Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Mueller Water Products, Inc.MWA · Entity 2326 | EVP, Business Development | December 03, 2019 | December 05, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Mueller Water Products, Inc.
Report date December 03, 2019 · Filed December 05, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 369,738.9339 |
Reported balance
After 2019-12-03 transaction · row 1
1 source rowRow 1 · 2019-12-03 · Grant · Acquired 15,015 · Balance 369,738.9339 F1: Acquisition is pursuant to grant of performance-based restricted stock units under the Mueller Water Products, Inc. Amended and Restated 2006 Stock Incentive Plan. Units earned based on performance during three separate performance periods vested on the last day of the three-year award cycle. Excludes shares required to be withheld for tax liabilities. |
| Restricted Stock UnitSEC Table I · non-derivative | Direct | 35,329 |
Reported balance
After 2019-12-03 transaction · row 2
1 source rowRow 2 · 2019-12-03 · Grant · Acquired 16,251 · Balance 35,329 F2: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Acquisition is pursuant to grant of performance-based restricted stock units under the Mueller Water Products, Inc. Amended and Restated 2006 Stock Incentive Plan. Units earned based on performance during three separate performance periods vested on the last day of the three-year award cycle. Excludes shares required to be withheld for tax liabilities.
F2: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 03, 2019 Filed Dec 5, 2019 21:09 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantRestricted Stock Unit | 16,251 | $11.26 | $182,986.26 |
DisclosureSEC source: 0001225208-19-015338 · doc4.xml · nonDerivative · entry 2 Rogowski Gregory · CIK 0001463989 · EVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,329 F2 · shares: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 21:09 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantCommon Stock | 15,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015338 · doc4.xml · nonDerivative · entry 1 Rogowski Gregory · CIK 0001463989 · EVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,738.9339 F1 · shares: Acquisition is pursuant to grant of performance-based restricted stock units under the Mueller Water Products, Inc. Amended and Restated 2006 Stock Incentive Plan. Units earned based on performance during three separate performance periods vested on the last day of the three-year award cycle. Excludes shares required to be withheld for tax liabilities. Read SEC document |
| November 29, 2019 Filed Dec 2, 2019 21:57 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Tax withholdingCommon Stock | 2,182 | $11.28 | $24,612.96 |
DisclosureSEC source: 0001350593-19-000065 · primary_doc.xml · nonDerivative · entry 3 Rogowski Gregory · CIK 0001463989 · EVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,723.934 F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units. F2 · balance_after: Includes 8,793.934 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan and 633 shares not previously reported due to a clerical error. Read SEC document |
| November 28, 2019 Filed Dec 2, 2019 21:57 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Tax withholdingCommon Stock | 2,332 | $11.25 | $26,235.00 |
DisclosureSEC source: 0001350593-19-000065 · primary_doc.xml · nonDerivative · entry 2 Rogowski Gregory · CIK 0001463989 · EVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,716.934 F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units. Read SEC document |
| November 27, 2019 Filed Dec 2, 2019 21:57 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Tax withholdingCommon Stock | 1,730 | $11.25 | $19,462.50 |
DisclosureSEC source: 0001350593-19-000065 · primary_doc.xml · nonDerivative · entry 1 Rogowski Gregory · CIK 0001463989 · EVP, Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,367.934 F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units. Read SEC document |
| August 14, 2019 Filed Aug 14, 2019 19:59 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Exercise / conversionStock Option (Right to Buy) · Derivative | 85,839 | $0.00 Strike: $5.05 | $0.00 |
DisclosureSEC source: 0001225208-19-011391 · doc4.xml · derivative · entry 3 Rogowski Gregory · CIK 0001463989 · EVP, Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 85,839 shares Expires 2019-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options vested in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 14, 2019 Filed Aug 14, 2019 19:59 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | SaleCommon Stock | 85,839 | $10.06 | $863,712.02 |
DisclosureSEC source: 0001225208-19-011391 · doc4.xml · nonDerivative · entry 2 Rogowski Gregory · CIK 0001463989 · EVP, Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,634.3551 F1 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $10.02 to $10.09, inclusive. The reporting person undertakes to provide to Mueller Water Products, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 14, 2019 Filed Aug 14, 2019 19:59 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Exercise / conversionCommon Stock | 85,839 | $5.05 | $433,486.95 |
DisclosureSEC source: 0001225208-19-011391 · doc4.xml · nonDerivative · entry 1 Rogowski Gregory · CIK 0001463989 · EVP, Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,473.3551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2018 Filed Dec 3, 2018 19:47 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Tax withholdingCommon Stock | 2,380 | $10.53 | $25,061.40 |
DisclosureSEC source: 0001225208-18-016097 · doc4.xml · nonDerivative · entry 2 Rogowski Gregory · CIK 0001463989 · EVP, Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,623.9766 F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units. Read SEC document |
| December 01, 2018 Filed Dec 4, 2018 19:00 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantCommon Stock | 24,971 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016229 · doc4.xml · nonDerivative · entry 1 Rogowski Gregory · CIK 0001463989 · EVP, Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,974.9766 F1 · shares: Acquisition is pursuant to grant of performance-based restricted stock units under the Mueller Water Products, Inc. Amended and Restated 2006 Stock Incentive Plan. Units earned based on performance during three separate performance periods vested on the last day of the three-year award cycle. Excludes shares required to be withheld for tax liabilities. Read SEC document |
| November 29, 2018 Filed Dec 3, 2018 19:47 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Tax withholdingCommon Stock | 1,751 | $10.36 | $18,140.36 |
DisclosureSEC source: 0001225208-18-016097 · doc4.xml · nonDerivative · entry 1 Rogowski Gregory · CIK 0001463989 · EVP, Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,231.9766 F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units. Read SEC document |
| November 28, 2018 Filed Nov 29, 2018 21:22 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Tax withholdingCommon Stock | 1,871 | $10.58 | $19,795.18 |
DisclosureSEC source: 0001225208-18-015969 · doc4.xml · nonDerivative · entry 2 Rogowski Gregory · CIK 0001463989 · EVP, Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,793.9766 F2 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units. F3 · balance_after: Includes 8,621.98 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan. Read SEC document |
| November 27, 2018 Filed Nov 29, 2018 21:22 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantRestricted Stock Unit | 17,094 | $10.53 | $179,999.82 |
DisclosureSEC source: 0001225208-18-015969 · doc4.xml · nonDerivative · entry 1 Rogowski Gregory · CIK 0001463989 · EVP, Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,289 F1 · shares: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date. Read SEC document |
| December 02, 2017 Filed Dec 4, 2017 19:03 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Tax withholdingCommon Stock | 2,517 | $12.35 | $31,084.95 |
DisclosureSEC source: 0001225208-17-018144 · doc4.xml · nonDerivative · entry 3 Rogowski Gregory · CIK 0001463989 · EVP, Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,833.1707 F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units. F3 · balance_after: Includes 8,472.17 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 02, 2017 Filed Dec 4, 2017 19:03 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantCommon Stock | 13,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018144 · doc4.xml · nonDerivative · entry 2 Rogowski Gregory · CIK 0001463989 · EVP, Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,350.1707 F2 · shares: Acquisition is pursuant to grant of performance-based restricted stock units under the Mueller Water Products, Inc. Amended and Restated 2006 Stock Incentive Plan. Units earned based on performance during three separate performance periods vested on the last day of the three-year award cycle. Excludes shares required to be withheld for tax liabilities. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 19:03 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Tax withholdingCommon Stock | 2,673 | $12.35 | $33,011.55 |
DisclosureSEC source: 0001225208-17-018144 · doc4.xml · nonDerivative · entry 1 Rogowski Gregory · CIK 0001463989 · EVP, Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,638.1707 F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units. Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 20:45 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Tax withholdingCommon Stock | 1,967 | $12.48 | $24,548.16 |
DisclosureSEC source: 0001225208-17-017919 · doc4.xml · nonDerivative · entry 2 Rogowski Gregory · CIK 0001463989 · EVP, Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,539.1707 F2 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units. F3 · balance_after: Includes 8,472.17 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 20:45 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantRestricted Stock Unit | 23,045 | $12.41 | $285,988.45 |
DisclosureSEC source: 0001225208-17-017919 · doc4.xml · nonDerivative · entry 1 Rogowski Gregory · CIK 0001463989 · EVP, Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,359 F1 · shares: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 27, 2017 Filed Nov 28, 2017 16:33 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GiftCommon Stock | 106,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017715 · doc4.xml · nonDerivative · entry 1 Rogowski Gregory · CIK 0001463989 · EVP, Sales & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,288.373 Read SEC document |
| December 03, 2016 Filed Dec 5, 2016 21:34 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Tax withholdingCommon Stock | 2,889 | $13.19 | $38,105.91 |
DisclosureSEC source: 0001225208-16-042730 · doc4.xml · nonDerivative · entry 4 Rogowski Gregory · CIK 0001463989 · President, Mueller Co. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,204.0784 F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units. F3 · balance_after: Includes 8,360.08 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 21:34 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Tax withholdingCommon Stock | 2,517 | $13.19 | $33,199.23 |
DisclosureSEC source: 0001225208-16-042730 · doc4.xml · nonDerivative · entry 3 Rogowski Gregory · CIK 0001463989 · President, Mueller Co. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,530.0784 F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 21:34 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantCommon Stock | 23,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042730 · doc4.xml · nonDerivative · entry 2 Rogowski Gregory · CIK 0001463989 · President, Mueller Co. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,047.0784 F2 · shares: Acquisition is pursuant to grant of performance-based restricted stock units under the Mueller Water Products, Inc. Amended and Restated 2006 Stock Incentive Plan. Units earned based on performance during three separate performance periods vested on the last day of the three-year award cycle. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 21:34 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | Tax withholdingCommon Stock | 2,673 | $13.27 | $35,470.71 |
DisclosureSEC source: 0001225208-16-042730 · doc4.xml · nonDerivative · entry 1 Rogowski Gregory · CIK 0001463989 · President, Mueller Co. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,662.0784 F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units. Read SEC document |
| November 29, 2016 Filed Dec 1, 2016 20:28 UTC | Mueller Water Products, Inc. MWA · Entity 2326 | GrantRestricted Stock Unit | 21,568 | $13.26 | $285,991.68 |
DisclosureSEC source: 0001225208-16-042561 · doc4.xml · nonDerivative · entry 1 Rogowski Gregory · CIK 0001463989 · President, Mueller Co. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,852 F1 · shares: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.