Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRISTOL MYERS SQUIBB COBMY · Entity 1662 | EVP, Chief Human Resources | August 24, 2023 | August 28, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRISTOL MYERS SQUIBB CO
Report date August 24, 2023 · Filed August 28, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Direct | 27,868.088 |
Reported balance
After 2023-08-24 transaction · row 1
1 source rowRow 1 · 2023-08-24 · Sale · Disposed 17,986 · Balance 27,868.088 F1: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $61.250 to $61.255, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $61.250 to $61.255, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2014 Filed Apr 3, 2014 20:17 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,554 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000164 · wf-form4_139655625972688.xml · nonDerivative · entry 1 JUDGE ANN POWELL · CIK 0001570844 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2014 Filed Mar 12, 2014 20:52 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 9,757 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000143 · wf-form4_139465754742369.xml · derivative · entry 5 JUDGE ANN POWELL · CIK 0001570844 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,757 Underlying: Common Stock, $0.10 par value · 9,757 shares Expires 2018-03-10 F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F5 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. F5 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 10, 2014 Filed Mar 12, 2014 20:52 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 2,107 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000143 · wf-form4_139465754742369.xml · derivative · entry 4 JUDGE ANN POWELL · CIK 0001570844 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,322 Underlying: Common Stock, $0.10 par value · 2,107 shares Expires 2017-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
| March 10, 2014 Filed Mar 12, 2014 20:52 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 924 | $56.14 | $51,873.36 |
DisclosureSEC source: 0000014272-14-000143 · wf-form4_139465754742369.xml · nonDerivative · entry 3 JUDGE ANN POWELL · CIK 0001570844 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,139 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2014 Filed Mar 12, 2014 20:52 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 956 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000143 · wf-form4_139465754742369.xml · nonDerivative · entry 2 JUDGE ANN POWELL · CIK 0001570844 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,063 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2014 Filed Mar 12, 2014 20:52 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,107 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000143 · wf-form4_139465754742369.xml · nonDerivative · entry 1 JUDGE ANN POWELL · CIK 0001570844 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:38 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 133.4867 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000090 · wf-form4_139405550753763.xml · derivative · entry 2 JUDGE ANN POWELL · CIK 0001570844 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,412.4867 Underlying: Common Stock, $0.10 par value · 133.4867 shares Expires 2016-03-31 F3 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. F4 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award. F3 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. F3 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:38 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 4,279 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000090 · wf-form4_139405550753763.xml · derivative · entry 1 JUDGE ANN POWELL · CIK 0001570844 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,279 Underlying: Common Stock, $0.10 par value · 4,279 shares Expires 2016-03-31 F1 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. F2 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award. F1 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. F1 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. Read SEC document |
| April 01, 2013 Filed Apr 2, 2013 21:03 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantRestricted Stock Units · Derivative | 6,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-009143 · doc4.xml · derivative · entry 1 JUDGE ANN POWELL · CIK 0001570844 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,216 Underlying: Common Stock, $0.10 par value · 6,216 shares Expires 2017-04-01 F1 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2014. F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on April 1, 2014. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.