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KLEIN JOHN E

Disclosed activity across 1 company

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153122
SEC CIK
0001231705

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH · Entity 473DirectorDecember 12, 2019December 16, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

COGNIZANT TECHNOLOGY SOLUTIONS CORP

Report date December 12, 2019 · Filed December 16, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect434,574 Ending reported balance After 2019-12-12 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2019-12-12 · Gift · Disposed 230 · Balance 435,724

Row 2 · 2019-12-12 · Gift · Disposed 230 · Balance 435,494

Row 3 · 2019-12-12 · Gift · Disposed 230 · Balance 435,264

Row 4 · 2019-12-12 · Gift · Disposed 230 · Balance 435,034

Row 5 · 2019-12-12 · Gift · Disposed 230 · Balance 434,804

Row 6 · 2019-12-12 · Gift · Disposed 230 · Balance 434,574

Class A Common StockSEC Table I · non-derivativeIndirectBy the John E. Klein Family 2012 Irrevocable Trust107,872 Reported balance Holding disclosure · report date 2019-12-12 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 107,872

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 12, 2019 Filed Dec 16, 2019 20:57 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 GiftClass A Common Stock 230 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060626 · doc4.xml · nonDerivative · entry 6

KLEIN JOHN E · CIK 0001231705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,574

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:57 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 GiftClass A Common Stock 230 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060626 · doc4.xml · nonDerivative · entry 5

KLEIN JOHN E · CIK 0001231705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,804

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:57 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 GiftClass A Common Stock 230 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060626 · doc4.xml · nonDerivative · entry 4

KLEIN JOHN E · CIK 0001231705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,034

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:57 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 GiftClass A Common Stock 230 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060626 · doc4.xml · nonDerivative · entry 3

KLEIN JOHN E · CIK 0001231705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,264

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:57 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 GiftClass A Common Stock 230 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060626 · doc4.xml · nonDerivative · entry 2

KLEIN JOHN E · CIK 0001231705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,494

Read SEC document
December 12, 2019 Filed Dec 16, 2019 20:57 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 GiftClass A Common Stock 230 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060626 · doc4.xml · nonDerivative · entry 1

KLEIN JOHN E · CIK 0001231705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,724

Read SEC document
December 09, 2019 Filed Dec 11, 2019 21:59 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 GiftClass A Common Stock 24,033 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060056 · doc4.xml · nonDerivative · entry 1

KLEIN JOHN E · CIK 0001231705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,954

Read SEC document
December 02, 2019 Filed Dec 4, 2019 18:50 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 SaleClass A Common Stock 10,000 $63.94 $639,403.00
Disclosure

SEC source: 0001209191-19-058979 · doc4.xml · nonDerivative · entry 1

KLEIN JOHN E · CIK 0001231705 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the John E. Klein Family 2012 Irrevocable Trust

Disclosed balance after: 107,872

F1 · kind: Such shares were sold pursuant to a Rule 10b5-1 Sales Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.80 to $64.09, inclusive. The reporting person undertakes to provide to Cognizant Technology Solutions Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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September 03, 2019 Filed Sep 5, 2019 19:37 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 SaleClass A Common Stock 10,000 $61.13 $611,336.00
Disclosure

SEC source: 0001209191-19-048467 · doc4.xml · nonDerivative · entry 1

KLEIN JOHN E · CIK 0001231705 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the John E. Klein Family 2012 Irrevocable Trust

Disclosed balance after: 117,872

F1 · kind: Such shares were sold pursuant to a Rule 10b5-1 Sales Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.8900 to $61.4000, inclusive. The reporting person undertakes to provide to Cognizant Technology Solutions Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 20:07 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 GrantRestricted Stock Units · Derivative 3,436 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-035039 · doc4.xml · derivative · entry 1

KLEIN JOHN E · CIK 0001231705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,436

Underlying: Class A Common Stock · 3,436 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Cognizant Technology Solutions Corporation (the "Company").

F2 · derivative.exercise_date: The restricted stock units vest fully on June 4, 2020.

F3 · derivative.exercise_date: Vested shares will be delivered to the reporting person upon the earliest to occur of (i) a "change in control event" of the Company, (ii) the reporting person's death or permanent disability or (iii) in three equal annual installments beginning on July 1 following the year in which the reporting person terminates employment with the Company.

F2 · derivative.expiration_date: The restricted stock units vest fully on June 4, 2020.

F3 · derivative.expiration_date: Vested shares will be delivered to the reporting person upon the earliest to occur of (i) a "change in control event" of the Company, (ii) the reporting person's death or permanent disability or (iii) in three equal annual installments beginning on July 1 following the year in which the reporting person terminates employment with the Company.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 19:57 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 SaleClass A Common Stock 10,000 $61.77 $617,729.00
Disclosure

SEC source: 0001209191-19-034700 · doc4.xml · nonDerivative · entry 1

KLEIN JOHN E · CIK 0001231705 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the John E. Klein Family 2012 Irrevocable Trust

Disclosed balance after: 127,872

F1 · kind: Such shares were sold pursuant to a Rule 10b5-1 Sales Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.770 to $61.875, inclusive. The reporting person undertakes to provide to Cognizant Technology Solutions Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
June 05, 2018 Filed Jun 7, 2018 19:22 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 GrantRestricted Stock Units · Derivative 2,726 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-036277 · doc4.xml · derivative · entry 1

KLEIN JOHN E · CIK 0001231705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,726

Underlying: Class A Common Stock · 2,726 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest fully on June 5, 2019.

F3 · derivative.exercise_date: Vested shares will be delivered to the reporting person upon the earliest to occur of (i) a "change in control event" of the Company, (ii) the reporting person's death or permanent disability or (iii) in three equal annual installments beginning on July 1 following the year in which the reporting person terminates employment with the Company.

F2 · derivative.expiration_date: The restricted stock units vest fully on June 5, 2019.

F3 · derivative.expiration_date: Vested shares will be delivered to the reporting person upon the earliest to occur of (i) a "change in control event" of the Company, (ii) the reporting person's death or permanent disability or (iii) in three equal annual installments beginning on July 1 following the year in which the reporting person terminates employment with the Company.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 21:23 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 GiftClass A Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-000885 · doc4.xml · nonDerivative · entry 1

KLEIN JOHN E · CIK 0001231705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,987

Read SEC document
December 05, 2017 Filed Dec 7, 2017 21:06 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 GiftClass A Common Stock 1,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-064402 · doc4.xml · nonDerivative · entry 1

KLEIN JOHN E · CIK 0001231705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,987

Read SEC document
August 15, 2017 Filed Aug 17, 2017 21:49 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionClass A Common Stock Option (Right to Buy) · Derivative 11,560 $0.00 Strike: $32.41 $0.00
Disclosure

SEC source: 0001209191-17-049458 · doc4.xml · derivative · entry 4

KLEIN JOHN E · CIK 0001231705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 11,560 shares

Expires 2020-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Such options were granted on June 4, 2013 pursuant to the Company's 2009 Incentive Compensation Plan. Such options were fully vested on June 4, 2015. The Date Exercisable above reflects the first anniversary date of such options.

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August 15, 2017 Filed Aug 17, 2017 21:49 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 SaleClass A Common Stock 11,560 $71.86 $830,705.07
Disclosure

SEC source: 0001209191-17-049458 · doc4.xml · nonDerivative · entry 2

KLEIN JOHN E · CIK 0001231705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,320

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.8512 to $71.8850. The reporting person undertakes to provide to Cognizant Technology Solutions Corporation, any security holder of Cognizant Technology Solutions Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 21:49 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionClass A Common Stock 11,560 $32.41 $374,659.60
Disclosure

SEC source: 0001209191-17-049458 · doc4.xml · nonDerivative · entry 1

KLEIN JOHN E · CIK 0001231705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2017 Filed Jun 9, 2017 20:31 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 GrantRestricted Stock Units · Derivative 3,136 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-038898 · doc4.xml · derivative · entry 1

KLEIN JOHN E · CIK 0001231705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,136

Underlying: Class A Common Stock · 3,136 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest fully on June 7, 2018.

F3 · derivative.exercise_date: Vested shares will be delivered to the reporting person upon the earliest to occur of (i) a "change in control event" of the Company (ii) the Director's death or permanent disability or (iii) in three equal annual installments beginning on July 1 following the year in which the reporting person terminates employment with the Company.

F2 · derivative.expiration_date: The restricted stock units vest fully on June 7, 2018.

F3 · derivative.expiration_date: Vested shares will be delivered to the reporting person upon the earliest to occur of (i) a "change in control event" of the Company (ii) the Director's death or permanent disability or (iii) in three equal annual installments beginning on July 1 following the year in which the reporting person terminates employment with the Company.

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December 22, 2016 Filed Jan 18, 2017 16:27 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 GiftClass A Common Stock 12,455 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-004070 · doc5.xml · nonDerivative · entry 1

KLEIN JOHN E · CIK 0001231705 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,320

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.