Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ACCO BRANDS CorpACCO · Entity 5672 | Sr. VP and CAO | December 18, 2019 | December 20, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ACCO BRANDS Corp
Report date December 18, 2019 · Filed December 20, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-03-08 | Direct | 2,226.25 |
Reported balance
After 2019-12-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-12-18 · Grant · Acquired 14.9 · Balance 2,226.25 F1: Reflects RSUs granted under the Issuer's Incentive Plan that were earned by the Reporting Person upon the completion of the applicable one-year performance period. Each earned RSU represents the right to receive one share of the Issuer's common stock on March 8, 2020 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan. F2: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-03-07 | Direct | 2,209.05 |
Reported balance
After 2019-12-18 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-12-18 · Grant · Acquired 14.79 · Balance 2,209.05 F3: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 7, 2021 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan. F2: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2022-04-04 | Direct | 5,572.65 |
Reported balance
After 2019-12-18 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-12-18 · Grant · Acquired 37.32 · Balance 5,572.65 F4: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on April 4, 2022 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan. F2: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects RSUs granted under the Issuer's Incentive Plan that were earned by the Reporting Person upon the completion of the applicable one-year performance period. Each earned RSU represents the right to receive one share of the Issuer's common stock on March 8, 2020 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.
F2: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.
F3: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 7, 2021 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.
F4: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on April 4, 2022 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 07, 2017 Filed Jun 8, 2017 20:42 UTC | ACCO BRANDS Corp ACCO · Entity 5672 | Exercise / conversionCommon Stock | 18,434 | $6.12 | $112,816.08 |
DisclosureSEC source: 0000712034-17-000065 · wf-form4_149695451647519.xml · nonDerivative · entry 2 Schnaedter Kathy D · CIK 0001334894 · SVP, Corp Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,089 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2017 Filed Jun 8, 2017 20:42 UTC | ACCO BRANDS Corp ACCO · Entity 5672 | Exercise / conversionCommon Stock | 13,590 | $7.64 | $103,827.60 |
DisclosureSEC source: 0000712034-17-000065 · wf-form4_149695451647519.xml · nonDerivative · entry 1 Schnaedter Kathy D · CIK 0001334894 · SVP, Corp Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,655 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 22:17 UTC | ACCO BRANDS Corp ACCO · Entity 5672 | GrantStock Option (right to buy) · Derivative | 14,706 | $12.75 Strike: $12.75 | $187,501.50 |
DisclosureSEC source: 0000712034-17-000035 · wf-form4_148909785644674.xml · derivative · entry 3 Schnaedter Kathy D · CIK 0001334894 · SVP, Corp Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,706 Underlying: Common Stock · 14,706 shares Expires 2024-03-08 F2 · security: Nonqualified employee stock options granted under the Issuer's Incentive Plan. One-third of original grant vests annually. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 22:17 UTC | ACCO BRANDS Corp ACCO · Entity 5672 | Tax withholdingCommon Stock | 5,570 | $12.75 | $71,017.50 |
DisclosureSEC source: 0000712034-17-000035 · wf-form4_148909785644674.xml · nonDerivative · entry 2 Schnaedter Kathy D · CIK 0001334894 · SVP, Corp Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,065 Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 22:17 UTC | ACCO BRANDS Corp ACCO · Entity 5672 | GrantCommon Stock | 18,044 | $12.75 | $230,061.00 |
DisclosureSEC source: 0000712034-17-000035 · wf-form4_148909785644674.xml · nonDerivative · entry 1 Schnaedter Kathy D · CIK 0001334894 · SVP, Corp Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,635 F1 · shares: Reflects the settlement of earned performance stock units ("PSUs") for the PSU (2014-2016) cycle into an equal number of shares of common stock on the transaction date indicated. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 23:33 UTC | ACCO BRANDS Corp ACCO · Entity 5672 | Exercise / conversionRestricted Stock Units · Derivative | 6,138 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000712034-17-000026 · wf-form4_148892961072163.xml · derivative · entry 4 Schnaedter Kathy D · CIK 0001334894 · SVP, Corp Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,138 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Restricted Stock Units (RSUs) granted under the Issuer's Amended and Restated 2011 Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 5, 2017 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan. F2 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Amended and Restated 2011 Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 5, 2017 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan. F2 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Amended and Restated 2011 Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 5, 2017 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 23:33 UTC | ACCO BRANDS Corp ACCO · Entity 5672 | Tax withholdingCommon Stock | 2,231 | $13.15 | $29,337.65 |
DisclosureSEC source: 0000712034-17-000026 · wf-form4_148892961072163.xml · nonDerivative · entry 3 Schnaedter Kathy D · CIK 0001334894 · SVP, Corp Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,591 Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 23:33 UTC | ACCO BRANDS Corp ACCO · Entity 5672 | Exercise / conversionCommon Stock | 6,138 | $0.00 | $0.00 |
DisclosureSEC source: 0000712034-17-000026 · wf-form4_148892961072163.xml · nonDerivative · entry 1 Schnaedter Kathy D · CIK 0001334894 · SVP, Corp Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,822 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.