Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| USA Compression Partners, LPUSAC · Entity 4060 | See Remarks | December 05, 2019 | December 09, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
USA Compression Partners, LP
Report date December 05, 2019 · Filed December 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom UnitsSEC Table II · derivative / convertible security | Direct | 31,446 |
Reported balance
After 2019-12-05 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-12-05 · Grant · Acquired 31,446 · Balance 31,446 F1: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F2: The phantom units vest incrementally, with 60% of the phantom units vesting on December 5, 2022 and 40% of the phantom units vesting on December 5, 2024. F3: In the event of the cessation of the Reporting Person's service for any reason, all phantom units that have not vested prior to or in connection with such cessation of service shall automatically be forfeited. |
Filing footnotes · ownership attribution and instrument terms
F1: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP.
F2: The phantom units vest incrementally, with 60% of the phantom units vesting on December 5, 2022 and 40% of the phantom units vesting on December 5, 2024.
F3: In the event of the cessation of the Reporting Person's service for any reason, all phantom units that have not vested prior to or in connection with such cessation of service shall automatically be forfeited.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 05, 2019 Filed Dec 9, 2019 21:31 UTC | USA Compression Partners, LP USAC · Entity 4060 | GrantPhantom Units · Derivative | 31,446 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-070998 · a4.xml · derivative · entry 1 Smith David A · CIK 0001566570 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,446 Underlying: Common Units · 31,446 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F2 · derivative.exercise_date: The phantom units vest incrementally, with 60% of the phantom units vesting on December 5, 2022 and 40% of the phantom units vesting on December 5, 2024. F3 · derivative.expiration_date: In the event of the cessation of the Reporting Person's service for any reason, all phantom units that have not vested prior to or in connection with such cessation of service shall automatically be forfeited. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 20:32 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionPhantom Units · Derivative | 5,357 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-014271 · a4.xml · derivative · entry 9 Smith David A · CIK 0001566570 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 5,357 shares Expires 2019-03-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F2 · derivative.exercise_price: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F2 · price: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 20:32 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionPhantom Units · Derivative | 5,065 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-014271 · a4.xml · derivative · entry 8 Smith David A · CIK 0001566570 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 5,065 shares Expires 2019-03-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F2 · derivative.exercise_price: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F2 · price: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 20:32 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionPhantom Units · Derivative | 12,522 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-014271 · a4.xml · derivative · entry 7 Smith David A · CIK 0001566570 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 12,522 shares Expires 2019-03-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F2 · derivative.exercise_price: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F2 · price: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 20:32 UTC | USA Compression Partners, LP USAC · Entity 4060 | Disposition to issuerCommon Units | 2,679 | $14.99 | $40,158.21 |
DisclosureSEC source: 0001104659-19-014271 · a4.xml · nonDerivative · entry 6 Smith David A · CIK 0001566570 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,533 F3 · balance_after: Includes common units acquired under the USA Compression Partners, LP Distribution Reinvestment Plan. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 20:32 UTC | USA Compression Partners, LP USAC · Entity 4060 | Disposition to issuerCommon Units | 2,533 | $14.99 | $37,969.67 |
DisclosureSEC source: 0001104659-19-014271 · a4.xml · nonDerivative · entry 5 Smith David A · CIK 0001566570 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,212 F3 · balance_after: Includes common units acquired under the USA Compression Partners, LP Distribution Reinvestment Plan. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 20:32 UTC | USA Compression Partners, LP USAC · Entity 4060 | Disposition to issuerCommon Units | 6,261 | $14.99 | $93,852.39 |
DisclosureSEC source: 0001104659-19-014271 · a4.xml · nonDerivative · entry 4 Smith David A · CIK 0001566570 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,745 F3 · balance_after: Includes common units acquired under the USA Compression Partners, LP Distribution Reinvestment Plan. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 20:32 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionCommon Units | 5,357 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-014271 · a4.xml · nonDerivative · entry 3 Smith David A · CIK 0001566570 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,006 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F2 · price: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. F3 · balance_after: Includes common units acquired under the USA Compression Partners, LP Distribution Reinvestment Plan. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 20:32 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionCommon Units | 5,065 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-014271 · a4.xml · nonDerivative · entry 2 Smith David A · CIK 0001566570 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,649 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F2 · price: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. F3 · balance_after: Includes common units acquired under the USA Compression Partners, LP Distribution Reinvestment Plan. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 20:32 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionCommon Units | 12,522 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-014271 · a4.xml · nonDerivative · entry 1 Smith David A · CIK 0001566570 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F2 · price: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. F3 · balance_after: Includes common units acquired under the USA Compression Partners, LP Distribution Reinvestment Plan. Read SEC document |
| December 05, 2018 Filed Dec 7, 2018 21:35 UTC | USA Compression Partners, LP USAC · Entity 4060 | GrantPhantom Units · Derivative | 34,293 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-071855 · a4.xml · derivative · entry 1 Smith David A · CIK 0001566570 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,293 Underlying: Common Units · 34,293 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F2 · derivative.exercise_date: The phantom units vest incrementally, with 60% of the phantom units vesting on December 5, 2021 and 40% of the phantom units vesting on December 5, 2023. F3 · derivative.expiration_date: In the event of the cessation of the Reporting Person's service for any reason, all phantom units that have not vested prior to or in connection with such cessation of service shall automatically be forfeited. Read SEC document |
| April 13, 2018 Filed Apr 17, 2018 20:31 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionPhantom Units · Derivative | 4,017 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-024519 · a4.xml · derivative · entry 6 Smith David A · CIK 0001566570 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 4,017 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F3 · derivative.exercise_date: The phantom units were set to vest on the third anniversary of the date of grant, with the number of phantom units that vest on such third anniversary to range between 0% and 200% of the reported number of phantom units generally depending on the Issuer's achievement of certain objective, performance-based criteria during the three years prior to the vesting date. In accordance with the terms of the USA Compression Partners, LP 2013 Long-Term Incentive Plan, the vesting of the phantom units was accelerated in connection with the Issuer's change in control transaction and vested at 100% of the reported number of phantom units which settled on April 13, 2018. F3 · derivative.expiration_date: The phantom units were set to vest on the third anniversary of the date of grant, with the number of phantom units that vest on such third anniversary to range between 0% and 200% of the reported number of phantom units generally depending on the Issuer's achievement of certain objective, performance-based criteria during the three years prior to the vesting date. In accordance with the terms of the USA Compression Partners, LP 2013 Long-Term Incentive Plan, the vesting of the phantom units was accelerated in connection with the Issuer's change in control transaction and vested at 100% of the reported number of phantom units which settled on April 13, 2018. Read SEC document |
| April 13, 2018 Filed Apr 17, 2018 20:31 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionPhantom Units · Derivative | 3,799 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-024519 · a4.xml · derivative · entry 5 Smith David A · CIK 0001566570 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 3,799 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F3 · derivative.exercise_date: The phantom units were set to vest on the third anniversary of the date of grant, with the number of phantom units that vest on such third anniversary to range between 0% and 200% of the reported number of phantom units generally depending on the Issuer's achievement of certain objective, performance-based criteria during the three years prior to the vesting date. In accordance with the terms of the USA Compression Partners, LP 2013 Long-Term Incentive Plan, the vesting of the phantom units was accelerated in connection with the Issuer's change in control transaction and vested at 100% of the reported number of phantom units which settled on April 13, 2018. F3 · derivative.expiration_date: The phantom units were set to vest on the third anniversary of the date of grant, with the number of phantom units that vest on such third anniversary to range between 0% and 200% of the reported number of phantom units generally depending on the Issuer's achievement of certain objective, performance-based criteria during the three years prior to the vesting date. In accordance with the terms of the USA Compression Partners, LP 2013 Long-Term Incentive Plan, the vesting of the phantom units was accelerated in connection with the Issuer's change in control transaction and vested at 100% of the reported number of phantom units which settled on April 13, 2018. Read SEC document |
| April 13, 2018 Filed Apr 17, 2018 20:31 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionPhantom Units · Derivative | 9,391 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-024519 · a4.xml · derivative · entry 4 Smith David A · CIK 0001566570 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 9,391 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F3 · derivative.exercise_date: The phantom units were set to vest on the third anniversary of the date of grant, with the number of phantom units that vest on such third anniversary to range between 0% and 200% of the reported number of phantom units generally depending on the Issuer's achievement of certain objective, performance-based criteria during the three years prior to the vesting date. In accordance with the terms of the USA Compression Partners, LP 2013 Long-Term Incentive Plan, the vesting of the phantom units was accelerated in connection with the Issuer's change in control transaction and vested at 100% of the reported number of phantom units which settled on April 13, 2018. F3 · derivative.expiration_date: The phantom units were set to vest on the third anniversary of the date of grant, with the number of phantom units that vest on such third anniversary to range between 0% and 200% of the reported number of phantom units generally depending on the Issuer's achievement of certain objective, performance-based criteria during the three years prior to the vesting date. In accordance with the terms of the USA Compression Partners, LP 2013 Long-Term Incentive Plan, the vesting of the phantom units was accelerated in connection with the Issuer's change in control transaction and vested at 100% of the reported number of phantom units which settled on April 13, 2018. Read SEC document |
| April 13, 2018 Filed Apr 17, 2018 20:31 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionCommon Units | 4,017 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-024519 · a4.xml · nonDerivative · entry 3 Smith David A · CIK 0001566570 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,601 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F2 · balance_after: Includes common units acquired under the USA Compression Partners, LP Distribution Reinvestment Plan. Read SEC document |
| April 13, 2018 Filed Apr 17, 2018 20:31 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionCommon Units | 3,799 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-024519 · a4.xml · nonDerivative · entry 2 Smith David A · CIK 0001566570 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F2 · balance_after: Includes common units acquired under the USA Compression Partners, LP Distribution Reinvestment Plan. Read SEC document |
| April 13, 2018 Filed Apr 17, 2018 20:31 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionCommon Units | 9,391 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-024519 · a4.xml · nonDerivative · entry 1 Smith David A · CIK 0001566570 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,785 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F2 · balance_after: Includes common units acquired under the USA Compression Partners, LP Distribution Reinvestment Plan. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 20:39 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionPhantom Units · Derivative | 5,065 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-016730 · a4.xml · derivative · entry 6 Smith David A · CIK 0001566570 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 5,065 shares Expires 2018-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 20:39 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionPhantom Units · Derivative | 3,944 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-016730 · a4.xml · derivative · entry 5 Smith David A · CIK 0001566570 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 3,944 shares Expires 2018-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 20:39 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionPhantom Units · Derivative | 12,522 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-016730 · a4.xml · derivative · entry 4 Smith David A · CIK 0001566570 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 12,522 shares Expires 2018-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 20:39 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionCommon Units | 5,065 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-016730 · a4.xml · nonDerivative · entry 3 Smith David A · CIK 0001566570 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F2 · balance_after: Includes common units acquired under the USA Compression Partners, LP Distribution Reinvestment Plan. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 20:39 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionCommon Units | 3,944 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-016730 · a4.xml · nonDerivative · entry 2 Smith David A · CIK 0001566570 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F2 · balance_after: Includes common units acquired under the USA Compression Partners, LP Distribution Reinvestment Plan. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 20:39 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionCommon Units | 12,522 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-016730 · a4.xml · nonDerivative · entry 1 Smith David A · CIK 0001566570 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,385 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F2 · balance_after: Includes common units acquired under the USA Compression Partners, LP Distribution Reinvestment Plan. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 22:07 UTC | USA Compression Partners, LP USAC · Entity 4060 | GrantPhantom Units · Derivative | 4,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-009773 · a4.xml · derivative · entry 2 Smith David A · CIK 0001566570 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,017 Underlying: Common Units · 4,017 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of the Issuer. F4 · shares: The number of phantom units that vest on February 15, 2021 will range between 0% and 200% of the reported number of phantom units generally depending on the Issuer's achievement of certain objective, performance-based criteria during the three years prior to the vesting date. If none or only a portion of phantom units vest as a result of specified performance levels not being met, such number of phantom units that fail to vest will be forfeited. The phantom units shall also vest immediately prior to a change in control regarding the Issuer. F4 · derivative.exercise_date: The number of phantom units that vest on February 15, 2021 will range between 0% and 200% of the reported number of phantom units generally depending on the Issuer's achievement of certain objective, performance-based criteria during the three years prior to the vesting date. If none or only a portion of phantom units vest as a result of specified performance levels not being met, such number of phantom units that fail to vest will be forfeited. The phantom units shall also vest immediately prior to a change in control regarding the Issuer. F3 · derivative.expiration_date: In the event of cessation of the Reporting Person's services for any reason, all phantom units that have not vested prior to or in connection with such cessation of service shall automatically be forfeited. F4 · derivative.underlying_shares: The number of phantom units that vest on February 15, 2021 will range between 0% and 200% of the reported number of phantom units generally depending on the Issuer's achievement of certain objective, performance-based criteria during the three years prior to the vesting date. If none or only a portion of phantom units vest as a result of specified performance levels not being met, such number of phantom units that fail to vest will be forfeited. The phantom units shall also vest immediately prior to a change in control regarding the Issuer. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 22:07 UTC | USA Compression Partners, LP USAC · Entity 4060 | GrantPhantom Units · Derivative | 16,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-009773 · a4.xml · derivative · entry 1 Smith David A · CIK 0001566570 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,070 Underlying: Common Units · 16,070 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of the Issuer. F2 · derivative.exercise_date: The phantom units shall vest in three equal annual installments, with the first installment vesting on February 15, 2019. F3 · derivative.expiration_date: In the event of cessation of the Reporting Person's services for any reason, all phantom units that have not vested prior to or in connection with such cessation of service shall automatically be forfeited. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 21:38 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionPhantom Units · Derivative | 1,578 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-016410 · a4.xml · derivative · entry 6 Smith David A · CIK 0001566570 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 1,578 shares Expires 2017-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit was the economic equivalent of one common unit of USA Compression Partners, LP. F1 · price: Each phantom unit was the economic equivalent of one common unit of USA Compression Partners, LP. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 21:38 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionPhantom Units · Derivative | 3,944 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-016410 · a4.xml · derivative · entry 5 Smith David A · CIK 0001566570 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 3,944 shares Expires 2017-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit was the economic equivalent of one common unit of USA Compression Partners, LP. F1 · price: Each phantom unit was the economic equivalent of one common unit of USA Compression Partners, LP. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 21:38 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionPhantom Units · Derivative | 12,522 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-016410 · a4.xml · derivative · entry 4 Smith David A · CIK 0001566570 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 12,522 shares Expires 2017-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit was the economic equivalent of one common unit of USA Compression Partners, LP. F1 · price: Each phantom unit was the economic equivalent of one common unit of USA Compression Partners, LP. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 21:38 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionCommon Units | 1,578 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-016410 · a4.xml · nonDerivative · entry 3 Smith David A · CIK 0001566570 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,591 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit was the economic equivalent of one common unit of USA Compression Partners, LP. F2 · balance_after: Includes common units acquired under the USA Compression Partners, LP Distribution Reinvestment Plan. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 21:38 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionCommon Units | 3,944 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-016410 · a4.xml · nonDerivative · entry 2 Smith David A · CIK 0001566570 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,013 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit was the economic equivalent of one common unit of USA Compression Partners, LP. F2 · balance_after: Includes common units acquired under the USA Compression Partners, LP Distribution Reinvestment Plan. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 21:38 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionCommon Units | 12,522 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-016410 · a4.xml · nonDerivative · entry 1 Smith David A · CIK 0001566570 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,069 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit was the economic equivalent of one common unit of USA Compression Partners, LP. F2 · balance_after: Includes common units acquired under the USA Compression Partners, LP Distribution Reinvestment Plan. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 23:06 UTC | USA Compression Partners, LP USAC · Entity 4060 | GrantPhantom Units · Derivative | 3,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-009685 · a4.xml · derivative · entry 2 Smith David A · CIK 0001566570 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,799 Underlying: Common Units · 3,799 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of the Issuer. F4 · shares: The number of phantom units that vest on February 15, 2020 will range between 0% and 200% of the reported number of phantom units generally depending on the Issuer's achievement of certain objective, performance-based criteria during the three years prior to the vesting date. If none or only a portion of phantom units vest as a result of specified performance levels not being met, such number of phantom units that fail to vest will be forfeited. The phantom units shall also vest immediately prior to a change in control regarding the Issuer. F4 · derivative.exercise_date: The number of phantom units that vest on February 15, 2020 will range between 0% and 200% of the reported number of phantom units generally depending on the Issuer's achievement of certain objective, performance-based criteria during the three years prior to the vesting date. If none or only a portion of phantom units vest as a result of specified performance levels not being met, such number of phantom units that fail to vest will be forfeited. The phantom units shall also vest immediately prior to a change in control regarding the Issuer. F3 · derivative.expiration_date: In the event of cessation of the Reporting Person's services for any reason, all phantom units that have not vested prior to or in connection with such cessation of service shall automatically be forfeited. F4 · derivative.underlying_shares: The number of phantom units that vest on February 15, 2020 will range between 0% and 200% of the reported number of phantom units generally depending on the Issuer's achievement of certain objective, performance-based criteria during the three years prior to the vesting date. If none or only a portion of phantom units vest as a result of specified performance levels not being met, such number of phantom units that fail to vest will be forfeited. The phantom units shall also vest immediately prior to a change in control regarding the Issuer. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 23:06 UTC | USA Compression Partners, LP USAC · Entity 4060 | GrantPhantom Units · Derivative | 15,195 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-009685 · a4.xml · derivative · entry 1 Smith David A · CIK 0001566570 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,195 Underlying: Common Units · 15,195 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of the Issuer. F2 · derivative.exercise_date: The phantom units shall vest in three equal annual installments, with the first installment vesting on 02/15/2018. F3 · derivative.expiration_date: In the event of cessation of the Reporting Person's services for any reason, all phantom units that have not vested prior to or in connection with such cessation of service shall automatically be forfeited. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.