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person · Reporting owner

Sivaram Srinivasan

Disclosed activity across 2 companies

Tapewire entity
15306
SEC CIK
0001587067

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
QuantumScape CorpQS · Entity 4158Director · CHIEF EXECUTIVE OFFICERAugust 18, 2026August 20, 2026
WESTERN DIGITAL CORPWDC · Entity 1010President, Tech & StrategySeptember 03, 2023September 06, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

QuantumScape Corp

Report date August 18, 2026 · Filed August 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect5,078,264 Reported balance After 2026-08-18 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-18 · Tax withholding · Disposed 81,752 · Balance 5,078,264

F1: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.66 to $5.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3: Includes 4,308,397 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

Class A Common StockSEC Table I · non-derivativeIndirectBy: Trusts360,000 Reported balance Holding disclosure · report date 2026-08-18 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 360,000

F4: The Reporting Person is a Co-Trustee of the trusts and his family members are beneficiaries of the trusts.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.66 to $5.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3: Includes 4,308,397 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.

F4: The Reporting Person is a Co-Trustee of the trusts and his family members are beneficiaries of the trusts.

WESTERN DIGITAL CORP

Report date September 03, 2023 · Filed September 06, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect310,314.498 Ending reported balance After 2023-09-04 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2023-09-03 · Tax withholding · Disposed 17,899 · Balance 314,308.498

F1: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

Row 2 · 2023-09-04 · Exercise / conversion · Acquired 234 · Balance 314,542.498

F2: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Row 3 · 2023-09-04 · Tax withholding · Disposed 4,228 · Balance 310,314.498

F1: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

Dividend Equivalent RightsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-09-04 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-09-04 · Exercise / conversion · Disposed 234.4955 · Balance 0

F2: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Filing footnotes · ownership attribution and instrument terms

F1: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F2: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 30, 2020 Filed Sep 1, 2020 23:56 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Exercise / conversionCommon Stock 436 $0.00 $0.00
Disclosure

SEC source: 0001266824-20-000102 · edgardoc.xml · nonDerivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · President, Tech & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,862.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
August 03, 2020 Filed Aug 4, 2020 22:09 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Exercise / conversionDividend Equivalent Rights · Derivative 799.0622 $0.00 $0.00
Disclosure

SEC source: 0001266824-20-000091 · edgardoc.xml · derivative · entry 6

Sivaram Srinivasan · CIK 0001587067 · President, Tech & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,079.9428

Underlying: Common Stock · 799.0622 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
August 03, 2020 Filed Aug 4, 2020 22:09 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Tax withholdingCommon Stock 3,268 $43.90 $143,465.20
Disclosure

SEC source: 0001266824-20-000091 · edgardoc.xml · nonDerivative · entry 4

Sivaram Srinivasan · CIK 0001587067 · President, Tech & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,426.498

F3 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

Read SEC document
August 03, 2020 Filed Aug 4, 2020 22:09 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Exercise / conversionCommon Stock 799 $0.00 $0.00
Disclosure

SEC source: 0001266824-20-000091 · edgardoc.xml · nonDerivative · entry 3

Sivaram Srinivasan · CIK 0001587067 · President, Tech & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,694.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
August 02, 2020 Filed Aug 4, 2020 22:09 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Exercise / conversionDividend Equivalent Rights · Derivative 282.5516 $0.00 $0.00
Disclosure

SEC source: 0001266824-20-000091 · edgardoc.xml · derivative · entry 5

Sivaram Srinivasan · CIK 0001587067 · President, Tech & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,879.005

Underlying: Common Stock · 282.5516 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
August 02, 2020 Filed Aug 4, 2020 22:09 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Tax withholdingCommon Stock 1,112 $43.10 $47,927.20
Disclosure

SEC source: 0001266824-20-000091 · edgardoc.xml · nonDerivative · entry 2

Sivaram Srinivasan · CIK 0001587067 · President, Tech & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,895.498

F3 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

Read SEC document
August 02, 2020 Filed Aug 4, 2020 22:09 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Exercise / conversionCommon Stock 282 $0.00 $0.00
Disclosure

SEC source: 0001266824-20-000091 · edgardoc.xml · nonDerivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · President, Tech & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,007.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F2 · balance_after: Includes 672 shares acquired under the Issuer's Employee Stock Purchase Plan on May 31, 2020.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 22:38 UTC WESTERN DIGITAL CORP WDC · Entity 1010 GrantDividend Equivalent Rights · Derivative 1,150.5732 $0.00 $0.00
Disclosure

SEC source: 0001266824-20-000071 · edgardoc.xml · derivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · President, Tech & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,161.5566

Underlying: Common Stock · 1,150.5732 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Read SEC document
February 16, 2020 Filed Feb 19, 2020 00:26 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Exercise / conversionDividend Equivalent Rights · Derivative 1,258.7974 $0.00 $0.00
Disclosure

SEC source: 0001266824-20-000042 · edgardoc.xml · derivative · entry 3

Sivaram Srinivasan · CIK 0001587067 · President, Tech & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,010.9834

Underlying: Common Stock · 1,258.7974 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
February 16, 2020 Filed Feb 19, 2020 00:26 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Tax withholdingCommon Stock 3,974 $69.25 $275,199.50
Disclosure

SEC source: 0001266824-20-000042 · edgardoc.xml · nonDerivative · entry 2

Sivaram Srinivasan · CIK 0001587067 · President, Tech & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,053.498

F2 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

Read SEC document
February 16, 2020 Filed Feb 19, 2020 00:26 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Exercise / conversionCommon Stock 1,258 $0.00 $0.00
Disclosure

SEC source: 0001266824-20-000042 · edgardoc.xml · nonDerivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · President, Tech & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,027.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
January 21, 2020 Filed Jan 24, 2020 00:22 UTC WESTERN DIGITAL CORP WDC · Entity 1010 GrantDividend Equivalent Rights · Derivative 784.8125 $0.00 $0.00
Disclosure

SEC source: 0001266824-20-000028 · edgardoc.xml · derivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · President, Tech & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,269.7808

Underlying: Common Stock · 784.8125 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Read SEC document
October 22, 2019 Filed Oct 25, 2019 00:29 UTC WESTERN DIGITAL CORP WDC · Entity 1010 GrantDividend Equivalent Rights · Derivative 909.489 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000178 · edgardoc.xml · derivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · President, Tech & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,484.9683

Underlying: Common Stock · 909.489 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Read SEC document
September 04, 2019 Filed Sep 6, 2019 23:50 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Exercise / conversionDividend Equivalent Rights · Derivative 617.5268 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000164 · edgardoc.xml · derivative · entry 5

Sivaram Srinivasan · CIK 0001587067 · President, Tech & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,575.4793

Underlying: Common Stock · 617.5268 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of performance-based restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F2 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of performance-based restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F2 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of performance-based restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F5 · balance_after: The total number of derivative securities has been adjusted to reflect the cancellation of 164.1992 stock units previously credited in the form of dividend equivalent payments on stock units that did not vest.

Read SEC document
September 04, 2019 Filed Sep 6, 2019 23:50 UTC WESTERN DIGITAL CORP WDC · Entity 1010 GrantCommon Stock 33,709 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000164 · edgardoc.xml · nonDerivative · entry 4

Sivaram Srinivasan · CIK 0001587067 · President, Tech & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,769.498

F4 · security: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
September 04, 2019 Filed Sep 6, 2019 23:50 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Tax withholdingCommon Stock 4,905 $59.33 $291,013.65
Disclosure

SEC source: 0001266824-19-000164 · edgardoc.xml · nonDerivative · entry 3

Sivaram Srinivasan · CIK 0001587067 · President, Tech & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,060.498

F3 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

Read SEC document
September 04, 2019 Filed Sep 6, 2019 23:50 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Exercise / conversionCommon Stock 617 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000164 · edgardoc.xml · nonDerivative · entry 2

Sivaram Srinivasan · CIK 0001587067 · President, Tech & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,965.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of performance-based restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
September 04, 2019 Filed Sep 6, 2019 23:50 UTC WESTERN DIGITAL CORP WDC · Entity 1010 GrantCommon Stock 9,278 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000164 · edgardoc.xml · nonDerivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · President, Tech & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,348.498

F1 · shares: Represents shares issued as payment in respect of the vesting of a performance-based restricted stock unit award.

Read SEC document
August 30, 2019 Filed Sep 3, 2019 22:48 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Exercise / conversionDividend Equivalent Rights · Derivative 257.6357 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000149 · edgardoc.xml · derivative · entry 3

Sivaram Srinivasan · CIK 0001587067 · President, Tech & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,357.2053

Underlying: Common Stock · 257.6357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
August 30, 2019 Filed Sep 3, 2019 22:48 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Tax withholdingCommon Stock 2,655 $57.27 $152,051.85
Disclosure

SEC source: 0001266824-19-000149 · edgardoc.xml · nonDerivative · entry 2

Sivaram Srinivasan · CIK 0001587067 · President, Tech & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,070.498

F2 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

Read SEC document
August 30, 2019 Filed Sep 3, 2019 22:48 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Exercise / conversionCommon Stock 257 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000149 · edgardoc.xml · nonDerivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · President, Tech & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,725.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
August 03, 2019 Filed Aug 6, 2019 23:53 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Exercise / conversionDividend Equivalent Rights · Derivative 606.8398 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000136 · edgardoc.xml · derivative · entry 6

Sivaram Srinivasan · CIK 0001587067 · EVP, Silicon Technology & Mfg.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,614.841

Underlying: Common Stock · 606.8398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
August 03, 2019 Filed Aug 6, 2019 23:53 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Tax withholdingCommon Stock 3,312 $54.39 $180,139.68
Disclosure

SEC source: 0001266824-19-000136 · edgardoc.xml · nonDerivative · entry 4

Sivaram Srinivasan · CIK 0001587067 · EVP, Silicon Technology & Mfg.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,468.498

F3 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

Read SEC document
August 03, 2019 Filed Aug 6, 2019 23:53 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Exercise / conversionCommon Stock 606 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000136 · edgardoc.xml · nonDerivative · entry 3

Sivaram Srinivasan · CIK 0001587067 · EVP, Silicon Technology & Mfg.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,780.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 23:53 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Exercise / conversionDividend Equivalent Rights · Derivative 195.4147 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000136 · edgardoc.xml · derivative · entry 5

Sivaram Srinivasan · CIK 0001587067 · EVP, Silicon Technology & Mfg.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,221.6808

Underlying: Common Stock · 195.4147 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 23:53 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Tax withholdingCommon Stock 1,082 $54.39 $58,849.98
Disclosure

SEC source: 0001266824-19-000136 · edgardoc.xml · nonDerivative · entry 2

Sivaram Srinivasan · CIK 0001587067 · EVP, Silicon Technology & Mfg.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,174.498

F3 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

Read SEC document
August 02, 2019 Filed Aug 6, 2019 23:53 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Exercise / conversionCommon Stock 195 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000136 · edgardoc.xml · nonDerivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · EVP, Silicon Technology & Mfg.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,256.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F2 · balance_after: Includes 551 shares acquired under the Issuer's Employee Stock Purchase Plan on May 31, 2019.

Read SEC document
July 15, 2019 Filed Jul 17, 2019 23:52 UTC WESTERN DIGITAL CORP WDC · Entity 1010 GrantDividend Equivalent Rights · Derivative 1,161.3446 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000124 · edgardoc.xml · derivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · EVP, Silicon Technology & Mfg.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,417.0955

Underlying: Common Stock · 1,161.3446 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 23:43 UTC WESTERN DIGITAL CORP WDC · Entity 1010 GrantDividend Equivalent Rights · Derivative 1,211.9152 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000089 · edgardoc.xml · derivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · EVP, Silicon Technology & Mfg.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,255.7509

Underlying: Common Stock · 1,211.9152 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Read SEC document
February 17, 2019 Filed Feb 21, 2019 01:15 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Exercise / conversionDividend Equivalent Rights · Derivative 437.0492 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000046 · edgardoc.xml · derivative · entry 6

Sivaram Srinivasan · CIK 0001587067 · EVP, Silicon Technology & Mfg.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,043.8357

Underlying: Common Stock · 437.0492 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
February 17, 2019 Filed Feb 21, 2019 01:15 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Tax withholdingCommon Stock 1,869 $47.65 $89,057.85
Disclosure

SEC source: 0001266824-19-000046 · edgardoc.xml · nonDerivative · entry 4

Sivaram Srinivasan · CIK 0001587067 · EVP, Silicon Technology & Mfg.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,510.498

F2 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

Read SEC document
February 17, 2019 Filed Feb 21, 2019 01:15 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Exercise / conversionCommon Stock 437 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000046 · edgardoc.xml · nonDerivative · entry 3

Sivaram Srinivasan · CIK 0001587067 · EVP, Silicon Technology & Mfg.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,379.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
February 16, 2019 Filed Feb 21, 2019 01:15 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Exercise / conversionDividend Equivalent Rights · Derivative 874.0985 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000046 · edgardoc.xml · derivative · entry 5

Sivaram Srinivasan · CIK 0001587067 · EVP, Silicon Technology & Mfg.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,480.8849

Underlying: Common Stock · 874.0985 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
February 16, 2019 Filed Feb 21, 2019 01:15 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Tax withholdingCommon Stock 3,860 $47.65 $183,929.00
Disclosure

SEC source: 0001266824-19-000046 · edgardoc.xml · nonDerivative · entry 2

Sivaram Srinivasan · CIK 0001587067 · EVP, Silicon Technology & Mfg.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,942.498

F2 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

Read SEC document
February 16, 2019 Filed Feb 21, 2019 01:15 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Exercise / conversionCommon Stock 874 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000046 · edgardoc.xml · nonDerivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · EVP, Silicon Technology & Mfg.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,802.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
January 14, 2019 Filed Jan 17, 2019 01:19 UTC WESTERN DIGITAL CORP WDC · Entity 1010 GrantDividend Equivalent Rights · Derivative 1,843.686 $0.00 $0.00
Disclosure

SEC source: 0001266824-19-000033 · edgardoc.xml · derivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · EVP, Silicon Technology & Mfg.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,354.9834

Underlying: Common Stock · 1,843.686 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 23:19 UTC WESTERN DIGITAL CORP WDC · Entity 1010 GrantDividend Equivalent Rights · Derivative 1,275.8299 $0.00 $0.00
Disclosure

SEC source: 0001266824-18-000199 · edgardoc.xml · derivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · EVP, Silicon Technology & Mfg.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,511.2974

Underlying: Common Stock · 1,275.8299 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Read SEC document
August 30, 2018 Filed Sep 4, 2018 23:55 UTC WESTERN DIGITAL CORP WDC · Entity 1010 GrantCommon Stock 24,691 $0.00 $0.00
Disclosure

SEC source: 0001266824-18-000164 · edgardoc.xml · nonDerivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,928.498

F1 · security: Represents the grant of restricted stock units to the Reporting Person. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 01:33 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Exercise / conversionDividend Equivalent Rights · Derivative 330.1378 $0.00 $0.00
Disclosure

SEC source: 0001266824-18-000147 · edgardoc.xml · derivative · entry 6

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,235.4675

Underlying: Common Stock · 330.1378 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 01:33 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Tax withholdingCommon Stock 3,288 $67.96 $223,452.48
Disclosure

SEC source: 0001266824-18-000147 · edgardoc.xml · nonDerivative · entry 4

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,237.498

F2 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

Read SEC document
August 03, 2018 Filed Aug 7, 2018 01:33 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Exercise / conversionCommon Stock 330 $0.00 $0.00
Disclosure

SEC source: 0001266824-18-000147 · edgardoc.xml · nonDerivative · entry 3

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,525.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
August 02, 2018 Filed Aug 7, 2018 01:33 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Exercise / conversionDividend Equivalent Rights · Derivative 69.9825 $0.00 $0.00
Disclosure

SEC source: 0001266824-18-000147 · edgardoc.xml · derivative · entry 5

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,565.6053

Underlying: Common Stock · 69.9825 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F1 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
August 02, 2018 Filed Aug 7, 2018 01:33 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Tax withholdingCommon Stock 1,489 $68.52 $102,026.28
Disclosure

SEC source: 0001266824-18-000147 · edgardoc.xml · nonDerivative · entry 2

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,195.498

F2 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

Read SEC document
August 02, 2018 Filed Aug 7, 2018 01:33 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Exercise / conversionCommon Stock 69 $0.00 $0.00
Disclosure

SEC source: 0001266824-18-000147 · edgardoc.xml · nonDerivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,684.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
July 25, 2018 Filed Jul 27, 2018 00:56 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Exercise / conversionDividend Equivalent Rights · Derivative 950.7051 $0.00 $0.00
Disclosure

SEC source: 0001266824-18-000133 · edgardoc.xml · derivative · entry 4

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,635.5878

Underlying: Common Stock · 950.7051 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of performance-based restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F3 · derivative.exercise_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of performance-based restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F3 · derivative.expiration_date: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of performance-based restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

F5 · balance_after: The total number of derivative securities has been adjusted to reflect an additional 290.4817 dividend equivalents which were accrued in connection with a determination that the performance-based restricted stock units to which the dividend equivalents relate were achieved at a level greater than target.

Read SEC document
July 25, 2018 Filed Jul 27, 2018 00:56 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Tax withholdingCommon Stock 9,468 $75.63 $716,064.84
Disclosure

SEC source: 0001266824-18-000133 · edgardoc.xml · nonDerivative · entry 3

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,615.498

F4 · shares: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

Read SEC document
July 25, 2018 Filed Jul 27, 2018 00:56 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Exercise / conversionCommon Stock 950 $0.00 $0.00
Disclosure

SEC source: 0001266824-18-000133 · edgardoc.xml · nonDerivative · entry 2

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,083.498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The dividend equivalents were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of performance-based restricted stock units to which the dividend equivalents relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent.

Read SEC document
July 25, 2018 Filed Jul 27, 2018 00:56 UTC WESTERN DIGITAL CORP WDC · Entity 1010 GrantCommon Stock 18,148 $0.00 $0.00
Disclosure

SEC source: 0001266824-18-000133 · edgardoc.xml · nonDerivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,133.498

F1 · shares: Represents shares issued as payment in respect of the vesting of a performance-based restricted stock unit award.

F2 · balance_after: Includes 525 share acquired under the Issuer's Employee Stock Purchase Plan on May 31, 2018.

Read SEC document
July 16, 2018 Filed Jul 19, 2018 01:01 UTC WESTERN DIGITAL CORP WDC · Entity 1010 GrantDividend Equivalent Rights · Derivative 713.2067 $0.00 $0.00
Disclosure

SEC source: 0001266824-18-000122 · edgardoc.xml · derivative · entry 1

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,295.8112

Underlying: Common Stock · 713.2067 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Read SEC document
May 29, 2018 Filed May 30, 2018 23:46 UTC WESTERN DIGITAL CORP WDC · Entity 1010 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,362 $0.00 Strike: $44.78 $0.00
Disclosure

SEC source: 0001266824-18-000103 · edgardoc.xml · derivative · entry 10

Sivaram Srinivasan · CIK 0001587067 · EVP, Memory Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,606

Underlying: Common Stock · 25,362 shares

Expires 2023-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2017, as amended on February 26, 2018.

F7 · derivative.exercise_date: The option vested 25% one year from the grant date of 8/3/2016, and an additional 6.25% vested at the end of each three-month period through 5/3/2018. The remaining shares subject to the option will vest at 6.25% at the end of each three-month period until fully vested on 8/3/2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.