greenlees Sharon · CIK 0001926113 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,134 Underlying: Common Stock, $0.10 par value · 4,134 shares Expires 2025-05-02 F5 · derivative.exercise_price: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2025. F5 · derivative.exercise_date: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2025. Read SEC document |
| May 02, 2022 Filed May 4, 2022 23:29 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 2,756 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000119 · wf-form4_165170685934645.xml · derivative · entry 2 Greenlees Sharon · CIK 0001926113 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,756 Underlying: Common Stock, $0.10 par value · 2,756 shares Expires 2026-05-02 F3 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| May 02, 2022 Filed May 4, 2022 23:29 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantRestricted Stock Units · Derivative | 1,312 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-22-000119 · wf-form4_165170685934645.xml · derivative · entry 1 Greenlees Sharon · CIK 0001926113 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,312 Underlying: Common Stock, $0.10 par value · 1,312 shares Expires 2026-05-02 F1 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F2 · derivative.exercise_date: The restricted stock units vest in four equal installments beginning on May 2, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.