Sivaram Srinivasan

SEC source: 0001266824-18-000103 · edgardoc.xml · derivative · entry 9

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,380

Underlying: Common Stock · 18,968 shares

Expires 2022-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2017, as amended on February 26, 2018.

F6 · derivative.exercise_date: The option vests in substantially equal installments at the end of each three-month period through February 17, 2019. The first installment became exercisable on May 17, 2016.

SEC source: 0001266824-18-000103 · edgardoc.xml · derivative · entry 8

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,139 shares

Expires 2021-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2017, as amended on February 26, 2018.

F5 · derivative.exercise_date: The option vests in substantially equal installments at the end of each three-month period through February 18, 2018. The first installment became exercisable on May 18, 2016.

SEC source: 0001266824-18-000103 · edgardoc.xml · derivative · entry 7

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,322 shares

Expires 2020-06-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2017, as amended on February 26, 2018.

F4 · derivative.exercise_date: The option vests in substantially equal installments at the end of each three-month period through June 28, 2017. The first installment became exercisable on June 28, 2016.

SEC source: 0001266824-18-000103 · edgardoc.xml · nonDerivative · entry 6

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,460.498

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2017, as amended on February 26, 2018.

F3 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $85.695 to a high of $86.69. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001266824-18-000103 · edgardoc.xml · nonDerivative · entry 5

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,639.498

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2017, as amended on February 26, 2018.

F2 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $86.695 to a high of $86.90. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001266824-18-000103 · edgardoc.xml · nonDerivative · entry 4

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,339.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2017, as amended on February 26, 2018.

SEC source: 0001266824-18-000103 · edgardoc.xml · nonDerivative · entry 3

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,371.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2017, as amended on February 26, 2018.

SEC source: 0001266824-18-000103 · edgardoc.xml · nonDerivative · entry 2

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,232.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2017, as amended on February 26, 2018.

SEC source: 0001266824-18-000103 · edgardoc.xml · nonDerivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,910.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2017, as amended on February 26, 2018.

SEC source: 0001266824-18-000090 · edgardoc.xml · derivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,582.6045

Underlying: Common Stock · 614.5549 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

SEC source: 0001266824-18-000042 · edgardoc.xml · nonDerivative · entry 8

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,548.498

F5 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2017.

F7 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $86.99 to a high of $87.12. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001266824-18-000042 · edgardoc.xml · nonDerivative · entry 7

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,648.498

F5 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2017.

F6 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $85.99 to a high of $86.98. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001266824-18-000042 · edgardoc.xml · derivative · entry 11

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,968.0496

Underlying: Common Stock · 101.2325 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $19.74 was also paid to the holder to settle a fractional dividend equivalent of 0.2325.

F4 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $19.74 was also paid to the holder to settle a fractional dividend equivalent of 0.2325.

F4 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $19.74 was also paid to the holder to settle a fractional dividend equivalent of 0.2325.

SEC source: 0001266824-18-000042 · edgardoc.xml · nonDerivative · entry 6

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,413.498

F2 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

SEC source: 0001266824-18-000042 · edgardoc.xml · nonDerivative · entry 5

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,455.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $19.74 was also paid to the holder to settle a fractional dividend equivalent of 0.2325.

SEC source: 0001266824-18-000042 · edgardoc.xml · derivative · entry 10

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,069.2821

Underlying: Common Stock · 253.1062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $9.02 was also paid to the holder to settle a fractional dividend equivalent of 0.1062.

F3 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $9.02 was also paid to the holder to settle a fractional dividend equivalent of 0.1062.

F3 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $9.02 was also paid to the holder to settle a fractional dividend equivalent of 0.1062.

SEC source: 0001266824-18-000042 · edgardoc.xml · nonDerivative · entry 4

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,354.498

F2 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

SEC source: 0001266824-18-000042 · edgardoc.xml · nonDerivative · entry 3

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,801.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $9.02 was also paid to the holder to settle a fractional dividend equivalent of 0.1062.

SEC source: 0001266824-18-000042 · edgardoc.xml · derivative · entry 9

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,322.3883

Underlying: Common Stock · 506.2123 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $18.03 was also paid to the holder to settle a fractional dividend equivalent of 0.2123.

F1 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $18.03 was also paid to the holder to settle a fractional dividend equivalent of 0.2123.

F1 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $18.03 was also paid to the holder to settle a fractional dividend equivalent of 0.2123.

SEC source: 0001266824-18-000042 · edgardoc.xml · nonDerivative · entry 2

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,548.498

F2 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

SEC source: 0001266824-18-000042 · edgardoc.xml · nonDerivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,251.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $18.03 was also paid to the holder to settle a fractional dividend equivalent of 0.2123.

SEC source: 0001266824-18-000028 · edgardoc.xml · derivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,828.6006

Underlying: Common Stock · 766.275 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

SEC source: 0001266824-17-000235 · edgardoc.xml · nonDerivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,745.498

F1 · security: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001266824-17-000219 · edgardoc.xml · derivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,062.3256

Underlying: Common Stock · 575.6689 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

SEC source: 0001266824-17-000185 · edgardoc.xml · nonDerivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · EVP Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,741.498

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2017.

SEC source: 0001266824-17-000179 · edgardoc.xml · derivative · entry 3

Sivaram Srinivasan · CIK 0001587067 · EVP Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,486.6567

Underlying: Common Stock · 175.7863 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $66.45 was also paid to the holder to settle a fractional dividend equivalent of 0.7863.

F1 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $66.45 was also paid to the holder to settle a fractional dividend equivalent of 0.7863.

F1 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $66.45 was also paid to the holder to settle a fractional dividend equivalent of 0.7863.

SEC source: 0001266824-17-000179 · edgardoc.xml · nonDerivative · entry 2

Sivaram Srinivasan · CIK 0001587067 · EVP Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,839.498

F2 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

SEC source: 0001266824-17-000179 · edgardoc.xml · nonDerivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · EVP Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,218.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $66.45 was also paid to the holder to settle a fractional dividend equivalent of 0.7863.

SEC source: 0001266824-17-000172 · edgardoc.xml · nonDerivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · EVP Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,043.498

F1 · security: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001266824-17-000146 · edgardoc.xml · derivative · entry 4

Sivaram Srinivasan · CIK 0001587067 · EVP Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,662.443

Underlying: Common Stock · 82.8244 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents dividend equivalents accrued in connection with the dividend paid on July 17, 2017 that were converted into, and paid in the form of shares of the Issuer's common stock on a one-for-one basis as a result of the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent of 0.8244.

F1 · derivative.exercise_date: Represents dividend equivalents accrued in connection with the dividend paid on July 17, 2017 that were converted into, and paid in the form of shares of the Issuer's common stock on a one-for-one basis as a result of the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent of 0.8244.

F1 · derivative.expiration_date: Represents dividend equivalents accrued in connection with the dividend paid on July 17, 2017 that were converted into, and paid in the form of shares of the Issuer's common stock on a one-for-one basis as a result of the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent of 0.8244.

SEC source: 0001266824-17-000146 · edgardoc.xml · derivative · entry 3

Sivaram Srinivasan · CIK 0001587067 · EVP Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,745.2674

Underlying: Common Stock · 519.1262 shares

Expires not disclosed

F3 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F3 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F3 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

SEC source: 0001266824-17-000146 · edgardoc.xml · nonDerivative · entry 2

Sivaram Srinivasan · CIK 0001587067 · EVP Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,298.498

F2 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

SEC source: 0001266824-17-000146 · edgardoc.xml · nonDerivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · EVP Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,341.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents dividend equivalents accrued in connection with the dividend paid on July 17, 2017 that were converted into, and paid in the form of shares of the Issuer's common stock on a one-for-one basis as a result of the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent of 0.8244.

SEC source: 0001266824-17-000116 · edgardoc.xml · nonDerivative · entry 4

Sivaram Srinivasan · CIK 0001587067 · EVP Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,259.498

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2017.

F6 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $85.65 to a high of $85.95. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001266824-17-000116 · edgardoc.xml · nonDerivative · entry 3

Sivaram Srinivasan · CIK 0001587067 · EVP Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,908.498

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2017.

F5 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $84.52 to a high of $85.28. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001266824-17-000116 · edgardoc.xml · derivative · entry 5

Sivaram Srinivasan · CIK 0001587067 · EVP Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,226.1412

Underlying: Common Stock · 491.3959 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $35.08 was also paid to the holder to settle a fractional dividend equivalent of 0.3959. Balance excludes the dividend equivalents that will be earned in connection with the June 30, 2017 dividend record date. The related dividend equivalents will be determined on the July 17, 2017 dividend payable date.

F1 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $35.08 was also paid to the holder to settle a fractional dividend equivalent of 0.3959. Balance excludes the dividend equivalents that will be earned in connection with the June 30, 2017 dividend record date. The related dividend equivalents will be determined on the July 17, 2017 dividend payable date.

F1 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $35.08 was also paid to the holder to settle a fractional dividend equivalent of 0.3959. Balance excludes the dividend equivalents that will be earned in connection with the June 30, 2017 dividend record date. The related dividend equivalents will be determined on the July 17, 2017 dividend payable date.

SEC source: 0001266824-17-000116 · edgardoc.xml · nonDerivative · entry 2

Sivaram Srinivasan · CIK 0001587067 · EVP Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,308.498

F3 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

SEC source: 0001266824-17-000116 · edgardoc.xml · nonDerivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · EVP Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,384.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $35.08 was also paid to the holder to settle a fractional dividend equivalent of 0.3959. Balance excludes the dividend equivalents that will be earned in connection with the June 30, 2017 dividend record date. The related dividend equivalents will be determined on the July 17, 2017 dividend payable date.

F2 · balance_after: Includes 525 share acquired under the Issuer's Employee Stock Purchase Plan on May 31, 2017.

SEC source: 0001266824-17-000102 · edgardoc.xml · derivative · entry 5

Sivaram Srinivasan · CIK 0001587067 · EVP Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,348

Underlying: Common Stock · 30,348 shares

Expires 2022-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2017.

F4 · derivative.exercise_date: The option vests in substantially equal installments at the end of each three-month period through February 17, 2019. The first installment became exercisable on May 17, 2016.

SEC source: 0001266824-17-000102 · edgardoc.xml · derivative · entry 4

Sivaram Srinivasan · CIK 0001587067 · EVP Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,322

Underlying: Common Stock · 9,485 shares

Expires 2020-06-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2017.

F3 · derivative.exercise_date: The option vests in substantially equal installments at the end of each three-month period through June 28, 2017. The first installment became exercisable on June 28, 2016.

SEC source: 0001266824-17-000102 · edgardoc.xml · nonDerivative · entry 3

Sivaram Srinivasan · CIK 0001587067 · EVP Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,368.498

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2017.

F2 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $88.63 to a high of $89.46. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001266824-17-000102 · edgardoc.xml · nonDerivative · entry 2

Sivaram Srinivasan · CIK 0001587067 · EVP Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,550.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2017.

SEC source: 0001266824-17-000102 · edgardoc.xml · nonDerivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · EVP Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,202.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2017.

SEC source: 0001266824-17-000086 · edgardoc.xml · derivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · EVP Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,717.5371

Underlying: Common Stock · 579.8933 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

SEC source: 0001266824-17-000056 · edgardoc.xml · nonDerivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · EVP Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,717.498

F1 · price: Represents the weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from a low of $75.36 to a high of $75.431. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001266824-17-000052 · edgardoc.xml · derivative · entry 6

Sivaram Srinivasan · CIK 0001587067 · EVP Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,137.6438

Underlying: Common Stock · 53.1782 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $13.35 was also paid to the holder to settle a fractional dividend equivalent of 0.1782.

F3 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $13.35 was also paid to the holder to settle a fractional dividend equivalent of 0.1782.

F3 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $13.35 was also paid to the holder to settle a fractional dividend equivalent of 0.1782.

SEC source: 0001266824-17-000052 · edgardoc.xml · nonDerivative · entry 4

Sivaram Srinivasan · CIK 0001587067 · EVP Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,717.498

F2 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

SEC source: 0001266824-17-000052 · edgardoc.xml · nonDerivative · entry 3

Sivaram Srinivasan · CIK 0001587067 · EVP Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,789.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $13.35 was also paid to the holder to settle a fractional dividend equivalent of 0.1782.

SEC source: 0001266824-17-000052 · edgardoc.xml · derivative · entry 5

Sivaram Srinivasan · CIK 0001587067 · EVP Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,190.822

Underlying: Common Stock · 132.9589 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $71.83 was also paid to the holder to settle a fractional dividend equivalent of 0.9589.

F1 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $71.83 was also paid to the holder to settle a fractional dividend equivalent of 0.9589.

F1 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount equal to $71.83 was also paid to the holder to settle a fractional dividend equivalent of 0.9589.

SEC source: 0001266824-17-000052 · edgardoc.xml · nonDerivative · entry 2

Sivaram Srinivasan · CIK 0001587067 · EVP Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,736.498

F2 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).