Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EVOLUTION PETROLEUM CORPEPM · Entity 1684 | SVP & CFO | December 10, 2019 | December 10, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EVOLUTION PETROLEUM CORP
Report date December 10, 2019 · Filed December 10, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 333,628 |
Reported balance
After 2019-12-10 transaction · row 1
1 source rowRow 1 · 2019-12-10 · Grant · Acquired 48,057 · Balance 333,628 F1: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting terms and performance goals. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting terms and performance goals.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 10, 2019 Filed Dec 10, 2019 21:50 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | GrantCommon Stock | 48,057 | $0.00 | $0.00 |
DisclosureSEC source: 0001006655-19-000044 · wf-form4_157601458943299.xml · nonDerivative · entry 1 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,628 F1 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting terms and performance goals. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 21:15 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | Exercise / conversionCommon Stock · Derivative | 7,349 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001006655-19-000031 · wf-form4_156823650332675.xml · derivative · entry 3 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,349 shares Expires 2020-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Contingent Restricted Stock award granted on September 1, 2016 that vested upon attainment of a specific performance goal. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 21:15 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | Tax withholdingCommon Stock | 5,367 | $5.93 | $31,826.31 |
DisclosureSEC source: 0001006655-19-000031 · wf-form4_156823650332675.xml · nonDerivative · entry 2 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,571 F2 · shares: Shares surrendered to the Company to pay income tax withholding obligations. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 21:15 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | Exercise / conversionCommon Stock | 7,349 | $5.93 | $43,579.57 |
DisclosureSEC source: 0001006655-19-000031 · wf-form4_156823650332675.xml · nonDerivative · entry 1 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Contingent Restricted Stock award granted on September 1, 2016 that vested upon attainment of a specific performance goal. Read SEC document |
| December 31, 2018 Filed Jan 2, 2019 21:25 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | Tax withholdingCommon Stock | 3,213 | $6.97 | $22,394.61 |
DisclosureSEC source: 0001006655-19-000004 · wf-form4_154646434229724.xml · nonDerivative · entry 1 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,589 F1 · shares: Shares surrendered to the Company to pay income tax withholding obligations. Read SEC document |
| December 04, 2018 Filed Dec 4, 2018 23:55 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | Tax withholdingCommon Stock | 1,646 | $9.02 | $14,846.92 |
DisclosureSEC source: 0001006655-18-000057 · wf-form4_154396774239219.xml · nonDerivative · entry 1 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,802 F1 · shares: Shares surrendered to the Company to pay income tax withholding obligations. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 22:08 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | SaleCommon Stock | 4,306 | $12.58 | $54,165.17 |
DisclosureSEC source: 0001006655-18-000049 · wf-form4_153929567372294.xml · nonDerivative · entry 1 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,448 F1 · kind: Pursuant to a 10b5-1 trading plan. F2 · price: The price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $12.50 to $12.62. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| September 05, 2018 Filed Sep 7, 2018 22:10 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | Exercise / conversionCommon Stock · Derivative | 7,348 | $9.90 Strike: $0.00 | $72,745.20 |
DisclosureSEC source: 0001006655-18-000040 · wf-form4_153635818547948.xml · derivative · entry 4 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,349 Underlying: Common Stock · 7,348 shares Expires 2020-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Contingent Restricted Stock award granted on September 1, 2016 that vested upon attainment of a specific performance goal. Read SEC document |
| September 05, 2018 Filed Sep 7, 2018 22:10 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | GrantCommon Stock | 26,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001006655-18-000040 · wf-form4_153635818547948.xml · nonDerivative · entry 3 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,543 F3 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting terms and performance goals. Read SEC document |
| September 05, 2018 Filed Sep 7, 2018 22:10 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | Tax withholdingCommon Stock | 3,579 | $9.90 | $35,432.10 |
DisclosureSEC source: 0001006655-18-000040 · wf-form4_153635818547948.xml · nonDerivative · entry 2 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,775 F2 · shares: Shares surrendered to the Company to pay income tax withholding obligations. Read SEC document |
| September 05, 2018 Filed Sep 7, 2018 22:10 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | Exercise / conversionCommon Stock | 7,348 | $9.90 | $72,745.20 |
DisclosureSEC source: 0001006655-18-000040 · wf-form4_153635818547948.xml · nonDerivative · entry 1 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,354 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Contingent Restricted Stock award granted on September 1, 2016 that vested upon attainment of a specific performance goal. Read SEC document |
| September 05, 2018 Filed Sep 17, 2018 22:25 UTC Amendment | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | Exercise / conversionCommon Stock · Derivative | 7,348 | $9.90 Strike: $0.00 | $72,745.20 |
DisclosureSEC source: 0001006655-18-000047 · wf-form4a_153722314289140.xml · derivative · entry 4 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,349 Underlying: Common Stock · 7,348 shares Expires 2020-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Contingent Restricted Stock award granted on September 1, 2016 that vested upon attainment of a specific performance goal. Read SEC document |
| September 05, 2018 Filed Sep 17, 2018 22:25 UTC Amendment | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | GrantCommon Stock | 26,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001006655-18-000047 · wf-form4a_153722314289140.xml · nonDerivative · entry 3 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,754 F3 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting terms and performance goals. Read SEC document |
| September 05, 2018 Filed Sep 17, 2018 22:25 UTC Amendment | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | Tax withholdingCommon Stock | 5,368 | $9.90 | $53,143.20 |
DisclosureSEC source: 0001006655-18-000047 · wf-form4a_153722314289140.xml · nonDerivative · entry 2 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,986 F2 · shares: Form 4 amended to correctly reflect 5,368 shares surrendered to the Company to pay income tax withholding obligations. Read SEC document |
| September 05, 2018 Filed Sep 17, 2018 22:25 UTC Amendment | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | Exercise / conversionCommon Stock | 7,348 | $9.90 | $72,745.20 |
DisclosureSEC source: 0001006655-18-000047 · wf-form4a_153722314289140.xml · nonDerivative · entry 1 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,354 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Contingent Restricted Stock award granted on September 1, 2016 that vested upon attainment of a specific performance goal. Read SEC document |
| September 01, 2018 Filed Sep 5, 2018 20:52 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | Tax withholdingCommon Stock | 886 | $10.05 | $8,904.30 |
DisclosureSEC source: 0001006655-18-000038 · wf-form4_153618076015441.xml · nonDerivative · entry 1 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,006 F1 · shares: Shares surrendered to the Company to pay income tax withholding obligations. Read SEC document |
| August 28, 2018 Filed Aug 30, 2018 20:23 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | Tax withholdingCommon Stock | 346 | $9.65 | $3,338.90 |
DisclosureSEC source: 0001006655-18-000036 · wf-form4_153566061780374.xml · nonDerivative · entry 1 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,892 F1 · shares: Shares surrendered to the Company to pay income tax withholding obligations. Read SEC document |
| July 10, 2018 Filed Jul 12, 2018 21:21 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | SaleCommon Stock | 12,352 | $12.00 | $148,224.00 |
DisclosureSEC source: 0001006655-18-000030 · wf-form4_153143044315319.xml · nonDerivative · entry 1 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,238 F1 · kind: Pursuant to a 10b5-1 trading plan. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 21:11 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | SaleCommon Stock | 16,000 | $11.02 | $176,270.40 |
DisclosureSEC source: 0001006655-18-000028 · wf-form4_153065227424122.xml · nonDerivative · entry 1 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,590 F1 · kind: Pursuant to a 10b5-1 trading plan. F2 · price: The price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $11.00 to $11.08. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 20:09 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001006655-18-000026 · wf-form4_152831573677989.xml · nonDerivative · entry 2 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,590 F2 · kind: This transaction involves gifts of securities by the reporting person to charitable organizations. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 20:09 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | SaleCommon Stock | 16,000 | $10.03 | $160,480.00 |
DisclosureSEC source: 0001006655-18-000026 · wf-form4_152831573677989.xml · nonDerivative · entry 1 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,590 F1 · kind: Transaction pursuant to a 10b5-1 trading plan. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 21:40 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | SaleCommon Stock | 1,332 | $8.50 | $11,322.00 |
DisclosureSEC source: 0001006655-18-000014 · wf-form4_152486523627176.xml · nonDerivative · entry 1 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,590 F1 · kind: Pursuant to a 10b5-1 trading plan. Read SEC document |
| April 23, 2018 Filed Apr 24, 2018 20:34 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | SaleCommon Stock | 3,908 | $8.45 | $33,022.60 |
DisclosureSEC source: 0001006655-18-000012 · wf-form4_152460202857631.xml · nonDerivative · entry 2 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,922 F1 · kind: Subject to a 10b5-1 plan on file. Read SEC document |
| April 20, 2018 Filed Apr 24, 2018 20:34 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | SaleCommon Stock | 9,370 | $8.45 | $79,176.50 |
DisclosureSEC source: 0001006655-18-000012 · wf-form4_152460202857631.xml · nonDerivative · entry 1 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,830 F1 · kind: Subject to a 10b5-1 plan on file. Read SEC document |
| April 18, 2018 Filed Apr 18, 2018 22:08 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | SaleCommon Stock | 2,056 | $8.45 | $17,373.20 |
DisclosureSEC source: 0001006655-18-000010 · wf-form4_152408925105880.xml · nonDerivative · entry 3 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,200 F1 · kind: Pursuant to a 10b5-1 trading plan. Read SEC document |
| April 17, 2018 Filed Apr 18, 2018 22:08 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | SaleCommon Stock | 2,027 | $8.30 | $16,824.10 |
DisclosureSEC source: 0001006655-18-000010 · wf-form4_152408925105880.xml · nonDerivative · entry 2 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,256 F1 · kind: Pursuant to a 10b5-1 trading plan. Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 22:08 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | SaleCommon Stock | 4,324 | $8.30 | $35,889.20 |
DisclosureSEC source: 0001006655-18-000010 · wf-form4_152408925105880.xml · nonDerivative · entry 1 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,283 F1 · kind: Pursuant to a 10b5-1 trading plan. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 22:01 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | SaleCommon Stock | 10,317 | $8.30 | $85,631.10 |
DisclosureSEC source: 0001006655-18-000008 · wf-form4_152106488599412.xml · nonDerivative · entry 1 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,607 F1 · kind: Pursuant to a 10b5-1 trading plan. F1 · shares: Pursuant to a 10b5-1 trading plan. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 22:58 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | SaleCommon Stock | 16,666 | $8.16 | $136,014.56 |
DisclosureSEC source: 0001006655-18-000006 · wf-form4_151864910445802.xml · nonDerivative · entry 1 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,924 F1 · kind: Pursuant to a 10b5-1 trading plan. F1 · shares: Pursuant to a 10b5-1 trading plan. F2 · price: The price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $8.15 to $8.20. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| December 04, 2017 Filed Dec 6, 2017 21:51 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | Tax withholdingCommon Stock | 2,837 | $7.10 | $20,142.70 |
DisclosureSEC source: 0001006655-17-000060 · wf-form4_151259706692545.xml · nonDerivative · entry 1 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,590 F1 · shares: Shares surrendered to the Company to pay income tax withholding obligations. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 22:52 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | SaleCommon Stock | 7,110 | $7.50 | $53,325.00 |
DisclosureSEC source: 0001006655-17-000056 · wf-form4_151069990181740.xml · nonDerivative · entry 1 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,427 F1 · shares: Pursuant to a 10b5-1 plan on file. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 23:44 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | Exercise / conversionContingent Performance Stock Grant · Derivative | 6,021 | $7.20 Strike: $0.00 | $43,351.20 |
DisclosureSEC source: 0001006655-17-000052 · wf-form4_151018464887873.xml · derivative · entry 4 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,021 shares Expires 2019-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Contingent Restricted Stock award granted on December 4, 2015 that vested upon attainment of a specific performance goal. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 23:44 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | GrantCommon Stock | 13,195 | $0.00 | $0.00 |
DisclosureSEC source: 0001006655-17-000052 · wf-form4_151018464887873.xml · nonDerivative · entry 3 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,537 F3 · shares: Award of Restricted Stock pursuant to Company's 2016 Equity Incentive Plan, subject to vesting. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 23:44 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | Tax withholdingCommon Stock | 7,578 | $7.20 | $54,561.60 |
DisclosureSEC source: 0001006655-17-000052 · wf-form4_151018464887873.xml · nonDerivative · entry 2 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,342 F2 · shares: Shares surrendered to the Company to pay income tax withholding obligations. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 23:44 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | Exercise / conversionCommon Stock | 6,021 | $7.20 | $43,351.20 |
DisclosureSEC source: 0001006655-17-000052 · wf-form4_151018464887873.xml · nonDerivative · entry 1 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Contingent Restricted Stock award granted on December 4, 2015 that vested upon attainment of a specific performance goal. Read SEC document |
| September 22, 2017 Filed Sep 25, 2017 22:48 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | GiftCommon Stock | 650 | $0.00 | $0.00 |
DisclosureSEC source: 0001006655-17-000038 · wf-form4_150637972425594.xml · nonDerivative · entry 1 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,899 Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 21:13 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | Tax withholdingCommon Stock | 1,540 | $6.95 | $10,703.00 |
DisclosureSEC source: 0001006655-17-000027 · wf-form4_150473241141288.xml · nonDerivative · entry 1 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,549 F1 · shares: Shares surrendered to the Company to pay income tax withholding obligations. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 20:33 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | Tax withholdingCommon Stock | 606 | $7.25 | $4,393.50 |
DisclosureSEC source: 0001628280-17-008996 · wf-form4_150412521581301.xml · nonDerivative · entry 1 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,089 F1 · shares: Shares surrendered to the Company to pay income tax withholding obligations. Read SEC document |
| August 10, 2017 Filed Aug 10, 2017 20:52 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | Exercise / conversionContingent Performance Stock Grant · Derivative | 1,922 | $8.05 Strike: $0.00 | $15,472.10 |
DisclosureSEC source: 0001006655-17-000023 · wf-form4_150239836592254.xml · derivative · entry 3 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,922 shares Expires 2018-08-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Contingent Restricted Stock award granted on August 28, 2014 that vested upon attainment of a specific performance goal. Read SEC document |
| August 10, 2017 Filed Aug 10, 2017 20:52 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | Tax withholdingCommon Stock | 789 | $8.05 | $6,351.45 |
DisclosureSEC source: 0001006655-17-000023 · wf-form4_150239836592254.xml · nonDerivative · entry 2 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,695 F2 · shares: Shares surrendered to the Company to pay income tax withholding obligations. Read SEC document |
| August 10, 2017 Filed Aug 10, 2017 20:52 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | Exercise / conversionCommon Stock | 1,922 | $8.05 | $15,472.10 |
DisclosureSEC source: 0001006655-17-000023 · wf-form4_150239836592254.xml · nonDerivative · entry 1 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Contingent Restricted Stock award granted on August 28, 2014 that vested upon attainment of a specific performance goal. Read SEC document |
| July 11, 2017 Filed Jul 13, 2017 21:19 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | GiftCommon Stock | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001006655-17-000016 · wf-form4_149998077770121.xml · nonDerivative · entry 1 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,562 F1 · kind: This transaction involved a gift of securities by the reporting person to a Section 501(c)(3) charitable organization. Read SEC document |
| May 25, 2017 Filed May 26, 2017 20:08 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | Not disclosed | $2.19 Strike: $2.19 | $35,231.00 |
DisclosureSEC source: 0001006655-17-000014 · wf-form4_149582927597442.xml · derivative · entry 3 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Employee Stock Option (right to buy) · 35,231 shares Expires 2017-09-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option, originally granted on September 7, 2007, represents a right to purchase 50,000 shares, became exercisable with respect to 1/8 of the total number of shares covered by the option when the employee completed six months of continuous employment from the date of grant, and thereafter with respect to 1/16 of the shares covered by the option upon completion of each three months of continuous employment thereafter. On March 5, 2014, a portion of this stock option was exercised, leaving 35,231 options unexercised. Read SEC document |
| May 25, 2017 Filed May 26, 2017 20:08 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | Tax withholdingCommon Stock | 10,220 | $7.55 | $77,161.00 |
DisclosureSEC source: 0001006655-17-000014 · wf-form4_149582927597442.xml · nonDerivative · entry 2 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,062 F1 · shares: Transfer of shares to pay exercise price. Read SEC document |
| May 25, 2017 Filed May 26, 2017 20:08 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | Exercise / conversionCommon Stock | 35,231 | $2.19 | $77,155.89 |
DisclosureSEC source: 0001006655-17-000014 · wf-form4_149582927597442.xml · nonDerivative · entry 1 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,282 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2016 Filed Dec 5, 2016 22:39 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | Tax withholdingCommon Stock | 2,836 | $9.30 | $26,374.80 |
DisclosureSEC source: 0001006655-16-000157 · wf-form4_148097755377382.xml · nonDerivative · entry 3 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,051 F1 · shares: Shares surrendered to the Company to pay income tax withholding obligations. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 22:39 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | SaleCommon Stock | 6,500 | $9.34 | $60,710.00 |
DisclosureSEC source: 0001006655-16-000157 · wf-form4_148097755377382.xml · nonDerivative · entry 2 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,887 Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 22:39 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | SaleCommon Stock | 3,000 | $9.10 | $27,300.00 |
DisclosureSEC source: 0001006655-16-000157 · wf-form4_148097755377382.xml · nonDerivative · entry 1 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,387 Read SEC document |
| November 03, 2016 Filed Nov 8, 2016 00:02 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | Tax withholdingCommon Stock | 1,612 | $7.25 | $11,687.00 |
DisclosureSEC source: 0001006655-16-000142 · wf-form4_147856335732627.xml · nonDerivative · entry 1 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,387 F1 · shares: Shares surrendered to the Company to pay income tax withholding obligations. Read SEC document |
| October 05, 2016 Filed Oct 7, 2016 20:48 UTC | EVOLUTION PETROLEUM CORP EPM · Entity 1684 | GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001006655-16-000136 · wf-form4_147587328523502.xml · nonDerivative · entry 1 Joe David · CIK 0001595999 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,999 F1 · kind: This transaction involved a gift of securities by the reporting person to a charitable organization. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.