person · Reporting owner

Joe David

Disclosed activity across 1 company

Tapewire entity: 153232
SEC CIK: 0001595999

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
EVOLUTION PETROLEUM CORPEPM · Entity 1684	SVP & CFO	December 10, 2019	December 10, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EVOLUTION PETROLEUM CORP

Report date December 10, 2019 · Filed December 10, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	333,628	Reported balance After 2019-12-10 transaction · row 1 1 source row Row 1 · 2019-12-10 · Grant · Acquired 48,057 · Balance 333,628 F1: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting terms and performance goals.

Filing footnotes · ownership attribution and instrument terms

F1: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting terms and performance goals.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
September 08, 2016 Filed Sep 9, 2016 20:08 UTC	EVOLUTION PETROLEUM CORP EPM · Entity 1684	Tax withholdingCommon Stock	272	$5.88	$1,599.36	Disclosure SEC source: 0001006655-16-000130 · wf-form4_147345169563959.xml · nonDerivative · entry 1 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,999 F1 · shares: Shares surrendered to the Company to pay income tax withholding obligations. Read SEC document
September 01, 2016 Filed Sep 6, 2016 21:48 UTC	EVOLUTION PETROLEUM CORP EPM · Entity 1684	GrantCommon Stock · Derivative	14,697	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001006655-16-000125 · wf-form4_147319849566331.xml · derivative · entry 5 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,697 Underlying: Common Stock · 14,697 shares Expires 2020-09-01 F2 · derivative.exercise_date: The Company granted these shares of restricted stock pursuant to the Company's Amended and Restated 2004 Stock Plan, subject to specific performance goals and other vesting criteria. Read SEC document
September 01, 2016 Filed Sep 6, 2016 21:48 UTC	EVOLUTION PETROLEUM CORP EPM · Entity 1684	Exercise / conversionContingent Performance Stock Grant · Derivative	6,021	$5.67 Strike: $0.00	$34,139.07	Disclosure SEC source: 0001006655-16-000125 · wf-form4_147319849566331.xml · derivative · entry 4 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,021 Underlying: Common Stock · 6,021 shares Expires 2019-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Contingent Restricted Stock award granted on December 4, 2015 that vested upon attainment of a specific performance goal. Read SEC document
September 01, 2016 Filed Sep 6, 2016 21:48 UTC	EVOLUTION PETROLEUM CORP EPM · Entity 1684	Exercise / conversionCommon Stock	6,021	$5.67	$34,139.07	Disclosure SEC source: 0001006655-16-000125 · wf-form4_147319849566331.xml · nonDerivative · entry 3 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Contingent Restricted Stock award granted on December 4, 2015 that vested upon attainment of a specific performance goal. Read SEC document
September 01, 2016 Filed Sep 6, 2016 21:48 UTC	EVOLUTION PETROLEUM CORP EPM · Entity 1684	GrantCommon Stock	44,092	$5.67	$250,001.64	Disclosure SEC source: 0001006655-16-000125 · wf-form4_147319849566331.xml · nonDerivative · entry 2 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,250 F2 · shares: The Company granted these shares of restricted stock pursuant to the Company's Amended and Restated 2004 Stock Plan, subject to specific performance goals and other vesting criteria. Read SEC document
September 01, 2016 Filed Sep 6, 2016 21:48 UTC	EVOLUTION PETROLEUM CORP EPM · Entity 1684	Tax withholdingCommon Stock	9,136	$5.67	$51,801.12	Disclosure SEC source: 0001006655-16-000125 · wf-form4_147319849566331.xml · nonDerivative · entry 1 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,158 F1 · shares: Shares surrendered to the Company to pay income tax withholding obligations. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.