Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LAZARD GLOBAL TOTAL RETURN & INCOME FUND INCLGI · Entity 6181 | Assistant Treasurer | December 03, 2019 | December 05, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC
Report date December 03, 2019 · Filed December 05, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 105.148 |
Reported balance
After 2019-12-03 transaction · row 1
1 source rowRow 1 · 2019-12-03 · Other · Acquired 105.148 · Balance 105.148 F1: In the merger of Lazard World Dividend & Income Fund, Inc. ("LOR") with and into LGI, shares of LOR common stock were converted into shares of LGI common stock. The 105.148 shares reported as acquired in Table I represent shares of LGI common stock resulting from the conversion of LOR common stock that had been beneficially owned by Mr. Trelles. |
Filing footnotes · ownership attribution and instrument terms
F1: In the merger of Lazard World Dividend & Income Fund, Inc. ("LOR") with and into LGI, shares of LOR common stock were converted into shares of LGI common stock. The 105.148 shares reported as acquired in Table I represent shares of LGI common stock resulting from the conversion of LOR common stock that had been beneficially owned by Mr. Trelles.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Lazard World Dividend & Income Fund, Inc.
Report date December 03, 2019 · Filed December 05, 2019
Section 16 reporting ended · disclosed 2019-12-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-12-03 transaction · row 1
1 source rowRow 1 · 2019-12-03 · Other · Disposed 170 · Balance 0 F1: In the merger of LOR with and into Lazard Global Total Return and Income Fund, Inc. ("LGI"), shares of LOR common stock were converted into shares of LGI common stock. The 170 shares reported as disposed of in Table I represent shares that had been beneficially owned by Mr. Trelles. |
Filing footnotes · ownership attribution and instrument terms
F1: In the merger of LOR with and into Lazard Global Total Return and Income Fund, Inc. ("LGI"), shares of LOR common stock were converted into shares of LGI common stock. The 170 shares reported as disposed of in Table I represent shares that had been beneficially owned by Mr. Trelles.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 03, 2019 Filed Dec 5, 2019 20:16 UTC | LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC LGI · Entity 6181 | OtherCommon Stock | 105.148 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-19-000779 · edgar.xml · nonDerivative · entry 1 Trelles Cesar · CIK 0001387549 · Assistant Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105.148 F1 · price: In the merger of Lazard World Dividend & Income Fund, Inc. ("LOR") with and into LGI, shares of LOR common stock were converted into shares of LGI common stock. The 105.148 shares reported as acquired in Table I represent shares of LGI common stock resulting from the conversion of LOR common stock that had been beneficially owned by Mr. Trelles. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 15:16 UTC | Lazard World Dividend & Income Fund, Inc. LOR · Entity 141791 | OtherCommon Stock | 170 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-19-000780 · edgar.xml · nonDerivative · entry 1 Trelles Cesar · CIK 0001387549 · Assistant Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: In the merger of LOR with and into Lazard Global Total Return and Income Fund, Inc. ("LGI"), shares of LOR common stock were converted into shares of LGI common stock. The 170 shares reported as disposed of in Table I represent shares that had been beneficially owned by Mr. Trelles. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.