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person · Reporting owner

ROBERTSON SANFORD

Disclosed activity across 3 companies

Tapewire entity
15344
SEC CIK
0001250105

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FILANA THERAPEUTICS, INC.SAVA · Entity 7294DirectorMay 16, 2024May 16, 2024
Salesforce, Inc.CRM · Entity 2842DirectorMay 22, 2023May 23, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FILANA THERAPEUTICS, INC.

Report date May 16, 2024 · Filed May 16, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect950,851 Reported balance After 2024-05-16 transaction · row 1
1 source row

Row 1 · 2024-05-16 · Gift · Disposed 5,000 · Balance 950,851

Common StockSEC Table I · non-derivativeIndirectBy spouse5,000 Reported balance After 2024-05-16 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2024-05-16 · Gift · Acquired 5,000 · Balance 5,000

Common StockSEC Table I · non-derivativeIndirectBy family180,000 Reported balance Holding disclosure · report date 2024-05-16 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 180,000

Salesforce, Inc.

Report date May 22, 2023 · Filed May 23, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect30,317 Reported balance After 2023-05-22 transaction · row 1
1 source row

Row 1 · 2023-05-22 · Exercise / conversion · Acquired 535 · Balance 30,317

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2023-05-22Direct0 Reported balance After 2023-05-22 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-05-22 · Exercise / conversion · Disposed 535 · Balance 0

F1: Restricted Stock Units convert to shares of common stock on a one-for-one basis.

F2: These restricted stock units vest as to 50% of the original grant on each of February 22, 2023 and May 22, 2023.

Common StockSEC Table I · non-derivativeIndirectJeanne Robertson Marital Trust B dtd 2/8/1850,000 Reported balance Holding disclosure · report date 2023-05-22 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 50,000

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock Units convert to shares of common stock on a one-for-one basis.

F2: These restricted stock units vest as to 50% of the original grant on each of February 22, 2023 and May 22, 2023.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

RPX Corp

Report date June 19, 2018 · Filed June 19, 2018

Section 16 reporting ended · disclosed 2018-06-19. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-06-19 transaction · row 1
1 source row

Row 1 · 2018-06-19 · Other · Disposed 244,610 · Balance 0

F1: Issuer entered into an Agreement and Plan of Merger, dated April 30, 2018 (the "Merger Agreement"), by and among the Issuer, Riptide Parent, LLC ("Parent"), and Riptide Purchaser, Inc., a wholly owned subsidiary of Parent ("Purchaser"). Parent and Purchaser are beneficially owned by affiliates of HGGC, LLC. Pursuant to the Merger Agreement and the tender offer commenced in connection therewith, each share of Issuer common stock held by the Reporting Person was tendered for $10.50 per share in cash (the "Offer Price"), without interest and subject to any required withholding of taxes. Pursuant to the Merger Agreement, on June 19, 2018, Purchaser was merged with and into the Issuer (the "Merger"), with the Issuer being the surviving corporation and becoming a wholly owned subsidiary of Parent.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.45 · Expires 2021-05-08Direct0 Reported balance After 2018-06-19 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-06-19 · Disposition to issuer · Disposed 60,000 · Balance 0

F3: Upon or in connection with the Merger, this option was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of the Offer Price over the applicable per-share exercise price of such cancelled option, multiplied by (ii) the total number of shares of Issuer's common stock underlying such option, less any required withholding taxes, provided, that, if the per-share exercise price of any such option was equal to or greater than the Offer Price, such option was cancelled for no consideration.

F2: The outstanding stock options subject to the grant are fully vested and exercisable.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.25 · Expires 2022-06-18Direct0 Reported balance After 2018-06-19 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-06-19 · Disposition to issuer · Disposed 7,500 · Balance 0

F3: Upon or in connection with the Merger, this option was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of the Offer Price over the applicable per-share exercise price of such cancelled option, multiplied by (ii) the total number of shares of Issuer's common stock underlying such option, less any required withholding taxes, provided, that, if the per-share exercise price of any such option was equal to or greater than the Offer Price, such option was cancelled for no consideration.

F2: The outstanding stock options subject to the grant are fully vested and exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: Issuer entered into an Agreement and Plan of Merger, dated April 30, 2018 (the "Merger Agreement"), by and among the Issuer, Riptide Parent, LLC ("Parent"), and Riptide Purchaser, Inc., a wholly owned subsidiary of Parent ("Purchaser"). Parent and Purchaser are beneficially owned by affiliates of HGGC, LLC. Pursuant to the Merger Agreement and the tender offer commenced in connection therewith, each share of Issuer common stock held by the Reporting Person was tendered for $10.50 per share in cash (the "Offer Price"), without interest and subject to any required withholding of taxes. Pursuant to the Merger Agreement, on June 19, 2018, Purchaser was merged with and into the Issuer (the "Merger"), with the Issuer being the surviving corporation and becoming a wholly owned subsidiary of Parent.

F2: The outstanding stock options subject to the grant are fully vested and exercisable.

F3: Upon or in connection with the Merger, this option was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of the Offer Price over the applicable per-share exercise price of such cancelled option, multiplied by (ii) the total number of shares of Issuer's common stock underlying such option, less any required withholding taxes, provided, that, if the per-share exercise price of any such option was equal to or greater than the Offer Price, such option was cancelled for no consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2021 Filed Feb 24, 2021 00:49 UTC Salesforce, Inc. CRM · Entity 2842 Exercise / conversionRestricted Stock Units · Derivative 411 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-007415 · form4.xml · derivative · entry 3

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,230

Underlying: Common Stock · 411 shares

Expires 2021-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert to shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: These restricted stock units vest as to 25% of the original grant on each of February 22, 2021, May 22, 2021, August 22, 2021, and November 22, 2021.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 00:49 UTC Salesforce, Inc. CRM · Entity 2842 Exercise / conversionCommon Stock 411 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-007415 · form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 2, 2021 01:52 UTC Salesforce, Inc. CRM · Entity 2842 GrantRestricted Stock Units · Derivative 1,641 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003406 · form4.xml · derivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,641

Underlying: Common Stock · 1,641 shares

Expires 2021-11-22

F1 · derivative.exercise_price: Restricted Stock Units convert to shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: These restricted stock units vest as to 25% of the original grant on each of February 22, 2021, May 22, 2021, August 22, 2021, and November 22, 2021.

Read SEC document
December 11, 2020 Filed Dec 14, 2020 22:04 UTC FILANA THERAPEUTICS, INC. SAVA · Entity 7294 GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $8.12 $0.00
Disclosure

SEC source: 0001069530-20-000073 · certent-form4.xml · derivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2030-12-11

F1 · derivative.exercise_date: Stock Options issued pursuant to the Company's Equity Incentive Plan vest over four (4) years at a rate of 1/48th each month.

Read SEC document
November 22, 2020 Filed Nov 24, 2020 00:05 UTC Salesforce, Inc. CRM · Entity 2842 Exercise / conversionRestricted Stock Units · Derivative 514 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029853 · form4.xml · derivative · entry 3

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 514 shares

Expires 2020-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert to shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: These restricted stock units vest as to 25% of the original grant on each of February 22, 2020, May 22, 2020, August 22, 2020, and November 22, 2020.

Read SEC document
November 22, 2020 Filed Nov 24, 2020 00:05 UTC Salesforce, Inc. CRM · Entity 2842 Exercise / conversionCommon Stock 514 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029853 · form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 18, 2020 Filed Sep 21, 2020 20:01 UTC FILANA THERAPEUTICS, INC. SAVA · Entity 7294 PurchaseCommon Stock 36,281 $8.92 $323,626.52
Disclosure

SEC source: 0001069530-20-000059 · certent-form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 912,623

F1 · price: The purchase reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $8.75 to $9.04 per share. The reporting person undertakes to provide to Cassava, any security holder of Cassava or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth in this footnote.

Read SEC document
September 17, 2020 Filed Sep 17, 2020 21:15 UTC FILANA THERAPEUTICS, INC. SAVA · Entity 7294 PurchaseCommon Stock 213,719 $6.98 $1,491,758.62
Disclosure

SEC source: 0001069530-20-000055 · certent-form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 876,342

F1 · price: The purchase reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.77 to $7.20 per share. The reporting person undertakes to provide to Cassava, any security holder of Cassava or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth in this footnote.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 00:44 UTC Salesforce, Inc. CRM · Entity 2842 SaleCommon Stock 2,300 $273.78 $629,697.45
Disclosure

SEC source: 0001127602-20-024599 · form4.xml · nonDerivative · entry 5

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,391

F5 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $273.6500 to $273.9900 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 00:44 UTC Salesforce, Inc. CRM · Entity 2842 SaleCommon Stock 4,100 $272.82 $1,118,543.55
Disclosure

SEC source: 0001127602-20-024599 · form4.xml · nonDerivative · entry 4

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,691

F4 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $272.5500 to $273.2650 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 00:44 UTC Salesforce, Inc. CRM · Entity 2842 SaleCommon Stock 2,500 $272.21 $680,530.00
Disclosure

SEC source: 0001127602-20-024599 · form4.xml · nonDerivative · entry 3

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,791

F3 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $271.5550 to $272.5400 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 00:44 UTC Salesforce, Inc. CRM · Entity 2842 SaleCommon Stock 4,000 $270.61 $1,082,436.80
Disclosure

SEC source: 0001127602-20-024599 · form4.xml · nonDerivative · entry 2

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,291

F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $270.1800 to $271.1700 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 00:44 UTC Salesforce, Inc. CRM · Entity 2842 SaleCommon Stock 2,100 $269.94 $566,864.76
Disclosure

SEC source: 0001127602-20-024599 · form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,291

F1 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $269.1400 to $270.1300 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
August 22, 2020 Filed Aug 24, 2020 23:17 UTC Salesforce, Inc. CRM · Entity 2842 Exercise / conversionRestricted Stock Units · Derivative 514 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-024171 · form4.xml · derivative · entry 3

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514

Underlying: Common Stock · 514 shares

Expires 2020-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert to shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: These restricted stock units vest as to 25% of the original grant on each of February 22, 2020, May 22, 2020, August 22, 2020, and November 22, 2020.

Read SEC document
August 22, 2020 Filed Aug 24, 2020 23:17 UTC Salesforce, Inc. CRM · Entity 2842 Exercise / conversionCommon Stock 514 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-024171 · form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 00:13 UTC Salesforce, Inc. CRM · Entity 2842 SaleCommon Stock 1,500 $188.32 $282,477.45
Disclosure

SEC source: 0001127602-20-020088 · form4.xml · nonDerivative · entry 7

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,877

F1 · kind: The transaction reported in this Form 4 was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at least 90 days prior to the trading date.

F8 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $188.1300 to $188.7400 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 00:13 UTC Salesforce, Inc. CRM · Entity 2842 SaleCommon Stock 10,156 $187.55 $1,904,795.38
Disclosure

SEC source: 0001127602-20-020088 · form4.xml · nonDerivative · entry 6

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,377

F1 · kind: The transaction reported in this Form 4 was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at least 90 days prior to the trading date.

F7 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $187.1200 to $188.0900 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 00:13 UTC Salesforce, Inc. CRM · Entity 2842 SaleCommon Stock 5,094 $186.77 $951,416.57
Disclosure

SEC source: 0001127602-20-020088 · form4.xml · nonDerivative · entry 5

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,533

F1 · kind: The transaction reported in this Form 4 was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at least 90 days prior to the trading date.

F6 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $186.1200 to $187.1100 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 00:13 UTC Salesforce, Inc. CRM · Entity 2842 SaleCommon Stock 4,400 $185.58 $816,538.80
Disclosure

SEC source: 0001127602-20-020088 · form4.xml · nonDerivative · entry 4

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,627

F1 · kind: The transaction reported in this Form 4 was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at least 90 days prior to the trading date.

F5 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $185.1600 to $186.1050 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 00:13 UTC Salesforce, Inc. CRM · Entity 2842 SaleCommon Stock 2,550 $184.67 $470,896.26
Disclosure

SEC source: 0001127602-20-020088 · form4.xml · nonDerivative · entry 3

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,027

F1 · kind: The transaction reported in this Form 4 was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at least 90 days prior to the trading date.

F4 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $184.1100 to $185.1000 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 00:13 UTC Salesforce, Inc. CRM · Entity 2842 SaleCommon Stock 800 $183.59 $146,869.04
Disclosure

SEC source: 0001127602-20-020088 · form4.xml · nonDerivative · entry 2

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,577

F1 · kind: The transaction reported in this Form 4 was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at least 90 days prior to the trading date.

F3 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $183.0400 to $183.9600 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 00:13 UTC Salesforce, Inc. CRM · Entity 2842 SaleCommon Stock 500 $182.65 $91,323.00
Disclosure

SEC source: 0001127602-20-020088 · form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,377

F1 · kind: The transaction reported in this Form 4 was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at least 90 days prior to the trading date.

F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $182.0000 to $182.9400 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
May 22, 2020 Filed May 27, 2020 00:55 UTC Salesforce, Inc. CRM · Entity 2842 Exercise / conversionRestricted Stock Units · Derivative 514 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-017941 · form4.xml · derivative · entry 3

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,028

Underlying: Common Stock · 514 shares

Expires 2020-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Stock Units convert to shares of common stock on a one-for-one basis.

F3 · derivative.exercise_date: These restricted stock units vest as to 25% of the original grant on each of February 22, 2020, May 22, 2020, August 22, 2020, and November 22, 2020.

Read SEC document
May 22, 2020 Filed May 27, 2020 00:55 UTC Salesforce, Inc. CRM · Entity 2842 Exercise / conversionCommon Stock 514 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-017941 · form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2020 Filed Feb 26, 2020 01:17 UTC Salesforce, Inc. CRM · Entity 2842 Exercise / conversionRestricted Stock Units · Derivative 514 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007815 · form4.xml · derivative · entry 2

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,542

Underlying: Common Stock · 514 shares

Expires 2020-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert to shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: These restricted stock units vest as to 25% of the original grant on each of February 22, 2020, May 22, 2020, August 22, 2020, and November 22, 2020.

Read SEC document
February 22, 2020 Filed Feb 26, 2020 01:17 UTC Salesforce, Inc. CRM · Entity 2842 Exercise / conversionCommon Stock 514 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-007815 · form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2020 Filed Feb 4, 2020 00:51 UTC Salesforce, Inc. CRM · Entity 2842 GrantRestricted Stock Units · Derivative 2,056 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-003303 · form4.xml · derivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,056

Underlying: Common Stock · 2,056 shares

Expires 2020-11-22

F1 · derivative.exercise_price: Restricted Stock Units convert to shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: These restricted stock units vest as to 25% of the original grant on each of February 22, 2020, May 22, 2020, August 22, 2020, and November 22, 2020.

Read SEC document
December 20, 2019 Filed Dec 20, 2019 21:11 UTC FILANA THERAPEUTICS, INC. SAVA · Entity 7294 PurchaseCommon Stock 423,788 $2.20 $932,333.60
Disclosure

SEC source: 0001069530-19-000065 · certent-form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662,623

F1 · price: The purchase reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.09 to $2.26 per share. The reporting person undertakes to provide to Cassava, any security holder of Cassava or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth in this footnote.

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December 19, 2019 Filed Dec 19, 2019 23:04 UTC FILANA THERAPEUTICS, INC. SAVA · Entity 7294 PurchaseCommon Stock 76,212 $1.86 $141,754.32
Disclosure

SEC source: 0001069530-19-000061 · certent-form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,835

F1 · price: The purchase reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.68 to $1.94 per share. The reporting person undertakes to provide to Cassava, any security holder of Cassava or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth in this footnote.

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December 13, 2019 Filed Dec 16, 2019 21:02 UTC FILANA THERAPEUTICS, INC. SAVA · Entity 7294 GrantStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $1.88 $0.00
Disclosure

SEC source: 0001069530-19-000055 · certent-form4.xml · derivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2029-12-13

F1 · derivative.exercise_date: Stock Options issued pursuant to the Company's Equity Incentive Plan vest over four (4) years at a rate of 1/48th each month.

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November 22, 2019 Filed Nov 23, 2019 00:34 UTC Salesforce, Inc. CRM · Entity 2842 GrantCommon Stock 832 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033610 · form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,849

F1 · price: Shares awarded from the Issuer's 2013 Equity Incentive Plan for board service.

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August 29, 2019 Filed Sep 3, 2019 21:02 UTC Salesforce, Inc. CRM · Entity 2842 SaleCommon Stock 25,000 $155.67 $3,891,732.50
Disclosure

SEC source: 0001127602-19-027776 · form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,017

F1 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $155.5400 to $155.7800 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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August 22, 2019 Filed Aug 23, 2019 00:32 UTC Salesforce, Inc. CRM · Entity 2842 GrantCommon Stock 808 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027278 · form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,017

F1 · price: Shares awarded from the Issuer's 2013 Equity Incentive Plan for board service.

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May 22, 2019 Filed May 23, 2019 00:18 UTC Salesforce, Inc. CRM · Entity 2842 GrantCommon Stock 782 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019524 · form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,209

F1 · price: Shares awarded from the Issuer's 2013 Equity Incentive Plan for board service.

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February 22, 2019 Filed Feb 23, 2019 01:26 UTC Salesforce, Inc. CRM · Entity 2842 GrantCommon Stock 889 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007833 · form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,427

F1 · price: Shares awarded from the Issuer's 2013 Equity Incentive Plan for board service.

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November 22, 2018 Filed Nov 26, 2018 23:33 UTC Salesforce, Inc. CRM · Entity 2842 GrantCommon Stock 838 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-034331 · form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,538

F1 · price: Shares awarded from the Issuer's 2013 Equity Incentive Plan for board service.

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September 27, 2018 Filed Sep 27, 2018 20:41 UTC FILANA THERAPEUTICS, INC. PTIE · Entity 7294 PurchaseCommon Stock 37,817 $1.05 $39,707.85
Disclosure

SEC source: 0001069530-18-000053 · primary_doc.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,623

Read SEC document
September 26, 2018 Filed Sep 26, 2018 21:52 UTC FILANA THERAPEUTICS, INC. PTIE · Entity 7294 PurchaseCommon Stock 30,992 $1.05 $32,541.60
Disclosure

SEC source: 0001069530-18-000052 · primary_doc.xml · nonDerivative · entry 3

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,806

Read SEC document
September 25, 2018 Filed Sep 26, 2018 21:52 UTC FILANA THERAPEUTICS, INC. PTIE · Entity 7294 PurchaseCommon Stock 21,420 $1.00 $21,420.00
Disclosure

SEC source: 0001069530-18-000052 · primary_doc.xml · nonDerivative · entry 2

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,814

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September 24, 2018 Filed Sep 26, 2018 21:52 UTC FILANA THERAPEUTICS, INC. PTIE · Entity 7294 PurchaseCommon Stock 9,771 $0.96 $9,380.16
Disclosure

SEC source: 0001069530-18-000052 · primary_doc.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,394

Read SEC document
September 14, 2018 Filed Sep 18, 2018 23:00 UTC FILANA THERAPEUTICS, INC. PTIE · Entity 7294 GrantStock Options(1) · Derivative 15,000 $0.95 Strike: $0.95 $14,250.00
Disclosure

SEC source: 0001069530-18-000048 · primary_doc.xml · derivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,472

Underlying: Common Stock · 15,000 shares

Expires 2028-09-14

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September 13, 2018 Filed Sep 18, 2018 01:20 UTC Salesforce, Inc. CRM · Entity 2842 SaleCommon Stock 30,000 $157.96 $4,738,851.00
Disclosure

SEC source: 0001127602-18-027817 · form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,700

F1 · shares: Weighted average price. These shares were sold in multiple transactions at prices ranging from $157.7500 to $158.2250 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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August 22, 2018 Filed Aug 24, 2018 00:52 UTC Salesforce, Inc. CRM · Entity 2842 GrantCommon Stock 894 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-026165 · form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,700

F1 · price: Shares awarded from the Issuer's 2013 Equity Incentive Plan for board service.

Read SEC document
June 19, 2018 Filed Jun 19, 2018 19:05 UTC RPX Corp RPXC · Entity 165615 Disposition to issuerStock Option (Right to Buy) · Derivative 7,500 Not disclosed Strike: $15.25 Not disclosed
Disclosure

SEC source: 0001509432-18-000035 · wf-form4_152944949491707.xml · derivative · entry 3

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2022-06-18

F3 · price: Upon or in connection with the Merger, this option was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of the Offer Price over the applicable per-share exercise price of such cancelled option, multiplied by (ii) the total number of shares of Issuer's common stock underlying such option, less any required withholding taxes, provided, that, if the per-share exercise price of any such option was equal to or greater than the Offer Price, such option was cancelled for no consideration.

F2 · derivative.exercise_date: The outstanding stock options subject to the grant are fully vested and exercisable.

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June 19, 2018 Filed Jun 19, 2018 19:05 UTC RPX Corp RPXC · Entity 165615 Disposition to issuerStock Option (Right to Buy) · Derivative 60,000 Not disclosed Strike: $27.45 Not disclosed
Disclosure

SEC source: 0001509432-18-000035 · wf-form4_152944949491707.xml · derivative · entry 2

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,000 shares

Expires 2021-05-08

F3 · price: Upon or in connection with the Merger, this option was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of the Offer Price over the applicable per-share exercise price of such cancelled option, multiplied by (ii) the total number of shares of Issuer's common stock underlying such option, less any required withholding taxes, provided, that, if the per-share exercise price of any such option was equal to or greater than the Offer Price, such option was cancelled for no consideration.

F2 · derivative.exercise_date: The outstanding stock options subject to the grant are fully vested and exercisable.

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June 19, 2018 Filed Jun 19, 2018 19:05 UTC RPX Corp RPXC · Entity 165615 OtherCommon Stock 244,610 Not disclosed Not disclosed
Disclosure

SEC source: 0001509432-18-000035 · wf-form4_152944949491707.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Issuer entered into an Agreement and Plan of Merger, dated April 30, 2018 (the "Merger Agreement"), by and among the Issuer, Riptide Parent, LLC ("Parent"), and Riptide Purchaser, Inc., a wholly owned subsidiary of Parent ("Purchaser"). Parent and Purchaser are beneficially owned by affiliates of HGGC, LLC. Pursuant to the Merger Agreement and the tender offer commenced in connection therewith, each share of Issuer common stock held by the Reporting Person was tendered for $10.50 per share in cash (the "Offer Price"), without interest and subject to any required withholding of taxes. Pursuant to the Merger Agreement, on June 19, 2018, Purchaser was merged with and into the Issuer (the "Merger"), with the Issuer being the surviving corporation and becoming a wholly owned subsidiary of Parent.

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June 11, 2018 Filed Jun 13, 2018 23:20 UTC Salesforce, Inc. CRM · Entity 2842 SaleCommon Stock 30,000 $134.05 $4,021,617.00
Disclosure

SEC source: 0001127602-18-020835 · form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,806

F1 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $133.7600 to $134.3450 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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May 22, 2018 Filed May 23, 2018 00:05 UTC Salesforce, Inc. CRM · Entity 2842 GrantCommon Stock 1,033 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-018477 · form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,806

F1 · price: Shares awarded from the Issuer's 2013 Equity Incentive Plan for board service.

Read SEC document
February 22, 2018 Filed Feb 23, 2018 00:27 UTC Salesforce, Inc. CRM · Entity 2842 GrantCommon Stock 1,170 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007847 · form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,773

F1 · price: Shares awarded from the Issuer's 2013 Equity Incentive Plan for board service.

Read SEC document
December 06, 2017 Filed Dec 8, 2017 22:21 UTC FILANA THERAPEUTICS, INC. PTIE · Entity 7294 GrantNon-Qualifying Stock Options (1) · Derivative 25,000 $4.09 Strike: $4.09 $102,250.00
Disclosure

SEC source: 0001069530-17-000043 · primary_doc.xml · derivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,276

Underlying: Common Stock · 25,000 shares

Expires 2027-12-06

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.