Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AECOMACM · Entity 3602 | EVP, Chief Legal Officer | December 15, 2019 | December 18, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AECOM
Report date December 15, 2019 · Filed December 18, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,759 |
Ending reported balance
After 2019-12-15 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2019-12-15 · Exercise / conversion · Acquired 14,151 · Balance 14,416 F1: Each restricted stock unit represented a contingent right to receive one share of AECOM common stock. On December 15, 2019, 14,151 of the reporting person's restricted stock units vested and were settled for an equal number of shares of AECOM common stock less any applicable tax withholding. Row 2 · 2019-12-15 · Tax withholding · Disposed 7,309 · Balance 7,107 F1: Each restricted stock unit represented a contingent right to receive one share of AECOM common stock. On December 15, 2019, 14,151 of the reporting person's restricted stock units vested and were settled for an equal number of shares of AECOM common stock less any applicable tax withholding. Row 3 · 2019-12-15 · Grant · Acquired 8,652 · Balance 15,759 F2: Shares acquired pursuant to AECOM's Performance Earnings Program under 2016 Stock Incentive Plan. F3: Pursuant to the terms of AECOM's Performance Earnings Program, the calculation to determine the number of shares awarded under the Program was performed using a per share value equal to the closing price on December 15, 2019. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-12-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-12-15 · Exercise / conversion · Disposed 14,151 · Balance 0 F1: Each restricted stock unit represented a contingent right to receive one share of AECOM common stock. On December 15, 2019, 14,151 of the reporting person's restricted stock units vested and were settled for an equal number of shares of AECOM common stock less any applicable tax withholding. |
| Common StockSEC Table I · non-derivative | Indirectby Merrill Lynch under AECOM Retirement & Savings Plan (RSP) | 480.3533 |
Reported balance
Holding disclosure · report date 2019-12-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 480.3533 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represented a contingent right to receive one share of AECOM common stock. On December 15, 2019, 14,151 of the reporting person's restricted stock units vested and were settled for an equal number of shares of AECOM common stock less any applicable tax withholding.
F2: Shares acquired pursuant to AECOM's Performance Earnings Program under 2016 Stock Incentive Plan.
F3: Pursuant to the terms of AECOM's Performance Earnings Program, the calculation to determine the number of shares awarded under the Program was performed using a per share value equal to the closing price on December 15, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2019 Filed Dec 18, 2019 01:45 UTC | AECOM ACM · Entity 3602 | Exercise / conversionRestricted Stock Unit · Derivative | 14,151 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-012961 · edgar.xml · derivative · entry 5 Christofferson Carla J · CIK 0001636146 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,151 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of AECOM common stock. On December 15, 2019, 14,151 of the reporting person's restricted stock units vested and were settled for an equal number of shares of AECOM common stock less any applicable tax withholding. F1 · price: Each restricted stock unit represented a contingent right to receive one share of AECOM common stock. On December 15, 2019, 14,151 of the reporting person's restricted stock units vested and were settled for an equal number of shares of AECOM common stock less any applicable tax withholding. F1 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive one share of AECOM common stock. On December 15, 2019, 14,151 of the reporting person's restricted stock units vested and were settled for an equal number of shares of AECOM common stock less any applicable tax withholding. Read SEC document |
| December 15, 2019 Filed Dec 18, 2019 01:45 UTC | AECOM ACM · Entity 3602 | GrantCommon Stock | 8,652 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-012961 · edgar.xml · nonDerivative · entry 3 Christofferson Carla J · CIK 0001636146 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,759 F2 · kind: Shares acquired pursuant to AECOM's Performance Earnings Program under 2016 Stock Incentive Plan. F3 · price: Pursuant to the terms of AECOM's Performance Earnings Program, the calculation to determine the number of shares awarded under the Program was performed using a per share value equal to the closing price on December 15, 2019. Read SEC document |
| December 15, 2019 Filed Dec 18, 2019 01:45 UTC | AECOM ACM · Entity 3602 | Tax withholdingCommon Stock | 7,309 | $38.16 | $278,911.44 |
DisclosureSEC source: 0001179110-19-012961 · edgar.xml · nonDerivative · entry 2 Christofferson Carla J · CIK 0001636146 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,107 F1 · price: Each restricted stock unit represented a contingent right to receive one share of AECOM common stock. On December 15, 2019, 14,151 of the reporting person's restricted stock units vested and were settled for an equal number of shares of AECOM common stock less any applicable tax withholding. Read SEC document |
| December 15, 2019 Filed Dec 18, 2019 01:45 UTC | AECOM ACM · Entity 3602 | Exercise / conversionCommon Stock | 14,151 | $38.16 | $540,002.16 |
DisclosureSEC source: 0001179110-19-012961 · edgar.xml · nonDerivative · entry 1 Christofferson Carla J · CIK 0001636146 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,416 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represented a contingent right to receive one share of AECOM common stock. On December 15, 2019, 14,151 of the reporting person's restricted stock units vested and were settled for an equal number of shares of AECOM common stock less any applicable tax withholding. Read SEC document |
| September 12, 2019 Filed Nov 6, 2019 23:57 UTC | AECOM ACM · Entity 3602 | GiftCommon Stock | 133 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-011509 · edgar.xml · nonDerivative · entry 1 Christofferson Carla J · CIK 0001636146 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 515 Read SEC document |
| April 12, 2019 Filed Apr 16, 2019 23:57 UTC | AECOM ACM · Entity 3602 | SaleCommon Stock | 8,403 | $32.00 | $268,896.00 |
DisclosureSEC source: 0001179110-19-005012 · edgar.xml · nonDerivative · entry 2 Christofferson Carla J · CIK 0001636146 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 648 F2 · kind: The sale in this Form 4 was made pursuant to a 10b5-1 trading plan adopted on November 16, 2018. F1 · balance_after: Includes shares acquired from the AECOM Employee Stock Purchase Plan. Read SEC document |
| February 11, 2019 Filed Apr 16, 2019 23:57 UTC | AECOM ACM · Entity 3602 | GiftCommon Stock | 175 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-005012 · edgar.xml · nonDerivative · entry 1 Christofferson Carla J · CIK 0001636146 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,051 F1 · balance_after: Includes shares acquired from the AECOM Employee Stock Purchase Plan. Read SEC document |
| December 18, 2018 Filed Dec 19, 2018 02:01 UTC | AECOM ACM · Entity 3602 | SaleCommon Stock | 15,756 | $27.62 | $435,111.39 |
DisclosureSEC source: 0001179110-18-014111 · edgar.xml · nonDerivative · entry 4 Christofferson Carla J · CIK 0001636146 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,226 F4 · kind: The sale in this Form 4 was made pursuant to a 10b5-1 trading plan adopted on November 16, 2018. F5 · price: This transaction was executed in multiple trades at prices ranging from $27.32 to $27.89. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 15, 2018 Filed Dec 19, 2018 02:01 UTC | AECOM ACM · Entity 3602 | GrantRestricted Stock Units · Derivative | 21,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-014111 · edgar.xml · derivative · entry 7 Christofferson Carla J · CIK 0001636146 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,819 Underlying: Common Stock · 21,819 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AECOM common stock. F7 · derivative.expiration_date: The restricted stock units vests in December 2021. Read SEC document |
| December 15, 2018 Filed Dec 19, 2018 02:01 UTC | AECOM ACM · Entity 3602 | Exercise / conversionRestricted Stock Unit · Derivative | 17,380 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-014111 · edgar.xml · derivative · entry 6 Christofferson Carla J · CIK 0001636146 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,380 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of AECOM common stock. On December 15, 2018, 17,380 of the reporting person's restricted stock units vested and were settled for an equal number of shares of AECOM common stock less any applicable tax withholding. F1 · price: Each restricted stock unit represented a contingent right to receive one share of AECOM common stock. On December 15, 2018, 17,380 of the reporting person's restricted stock units vested and were settled for an equal number of shares of AECOM common stock less any applicable tax withholding. F1 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive one share of AECOM common stock. On December 15, 2018, 17,380 of the reporting person's restricted stock units vested and were settled for an equal number of shares of AECOM common stock less any applicable tax withholding. Read SEC document |
| December 15, 2018 Filed Dec 19, 2018 02:01 UTC | AECOM ACM · Entity 3602 | GrantCommon Stock | 15,756 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-014111 · edgar.xml · nonDerivative · entry 3 Christofferson Carla J · CIK 0001636146 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,982 F2 · kind: Shares acquired pursuant to AECOM's Performance Earnings Program under 2006 Stock Incentive Plan. F3 · price: Pursuant to the terms of AECOM's Performance Earnings Program, the calculation to determine the number of shares awarded under the Program was performed using a per share value equal to the closing price on December 15, 2018. Read SEC document |
| December 15, 2018 Filed Dec 19, 2018 02:01 UTC | AECOM ACM · Entity 3602 | Tax withholdingCommon Stock | 8,977 | $27.91 | $250,548.07 |
DisclosureSEC source: 0001179110-18-014111 · edgar.xml · nonDerivative · entry 2 Christofferson Carla J · CIK 0001636146 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,579 F1 · price: Each restricted stock unit represented a contingent right to receive one share of AECOM common stock. On December 15, 2018, 17,380 of the reporting person's restricted stock units vested and were settled for an equal number of shares of AECOM common stock less any applicable tax withholding. Read SEC document |
| December 15, 2018 Filed Dec 19, 2018 02:01 UTC | AECOM ACM · Entity 3602 | Exercise / conversionCommon Stock | 17,380 | $27.91 | $485,075.80 |
DisclosureSEC source: 0001179110-18-014111 · edgar.xml · nonDerivative · entry 1 Christofferson Carla J · CIK 0001636146 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,203 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represented a contingent right to receive one share of AECOM common stock. On December 15, 2018, 17,380 of the reporting person's restricted stock units vested and were settled for an equal number of shares of AECOM common stock less any applicable tax withholding. Read SEC document |
| July 06, 2018 Filed Jul 10, 2018 23:45 UTC | AECOM ACM · Entity 3602 | SaleCommon Stock | 1,000 | $33.00 | $33,000.00 |
DisclosureSEC source: 0001179110-18-009601 · edgar.xml · nonDerivative · entry 1 Christofferson Carla J · CIK 0001636146 · EVP, Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 823 F1 · kind: The sale in this Form 4 was made pursuant to a 10b5-1 trading plan adopted on June 5, 2018. F2 · balance_after: Includes shares acquired from the AECOM Employee Stock Purchase Plan. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 02:55 UTC | AECOM ACM · Entity 3602 | GrantRestricted Stock Units · Derivative | 16,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-015570 · edgar.xml · derivative · entry 3 Christofferson Carla J · CIK 0001636146 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,247 Underlying: Common Stock · 16,247 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AECOM common stock. F3 · derivative.exercise_date: The restricted stock units vest in December 2020. F3 · derivative.expiration_date: The restricted stock units vest in December 2020. Read SEC document |
| June 05, 2017 Filed Nov 14, 2017 01:01 UTC | AECOM ACM · Entity 3602 | GiftCommon Stock | 188 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-014068 · edgar.xml · nonDerivative · entry 2 Christofferson Carla J · CIK 0001636146 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,571 F1 · balance_after: The overall share amount includes recent Employee Stock Purchase Plan purchases. Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 23:34 UTC | AECOM ACM · Entity 3602 | SaleCommon Stock | 9,599 | $34.60 | $332,125.40 |
DisclosureSEC source: 0001179110-17-005193 · edgar.xml · nonDerivative · entry 1 Christofferson Carla J · CIK 0001636146 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,695 F1 · kind: The sale in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted on February 22, 2017. F2 · balance_after: Includes shares acquired via the AECOM Employee Stock Purchase Plan. Read SEC document |
| March 15, 2017 Filed Nov 14, 2017 01:01 UTC | AECOM ACM · Entity 3602 | GiftCommon Stock | 140 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-014068 · edgar.xml · nonDerivative · entry 1 Christofferson Carla J · CIK 0001636146 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,759 F1 · balance_after: The overall share amount includes recent Employee Stock Purchase Plan purchases. Read SEC document |
| March 02, 2017 Filed Mar 4, 2017 00:50 UTC | AECOM ACM · Entity 3602 | Exercise / conversionRestricted Stock Units · Derivative | 17,048 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-003903 · edgar.xml · derivative · entry 3 Christofferson Carla J · CIK 0001636146 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,048 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AECOM common stock. On March 2, 2017, 17,048 of the reporting person restricted stock units vested and were settled for an equal number of shares of AECOM common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of AECOM common stock. On March 2, 2017, 17,048 of the reporting person restricted stock units vested and were settled for an equal number of shares of AECOM common stock. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of AECOM common stock. On March 2, 2017, 17,048 of the reporting person restricted stock units vested and were settled for an equal number of shares of AECOM common stock. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of AECOM common stock. On March 2, 2017, 17,048 of the reporting person restricted stock units vested and were settled for an equal number of shares of AECOM common stock. Read SEC document |
| March 02, 2017 Filed Mar 4, 2017 00:50 UTC | AECOM ACM · Entity 3602 | Exercise / conversionCommon Stock | 10,599 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-003903 · edgar.xml · nonDerivative · entry 2 Christofferson Carla J · CIK 0001636146 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of AECOM common stock. On March 2, 2017, 17,048 of the reporting person restricted stock units vested and were settled for an equal number of shares of AECOM common stock. F2 · balance_after: Includes shares acquired from the AECOM Employee stock Purchase Plan. Read SEC document |
| March 02, 2017 Filed Mar 4, 2017 00:50 UTC | AECOM ACM · Entity 3602 | Tax withholdingCommon Stock | 6,449 | $29.33 | $189,149.17 |
DisclosureSEC source: 0001179110-17-003903 · edgar.xml · nonDerivative · entry 1 Christofferson Carla J · CIK 0001636146 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 640 F2 · balance_after: Includes shares acquired from the AECOM Employee stock Purchase Plan. Read SEC document |
| December 15, 2016 Filed Dec 20, 2016 01:57 UTC | AECOM ACM · Entity 3602 | GrantRestricted Stock Units · Derivative | 14,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-033260 · edgar.xml · derivative · entry 3 Christofferson Carla J · CIK 0001636146 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,152 Underlying: Common Stock · 14,152 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AECOM common stock. F3 · derivative.exercise_date: The restricted stock units vest in December 2019. F3 · derivative.expiration_date: The restricted stock units vest in December 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.