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person · Reporting owner

ROBERTSON SANFORD

Disclosed activity across 3 companies

Tapewire entity
15344
SEC CIK
0001250105

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FILANA THERAPEUTICS, INC.SAVA · Entity 7294DirectorMay 16, 2024May 16, 2024
Salesforce, Inc.CRM · Entity 2842DirectorMay 22, 2023May 23, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FILANA THERAPEUTICS, INC.

Report date May 16, 2024 · Filed May 16, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect950,851 Reported balance After 2024-05-16 transaction · row 1
1 source row

Row 1 · 2024-05-16 · Gift · Disposed 5,000 · Balance 950,851

Common StockSEC Table I · non-derivativeIndirectBy spouse5,000 Reported balance After 2024-05-16 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2024-05-16 · Gift · Acquired 5,000 · Balance 5,000

Common StockSEC Table I · non-derivativeIndirectBy family180,000 Reported balance Holding disclosure · report date 2024-05-16 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 180,000

Salesforce, Inc.

Report date May 22, 2023 · Filed May 23, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect30,317 Reported balance After 2023-05-22 transaction · row 1
1 source row

Row 1 · 2023-05-22 · Exercise / conversion · Acquired 535 · Balance 30,317

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2023-05-22Direct0 Reported balance After 2023-05-22 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-05-22 · Exercise / conversion · Disposed 535 · Balance 0

F1: Restricted Stock Units convert to shares of common stock on a one-for-one basis.

F2: These restricted stock units vest as to 50% of the original grant on each of February 22, 2023 and May 22, 2023.

Common StockSEC Table I · non-derivativeIndirectJeanne Robertson Marital Trust B dtd 2/8/1850,000 Reported balance Holding disclosure · report date 2023-05-22 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 50,000

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock Units convert to shares of common stock on a one-for-one basis.

F2: These restricted stock units vest as to 50% of the original grant on each of February 22, 2023 and May 22, 2023.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

RPX Corp

Report date June 19, 2018 · Filed June 19, 2018

Section 16 reporting ended · disclosed 2018-06-19. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-06-19 transaction · row 1
1 source row

Row 1 · 2018-06-19 · Other · Disposed 244,610 · Balance 0

F1: Issuer entered into an Agreement and Plan of Merger, dated April 30, 2018 (the "Merger Agreement"), by and among the Issuer, Riptide Parent, LLC ("Parent"), and Riptide Purchaser, Inc., a wholly owned subsidiary of Parent ("Purchaser"). Parent and Purchaser are beneficially owned by affiliates of HGGC, LLC. Pursuant to the Merger Agreement and the tender offer commenced in connection therewith, each share of Issuer common stock held by the Reporting Person was tendered for $10.50 per share in cash (the "Offer Price"), without interest and subject to any required withholding of taxes. Pursuant to the Merger Agreement, on June 19, 2018, Purchaser was merged with and into the Issuer (the "Merger"), with the Issuer being the surviving corporation and becoming a wholly owned subsidiary of Parent.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.45 · Expires 2021-05-08Direct0 Reported balance After 2018-06-19 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-06-19 · Disposition to issuer · Disposed 60,000 · Balance 0

F3: Upon or in connection with the Merger, this option was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of the Offer Price over the applicable per-share exercise price of such cancelled option, multiplied by (ii) the total number of shares of Issuer's common stock underlying such option, less any required withholding taxes, provided, that, if the per-share exercise price of any such option was equal to or greater than the Offer Price, such option was cancelled for no consideration.

F2: The outstanding stock options subject to the grant are fully vested and exercisable.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.25 · Expires 2022-06-18Direct0 Reported balance After 2018-06-19 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-06-19 · Disposition to issuer · Disposed 7,500 · Balance 0

F3: Upon or in connection with the Merger, this option was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of the Offer Price over the applicable per-share exercise price of such cancelled option, multiplied by (ii) the total number of shares of Issuer's common stock underlying such option, less any required withholding taxes, provided, that, if the per-share exercise price of any such option was equal to or greater than the Offer Price, such option was cancelled for no consideration.

F2: The outstanding stock options subject to the grant are fully vested and exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: Issuer entered into an Agreement and Plan of Merger, dated April 30, 2018 (the "Merger Agreement"), by and among the Issuer, Riptide Parent, LLC ("Parent"), and Riptide Purchaser, Inc., a wholly owned subsidiary of Parent ("Purchaser"). Parent and Purchaser are beneficially owned by affiliates of HGGC, LLC. Pursuant to the Merger Agreement and the tender offer commenced in connection therewith, each share of Issuer common stock held by the Reporting Person was tendered for $10.50 per share in cash (the "Offer Price"), without interest and subject to any required withholding of taxes. Pursuant to the Merger Agreement, on June 19, 2018, Purchaser was merged with and into the Issuer (the "Merger"), with the Issuer being the surviving corporation and becoming a wholly owned subsidiary of Parent.

F2: The outstanding stock options subject to the grant are fully vested and exercisable.

F3: Upon or in connection with the Merger, this option was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the excess, if any, of the Offer Price over the applicable per-share exercise price of such cancelled option, multiplied by (ii) the total number of shares of Issuer's common stock underlying such option, less any required withholding taxes, provided, that, if the per-share exercise price of any such option was equal to or greater than the Offer Price, such option was cancelled for no consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 16, 2024 Filed May 16, 2024 23:13 UTC FILANA THERAPEUTICS, INC. SAVA · Entity 7294 GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-017355 · rdgdoc.xml · nonDerivative · entry 2

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 5,000

Read SEC document
May 16, 2024 Filed May 16, 2024 23:13 UTC FILANA THERAPEUTICS, INC. SAVA · Entity 7294 GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-017355 · rdgdoc.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 950,851

Read SEC document
May 09, 2024 Filed May 13, 2024 20:15 UTC FILANA THERAPEUTICS, INC. SAVA · Entity 7294 GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $21.11 $0.00
Disclosure

SEC source: 0001437749-24-016243 · rdgdoc.xml · derivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2034-05-09

F1 · derivative.exercise_date: Form 4 represents grant pursuant to the Non-employee Director Compensation Program approved by stockholders on May 4, 2023. Stock options vest over a one (1) year period at a rate of 1/12 per month.

Read SEC document
April 26, 2024 Filed Apr 30, 2024 13:13 UTC FILANA THERAPEUTICS, INC. SAVA · Entity 7294 Exercise / conversionCommon Stock Warrant · Derivative 46,000 $0.00 Strike: $33.00 $0.00
Disclosure

SEC source: 0001437749-24-013866 · rdgdoc.xml · derivative · entry 5

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,740

Underlying: Common Stock · 69,000 shares

Expires 2024-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Form 4 represents exercise of common stock warrants received on January 3, 2024 for cash. Holder received one and one-half shares of common stock for each common stock warrant exercised.

Read SEC document
April 26, 2024 Filed Apr 30, 2024 13:13 UTC FILANA THERAPEUTICS, INC. SAVA · Entity 7294 Exercise / conversionCommon Stock 69,000 $22.00 $1,518,000.00
Disclosure

SEC source: 0001437749-24-013866 · rdgdoc.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 955,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Form 4 represents exercise of common stock warrants received on January 3, 2024 for cash. Holder received one and one-half shares of common stock for each common stock warrant exercised.

Read SEC document
January 03, 2024 Filed Apr 30, 2024 13:13 UTC FILANA THERAPEUTICS, INC. SAVA · Entity 7294 GrantCommon Stock Warrant · Derivative 354,740 $0.00 Strike: $33.00 $0.00
Disclosure

SEC source: 0001437749-24-013866 · rdgdoc.xml · derivative · entry 4

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 354,740

Underlying: Common Stock · 532,110 shares

Expires 2024-05-07

F1 · shares: Represents warrants that were originally issued on January 3, 2024 as a pro-rata distribution to all holders of common shares. Each warrant entitles the holder to purchase one and one-half common shares at an exercise price of $33.00 per warrant. This distribution was exempt from immediate reporting under Section 16.

Read SEC document
January 03, 2024 Filed Apr 30, 2024 13:13 UTC FILANA THERAPEUTICS, INC. SAVA · Entity 7294 GrantCommon Stock Warrant · Derivative 72,000 $0.00 Strike: $33.00 $0.00
Disclosure

SEC source: 0001437749-24-013866 · rdgdoc.xml · derivative · entry 3

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By family

Disclosed balance after: 72,000

Underlying: Common Stock · 108,000 shares

Expires 2024-05-07

F1 · shares: Represents warrants that were originally issued on January 3, 2024 as a pro-rata distribution to all holders of common shares. Each warrant entitles the holder to purchase one and one-half common shares at an exercise price of $33.00 per warrant. This distribution was exempt from immediate reporting under Section 16.

Read SEC document
August 23, 2023 Filed Aug 24, 2023 20:06 UTC FILANA THERAPEUTICS, INC. SAVA · Entity 7294 PurchaseCommon Stock 30,000 $17.45 $523,500.00
Disclosure

SEC source: 0001069530-23-000045 · certent-form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 886,851

F1 · price: The purchase reported in column 4 is a weighted average price. The shares were purchased in multiple open market transactions at prices ranging from $17.21 to $17.64 per share. The reporting person undertakes to provide to Cassava, any security holder of Cassava or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth in this footnote.

Read SEC document
May 22, 2023 Filed May 23, 2023 20:37 UTC Salesforce, Inc. CRM · Entity 2842 Exercise / conversionRestricted Stock Units · Derivative 535 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-016603 · form4.xml · derivative · entry 3

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 535 shares

Expires 2023-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert to shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: These restricted stock units vest as to 50% of the original grant on each of February 22, 2023 and May 22, 2023.

Read SEC document
May 22, 2023 Filed May 23, 2023 20:37 UTC Salesforce, Inc. CRM · Entity 2842 Exercise / conversionCommon Stock 535 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-016603 · form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2023 Filed May 10, 2023 20:08 UTC FILANA THERAPEUTICS, INC. SAVA · Entity 7294 Exercise / conversionStock Opton (Right to Buy) · Derivative 2,142 $16.66 Strike: $16.66 $35,685.72
Disclosure

SEC source: 0001069530-23-000033 · certent-form4.xml · derivative · entry 7

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,142 shares

Expires 2023-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2023 Filed May 10, 2023 20:08 UTC FILANA THERAPEUTICS, INC. SAVA · Entity 7294 Exercise / conversionStock Opton (Right to Buy) · Derivative 3,571 $16.66 Strike: $16.66 $59,492.86
Disclosure

SEC source: 0001069530-23-000033 · certent-form4.xml · derivative · entry 6

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,571 shares

Expires 2023-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2023 Filed May 10, 2023 20:08 UTC FILANA THERAPEUTICS, INC. SAVA · Entity 7294 Exercise / conversionStock Option (Right to Buy) · Derivative 3,571 $19.60 Strike: $19.60 $69,991.60
Disclosure

SEC source: 0001069530-23-000033 · certent-form4.xml · derivative · entry 5

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,571 shares

Expires 2023-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2023 Filed May 10, 2023 20:08 UTC FILANA THERAPEUTICS, INC. SAVA · Entity 7294 Exercise / conversionCommon Stock 2,142 $16.66 $35,685.72
Disclosure

SEC source: 0001069530-23-000033 · certent-form4.xml · nonDerivative · entry 3

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 856,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2023 Filed May 10, 2023 20:08 UTC FILANA THERAPEUTICS, INC. SAVA · Entity 7294 Exercise / conversionCommon Stock 3,571 $16.66 $59,492.86
Disclosure

SEC source: 0001069530-23-000033 · certent-form4.xml · nonDerivative · entry 2

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 854,709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2023 Filed May 10, 2023 20:08 UTC FILANA THERAPEUTICS, INC. SAVA · Entity 7294 Exercise / conversionCommon Stock 3,571 $19.60 $69,991.60
Disclosure

SEC source: 0001069530-23-000033 · certent-form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 851,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2023 Filed May 8, 2023 20:13 UTC FILANA THERAPEUTICS, INC. SAVA · Entity 7294 GrantStock Option (Right to Buy) · Derivative 5,000 $22.34 Strike: $22.34 $111,700.00
Disclosure

SEC source: 0001069530-23-000029 · certent-form4.xml · derivative · entry 2

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2033-05-04

F2 · derivative.exercise_date: Stock options vest over a one (1) year period at a rate of 1/12th per month.

Read SEC document
May 04, 2023 Filed May 8, 2023 20:13 UTC FILANA THERAPEUTICS, INC. SAVA · Entity 7294 GrantStock Option (Right to Buy) · Derivative 20,000 $22.34 Strike: $22.34 $446,800.00
Disclosure

SEC source: 0001069530-23-000029 · certent-form4.xml · derivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 20,000 shares

Expires 2033-05-04

F1 · derivative.exercise_date: Stock options vest over a three (3) year period at a rate of 1/36th per month.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 02:08 UTC Salesforce, Inc. CRM · Entity 2842 Exercise / conversionRestricted Stock Units · Derivative 535 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006916 · form4.xml · derivative · entry 3

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535

Underlying: Common Stock · 535 shares

Expires 2023-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert to shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: These restricted stock units vest as to 50% of the original grant on each of February 22, 2023 and May 22, 2023.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 02:08 UTC Salesforce, Inc. CRM · Entity 2842 Exercise / conversionCommon Stock 535 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-006916 · form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2023 Filed Feb 17, 2023 23:42 UTC Salesforce, Inc. CRM · Entity 2842 GrantRestricted Stock Units · Derivative 1,070 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-005948 · form4.xml · derivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,070

Underlying: Common Stock · 1,070 shares

Expires 2023-05-22

F1 · derivative.exercise_price: Restricted Stock Units convert to shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: These restricted stock units vest as to 50% of the original grant on each of February 22, 2023 and May 22, 2023.

Read SEC document
November 22, 2022 Filed Nov 24, 2022 01:09 UTC Salesforce, Inc. CRM · Entity 2842 Exercise / conversionRestricted Stock Units · Derivative 425 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-026379 · form4.xml · derivative · entry 3

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 425 shares

Expires 2022-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert to shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: These restricted stock units vest as to 25% of the original grant on each of February 22, 2022, May 22, 2022, August 22, 2022, and November 22, 2022.

Read SEC document
November 22, 2022 Filed Nov 24, 2022 01:09 UTC Salesforce, Inc. CRM · Entity 2842 Exercise / conversionCommon Stock 425 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-026379 · form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 20:00 UTC FILANA THERAPEUTICS, INC. SAVA · Entity 7294 Exercise / conversionCommon Stock · Derivative 2,802 $23.59 Strike: $23.59 $66,099.18
Disclosure

SEC source: 0001069530-22-000043 · certent-form4.xml · derivative · entry 2

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,802 shares

Expires 2022-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 20:00 UTC FILANA THERAPEUTICS, INC. SAVA · Entity 7294 Exercise / conversionCommon Stock 2,802 $23.59 $66,099.18
Disclosure

SEC source: 0001069530-22-000043 · certent-form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,027,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2022 Filed Aug 24, 2022 00:59 UTC Salesforce, Inc. CRM · Entity 2842 Exercise / conversionRestricted Stock Units · Derivative 425 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021503 · form4.xml · derivative · entry 3

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 425 shares

Expires 2022-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert to shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: These restricted stock units vest as to 25% of the original grant on each of February 22, 2022, May 22, 2022, August 22, 2022, and November 22, 2022.

Read SEC document
August 22, 2022 Filed Aug 24, 2022 00:59 UTC Salesforce, Inc. CRM · Entity 2842 Exercise / conversionCommon Stock 425 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021503 · form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 20:24 UTC FILANA THERAPEUTICS, INC. SAVA · Entity 7294 PurchaseCommon Stock 100,000 $20.69 $2,069,000.00
Disclosure

SEC source: 0001069530-22-000035 · certent-form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,024,765

F1 · price: The purchase reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $19.79 to $21.31 per share. The reporting person undertakes to provide to Cassava, any security holder of Cassava or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth in this footnote.

Read SEC document
June 30, 2022 Filed Jun 30, 2022 21:45 UTC Salesforce, Inc. CRM · Entity 2842 GiftCommon Stock 11,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-018303 · form4.xml · nonDerivative · entry 2

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Jeanne Robertson Marital Trust B dtd 2/8/18

Disclosed balance after: 50,000

F1 · kind: Gift of shares to Jeanne Robertson Marital Trust B dtd 2/8/18 by Sanford Robertson.

Read SEC document
June 30, 2022 Filed Jun 30, 2022 21:45 UTC Salesforce, Inc. CRM · Entity 2842 GiftCommon Stock 11,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-018303 · form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,397

F1 · kind: Gift of shares to Jeanne Robertson Marital Trust B dtd 2/8/18 by Sanford Robertson.

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May 22, 2022 Filed May 24, 2022 22:20 UTC Salesforce, Inc. CRM · Entity 2842 Exercise / conversionRestricted Stock Units · Derivative 425 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-015485 · form4.xml · derivative · entry 4

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850

Underlying: Common Stock · 425 shares

Expires 2022-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert to shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: These restricted stock units vest as to 25% of the original grant on each of February 22, 2022, May 22, 2022, August 22, 2022, and November 22, 2022.

Read SEC document
May 22, 2022 Filed May 24, 2022 22:20 UTC Salesforce, Inc. CRM · Entity 2842 Exercise / conversionCommon Stock 425 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-015485 · form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 21:57 UTC FILANA THERAPEUTICS, INC. SAVA · Entity 7294 Exercise / conversionCommon Stock · Derivative 4,670 $20.30 Strike: $20.30 $94,801.00
Disclosure

SEC source: 0001069530-22-000015 · certent-form4.xml · derivative · entry 2

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,670 shares

Expires 2022-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 21:57 UTC FILANA THERAPEUTICS, INC. SAVA · Entity 7294 Exercise / conversionCommon Stock 4,670 $20.30 $94,801.00
Disclosure

SEC source: 0001069530-22-000015 · certent-form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 924,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 01:16 UTC Salesforce, Inc. CRM · Entity 2842 Exercise / conversionRestricted Stock Units · Derivative 426 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006399 · form4.xml · derivative · entry 4

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,275

Underlying: Common Stock · 426 shares

Expires 2022-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert to shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: These restricted stock units vest as to 25% of the original grant on each of February 22, 2022, May 22, 2022, August 22, 2022, and November 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 01:16 UTC Salesforce, Inc. CRM · Entity 2842 Exercise / conversionCommon Stock 426 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-006399 · form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 00:53 UTC Salesforce, Inc. CRM · Entity 2842 GrantRestricted Stock Units · Derivative 1,701 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-003085 · form4.xml · derivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,701

Underlying: Common Stock · 1,701 shares

Expires 2022-11-22

F1 · derivative.exercise_price: Restricted Stock Units convert to shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: These restricted stock units vest as to 25% of the original grant on each of February 22, 2022, May 22, 2022, August 22, 2022, and November 22, 2022.

Read SEC document
December 17, 2021 Filed Dec 21, 2021 00:01 UTC Salesforce, Inc. CRM · Entity 2842 GiftCommon Stock 11,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-031626 · form4.xml · nonDerivative · entry 3

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,546

F2 · kind: Gifts to charitable organizations.

Read SEC document
December 17, 2021 Filed Dec 21, 2021 00:01 UTC Salesforce, Inc. CRM · Entity 2842 GiftCommon Stock 11,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-031626 · form4.xml · nonDerivative · entry 2

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,546

F1 · kind: Gift of shares to Sanford Robertson by Jeanne Robertson Marital Trust B dtd 2/8/18.

Read SEC document
December 17, 2021 Filed Dec 21, 2021 00:01 UTC Salesforce, Inc. CRM · Entity 2842 GiftCommon Stock 11,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-031626 · form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Jeanne Robertson Marital Trust B dtd 2/8/18

Disclosed balance after: 39,000

F1 · kind: Gift of shares to Sanford Robertson by Jeanne Robertson Marital Trust B dtd 2/8/18.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 21:06 UTC Salesforce, Inc. CRM · Entity 2842 Exercise / conversionRestricted Stock Units · Derivative 410 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-046041 · doc4.xml · derivative · entry 3

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 410 shares

Expires 2021-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert to shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: These restricted stock units vest as to 25% of the original grant on each of February 22, 2021, May 22, 2021, August 22, 2021, and November 22, 2021.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 21:06 UTC Salesforce, Inc. CRM · Entity 2842 Exercise / conversionCommon Stock 410 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-046041 · doc4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2021 Filed Aug 23, 2021 23:45 UTC Salesforce, Inc. CRM · Entity 2842 Exercise / conversionRestricted Stock Units · Derivative 410 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024189 · form4.xml · derivative · entry 3

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410

Underlying: Common Stock · 410 shares

Expires 2021-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert to shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: These restricted stock units vest as to 25% of the original grant on each of February 22, 2021, May 22, 2021, August 22, 2021, and November 22, 2021.

Read SEC document
August 22, 2021 Filed Aug 23, 2021 23:45 UTC Salesforce, Inc. CRM · Entity 2842 Exercise / conversionCommon Stock 410 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024189 · form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2021 Filed May 25, 2021 00:47 UTC Salesforce, Inc. CRM · Entity 2842 Exercise / conversionRestricted Stock Units · Derivative 410 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017932 · form4.xml · derivative · entry 3

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 820

Underlying: Common Stock · 410 shares

Expires 2021-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert to shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: These restricted stock units vest as to 25% of the original grant on each of February 22, 2021, May 22, 2021, August 22, 2021, and November 22, 2021.

Read SEC document
May 22, 2021 Filed May 25, 2021 00:47 UTC Salesforce, Inc. CRM · Entity 2842 Exercise / conversionCommon Stock 410 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-017932 · form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 01:14 UTC FILANA THERAPEUTICS, INC. SAVA · Entity 7294 Exercise / conversionCommon Stock · Derivative 4,670 $49.00 Strike: $49.00 $228,830.00
Disclosure

SEC source: 0001069530-21-000024 · certent-form4.xml · derivative · entry 4

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,670 shares

Expires 2021-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 01:14 UTC FILANA THERAPEUTICS, INC. SAVA · Entity 7294 Exercise / conversionCommon Stock · Derivative 2,802 $27.37 Strike: $27.37 $76,690.74
Disclosure

SEC source: 0001069530-21-000024 · certent-form4.xml · derivative · entry 3

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,802 shares

Expires 2021-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 01:14 UTC FILANA THERAPEUTICS, INC. SAVA · Entity 7294 Exercise / conversionCommon Stock 4,670 $49.00 $228,830.00
Disclosure

SEC source: 0001069530-21-000024 · certent-form4.xml · nonDerivative · entry 2

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 920,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 01:14 UTC FILANA THERAPEUTICS, INC. SAVA · Entity 7294 Exercise / conversionCommon Stock 2,802 $27.37 $76,690.74
Disclosure

SEC source: 0001069530-21-000024 · certent-form4.xml · nonDerivative · entry 1

ROBERTSON SANFORD · CIK 0001250105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 915,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.