Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRISTOL MYERS SQUIBB COBMY · Entity 1662 | EVP, Chief Human Resources | August 24, 2023 | August 28, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRISTOL MYERS SQUIBB CO
Report date August 24, 2023 · Filed August 28, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Direct | 27,868.088 |
Reported balance
After 2023-08-24 transaction · row 1
1 source rowRow 1 · 2023-08-24 · Sale · Disposed 17,986 · Balance 27,868.088 F1: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $61.250 to $61.255, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $61.250 to $61.255, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2017 Filed Mar 15, 2017 00:29 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,492 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000080 · wf-form4_148953774442731.xml · nonDerivative · entry 10 JUDGE ANN POWELL · CIK 0001570844 · SVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,709.72 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2016. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:29 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 907 | $58.32 | $52,896.24 |
DisclosureSEC source: 0000014272-17-000080 · wf-form4_148953774442731.xml · nonDerivative · entry 9 JUDGE ANN POWELL · CIK 0001570844 · SVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,217.72 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:29 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 304 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000080 · wf-form4_148953774442731.xml · nonDerivative · entry 8 JUDGE ANN POWELL · CIK 0001570844 · SVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,124.72 F6 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:29 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,318 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000080 · wf-form4_148953774442731.xml · nonDerivative · entry 7 JUDGE ANN POWELL · CIK 0001570844 · SVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,428.72 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2015. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:29 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,093 | $58.32 | $63,743.76 |
DisclosureSEC source: 0000014272-17-000080 · wf-form4_148953774442731.xml · nonDerivative · entry 6 JUDGE ANN POWELL · CIK 0001570844 · SVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,110.72 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:29 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 19 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000080 · wf-form4_148953774442731.xml · nonDerivative · entry 5 JUDGE ANN POWELL · CIK 0001570844 · SVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,203.72 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:29 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,439 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000080 · wf-form4_148953774442731.xml · nonDerivative · entry 4 JUDGE ANN POWELL · CIK 0001570844 · SVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,184.72 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:29 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 956 | $58.32 | $55,753.92 |
DisclosureSEC source: 0000014272-17-000080 · wf-form4_148953774442731.xml · nonDerivative · entry 3 JUDGE ANN POWELL · CIK 0001570844 · SVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,745.72 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:29 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 1,034 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000080 · wf-form4_148953774442731.xml · nonDerivative · entry 2 JUDGE ANN POWELL · CIK 0001570844 · SVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,701.72 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:29 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,108 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000080 · wf-form4_148953774442731.xml · nonDerivative · entry 1 JUDGE ANN POWELL · CIK 0001570844 · SVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,667.72 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 20:59 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 1,554 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000389 · wf-form4_145988996300166.xml · derivative · entry 3 JUDGE ANN POWELL · CIK 0001570844 · SVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,554 Underlying: Common Stock, $0.10 par value · 1,554 shares Expires 2017-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F3 · derivative.exercise_date: Represents vesting of one-quarter of restricted stock units granted on 4/1/2013. F3 · derivative.expiration_date: Represents vesting of one-quarter of restricted stock units granted on 4/1/2013. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 20:59 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 700 | $64.91 | $45,437.00 |
DisclosureSEC source: 0000014272-16-000389 · wf-form4_145988996300166.xml · nonDerivative · entry 2 JUDGE ANN POWELL · CIK 0001570844 · SVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,559.72 F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 20:59 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,554 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000389 · wf-form4_145988996300166.xml · nonDerivative · entry 1 JUDGE ANN POWELL · CIK 0001570844 · SVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,259.72 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 18,570.72 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000366 · wf-form4_145800617783608.xml · derivative · entry 19 JUDGE ANN POWELL · CIK 0001570844 · SVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 18,570.72 shares Expires 2016-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. F7 · shares: Represents distribution of performance shares earned under the 2013-2015 Long-Term Performance Award. F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 425.751 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000366 · wf-form4_145800617783608.xml · derivative · entry 18 JUDGE ANN POWELL · CIK 0001570844 · SVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,570.72 Underlying: Common Stock, $0.10 par value · 425.751 shares Expires 2016-03-10 F13 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. F14 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award. F13 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. F13 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 7,060.125 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000366 · wf-form4_145800617783608.xml · derivative · entry 17 JUDGE ANN POWELL · CIK 0001570844 · SVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,144.969 Underlying: Common Stock, $0.10 par value · 7,060.125 shares Expires 2016-03-10 F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. F12 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award. F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 14,953 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000366 · wf-form4_145800617783608.xml · derivative · entry 16 JUDGE ANN POWELL · CIK 0001570844 · SVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,953 Underlying: Common Stock, $0.10 par value · 14,953 shares Expires 2019-03-10 F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019. F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019. F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2019. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 9,968 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000366 · wf-form4_145800617783608.xml · derivative · entry 15 JUDGE ANN POWELL · CIK 0001570844 · SVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,968 Underlying: Common Stock, $0.10 par value · 9,968 shares Expires 2020-03-10 F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F9 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. F9 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 2,318 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000366 · wf-form4_145800617783608.xml · derivative · entry 14 JUDGE ANN POWELL · CIK 0001570844 · SVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,954 Underlying: Common Stock, $0.10 par value · 2,318 shares Expires 2019-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2015. F5 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2015. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 2,439 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000366 · wf-form4_145800617783608.xml · derivative · entry 13 JUDGE ANN POWELL · CIK 0001570844 · SVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,879 Underlying: Common Stock, $0.10 par value · 2,439 shares Expires 2018-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 2,107 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000366 · wf-form4_145800617783608.xml · derivative · entry 12 JUDGE ANN POWELL · CIK 0001570844 · SVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,108 Underlying: Common Stock, $0.10 par value · 2,107 shares Expires 2017-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 8,363 | $64.94 | $543,093.22 |
DisclosureSEC source: 0000014272-16-000366 · wf-form4_145800617783608.xml · nonDerivative · entry 11 JUDGE ANN POWELL · CIK 0001570844 · SVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,705.72 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 18,570.72 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000366 · wf-form4_145800617783608.xml · nonDerivative · entry 10 JUDGE ANN POWELL · CIK 0001570844 · SVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,068.72 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Represents distribution of performance shares earned under the 2013-2015 Long-Term Performance Award. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,028 | $64.94 | $66,758.32 |
DisclosureSEC source: 0000014272-16-000366 · wf-form4_145800617783608.xml · nonDerivative · entry 9 JUDGE ANN POWELL · CIK 0001570844 · SVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,498 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 36 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000366 · wf-form4_145800617783608.xml · nonDerivative · entry 8 JUDGE ANN POWELL · CIK 0001570844 · SVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,526 F6 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,318 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000366 · wf-form4_145800617783608.xml · nonDerivative · entry 7 JUDGE ANN POWELL · CIK 0001570844 · SVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,562 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2015. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,254 | $64.94 | $81,434.76 |
DisclosureSEC source: 0000014272-16-000366 · wf-form4_145800617783608.xml · nonDerivative · entry 6 JUDGE ANN POWELL · CIK 0001570844 · SVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,244 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 345 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000366 · wf-form4_145800617783608.xml · nonDerivative · entry 5 JUDGE ANN POWELL · CIK 0001570844 · SVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,498 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,439 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000366 · wf-form4_145800617783608.xml · nonDerivative · entry 4 JUDGE ANN POWELL · CIK 0001570844 · SVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,190 | $64.94 | $77,278.60 |
DisclosureSEC source: 0000014272-16-000366 · wf-form4_145800617783608.xml · nonDerivative · entry 3 JUDGE ANN POWELL · CIK 0001570844 · SVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,714 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 1,450 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000366 · wf-form4_145800617783608.xml · nonDerivative · entry 2 JUDGE ANN POWELL · CIK 0001570844 · SVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,904 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2016 Filed Mar 15, 2016 01:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,107 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000366 · wf-form4_145800617783608.xml · nonDerivative · entry 1 JUDGE ANN POWELL · CIK 0001570844 · SVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
| March 03, 2016 Filed Mar 7, 2016 22:42 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 23,295.9 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-16-000318 · wf-form4_145739053385592.xml · derivative · entry 1 JUDGE ANN POWELL · CIK 0001570844 · SVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,295.9 Underlying: Common Stock, $0.10 par value · 23,295.9 shares Expires 2018-03-10 F1 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier. F2 · shares: Represents performance shares earned under the 2015-2017 Long-Term Performance Award. F1 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier. F1 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier. Read SEC document |
| April 01, 2015 Filed Apr 3, 2015 19:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 1,554 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000172 · wf-form4_142808997823891.xml · derivative · entry 3 JUDGE ANN POWELL · CIK 0001570844 · SVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,108 Underlying: Common Stock, $0.10 par value · 1,554 shares Expires 2017-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F3 · derivative.exercise_date: Represents vesting of one-quarter of restricted stock units granted on 4/1/2013. F3 · derivative.expiration_date: Represents vesting of one-quarter of restricted stock units granted on 4/1/2013. Read SEC document |
| April 01, 2015 Filed Apr 3, 2015 19:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 700 | $63.56 | $44,492.00 |
DisclosureSEC source: 0000014272-15-000172 · wf-form4_142808997823891.xml · nonDerivative · entry 2 JUDGE ANN POWELL · CIK 0001570844 · SVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,347 F1 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| April 01, 2015 Filed Apr 3, 2015 19:39 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,554 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000172 · wf-form4_142808997823891.xml · nonDerivative · entry 1 JUDGE ANN POWELL · CIK 0001570844 · SVP, Global Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:53 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 9,272 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000140 · wf-form4_142620079931945.xml · derivative · entry 9 JUDGE ANN POWELL · CIK 0001570844 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,272 Underlying: Common Stock, $0.10 par value · 9,272 shares Expires 2019-03-10 F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F6 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. F6 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:53 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 2,439 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000140 · wf-form4_142620079931945.xml · derivative · entry 8 JUDGE ANN POWELL · CIK 0001570844 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,318 Underlying: Common Stock, $0.10 par value · 2,439 shares Expires 2018-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:53 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 2,107 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000140 · wf-form4_142620079931945.xml · derivative · entry 7 JUDGE ANN POWELL · CIK 0001570844 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,215 Underlying: Common Stock, $0.10 par value · 2,107 shares Expires 2017-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:53 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 820 | $65.53 | $53,734.60 |
DisclosureSEC source: 0000014272-15-000140 · wf-form4_142620079931945.xml · nonDerivative · entry 6 JUDGE ANN POWELL · CIK 0001570844 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,493 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:53 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 256 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000140 · wf-form4_142620079931945.xml · nonDerivative · entry 5 JUDGE ANN POWELL · CIK 0001570844 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,313 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:53 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,439 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000140 · wf-form4_142620079931945.xml · nonDerivative · entry 4 JUDGE ANN POWELL · CIK 0001570844 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,057 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:53 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,045 | $65.53 | $68,478.85 |
DisclosureSEC source: 0000014272-15-000140 · wf-form4_142620079931945.xml · nonDerivative · entry 3 JUDGE ANN POWELL · CIK 0001570844 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,618 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:53 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 1,336 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000140 · wf-form4_142620079931945.xml · nonDerivative · entry 2 JUDGE ANN POWELL · CIK 0001570844 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,663 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2015 Filed Mar 12, 2015 22:53 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,107 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000140 · wf-form4_142620079931945.xml · nonDerivative · entry 1 JUDGE ANN POWELL · CIK 0001570844 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
| March 02, 2015 Filed Mar 5, 2015 02:38 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 22,155.977 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000102 · wf-form4_142552310796522.xml · derivative · entry 3 JUDGE ANN POWELL · CIK 0001570844 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,155.977 Underlying: Common Stock, $0.10 par value · 22,155.977 shares Expires 2017-03-10 F5 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. F6 · shares: Represents performance shares earned under the 2014-2016 Long-Term Performance Award. F5 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. F5 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. Read SEC document |
| March 02, 2015 Filed Mar 5, 2015 02:38 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 292.8873 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000102 · wf-form4_142552310796522.xml · derivative · entry 2 JUDGE ANN POWELL · CIK 0001570844 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,084.527 Underlying: Common Stock, $0.10 par value · 292.8873 shares Expires 2016-03-31 F3 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. F4 · shares: Represents dividend equivalents earned under the 2013-2015 Long-Term Performance Award. F3 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. F3 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2016. Read SEC document |
| March 02, 2015 Filed Mar 5, 2015 02:38 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 6,379.153 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-15-000102 · wf-form4_142552310796522.xml · derivative · entry 1 JUDGE ANN POWELL · CIK 0001570844 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,791.6397 Underlying: Common Stock, $0.10 par value · 6,379.153 shares Expires 2016-03-31 F1 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. F2 · shares: Represents performance shares earned under the 2013-2015 Long-Term Performance Award. F1 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. F1 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2016. Read SEC document |
| April 01, 2014 Filed Apr 3, 2014 20:17 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 1,554 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-14-000164 · wf-form4_139655625972688.xml · derivative · entry 3 JUDGE ANN POWELL · CIK 0001570844 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,662 Underlying: Common Stock, $0.10 par value · 1,554 shares Expires 2017-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F3 · derivative.exercise_date: Represents vesting of one-quarter of restricted stock units granted on 4/1/2013. F3 · derivative.expiration_date: Represents vesting of one-quarter of restricted stock units granted on 4/1/2013. Read SEC document |
| April 01, 2014 Filed Apr 3, 2014 20:17 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 473 | $51.87 | $24,534.51 |
DisclosureSEC source: 0000014272-14-000164 · wf-form4_139655625972688.xml · nonDerivative · entry 2 JUDGE ANN POWELL · CIK 0001570844 · SVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,220 F1 · shares: Shares withheld for payment of taxes upon vesting of award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.