Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Solana CoHSDT · Entity 6630 | Director | December 07, 2019 | December 17, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Solana Co
Report date December 07, 2019 · Filed December 17, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.98 · Expires 2020-08-08 | Direct | 0 |
Reported balance
After 2019-12-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-12-07 · Disposition to issuer · Disposed 20,000 · Balance 0 F1: These two reported transactions involved an amendment of an outstanding option originally granted on August 8, 2016 resulting in the deemed cancellation of the August 8, 2016 option and the grant of a replacement option with the same terms other than the expiration date. F2: Immediately exercisable. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.98 · Expires 2026-08-08 | Direct | 20,000 |
Reported balance
After 2019-12-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-12-07 · Grant · Acquired 20,000 · Balance 20,000 F1: These two reported transactions involved an amendment of an outstanding option originally granted on August 8, 2016 resulting in the deemed cancellation of the August 8, 2016 option and the grant of a replacement option with the same terms other than the expiration date. F2: Immediately exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: These two reported transactions involved an amendment of an outstanding option originally granted on August 8, 2016 resulting in the deemed cancellation of the August 8, 2016 option and the grant of a replacement option with the same terms other than the expiration date.
F2: Immediately exercisable.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AVEDRO INC
Report date November 21, 2019 · Filed November 25, 2019
Section 16 reporting ended · disclosed 2019-11-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-11-21 transaction · row 1
1 source rowRow 1 · 2019-11-21 · Disposition to issuer · Disposed 12,507 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated as of August 7, 2019, by and among Avedro, Inc. (the "Issuer"), Glaukos Corporation ("Parent") and Atlantic Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent ("Merger Sub"), on November 21, 2019, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer continuing as the surviving corporation. Pursuant to the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of common stock of the Issuer ("Issuer Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive 0.365 of a share of Parent's common stock ("Parent Common Stock"). The closing price of shares of Parent Common Stock on November 21, 2019 was $63.07 per share. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.73 · Expires 2029-01-08 | Direct | 0 |
Reported balance
After 2019-11-21 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-11-21 · Disposition to issuer · Disposed 52,808 · Balance 0 F2: At the Effective Time, each outstanding and unexercised option to purchase Issuer Common Stock (whether vested or unvested) immediately prior to the Effective Time, was assumed by Parent and converted into an option to purchase shares of Parent Common Shares (rounded down to the nearest whole share) using a conversion ratio designed to preserve the intrinsic value of such option of Issuer. Certain of the options may be settled in cash based on the extent, if any, to which the fair market value of the shares underlying the options at the time of exercise exceeds the applicable exercise price of the options. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.67 · Expires 2027-06-26 | Direct | 0 |
Reported balance
After 2019-11-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-11-21 · Disposition to issuer · Disposed 109,832 · Balance 0 F2: At the Effective Time, each outstanding and unexercised option to purchase Issuer Common Stock (whether vested or unvested) immediately prior to the Effective Time, was assumed by Parent and converted into an option to purchase shares of Parent Common Shares (rounded down to the nearest whole share) using a conversion ratio designed to preserve the intrinsic value of such option of Issuer. Certain of the options may be settled in cash based on the extent, if any, to which the fair market value of the shares underlying the options at the time of exercise exceeds the applicable exercise price of the options. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.14 · Expires 2028-01-30 | Direct | 0 |
Reported balance
After 2019-11-21 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-11-21 · Disposition to issuer · Disposed 6,093 · Balance 0 F2: At the Effective Time, each outstanding and unexercised option to purchase Issuer Common Stock (whether vested or unvested) immediately prior to the Effective Time, was assumed by Parent and converted into an option to purchase shares of Parent Common Shares (rounded down to the nearest whole share) using a conversion ratio designed to preserve the intrinsic value of such option of Issuer. Certain of the options may be settled in cash based on the extent, if any, to which the fair market value of the shares underlying the options at the time of exercise exceeds the applicable exercise price of the options. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.69 · Expires 2028-07-17 | Direct | 0 |
Reported balance
After 2019-11-21 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-11-21 · Disposition to issuer · Disposed 22,921 · Balance 0 F2: At the Effective Time, each outstanding and unexercised option to purchase Issuer Common Stock (whether vested or unvested) immediately prior to the Effective Time, was assumed by Parent and converted into an option to purchase shares of Parent Common Shares (rounded down to the nearest whole share) using a conversion ratio designed to preserve the intrinsic value of such option of Issuer. Certain of the options may be settled in cash based on the extent, if any, to which the fair market value of the shares underlying the options at the time of exercise exceeds the applicable exercise price of the options. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-11-21 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-11-21 · Disposition to issuer · Disposed 15,093 · Balance 0 F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4: At the Effective Time, each outstanding restricted stock unit ("Issuer RSU") (excluding any Issuer RSU that vested prior to or as a result of the consummation of the Merger and which settled in shares of Issuer Common Stock that were converted into the right to receive shares of Parent Common Stock as a result of the Merger) was assumed by Parent and converted into the right to receive shares of Parent Common Stock (rounded down to the nearest whole share) using a conversion ratio designed to preserve the intrinsic value of such Issuer RSU. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated as of August 7, 2019, by and among Avedro, Inc. (the "Issuer"), Glaukos Corporation ("Parent") and Atlantic Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent ("Merger Sub"), on November 21, 2019, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer continuing as the surviving corporation. Pursuant to the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of common stock of the Issuer ("Issuer Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive 0.365 of a share of Parent's common stock ("Parent Common Stock"). The closing price of shares of Parent Common Stock on November 21, 2019 was $63.07 per share.
F2: At the Effective Time, each outstanding and unexercised option to purchase Issuer Common Stock (whether vested or unvested) immediately prior to the Effective Time, was assumed by Parent and converted into an option to purchase shares of Parent Common Shares (rounded down to the nearest whole share) using a conversion ratio designed to preserve the intrinsic value of such option of Issuer. Certain of the options may be settled in cash based on the extent, if any, to which the fair market value of the shares underlying the options at the time of exercise exceeds the applicable exercise price of the options.
F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
F4: At the Effective Time, each outstanding restricted stock unit ("Issuer RSU") (excluding any Issuer RSU that vested prior to or as a result of the consummation of the Merger and which settled in shares of Issuer Common Stock that were converted into the right to receive shares of Parent Common Stock as a result of the Merger) was assumed by Parent and converted into the right to receive shares of Parent Common Stock (rounded down to the nearest whole share) using a conversion ratio designed to preserve the intrinsic value of such Issuer RSU.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 07, 2019 Filed Dec 17, 2019 00:58 UTC | Solana Co HSDT · Entity 6630 | GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $4.98 | $0.00 |
DisclosureSEC source: 0001209191-19-060778 · doc4.xml · derivative · entry 2 GRIFFIN THOMAS E · CIK 0001625114 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Class A Common Stock · 20,000 shares Expires 2026-08-08 F1 · kind: These two reported transactions involved an amendment of an outstanding option originally granted on August 8, 2016 resulting in the deemed cancellation of the August 8, 2016 option and the grant of a replacement option with the same terms other than the expiration date. F2 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| December 07, 2019 Filed Dec 17, 2019 00:58 UTC | Solana Co HSDT · Entity 6630 | Disposition to issuerStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $4.98 | $0.00 |
DisclosureSEC source: 0001209191-19-060778 · doc4.xml · derivative · entry 1 GRIFFIN THOMAS E · CIK 0001625114 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 20,000 shares Expires 2020-08-08 F1 · kind: These two reported transactions involved an amendment of an outstanding option originally granted on August 8, 2016 resulting in the deemed cancellation of the August 8, 2016 option and the grant of a replacement option with the same terms other than the expiration date. F2 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 16:19 UTC | AVEDRO INC AVDR · Entity 153528 | Disposition to issuerRestricted Stock Units · Derivative | 15,093 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-057929 · doc4.xml · derivative · entry 6 GRIFFIN THOMAS E · CIK 0001625114 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,093 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4 · price: At the Effective Time, each outstanding restricted stock unit ("Issuer RSU") (excluding any Issuer RSU that vested prior to or as a result of the consummation of the Merger and which settled in shares of Issuer Common Stock that were converted into the right to receive shares of Parent Common Stock as a result of the Merger) was assumed by Parent and converted into the right to receive shares of Parent Common Stock (rounded down to the nearest whole share) using a conversion ratio designed to preserve the intrinsic value of such Issuer RSU. F4 · derivative.exercise_date: At the Effective Time, each outstanding restricted stock unit ("Issuer RSU") (excluding any Issuer RSU that vested prior to or as a result of the consummation of the Merger and which settled in shares of Issuer Common Stock that were converted into the right to receive shares of Parent Common Stock as a result of the Merger) was assumed by Parent and converted into the right to receive shares of Parent Common Stock (rounded down to the nearest whole share) using a conversion ratio designed to preserve the intrinsic value of such Issuer RSU. F4 · derivative.expiration_date: At the Effective Time, each outstanding restricted stock unit ("Issuer RSU") (excluding any Issuer RSU that vested prior to or as a result of the consummation of the Merger and which settled in shares of Issuer Common Stock that were converted into the right to receive shares of Parent Common Stock as a result of the Merger) was assumed by Parent and converted into the right to receive shares of Parent Common Stock (rounded down to the nearest whole share) using a conversion ratio designed to preserve the intrinsic value of such Issuer RSU. Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 16:19 UTC | AVEDRO INC AVDR · Entity 153528 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 22,921 | Not disclosed Strike: $3.69 | Not disclosed |
DisclosureSEC source: 0001209191-19-057929 · doc4.xml · derivative · entry 5 GRIFFIN THOMAS E · CIK 0001625114 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,921 shares Expires 2028-07-17 F2 · price: At the Effective Time, each outstanding and unexercised option to purchase Issuer Common Stock (whether vested or unvested) immediately prior to the Effective Time, was assumed by Parent and converted into an option to purchase shares of Parent Common Shares (rounded down to the nearest whole share) using a conversion ratio designed to preserve the intrinsic value of such option of Issuer. Certain of the options may be settled in cash based on the extent, if any, to which the fair market value of the shares underlying the options at the time of exercise exceeds the applicable exercise price of the options. F2 · derivative.exercise_date: At the Effective Time, each outstanding and unexercised option to purchase Issuer Common Stock (whether vested or unvested) immediately prior to the Effective Time, was assumed by Parent and converted into an option to purchase shares of Parent Common Shares (rounded down to the nearest whole share) using a conversion ratio designed to preserve the intrinsic value of such option of Issuer. Certain of the options may be settled in cash based on the extent, if any, to which the fair market value of the shares underlying the options at the time of exercise exceeds the applicable exercise price of the options. Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 16:19 UTC | AVEDRO INC AVDR · Entity 153528 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 6,093 | Not disclosed Strike: $2.14 | Not disclosed |
DisclosureSEC source: 0001209191-19-057929 · doc4.xml · derivative · entry 4 GRIFFIN THOMAS E · CIK 0001625114 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,093 shares Expires 2028-01-30 F2 · price: At the Effective Time, each outstanding and unexercised option to purchase Issuer Common Stock (whether vested or unvested) immediately prior to the Effective Time, was assumed by Parent and converted into an option to purchase shares of Parent Common Shares (rounded down to the nearest whole share) using a conversion ratio designed to preserve the intrinsic value of such option of Issuer. Certain of the options may be settled in cash based on the extent, if any, to which the fair market value of the shares underlying the options at the time of exercise exceeds the applicable exercise price of the options. F2 · derivative.exercise_date: At the Effective Time, each outstanding and unexercised option to purchase Issuer Common Stock (whether vested or unvested) immediately prior to the Effective Time, was assumed by Parent and converted into an option to purchase shares of Parent Common Shares (rounded down to the nearest whole share) using a conversion ratio designed to preserve the intrinsic value of such option of Issuer. Certain of the options may be settled in cash based on the extent, if any, to which the fair market value of the shares underlying the options at the time of exercise exceeds the applicable exercise price of the options. Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 16:19 UTC | AVEDRO INC AVDR · Entity 153528 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 109,832 | Not disclosed Strike: $2.67 | Not disclosed |
DisclosureSEC source: 0001209191-19-057929 · doc4.xml · derivative · entry 3 GRIFFIN THOMAS E · CIK 0001625114 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 109,832 shares Expires 2027-06-26 F2 · price: At the Effective Time, each outstanding and unexercised option to purchase Issuer Common Stock (whether vested or unvested) immediately prior to the Effective Time, was assumed by Parent and converted into an option to purchase shares of Parent Common Shares (rounded down to the nearest whole share) using a conversion ratio designed to preserve the intrinsic value of such option of Issuer. Certain of the options may be settled in cash based on the extent, if any, to which the fair market value of the shares underlying the options at the time of exercise exceeds the applicable exercise price of the options. F2 · derivative.exercise_date: At the Effective Time, each outstanding and unexercised option to purchase Issuer Common Stock (whether vested or unvested) immediately prior to the Effective Time, was assumed by Parent and converted into an option to purchase shares of Parent Common Shares (rounded down to the nearest whole share) using a conversion ratio designed to preserve the intrinsic value of such option of Issuer. Certain of the options may be settled in cash based on the extent, if any, to which the fair market value of the shares underlying the options at the time of exercise exceeds the applicable exercise price of the options. Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 16:19 UTC | AVEDRO INC AVDR · Entity 153528 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 52,808 | Not disclosed Strike: $12.73 | Not disclosed |
DisclosureSEC source: 0001209191-19-057929 · doc4.xml · derivative · entry 2 GRIFFIN THOMAS E · CIK 0001625114 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 52,808 shares Expires 2029-01-08 F2 · price: At the Effective Time, each outstanding and unexercised option to purchase Issuer Common Stock (whether vested or unvested) immediately prior to the Effective Time, was assumed by Parent and converted into an option to purchase shares of Parent Common Shares (rounded down to the nearest whole share) using a conversion ratio designed to preserve the intrinsic value of such option of Issuer. Certain of the options may be settled in cash based on the extent, if any, to which the fair market value of the shares underlying the options at the time of exercise exceeds the applicable exercise price of the options. F2 · derivative.exercise_date: At the Effective Time, each outstanding and unexercised option to purchase Issuer Common Stock (whether vested or unvested) immediately prior to the Effective Time, was assumed by Parent and converted into an option to purchase shares of Parent Common Shares (rounded down to the nearest whole share) using a conversion ratio designed to preserve the intrinsic value of such option of Issuer. Certain of the options may be settled in cash based on the extent, if any, to which the fair market value of the shares underlying the options at the time of exercise exceeds the applicable exercise price of the options. Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 16:19 UTC | AVEDRO INC AVDR · Entity 153528 | Disposition to issuerCommon Stock | 12,507 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-057929 · doc4.xml · nonDerivative · entry 1 GRIFFIN THOMAS E · CIK 0001625114 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated as of August 7, 2019, by and among Avedro, Inc. (the "Issuer"), Glaukos Corporation ("Parent") and Atlantic Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent ("Merger Sub"), on November 21, 2019, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer continuing as the surviving corporation. Pursuant to the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of common stock of the Issuer ("Issuer Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive 0.365 of a share of Parent's common stock ("Parent Common Stock"). The closing price of shares of Parent Common Stock on November 21, 2019 was $63.07 per share. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 18:28 UTC | AVEDRO INC AVDR · Entity 153528 | Exercise / conversionRestricted Stock Units · Derivative | 1,007 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-048630 · doc4.xml · derivative · entry 2 GRIFFIN THOMAS E · CIK 0001625114 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,093 Underlying: Common Stock · 1,007 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs vest quarterly in 16 equal installments, with the first quarterly installment occurring on September 3, 2019, subject to Reporting Person's continuous service as of each such vesting date. F2 · derivative.expiration_date: The RSUs vest quarterly in 16 equal installments, with the first quarterly installment occurring on September 3, 2019, subject to Reporting Person's continuous service as of each such vesting date. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 18:28 UTC | AVEDRO INC AVDR · Entity 153528 | Exercise / conversionCommon Stock | 1,007 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-048630 · doc4.xml · nonDerivative · entry 1 GRIFFIN THOMAS E · CIK 0001625114 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 19:46 UTC | AVEDRO INC AVDR · Entity 153528 | GrantRestricted Stock Units · Derivative | 16,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-037842 · doc4.xml · derivative · entry 1 GRIFFIN THOMAS E · CIK 0001625114 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,100 Underlying: Common Stock · 16,100 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs vest quarterly in 16 equal installments, with the first quarterly installment occurring on September 1, 2019, subject to Reporting Person's continuous service as of each such vesting date. F2 · derivative.expiration_date: The RSUs vest quarterly in 16 equal installments, with the first quarterly installment occurring on September 1, 2019, subject to Reporting Person's continuous service as of each such vesting date. Read SEC document |
| May 08, 2019 Filed May 15, 2019 21:55 UTC | AVEDRO INC AVDR · Entity 153528 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $2.67 | $0.00 |
DisclosureSEC source: 0001209191-19-030199 · doc4.xml · derivative · entry 2 GRIFFIN THOMAS E · CIK 0001625114 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,832 Underlying: Common Stock · 10,000 shares Expires 2027-06-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the option vested on April 3, 2018 and one thirty-sixth (1/36th) of the remaining shares subject to the option vested or shall vest each month thereafter, subject to the Reporting Person continuing to provide service through each such date. Read SEC document |
| May 08, 2019 Filed May 15, 2019 21:55 UTC | AVEDRO INC AVDR · Entity 153528 | Exercise / conversionCommon Stock | 10,000 | $2.67 | $26,700.00 |
DisclosureSEC source: 0001209191-19-030199 · doc4.xml · nonDerivative · entry 1 GRIFFIN THOMAS E · CIK 0001625114 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 28, 2019 Filed Apr 2, 2019 01:09 UTC | Solana Co HSDT · Entity 6630 | GrantStock Option (Right to Buy) · Derivative | 18,891 | $0.00 Strike: $6.76 | $0.00 |
DisclosureSEC source: 0001209191-19-022113 · doc4.xml · derivative · entry 1 GRIFFIN THOMAS E · CIK 0001625114 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,891 Underlying: Class A Common Stock · 18,891 shares Expires 2029-03-28 F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the Issuer's 2018 Omnibus Incentive Plan. The shares vest in a series of twelve (12) successive equal monthly installments measured from March 28, 2019, subject to the Reporting Person's continued service through each applicable vesting date. Read SEC document |
| February 19, 2019 Filed Feb 19, 2019 19:09 UTC | AVEDRO INC AVDR · Entity 153528 | GrantEmployee Stock Option (right to buy) · Derivative | 52,808 | $0.00 Strike: $12.73 | $0.00 |
DisclosureSEC source: 0001209191-19-011326 · doc4.xml · derivative · entry 2 GRIFFIN THOMAS E · CIK 0001625114 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,808 Underlying: Common Stock · 52,808 shares Expires 2029-01-08 F1 · derivative.exercise_date: One forty-eighth (1/48th) of the shares subject to the option shall vest on a monthly basis commencing on January 20, 2019, subject to the Reporting Person continuing to provide service through each such date. Read SEC document |
| February 19, 2019 Filed Feb 19, 2019 19:09 UTC | AVEDRO INC AVDR · Entity 153528 | PurchaseCommon Stock | 1,500 | $14.00 | $21,000.00 |
DisclosureSEC source: 0001209191-19-011326 · doc4.xml · nonDerivative · entry 1 GRIFFIN THOMAS E · CIK 0001625114 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 1,500 Read SEC document |
| May 15, 2018 Filed May 18, 2018 00:26 UTC | Solana Co HSDT · Entity 6630 | GrantStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $10.99 | $0.00 |
DisclosureSEC source: 0001209191-18-031240 · doc4.xml · derivative · entry 1 GRIFFIN THOMAS E · CIK 0001625114 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Class A Common Stock · 15,000 shares Expires 2028-05-15 F1 · derivative.exercise_price: Translated into US dollars from Canadian dollars based on buying rate from Bank of Canada. USD $1.0000 = CAD $1.2876 on May 15, 2018; based on exercise price of CAD $14.15. F2 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the Issuer's 2016 Stock Incentive Plan. The shares vest in a series of twelve (12) successive equal monthly installments measured from May 15, 2018, subject to the Reporting Person's continued service through each applicable vesting date. Read SEC document |
| April 13, 2018 Filed Apr 17, 2018 23:02 UTC | Solana Co HSDT · Entity 6630 | PurchaseWarrant (Right to Buy) · Derivative | 3,346 | $7.47 Strike: $12.25 | $24,994.62 |
DisclosureSEC source: 0001209191-18-025249 · doc4.xml · derivative · entry 2 GRIFFIN THOMAS E · CIK 0001625114 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,346 Underlying: Class A Common Stock · 3,346 shares Expires 2021-04-10 F2 · derivative.exercise_price: The strike price of the Warrant is CAD$12.25. F1 · price: The Class A Common Stock and the Warrant to Purchase Class A Common Stock was purchased by the Reporting Person in a private placement as a Unit. The purchase price of the Unit was $7.47. F3 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| April 13, 2018 Filed Apr 17, 2018 23:02 UTC | Solana Co HSDT · Entity 6630 | PurchaseClass A Common Stock | 3,346 | $7.47 | $24,994.62 |
DisclosureSEC source: 0001209191-18-025249 · doc4.xml · nonDerivative · entry 1 GRIFFIN THOMAS E · CIK 0001625114 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,346 F1 · price: The Class A Common Stock and the Warrant to Purchase Class A Common Stock was purchased by the Reporting Person in a private placement as a Unit. The purchase price of the Unit was $7.47. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 23:02 UTC | Solana Co HSDT · Entity 6630 | GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $1.63 | $0.00 |
DisclosureSEC source: 0000899243-17-010588 · doc4.xml · derivative · entry 1 GRIFFIN THOMAS E · CIK 0001625114 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Class A Common Stock · 100,000 shares Expires 2027-04-17 F1 · derivative.exercise_price: Translated into US dollars from Canadian dollars based on buying rate from Federal Reserve Bank. USD $1.0000 = CAD $1.3277 on April 17, 2017; based on exercise price of CAD $2.16 F2 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the Issuer's 2014 Stock Incentive Plan. The shares vest over four years with 25% of the shares vesting on April 17, 2018 and the remaining shares vesting annually in three equal installments on April 17, 2019, 2020 and 2021, subject to the Reporting Person's continued service through each applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.