Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Light & Wonder, Inc.SGMS · Entity 9758 | EVP & Grp Chief Exec, Gaming | November 26, 2019 | November 29, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Light & Wonder, Inc.
Report date November 26, 2019 · Filed November 29, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,939 |
Reported balance
After 2019-11-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-11-26 · Exercise / conversion · Acquired 7,523 · Balance 21,939 F1: The stock option transactions herein were executed by Mr. Mooberry in order to diversify his portfolio. These transactions did not affect Mr. Mooberry's ownership of actual shares of the Company's common stock, which was 14,416 shares of common stock both before and after these transactions. |
| Common StockSEC Table I · non-derivative | Direct | 29,238 |
Reported balance
After 2019-11-26 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-11-26 · Exercise / conversion · Acquired 7,299 · Balance 29,238 |
| Common StockSEC Table I · non-derivative | Direct | 36,886 |
Reported balance
After 2019-11-26 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2019-11-26 · Exercise / conversion · Acquired 7,648 · Balance 36,886 |
| Common StockSEC Table I · non-derivative | Direct | 42,128 |
Reported balance
After 2019-11-26 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2019-11-26 · Exercise / conversion · Acquired 5,242 · Balance 42,128 |
| Common StockSEC Table I · non-derivative | Direct | 47,370 |
Reported balance
After 2019-11-26 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2019-11-26 · Exercise / conversion · Acquired 5,242 · Balance 47,370 |
| Common StockSEC Table I · non-derivative | Direct | 14,416 |
Reported balance
After 2019-11-26 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2019-11-26 · Sale · Disposed 32,954 · Balance 14,416 F2: The transaction was executed in multiple trades at prices ranging from $28.00 to $28.77. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer. |
| Common StockSEC Table I · non-derivative | Direct | 15,804 |
Reported balance
After 2019-11-27 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2019-11-27 · Exercise / conversion · Acquired 1,388 · Balance 15,804 |
| Common StockSEC Table I · non-derivative | Direct | 20,245 |
Reported balance
After 2019-11-27 transaction · row 8
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 8 · 2019-11-27 · Exercise / conversion · Acquired 4,441 · Balance 20,245 |
| Common StockSEC Table I · non-derivative | Direct | 24,337 |
Reported balance
After 2019-11-27 transaction · row 9
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 9 · 2019-11-27 · Exercise / conversion · Acquired 4,092 · Balance 24,337 |
| Common StockSEC Table I · non-derivative | Direct | 14,416 |
Reported balance
After 2019-11-27 transaction · row 10
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 10 · 2019-11-27 · Sale · Disposed 9,921 · Balance 14,416 F3: The transaction was executed in multiple trades at prices ranging from $26.67 to $27.34. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer. F1: The stock option transactions herein were executed by Mr. Mooberry in order to diversify his portfolio. These transactions did not affect Mr. Mooberry's ownership of actual shares of the Company's common stock, which was 14,416 shares of common stock both before and after these transactions. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.83 · Expires 2025-04-26 | Direct | 1,388 |
Reported balance
After 2019-11-26 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2019-11-26 · Exercise / conversion · Disposed 7,523 · Balance 1,388 F4: The options became exercisable on April 27, 2019. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.65 · Expires 2026-06-20 | Direct | 16,181 |
Reported balance
After 2019-11-26 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2019-11-26 · Exercise / conversion · Disposed 7,299 · Balance 16,181 F5: The options became exercisable as to 11,740 shares on March 20, 2019 and will become exercisable as to the remaining 11,740 shares on March 20, 2020. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.65 · Expires 2026-06-20 | Direct | 15,832 |
Reported balance
After 2019-11-26 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2019-11-26 · Exercise / conversion · Disposed 7,648 · Balance 15,832 F6: Vesting of these options was contingent on the Company's common stock attaining a defined stock price hurdle on or before March 20, 2020. The stock price hurdle was achieved on February 2, 2017. The options became exercisable as to 11,740 shares on March 20, 2019 and will become exercisable as to the remaining 11,740 shares on March 20, 2020. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.60 · Expires 2027-03-08 | Direct | 10,483 |
Reported balance
After 2019-11-26 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2019-11-26 · Exercise / conversion · Disposed 5,242 · Balance 10,483 F7: The options became exercisable as to 5,242 shares on March 20, 2019 and will become exercisable as to the remaining shares on each of March 20, 2020 (5,241 shares) and March 20, 2021 (5,242 shares). |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.60 · Expires 2027-03-08 | Direct | 10,483 |
Reported balance
After 2019-11-26 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2019-11-26 · Exercise / conversion · Disposed 5,242 · Balance 10,483 F8: Vesting of these options was contingent on the Company's common stock attaining a defined stock price hurdle on or before March 20, 2021. The stock price hurdle was achieved on August 11, 2017. The options became exercisable as to 5,242 shares on March 20, 2019 and will become exercisable as to the remaining shares on each of March 20, 2020 (5,241 shares) and March 20, 2021 (5,242 shares). |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.83 · Expires 2025-04-26 | Direct | 0 |
Reported balance
After 2019-11-27 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2019-11-27 · Exercise / conversion · Disposed 1,388 · Balance 0 F4: The options became exercisable on April 27, 2019. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.65 · Expires 2026-06-20 | Direct | 11,740 |
Reported balance
After 2019-11-27 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2019-11-27 · Exercise / conversion · Disposed 4,441 · Balance 11,740 F5: The options became exercisable as to 11,740 shares on March 20, 2019 and will become exercisable as to the remaining 11,740 shares on March 20, 2020. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.65 · Expires 2026-06-20 | Direct | 11,740 |
Reported balance
After 2019-11-27 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2019-11-27 · Exercise / conversion · Disposed 4,092 · Balance 11,740 F6: Vesting of these options was contingent on the Company's common stock attaining a defined stock price hurdle on or before March 20, 2020. The stock price hurdle was achieved on February 2, 2017. The options became exercisable as to 11,740 shares on March 20, 2019 and will become exercisable as to the remaining 11,740 shares on March 20, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: The stock option transactions herein were executed by Mr. Mooberry in order to diversify his portfolio. These transactions did not affect Mr. Mooberry's ownership of actual shares of the Company's common stock, which was 14,416 shares of common stock both before and after these transactions.
F2: The transaction was executed in multiple trades at prices ranging from $28.00 to $28.77. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
F3: The transaction was executed in multiple trades at prices ranging from $26.67 to $27.34. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
F4: The options became exercisable on April 27, 2019.
F5: The options became exercisable as to 11,740 shares on March 20, 2019 and will become exercisable as to the remaining 11,740 shares on March 20, 2020.
F6: Vesting of these options was contingent on the Company's common stock attaining a defined stock price hurdle on or before March 20, 2020. The stock price hurdle was achieved on February 2, 2017. The options became exercisable as to 11,740 shares on March 20, 2019 and will become exercisable as to the remaining 11,740 shares on March 20, 2020.
F7: The options became exercisable as to 5,242 shares on March 20, 2019 and will become exercisable as to the remaining shares on each of March 20, 2020 (5,241 shares) and March 20, 2021 (5,242 shares).
F8: Vesting of these options was contingent on the Company's common stock attaining a defined stock price hurdle on or before March 20, 2021. The stock price hurdle was achieved on August 11, 2017. The options became exercisable as to 5,242 shares on March 20, 2019 and will become exercisable as to the remaining shares on each of March 20, 2020 (5,241 shares) and March 20, 2021 (5,242 shares).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 20, 2017 Filed Mar 22, 2017 20:36 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionClass A Common Stock | 5,936 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000049 · wf-form4_149021497853475.xml · nonDerivative · entry 1 Mooberry Derik · CIK 0001533186 · Group CEO, Gaming 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,059 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 20:49 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | GrantEmployee Stock Option (right to buy) · Derivative | 20,966 | $0.00 Strike: $21.60 | $0.00 |
DisclosureSEC source: 0000750004-17-000035 · wf-form4_148943816112676.xml · derivative · entry 3 Mooberry Derik · CIK 0001533186 · Group CEO, Gaming 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,966 Underlying: Common Stock · 20,966 shares Expires 2027-03-08 F3 · derivative.exercise_date: The stock options are scheduled to become exercisable in four equal annual installments beginning on March 20, 2018 (each, a "Vesting Date"), subject to the Company's 60-trading day average closing price meeting or exceeding $28.08 (the "Performance Goal") prior to March 20, 2021. If the Performance Goal is met prior to the first Vesting Date, then all four annual installments will vest in accordance with the vesting schedule. If the Performance Goal is met subsequent to the first Vesting Date, each annual installment relating to a Vesting Date that has already occurred will automatically vest upon achievement of the Performance Goal and any remaining installments will vest in accordance with the vesting schedule. If the Performance Goal is not met by March 20, 2021, all stock options are forfeited. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 20:49 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | GrantEmployee Stock Option (right to buy) · Derivative | 20,966 | $0.00 Strike: $21.60 | $0.00 |
DisclosureSEC source: 0000750004-17-000035 · wf-form4_148943816112676.xml · derivative · entry 2 Mooberry Derik · CIK 0001533186 · Group CEO, Gaming 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,966 Underlying: Common Stock · 20,966 shares Expires 2027-03-08 F2 · derivative.exercise_date: The stock options are scheduled to become exercisable in four equal annual installments beginning on March 20, 2018. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 20:49 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | GrantRestricted Stock Units · Derivative | 10,609 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-17-000035 · wf-form4_148943816112676.xml · derivative · entry 1 Mooberry Derik · CIK 0001533186 · Group CEO, Gaming 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,609 Underlying: Common Stock · 10,609 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2018. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.exercise_date: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2018. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.expiration_date: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2018. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| November 19, 2016 Filed Nov 21, 2016 23:30 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionRestricted Stock Units · Derivative | 7,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-16-158416 · a4.xml · derivative · entry 3 Mooberry Derik · CIK 0001533186 · Group CEO, Gaming 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,976 Underlying: Common Stock · 7,488 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on November 19, 2014. The balance of the award is scheduled to vest in two equal installments on each of November 19, 2017 and 2018. Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on November 19, 2014. The balance of the award is scheduled to vest in two equal installments on each of November 19, 2017 and 2018. Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on November 19, 2014. The balance of the award is scheduled to vest in two equal installments on each of November 19, 2017 and 2018. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| November 19, 2016 Filed Nov 21, 2016 23:30 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Tax withholdingClass A Common Stock | 2,048 | $14.09 | $28,856.32 |
DisclosureSEC source: 0001104659-16-158416 · a4.xml · nonDerivative · entry 2 Mooberry Derik · CIK 0001533186 · Group CEO, Gaming 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,123 F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units. Read SEC document |
| November 19, 2016 Filed Nov 21, 2016 23:30 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | Exercise / conversionClass A Common Stock | 7,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-16-158416 · a4.xml · nonDerivative · entry 1 Mooberry Derik · CIK 0001533186 · Group CEO, Gaming 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.