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Mooberry Derik

Disclosed activity across 1 company

Tapewire entity
153446
SEC CIK
0001533186

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Light & Wonder, Inc.SGMS · Entity 9758EVP & Grp Chief Exec, GamingNovember 26, 2019November 29, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Light & Wonder, Inc.

Report date November 26, 2019 · Filed November 29, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect21,939 Reported balance After 2019-11-26 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2019-11-26 · Exercise / conversion · Acquired 7,523 · Balance 21,939

F1: The stock option transactions herein were executed by Mr. Mooberry in order to diversify his portfolio. These transactions did not affect Mr. Mooberry's ownership of actual shares of the Company's common stock, which was 14,416 shares of common stock both before and after these transactions.

Common StockSEC Table I · non-derivativeDirect29,238 Reported balance After 2019-11-26 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2019-11-26 · Exercise / conversion · Acquired 7,299 · Balance 29,238

Common StockSEC Table I · non-derivativeDirect36,886 Reported balance After 2019-11-26 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2019-11-26 · Exercise / conversion · Acquired 7,648 · Balance 36,886

Common StockSEC Table I · non-derivativeDirect42,128 Reported balance After 2019-11-26 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2019-11-26 · Exercise / conversion · Acquired 5,242 · Balance 42,128

Common StockSEC Table I · non-derivativeDirect47,370 Reported balance After 2019-11-26 transaction · row 5 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 5 · 2019-11-26 · Exercise / conversion · Acquired 5,242 · Balance 47,370

Common StockSEC Table I · non-derivativeDirect14,416 Reported balance After 2019-11-26 transaction · row 6 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 6 · 2019-11-26 · Sale · Disposed 32,954 · Balance 14,416

F2: The transaction was executed in multiple trades at prices ranging from $28.00 to $28.77. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.

Common StockSEC Table I · non-derivativeDirect15,804 Reported balance After 2019-11-27 transaction · row 7 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 7 · 2019-11-27 · Exercise / conversion · Acquired 1,388 · Balance 15,804

Common StockSEC Table I · non-derivativeDirect20,245 Reported balance After 2019-11-27 transaction · row 8 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 8 · 2019-11-27 · Exercise / conversion · Acquired 4,441 · Balance 20,245

Common StockSEC Table I · non-derivativeDirect24,337 Reported balance After 2019-11-27 transaction · row 9 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 9 · 2019-11-27 · Exercise / conversion · Acquired 4,092 · Balance 24,337

Common StockSEC Table I · non-derivativeDirect14,416 Reported balance After 2019-11-27 transaction · row 10 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 10 · 2019-11-27 · Sale · Disposed 9,921 · Balance 14,416

F3: The transaction was executed in multiple trades at prices ranging from $26.67 to $27.34. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.

F1: The stock option transactions herein were executed by Mr. Mooberry in order to diversify his portfolio. These transactions did not affect Mr. Mooberry's ownership of actual shares of the Company's common stock, which was 14,416 shares of common stock both before and after these transactions.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.83 · Expires 2025-04-26Direct1,388 Reported balance After 2019-11-26 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2019-11-26 · Exercise / conversion · Disposed 7,523 · Balance 1,388

F4: The options became exercisable on April 27, 2019.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.65 · Expires 2026-06-20Direct16,181 Reported balance After 2019-11-26 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2019-11-26 · Exercise / conversion · Disposed 7,299 · Balance 16,181

F5: The options became exercisable as to 11,740 shares on March 20, 2019 and will become exercisable as to the remaining 11,740 shares on March 20, 2020.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.65 · Expires 2026-06-20Direct15,832 Reported balance After 2019-11-26 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2019-11-26 · Exercise / conversion · Disposed 7,648 · Balance 15,832

F6: Vesting of these options was contingent on the Company's common stock attaining a defined stock price hurdle on or before March 20, 2020. The stock price hurdle was achieved on February 2, 2017. The options became exercisable as to 11,740 shares on March 20, 2019 and will become exercisable as to the remaining 11,740 shares on March 20, 2020.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.60 · Expires 2027-03-08Direct10,483 Reported balance After 2019-11-26 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2019-11-26 · Exercise / conversion · Disposed 5,242 · Balance 10,483

F7: The options became exercisable as to 5,242 shares on March 20, 2019 and will become exercisable as to the remaining shares on each of March 20, 2020 (5,241 shares) and March 20, 2021 (5,242 shares).

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.60 · Expires 2027-03-08Direct10,483 Reported balance After 2019-11-26 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2019-11-26 · Exercise / conversion · Disposed 5,242 · Balance 10,483

F8: Vesting of these options was contingent on the Company's common stock attaining a defined stock price hurdle on or before March 20, 2021. The stock price hurdle was achieved on August 11, 2017. The options became exercisable as to 5,242 shares on March 20, 2019 and will become exercisable as to the remaining shares on each of March 20, 2020 (5,241 shares) and March 20, 2021 (5,242 shares).

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.83 · Expires 2025-04-26Direct0 Reported balance After 2019-11-27 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2019-11-27 · Exercise / conversion · Disposed 1,388 · Balance 0

F4: The options became exercisable on April 27, 2019.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.65 · Expires 2026-06-20Direct11,740 Reported balance After 2019-11-27 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2019-11-27 · Exercise / conversion · Disposed 4,441 · Balance 11,740

F5: The options became exercisable as to 11,740 shares on March 20, 2019 and will become exercisable as to the remaining 11,740 shares on March 20, 2020.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.65 · Expires 2026-06-20Direct11,740 Reported balance After 2019-11-27 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2019-11-27 · Exercise / conversion · Disposed 4,092 · Balance 11,740

F6: Vesting of these options was contingent on the Company's common stock attaining a defined stock price hurdle on or before March 20, 2020. The stock price hurdle was achieved on February 2, 2017. The options became exercisable as to 11,740 shares on March 20, 2019 and will become exercisable as to the remaining 11,740 shares on March 20, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: The stock option transactions herein were executed by Mr. Mooberry in order to diversify his portfolio. These transactions did not affect Mr. Mooberry's ownership of actual shares of the Company's common stock, which was 14,416 shares of common stock both before and after these transactions.

F2: The transaction was executed in multiple trades at prices ranging from $28.00 to $28.77. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.

F3: The transaction was executed in multiple trades at prices ranging from $26.67 to $27.34. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.

F4: The options became exercisable on April 27, 2019.

F5: The options became exercisable as to 11,740 shares on March 20, 2019 and will become exercisable as to the remaining 11,740 shares on March 20, 2020.

F6: Vesting of these options was contingent on the Company's common stock attaining a defined stock price hurdle on or before March 20, 2020. The stock price hurdle was achieved on February 2, 2017. The options became exercisable as to 11,740 shares on March 20, 2019 and will become exercisable as to the remaining 11,740 shares on March 20, 2020.

F7: The options became exercisable as to 5,242 shares on March 20, 2019 and will become exercisable as to the remaining shares on each of March 20, 2020 (5,241 shares) and March 20, 2021 (5,242 shares).

F8: Vesting of these options was contingent on the Company's common stock attaining a defined stock price hurdle on or before March 20, 2021. The stock price hurdle was achieved on August 11, 2017. The options became exercisable as to 5,242 shares on March 20, 2019 and will become exercisable as to the remaining shares on each of March 20, 2020 (5,241 shares) and March 20, 2021 (5,242 shares).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 27, 2019 Filed Nov 29, 2019 21:23 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,092 $9.65 Strike: $9.65 $39,487.80
Disclosure

SEC source: 0000950157-19-001374 · form4.xml · derivative · entry 18

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,740

Underlying: Common Stock · 4,092 shares

Expires 2026-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Vesting of these options was contingent on the Company's common stock attaining a defined stock price hurdle on or before March 20, 2020. The stock price hurdle was achieved on February 2, 2017. The options became exercisable as to 11,740 shares on March 20, 2019 and will become exercisable as to the remaining 11,740 shares on March 20, 2020.

Read SEC document
November 27, 2019 Filed Nov 29, 2019 21:23 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,441 $9.65 Strike: $9.65 $42,855.65
Disclosure

SEC source: 0000950157-19-001374 · form4.xml · derivative · entry 17

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,740

Underlying: Common Stock · 4,441 shares

Expires 2026-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options became exercisable as to 11,740 shares on March 20, 2019 and will become exercisable as to the remaining 11,740 shares on March 20, 2020.

Read SEC document
November 27, 2019 Filed Nov 29, 2019 21:23 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,388 $12.83 Strike: $12.83 $17,808.04
Disclosure

SEC source: 0000950157-19-001374 · form4.xml · derivative · entry 16

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,388 shares

Expires 2025-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options became exercisable on April 27, 2019.

Read SEC document
November 27, 2019 Filed Nov 29, 2019 21:23 UTC Light & Wonder, Inc. SGMS · Entity 9758 SaleCommon Stock 9,921 $27.15 $269,355.15
Disclosure

SEC source: 0000950157-19-001374 · form4.xml · nonDerivative · entry 10

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,416

F3 · price: The transaction was executed in multiple trades at prices ranging from $26.67 to $27.34. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.

F1 · balance_after: The stock option transactions herein were executed by Mr. Mooberry in order to diversify his portfolio. These transactions did not affect Mr. Mooberry's ownership of actual shares of the Company's common stock, which was 14,416 shares of common stock both before and after these transactions.

Read SEC document
November 27, 2019 Filed Nov 29, 2019 21:23 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionCommon Stock 4,092 $9.65 $39,487.80
Disclosure

SEC source: 0000950157-19-001374 · form4.xml · nonDerivative · entry 9

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2019 Filed Nov 29, 2019 21:23 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionCommon Stock 4,441 $9.65 $42,855.65
Disclosure

SEC source: 0000950157-19-001374 · form4.xml · nonDerivative · entry 8

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2019 Filed Nov 29, 2019 21:23 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionCommon Stock 1,388 $12.83 $17,808.04
Disclosure

SEC source: 0000950157-19-001374 · form4.xml · nonDerivative · entry 7

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2019 Filed Nov 29, 2019 21:23 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,242 $21.60 Strike: $21.60 $113,227.20
Disclosure

SEC source: 0000950157-19-001374 · form4.xml · derivative · entry 15

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,483

Underlying: Common Stock · 5,242 shares

Expires 2027-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Vesting of these options was contingent on the Company's common stock attaining a defined stock price hurdle on or before March 20, 2021. The stock price hurdle was achieved on August 11, 2017. The options became exercisable as to 5,242 shares on March 20, 2019 and will become exercisable as to the remaining shares on each of March 20, 2020 (5,241 shares) and March 20, 2021 (5,242 shares).

Read SEC document
November 26, 2019 Filed Nov 29, 2019 21:23 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,242 $21.60 Strike: $21.60 $113,227.20
Disclosure

SEC source: 0000950157-19-001374 · form4.xml · derivative · entry 14

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,483

Underlying: Common Stock · 5,242 shares

Expires 2027-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The options became exercisable as to 5,242 shares on March 20, 2019 and will become exercisable as to the remaining shares on each of March 20, 2020 (5,241 shares) and March 20, 2021 (5,242 shares).

Read SEC document
November 26, 2019 Filed Nov 29, 2019 21:23 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,648 $9.65 Strike: $9.65 $73,803.20
Disclosure

SEC source: 0000950157-19-001374 · form4.xml · derivative · entry 13

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,832

Underlying: Common Stock · 7,648 shares

Expires 2026-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Vesting of these options was contingent on the Company's common stock attaining a defined stock price hurdle on or before March 20, 2020. The stock price hurdle was achieved on February 2, 2017. The options became exercisable as to 11,740 shares on March 20, 2019 and will become exercisable as to the remaining 11,740 shares on March 20, 2020.

Read SEC document
November 26, 2019 Filed Nov 29, 2019 21:23 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,299 $9.65 Strike: $9.65 $70,435.35
Disclosure

SEC source: 0000950157-19-001374 · form4.xml · derivative · entry 12

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,181

Underlying: Common Stock · 7,299 shares

Expires 2026-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options became exercisable as to 11,740 shares on March 20, 2019 and will become exercisable as to the remaining 11,740 shares on March 20, 2020.

Read SEC document
November 26, 2019 Filed Nov 29, 2019 21:23 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,523 $12.83 Strike: $12.83 $96,520.09
Disclosure

SEC source: 0000950157-19-001374 · form4.xml · derivative · entry 11

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,388

Underlying: Common Stock · 7,523 shares

Expires 2025-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options became exercisable on April 27, 2019.

Read SEC document
November 26, 2019 Filed Nov 29, 2019 21:23 UTC Light & Wonder, Inc. SGMS · Entity 9758 SaleCommon Stock 32,954 $28.19 $928,973.26
Disclosure

SEC source: 0000950157-19-001374 · form4.xml · nonDerivative · entry 6

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,416

F2 · price: The transaction was executed in multiple trades at prices ranging from $28.00 to $28.77. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.

Read SEC document
November 26, 2019 Filed Nov 29, 2019 21:23 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionCommon Stock 5,242 $21.60 $113,227.20
Disclosure

SEC source: 0000950157-19-001374 · form4.xml · nonDerivative · entry 5

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2019 Filed Nov 29, 2019 21:23 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionCommon Stock 5,242 $21.60 $113,227.20
Disclosure

SEC source: 0000950157-19-001374 · form4.xml · nonDerivative · entry 4

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2019 Filed Nov 29, 2019 21:23 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionCommon Stock 7,648 $9.65 $73,803.20
Disclosure

SEC source: 0000950157-19-001374 · form4.xml · nonDerivative · entry 3

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2019 Filed Nov 29, 2019 21:23 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionCommon Stock 7,299 $9.65 $70,435.35
Disclosure

SEC source: 0000950157-19-001374 · form4.xml · nonDerivative · entry 2

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2019 Filed Nov 29, 2019 21:23 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionCommon Stock 7,523 $12.83 $96,520.09
Disclosure

SEC source: 0000950157-19-001374 · form4.xml · nonDerivative · entry 1

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The stock option transactions herein were executed by Mr. Mooberry in order to diversify his portfolio. These transactions did not affect Mr. Mooberry's ownership of actual shares of the Company's common stock, which was 14,416 shares of common stock both before and after these transactions.

Read SEC document
May 17, 2018 Filed May 18, 2018 20:36 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,241 $21.60 Strike: $21.60 $113,205.60
Disclosure

SEC source: 0000750004-18-000087 · wf-form4_152667574050515.xml · derivative · entry 12

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,725

Underlying: Common Stock · 5,241 shares

Expires 2027-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option became exercisable as to 5,241 shares on March 20, 2018 and becomes exercisable on March 20, 2019 (5,242 shares); March 20, 2020 (5,241 shares) and March 20, 2021 (5,242 shares).

Read SEC document
May 17, 2018 Filed May 18, 2018 20:36 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,241 $21.60 Strike: $21.60 $113,205.60
Disclosure

SEC source: 0000750004-18-000087 · wf-form4_152667574050515.xml · derivative · entry 11

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,725

Underlying: Common Stock · 5,241 shares

Expires 2027-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Vesting of this option was contingent on the Company's Class A Common Stock attaining a trading day average closing price that was achieved on August 11, 2017. The option became exercisable as to 5,241 shares on March 20, 2018 and becomes exercisable on March 20, 2019 (5,242 shares); March 20, 2020 (5,241 shares) and March 20, 2021 (5,242 shares).

Read SEC document
May 17, 2018 Filed May 18, 2018 20:36 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 23,480 $9.65 Strike: $9.65 $226,582.00
Disclosure

SEC source: 0000750004-18-000087 · wf-form4_152667574050515.xml · derivative · entry 10

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,480

Underlying: Common Stock · 23,480 shares

Expires 2026-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option became exercisable as to 11,740 shares on each of March 20, 2017 and March 20, 2018 and becomes exercisable as to 11,740 shares on each of March 20, 2019 and March 20, 2020.

Read SEC document
May 17, 2018 Filed May 18, 2018 20:36 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,580 $9.65 Strike: $9.65 $150,347.00
Disclosure

SEC source: 0000750004-18-000087 · wf-form4_152667574050515.xml · derivative · entry 9

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,480

Underlying: Common Stock · 15,580 shares

Expires 2026-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vesting of this option was contingent on the Company's Class A Common Stock attaining a trading day average closing price that was achieved on February 2, 2017. The option became exercisable as to 11,740 shares on each of March 20, 2017 and March 20, 2018 and becomes exercisable as to 11,740 shares on each of March 20, 2019 and March 20, 2020.

Read SEC document
May 17, 2018 Filed May 18, 2018 20:36 UTC Light & Wonder, Inc. SGMS · Entity 9758 SaleClass A Common Stock 49,542 $59.64 $2,954,684.88
Disclosure

SEC source: 0000750004-18-000087 · wf-form4_152667574050515.xml · nonDerivative · entry 6

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,167

F2 · price: The transaction was executed in multiple trades at prices ranging from $59.30 to $60.06. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.

Read SEC document
May 17, 2018 Filed May 18, 2018 20:36 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionClass A Common Stock 10,482 $21.60 $226,411.20
Disclosure

SEC source: 0000750004-18-000087 · wf-form4_152667574050515.xml · nonDerivative · entry 5

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2018 Filed May 18, 2018 20:36 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionClass A Common Stock 39,060 $9.65 $376,929.00
Disclosure

SEC source: 0000750004-18-000087 · wf-form4_152667574050515.xml · nonDerivative · entry 4

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:36 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,900 $9.65 Strike: $9.65 $76,235.00
Disclosure

SEC source: 0000750004-18-000087 · wf-form4_152667574050515.xml · derivative · entry 8

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,060

Underlying: Common Stock · 7,900 shares

Expires 2026-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vesting of this option was contingent on the Company's Class A Common Stock attaining a trading day average closing price that was achieved on February 2, 2017. The option became exercisable as to 11,740 shares on each of March 20, 2017 and March 20, 2018 and becomes exercisable as to 11,740 shares on each of March 20, 2019 and March 20, 2020.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:36 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 26,732 $12.83 Strike: $12.83 $342,971.56
Disclosure

SEC source: 0000750004-18-000087 · wf-form4_152667574050515.xml · derivative · entry 7

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,911

Underlying: Common Stock · 26,732 shares

Expires 2025-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable as to 8,910 shares on April 27, 2016 and as to 8,911 shares on each of April 27, 2017 and April 27, 2018 and becomes exercisable as to 8,911 shares on April 27, 2019.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:36 UTC Light & Wonder, Inc. SGMS · Entity 9758 SaleClass A Common Stock 34,632 $60.07 $2,080,344.24
Disclosure

SEC source: 0000750004-18-000087 · wf-form4_152667574050515.xml · nonDerivative · entry 3

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,167

F1 · price: The transaction was executed in multiple trades at prices ranging from $59.70 to $60.40. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:36 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionClass A Common Stock 7,900 $9.65 $76,235.00
Disclosure

SEC source: 0000750004-18-000087 · wf-form4_152667574050515.xml · nonDerivative · entry 2

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:36 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionClass A Common Stock 26,732 $12.83 $342,971.56
Disclosure

SEC source: 0000750004-18-000087 · wf-form4_152667574050515.xml · nonDerivative · entry 1

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2018 Filed May 1, 2018 20:34 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionRestricted Stock Units · Derivative 4,465 $0.00 $0.00
Disclosure

SEC source: 0000750004-18-000074 · wf-form4_152520683544928.xml · derivative · entry 3

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,466

Underlying: Common Stock · 4,465 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on April 27, 2015. The balance of the award (4,466 shares) is scheduled to vest on April 27, 2019. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on April 27, 2015. The balance of the award (4,466 shares) is scheduled to vest on April 27, 2019. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on April 27, 2015. The balance of the award (4,466 shares) is scheduled to vest on April 27, 2019. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
April 27, 2018 Filed May 1, 2018 20:34 UTC Light & Wonder, Inc. SGMS · Entity 9758 Tax withholdingClass A Common Stock 1,757 $51.02 $89,642.14
Disclosure

SEC source: 0000750004-18-000074 · wf-form4_152520683544928.xml · nonDerivative · entry 2

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,167

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
April 27, 2018 Filed May 1, 2018 20:34 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionClass A Common Stock 4,465 $0.00 $0.00
Disclosure

SEC source: 0000750004-18-000074 · wf-form4_152520683544928.xml · nonDerivative · entry 1

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2018 Filed Mar 23, 2018 01:28 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionRestricted Stock Units · Derivative 2,652 $0.00 $0.00
Disclosure

SEC source: 0000750004-18-000036 · wf-form4_152176847879108.xml · derivative · entry 6

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,957

Underlying: Common Stock · 2,652 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The balance of the award is scheduled to vest on March 20, 2019 (2,652 shares), 2020 (2,652 shares) and 2021 (2,653 shares). Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The balance of the award is scheduled to vest on March 20, 2019 (2,652 shares), 2020 (2,652 shares) and 2021 (2,653 shares). Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The balance of the award is scheduled to vest on March 20, 2019 (2,652 shares), 2020 (2,652 shares) and 2021 (2,653 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2018 Filed Mar 23, 2018 01:28 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionRestricted Stock Units · Derivative 5,937 $0.00 $0.00
Disclosure

SEC source: 0000750004-18-000036 · wf-form4_152176847879108.xml · derivative · entry 5

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,874

Underlying: Common Stock · 5,937 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The balance of the award is scheduled to vest in two equal installments of 5,937 shares on each of March 20, 2019 and 2020. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The balance of the award is scheduled to vest in two equal installments of 5,937 shares on each of March 20, 2019 and 2020. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The balance of the award is scheduled to vest in two equal installments of 5,937 shares on each of March 20, 2019 and 2020. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2018 Filed Mar 23, 2018 01:28 UTC Light & Wonder, Inc. SGMS · Entity 9758 Tax withholdingClass A Common Stock 1,044 $46.10 $48,128.40
Disclosure

SEC source: 0000750004-18-000036 · wf-form4_152176847879108.xml · nonDerivative · entry 4

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,459

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
March 20, 2018 Filed Mar 23, 2018 01:28 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionClass A Common Stock 2,652 $0.00 $0.00
Disclosure

SEC source: 0000750004-18-000036 · wf-form4_152176847879108.xml · nonDerivative · entry 3

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2018 Filed Mar 23, 2018 01:28 UTC Light & Wonder, Inc. SGMS · Entity 9758 Tax withholdingClass A Common Stock 2,337 $46.10 $107,735.70
Disclosure

SEC source: 0000750004-18-000036 · wf-form4_152176847879108.xml · nonDerivative · entry 2

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,851

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
March 20, 2018 Filed Mar 23, 2018 01:28 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionClass A Common Stock 5,937 $0.00 $0.00
Disclosure

SEC source: 0000750004-18-000036 · wf-form4_152176847879108.xml · nonDerivative · entry 1

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 22:03 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionRestricted Stock Units · Derivative 15,092 $0.00 $0.00
Disclosure

SEC source: 0000750004-18-000019 · wf-form4_152149698099016.xml · derivative · entry 3

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,092 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents cliff vesting of the 17,861 restricted stock units granted on 4/27/2015 subject to the achievement of performance criteria over a three-year period. Based on the level of achievement, 84.5% of the RSUs vested and converted into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents cliff vesting of the 17,861 restricted stock units granted on 4/27/2015 subject to the achievement of performance criteria over a three-year period. Based on the level of achievement, 84.5% of the RSUs vested and converted into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents cliff vesting of the 17,861 restricted stock units granted on 4/27/2015 subject to the achievement of performance criteria over a three-year period. Based on the level of achievement, 84.5% of the RSUs vested and converted into a share of common stock on a one-for-one basis.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 22:03 UTC Light & Wonder, Inc. SGMS · Entity 9758 Tax withholdingClass A Common Stock 4,346 $45.99 $199,872.54
Disclosure

SEC source: 0000750004-18-000019 · wf-form4_152149698099016.xml · nonDerivative · entry 2

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,251

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 22:03 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionClass A Common Stock 15,092 $0.00 $0.00
Disclosure

SEC source: 0000750004-18-000019 · wf-form4_152149698099016.xml · nonDerivative · entry 1

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2017 Filed Nov 21, 2017 21:32 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionRestricted Stock Units · Derivative 7,488 $0.00 $0.00
Disclosure

SEC source: 0000750004-17-000203 · wf-form4_151129992383695.xml · derivative · entry 3

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,488

Underlying: Common Stock · 7,488 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on November 19, 2014. The balance of the award (7,488 shares) is scheduled to vest on November 19, 2018. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on November 19, 2014. The balance of the award (7,488 shares) is scheduled to vest on November 19, 2018. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on November 19, 2014. The balance of the award (7,488 shares) is scheduled to vest on November 19, 2018. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
November 19, 2017 Filed Nov 21, 2017 21:32 UTC Light & Wonder, Inc. SGMS · Entity 9758 Tax withholdingClass A Common Stock 3,142 $50.14 $157,539.88
Disclosure

SEC source: 0000750004-17-000203 · wf-form4_151129992383695.xml · nonDerivative · entry 2

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,505

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
November 19, 2017 Filed Nov 21, 2017 21:32 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionClass A Common Stock 7,488 $0.00 $0.00
Disclosure

SEC source: 0000750004-17-000203 · wf-form4_151129992383695.xml · nonDerivative · entry 1

Mooberry Derik · CIK 0001533186 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2017 Filed May 1, 2017 20:38 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionRestricted Stock Units · Derivative 4,465 $0.00 $0.00
Disclosure

SEC source: 0000750004-17-000083 · wf-form4_149367108600748.xml · derivative · entry 3

Mooberry Derik · CIK 0001533186 · Group CEO, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,931

Underlying: Common Stock · 4,465 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on April 27, 2015. The balance of the award is scheduled to vest on April 27, 2018 (4,465 shares) and 2019 (4,466 shares). Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on April 27, 2015. The balance of the award is scheduled to vest on April 27, 2018 (4,465 shares) and 2019 (4,466 shares). Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on April 27, 2015. The balance of the award is scheduled to vest on April 27, 2018 (4,465 shares) and 2019 (4,466 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
April 27, 2017 Filed May 1, 2017 20:38 UTC Light & Wonder, Inc. SGMS · Entity 9758 Tax withholdingClass A Common Stock 1,874 $22.85 $42,820.90
Disclosure

SEC source: 0000750004-17-000083 · wf-form4_149367108600748.xml · nonDerivative · entry 2

Mooberry Derik · CIK 0001533186 · Group CEO, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,159

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
April 27, 2017 Filed May 1, 2017 20:38 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionClass A Common Stock 4,465 $0.00 $0.00
Disclosure

SEC source: 0000750004-17-000083 · wf-form4_149367108600748.xml · nonDerivative · entry 1

Mooberry Derik · CIK 0001533186 · Group CEO, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 20:36 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionRestricted Stock Units · Derivative 5,936 $0.00 $0.00
Disclosure

SEC source: 0000750004-17-000049 · wf-form4_149021497853475.xml · derivative · entry 3

Mooberry Derik · CIK 0001533186 · Group CEO, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,811

Underlying: Common Stock · 5,936 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The balance of the award is scheduled to vest in three equal installments as to 5,937 shares on each of March 20, 2018, 2019 and 2020. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The balance of the award is scheduled to vest in three equal installments as to 5,937 shares on each of March 20, 2018, 2019 and 2020. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The balance of the award is scheduled to vest in three equal installments as to 5,937 shares on each of March 20, 2018, 2019 and 2020. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 20:36 UTC Light & Wonder, Inc. SGMS · Entity 9758 Tax withholdingClass A Common Stock 2,491 $21.56 $53,705.96
Disclosure

SEC source: 0000750004-17-000049 · wf-form4_149021497853475.xml · nonDerivative · entry 2

Mooberry Derik · CIK 0001533186 · Group CEO, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,568

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.