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Hood Kathleen D

Disclosed activity across 1 company

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152988
SEC CIK
0001334894

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ACCO BRANDS CorpACCO · Entity 5672Sr. VP and CAODecember 18, 2019December 20, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ACCO BRANDS Corp

Report date December 18, 2019 · Filed December 20, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-03-08Direct2,226.25 Reported balance After 2019-12-18 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-12-18 · Grant · Acquired 14.9 · Balance 2,226.25

F1: Reflects RSUs granted under the Issuer's Incentive Plan that were earned by the Reporting Person upon the completion of the applicable one-year performance period. Each earned RSU represents the right to receive one share of the Issuer's common stock on March 8, 2020 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

F2: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-03-07Direct2,209.05 Reported balance After 2019-12-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-12-18 · Grant · Acquired 14.79 · Balance 2,209.05

F3: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 7, 2021 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

F2: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2022-04-04Direct5,572.65 Reported balance After 2019-12-18 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-12-18 · Grant · Acquired 37.32 · Balance 5,572.65

F4: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on April 4, 2022 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

F2: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects RSUs granted under the Issuer's Incentive Plan that were earned by the Reporting Person upon the completion of the applicable one-year performance period. Each earned RSU represents the right to receive one share of the Issuer's common stock on March 8, 2020 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

F2: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F3: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 7, 2021 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

F4: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on April 4, 2022 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 18, 2019 Filed Dec 20, 2019 21:29 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantRestricted Stock Units · Derivative 37.32 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-19-000239 · wf-form4_157687732298407.xml · derivative · entry 3

Hood Kathleen D · CIK 0001334894 · Sr. VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,572.65

Underlying: Common Stock · 37.32 shares

Expires 2022-04-04

F4 · security: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on April 4, 2022 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

F2 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 21:29 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantRestricted Stock Units · Derivative 14.79 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-19-000239 · wf-form4_157687732298407.xml · derivative · entry 2

Hood Kathleen D · CIK 0001334894 · Sr. VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,209.05

Underlying: Common Stock · 14.79 shares

Expires 2021-03-07

F3 · security: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 7, 2021 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

F2 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 21:29 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantRestricted Stock Units · Derivative 14.9 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-19-000239 · wf-form4_157687732298407.xml · derivative · entry 1

Hood Kathleen D · CIK 0001334894 · Sr. VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,226.25

Underlying: Common Stock · 14.9 shares

Expires 2020-03-08

F1 · security: Reflects RSUs granted under the Issuer's Incentive Plan that were earned by the Reporting Person upon the completion of the applicable one-year performance period. Each earned RSU represents the right to receive one share of the Issuer's common stock on March 8, 2020 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

F2 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
September 18, 2019 Filed Sep 20, 2019 18:06 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantRestricted Stock Units · Derivative 34.38 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-19-000200 · wf-form4_156900278328762.xml · derivative · entry 3

Hood Kathleen D · CIK 0001334894 · Sr. VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,535.33

Underlying: Common Stock · 34.38 shares

Expires 2022-04-04

F4 · security: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on April 4, 2022 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

F2 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
September 18, 2019 Filed Sep 20, 2019 18:06 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantRestricted Stock Units · Derivative 13.63 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-19-000200 · wf-form4_156900278328762.xml · derivative · entry 2

Hood Kathleen D · CIK 0001334894 · Sr. VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,194.26

Underlying: Common Stock · 13.63 shares

Expires 2021-03-07

F3 · security: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 7, 2021 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

F2 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
September 18, 2019 Filed Sep 20, 2019 18:06 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantRestricted Stock Units · Derivative 13.73 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-19-000200 · wf-form4_156900278328762.xml · derivative · entry 1

Hood Kathleen D · CIK 0001334894 · Sr. VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,211.35

Underlying: Common Stock · 13.73 shares

Expires 2020-03-08

F1 · security: Reflects RSUs granted under the Issuer's Incentive Plan that were earned by the Reporting Person upon the completion of the applicable one-year performance period. Each earned RSU represents the right to receive one share of the Issuer's common stock on March 8, 2020 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

F2 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 17:08 UTC ACCO BRANDS Corp ACCO · Entity 5672 SaleCommon Stock 17,874 $9.31 $166,492.74
Disclosure

SEC source: 0000712034-19-000181 · wf-form4_156804890376931.xml · nonDerivative · entry 1

Hood Kathleen D · CIK 0001334894 · Sr. VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,314

F1 · price: This price reflects the weighted average purchase price for the shares, which were purchased in multiple transactions at prices that ranged from $9.30 to $9.3250. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares purchased at each separate price.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 16:04 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantRestricted Stock Units · Derivative 40.95 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-19-000150 · wf-form4_156113307822891.xml · derivative · entry 3

Hood Kathleen D · CIK 0001334894 · Sr. VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500.95

Underlying: Common Stock · 40.95 shares

Expires 2022-04-04

F4 · security: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on April 4, 2022 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

F2 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 16:04 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantRestricted Stock Units · Derivative 16.23 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-19-000150 · wf-form4_156113307822891.xml · derivative · entry 2

Hood Kathleen D · CIK 0001334894 · Sr. VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,180.63

Underlying: Common Stock · 16.23 shares

Expires 2022-04-04

F3 · security: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 7, 2021 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

F2 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
June 19, 2019 Filed Jun 21, 2019 16:04 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantRestricted Stock Units · Derivative 16.37 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-19-000150 · wf-form4_156113307822891.xml · derivative · entry 1

Hood Kathleen D · CIK 0001334894 · Sr. VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,197.62

Underlying: Common Stock · 16.37 shares

Expires 2020-03-08

F1 · security: Reflects RSUs granted under the Issuer's Incentive Plan that were earned by the Reporting Person upon the completion of the applicable one-year performance period. Each earned RSU represents the right to receive one share of the Issuer's common stock on March 8, 2020 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

F2 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
April 04, 2019 Filed Apr 5, 2019 16:05 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantRestricted Stock Units · Derivative 5,460 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-19-000098 · wf-form4_155448029468782.xml · derivative · entry 1

Hood Kathleen D · CIK 0001334894 · Sr. VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,460

Underlying: Common Stock · 5,460 shares

Expires 2022-04-04

F1 · security: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on April 4, 2022 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

Read SEC document
March 26, 2019 Filed Mar 27, 2019 17:01 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantRestricted Stock Units · Derivative 15.24 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-19-000067 · wf-form4_155370607385000.xml · derivative · entry 2

Hood Kathleen D · CIK 0001334894 · Sr. VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,164.4

Underlying: Common Stock · 15.24 shares

Expires 2021-03-07

F4 · security: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 7, 2021 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

F2 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F3 · shares: Includes an additional 1.59 RSUs to correct an administrative error in calculating dividend equivalents of the Reporting Person's outstanding RSUs during 2018. This amount represents the total error for both grants noted.

Read SEC document
March 26, 2019 Filed Mar 27, 2019 17:01 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantRestricted Stock Units · Derivative 15.35 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-19-000067 · wf-form4_155370607385000.xml · derivative · entry 1

Hood Kathleen D · CIK 0001334894 · Sr. VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,181.25

Underlying: Common Stock · 15.35 shares

Expires 2020-03-08

F1 · security: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan that were earned by the Reporting Person upon the completion of the applicable one-year performance period. Each earned RSU represents the right to receive one share of the Issuer's common stock on March 8, 2020 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

F2 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F3 · shares: Includes an additional 1.59 RSUs to correct an administrative error in calculating dividend equivalents of the Reporting Person's outstanding RSUs during 2018. This amount represents the total error for both grants noted.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:37 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantStock Option (right to buy) · Derivative 17,515 $9.04 Strike: $9.04 $158,335.60
Disclosure

SEC source: 0000712034-19-000035 · wf-form4_155199823202173.xml · derivative · entry 5

Hood Kathleen D · CIK 0001334894 · Sr. VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,515

Underlying: Common Stock · 17,515 shares

Expires 2026-03-06

F2 · security: Nonqualified employee stock options granted under the Issuer's Incentive Plan. One-third of original grant vests annually. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:37 UTC ACCO BRANDS Corp ACCO · Entity 5672 Tax withholdingCommon Stock 2,456 $9.04 $22,202.24
Disclosure

SEC source: 0000712034-19-000035 · wf-form4_155199823202173.xml · nonDerivative · entry 2

Hood Kathleen D · CIK 0001334894 · Sr. VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,188

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:37 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantCommon Stock 8,472 $9.04 $76,586.88
Disclosure

SEC source: 0000712034-19-000035 · wf-form4_155199823202173.xml · nonDerivative · entry 1

Hood Kathleen D · CIK 0001334894 · Sr. VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,644

F1 · shares: Reflects the settlement of earned performance stock units ("PSUs") for the PSU (2016-2018) cycle into an equal number of shares of common stock on the transaction date indicated.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 23:00 UTC ACCO BRANDS Corp ACCO · Entity 5672 Exercise / conversionRestricted Stock Units · Derivative 3,060 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-19-000019 · wf-form4_155182680574225.xml · derivative · entry 5

Hood Kathleen D · CIK 0001334894 · Sr. VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,060 shares

Expires 2019-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 2, 2019 (the "Vesting Date") provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

F2 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 2, 2019 (the "Vesting Date") provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

F3 · derivative.underlying_shares: Includes an additional 1.45 RSUs to correct an administrative error in calculating dividend equivalents of the Reporting Person's outstanding RSUs during 2018.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 23:00 UTC ACCO BRANDS Corp ACCO · Entity 5672 Tax withholdingCommon Stock 1,059 $9.33 $9,880.47
Disclosure

SEC source: 0000712034-19-000019 · wf-form4_155182680574225.xml · nonDerivative · entry 2

Hood Kathleen D · CIK 0001334894 · Sr. VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,172

Read SEC document
March 02, 2019 Filed Mar 5, 2019 23:00 UTC ACCO BRANDS Corp ACCO · Entity 5672 Exercise / conversionCommon Stock 3,060 $0.00 $0.00
Disclosure

SEC source: 0000712034-19-000019 · wf-form4_155182680574225.xml · nonDerivative · entry 1

Hood Kathleen D · CIK 0001334894 · Sr. VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2018 Filed Dec 20, 2018 21:33 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantRestricted Stock Units · Derivative 19.09 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-18-000168 · wf-form4_154534161158157.xml · derivative · entry 3

Hood Kathleen D · CIK 0001334894 · Sr. VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,148.59

Underlying: Common Stock · 19.09 shares

Expires 2021-03-07

F1 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F2 · balance_after: Total RSUs reported as beneficially owned have been reduced since the date of the Reporting Person's last report to reflect the transfer of a portion of the Reporting Person's ownership in the RSUs to the Reporting Person's ex-husband pursuant to a domestic relations order. The Reporting Person no longer reports as beneficially owned any securities beneficially owned by her ex-husband.

Read SEC document
December 19, 2018 Filed Dec 20, 2018 21:33 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantRestricted Stock Units · Derivative 19.15 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-18-000168 · wf-form4_154534161158157.xml · derivative · entry 2

Hood Kathleen D · CIK 0001334894 · Sr. VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,164.88

Underlying: Common Stock · 19.15 shares

Expires 2020-03-08

F1 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F2 · balance_after: Total RSUs reported as beneficially owned have been reduced since the date of the Reporting Person's last report to reflect the transfer of a portion of the Reporting Person's ownership in the RSUs to the Reporting Person's ex-husband pursuant to a domestic relations order. The Reporting Person no longer reports as beneficially owned any securities beneficially owned by her ex-husband.

Read SEC document
December 19, 2018 Filed Dec 20, 2018 21:33 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantRestricted Stock Units · Derivative 27.05 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-18-000168 · wf-form4_154534161158157.xml · derivative · entry 1

Hood Kathleen D · CIK 0001334894 · Sr. VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,058.24

Underlying: Common Stock · 27.05 shares

Expires 2019-03-02

F1 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F2 · balance_after: Total RSUs reported as beneficially owned have been reduced since the date of the Reporting Person's last report to reflect the transfer of a portion of the Reporting Person's ownership in the RSUs to the Reporting Person's ex-husband pursuant to a domestic relations order. The Reporting Person no longer reports as beneficially owned any securities beneficially owned by her ex-husband.

Read SEC document
September 19, 2018 Filed Sep 21, 2018 19:50 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantRestricted Stock Units · Derivative 26.33 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-18-000129 · wf-form4_153755939758319.xml · derivative · entry 3

Hood Kathleen D · CIK 0001334894 · Sr. VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,323.75

Underlying: Common Stock · 26.33 shares

Expires 2021-03-07

F1 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
September 19, 2018 Filed Sep 21, 2018 19:50 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantRestricted Stock Units · Derivative 26.41 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-18-000129 · wf-form4_153755939758319.xml · derivative · entry 2

Hood Kathleen D · CIK 0001334894 · Sr. VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,364.32

Underlying: Common Stock · 26.41 shares

Expires 2020-03-08

F1 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
September 19, 2018 Filed Sep 21, 2018 19:50 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantRestricted Stock Units · Derivative 37.3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-18-000129 · wf-form4_153755939758319.xml · derivative · entry 1

Hood Kathleen D · CIK 0001334894 · Sr. VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,577.98

Underlying: Common Stock · 37.3 shares

Expires 2019-03-02

F1 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
June 20, 2018 Filed Jun 21, 2018 20:50 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantRestricted Stock Units · Derivative 23.42 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-18-000096 · wf-form4_152961420292812.xml · derivative · entry 3

Schnaedter Kathy D · CIK 0001334894 · Sr. VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,297.42

Underlying: Common Stock · 23.42 shares

Expires 2021-03-07

F1 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
June 20, 2018 Filed Jun 21, 2018 20:50 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantRestricted Stock Units · Derivative 23.49 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-18-000096 · wf-form4_152961420292812.xml · derivative · entry 2

Schnaedter Kathy D · CIK 0001334894 · Sr. VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,337.91

Underlying: Common Stock · 23.49 shares

Expires 2020-03-08

F1 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

Read SEC document
June 20, 2018 Filed Jun 21, 2018 20:50 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantRestricted Stock Units · Derivative 33.19 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-18-000096 · wf-form4_152961420292812.xml · derivative · entry 1

Schnaedter Kathy D · CIK 0001334894 · Sr. VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,540.68

Underlying: Common Stock · 33.19 shares

Expires 2019-03-02

F1 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

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March 21, 2018 Filed Mar 23, 2018 20:05 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantRestricted Stock Units · Derivative 24.42 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-18-000053 · wf-form4_152183550768293.xml · derivative · entry 4

Schnaedter Kathy D · CIK 0001334894 · Sr. VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,314.42

Underlying: Common Stock · 24.42 shares

Expires 2020-03-08

F2 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F4 · derivative.expiration_date: RSUs granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 8, 2020 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

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March 21, 2018 Filed Mar 23, 2018 20:05 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantRestricted Stock Units · Derivative 34.49 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-18-000053 · wf-form4_152183550768293.xml · derivative · entry 3

Schnaedter Kathy D · CIK 0001334894 · Sr. VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,507.49

Underlying: Common Stock · 34.49 shares

Expires not disclosed

F2 · shares: Represents Restricted Stock Units (RSUs) acquired pursuant to the dividend equivalent provisions of the Reporting Person's outstanding RSU awards.

F3 · derivative.expiration_date: RSUs granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 2, 2019 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

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March 21, 2018 Filed Mar 23, 2018 20:05 UTC ACCO BRANDS Corp ACCO · Entity 5672 Tax withholdingCommon Stock 45 $13.00 $585.00
Disclosure

SEC source: 0000712034-18-000053 · wf-form4_152183550768293.xml · nonDerivative · entry 2

Schnaedter Kathy D · CIK 0001334894 · Sr. VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,225

Read SEC document
March 21, 2018 Filed Mar 23, 2018 20:05 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantCommon Stock 149 $0.00 $0.00
Disclosure

SEC source: 0000712034-18-000053 · wf-form4_152183550768293.xml · nonDerivative · entry 1

Schnaedter Kathy D · CIK 0001334894 · Sr. VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,270

F1 · shares: Represents shares acquired pursuant to the dividend equivalent provisions of Restricted Stock Unit (RSU) and Performance Stock Unit (PSU) awards that were outstanding as of the dividend record date but which vested and settled prior to the dividend payment date.

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March 08, 2018 Filed Mar 12, 2018 23:24 UTC ACCO BRANDS Corp ACCO · Entity 5672 Exercise / conversionStock Option (right to buy) · Derivative 8,178 $7.51 Strike: $7.51 $61,416.78
Disclosure

SEC source: 0000712034-18-000038 · wf-form4_152089703229032.xml · derivative · entry 5

Schnaedter Kathy D · CIK 0001334894 · Sr. VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,178 shares

Expires 2022-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Nonqualified employee stock options granted under the Issuer's Incentive Plan. One-third of original grant vests annually. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

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March 08, 2018 Filed Mar 12, 2018 23:24 UTC ACCO BRANDS Corp ACCO · Entity 5672 SaleCommon Stock 8,178 $13.05 $106,722.90
Disclosure

SEC source: 0000712034-18-000038 · wf-form4_152089703229032.xml · nonDerivative · entry 2

Schnaedter Kathy D · CIK 0001334894 · Sr. VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,121

Read SEC document
March 08, 2018 Filed Mar 12, 2018 23:24 UTC ACCO BRANDS Corp ACCO · Entity 5672 Exercise / conversionCommon Stock 8,178 $7.51 $61,416.78
Disclosure

SEC source: 0000712034-18-000038 · wf-form4_152089703229032.xml · nonDerivative · entry 1

Schnaedter Kathy D · CIK 0001334894 · Sr. VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 22:47 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantRestricted Stock Units · Derivative 5,290 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-18-000030 · wf-form4_152054922550195.xml · derivative · entry 7

Schnaedter Kathy D · CIK 0001334894 · SVP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,290

Underlying: Common Stock · 5,290 shares

Expires 2020-03-08

F5 · security: Reflects RSUs granted under the Issuer's Incentive Plan that were earned by the Reporting Person upon the completion of the applicable one-year performance period. Each earned RSU represents the right to receive one share of the Issuer's common stock on March 8, 2020 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

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March 06, 2018 Filed Mar 8, 2018 22:47 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantRestricted Stock Units · Derivative 5,274 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-18-000030 · wf-form4_152054922550195.xml · derivative · entry 6

Schnaedter Kathy D · CIK 0001334894 · SVP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,274

Underlying: Common Stock · 5,274 shares

Expires 2021-03-07

F4 · security: Restricted Stock Units (RSUs) granted under the Issuer's Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 7, 2021 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

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March 06, 2018 Filed Mar 8, 2018 22:47 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantStock Option (right to buy) · Derivative 14,434 $12.82 Strike: $12.82 $185,043.88
Disclosure

SEC source: 0000712034-18-000030 · wf-form4_152054922550195.xml · derivative · entry 5

Schnaedter Kathy D · CIK 0001334894 · SVP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,434

Underlying: Common Stock · 14,434 shares

Expires 2025-03-07

F3 · security: Nonqualified employee stock options granted under the Issuer's Incentive Plan. One-third of original grant vests annually. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

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March 06, 2018 Filed Mar 8, 2018 22:47 UTC ACCO BRANDS Corp ACCO · Entity 5672 Tax withholdingCommon Stock 7,175 $12.82 $91,983.50
Disclosure

SEC source: 0000712034-18-000030 · wf-form4_152054922550195.xml · nonDerivative · entry 2

Schnaedter Kathy D · CIK 0001334894 · SVP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,121

Read SEC document
March 06, 2018 Filed Mar 8, 2018 22:47 UTC ACCO BRANDS Corp ACCO · Entity 5672 GrantCommon Stock 24,591 $12.82 $315,256.62
Disclosure

SEC source: 0000712034-18-000030 · wf-form4_152054922550195.xml · nonDerivative · entry 1

Schnaedter Kathy D · CIK 0001334894 · SVP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,296

F1 · shares: Reflects the settlement of earned performance stock units ("PSUs") for the PSU (2015-2017) cycle into an equal number of shares of common stock on the transaction date indicated.

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March 04, 2018 Filed Mar 6, 2018 23:51 UTC ACCO BRANDS Corp ACCO · Entity 5672 Exercise / conversionRestricted Stock Units · Derivative 7,402 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000712034-18-000017 · wf-form4_152038028220824.xml · derivative · entry 5

Schnaedter Kathy D · CIK 0001334894 · SVP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,402 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Restricted Stock Units (RSUs) granted under the Issuer's Amended and Restated 2011 Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 4, 2018 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

F2 · derivative.exercise_date: Restricted Stock Units (RSUs) granted under the Issuer's Amended and Restated 2011 Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 4, 2018 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

F2 · derivative.expiration_date: Restricted Stock Units (RSUs) granted under the Issuer's Amended and Restated 2011 Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock on March 4, 2018 provided the Reporting Person remains employed by the Issuer at that time, subject to acceleration as provided in said Plan.

Read SEC document
March 04, 2018 Filed Mar 6, 2018 23:51 UTC ACCO BRANDS Corp ACCO · Entity 5672 Tax withholdingCommon Stock 2,491 $12.65 $31,511.15
Disclosure

SEC source: 0000712034-18-000017 · wf-form4_152038028220824.xml · nonDerivative · entry 2

Schnaedter Kathy D · CIK 0001334894 · SVP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,705

Read SEC document
March 04, 2018 Filed Mar 6, 2018 23:51 UTC ACCO BRANDS Corp ACCO · Entity 5672 Exercise / conversionCommon Stock 7,402 $0.00 $0.00
Disclosure

SEC source: 0000712034-18-000017 · wf-form4_152038028220824.xml · nonDerivative · entry 1

Schnaedter Kathy D · CIK 0001334894 · SVP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2017 Filed Jun 8, 2017 20:42 UTC ACCO BRANDS Corp ACCO · Entity 5672 Exercise / conversionStock Option (right to buy) · Derivative 16,358 $0.00 Strike: $7.51 $0.00
Disclosure

SEC source: 0000712034-17-000065 · wf-form4_149695451647519.xml · derivative · entry 9

Schnaedter Kathy D · CIK 0001334894 · SVP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,178

Underlying: Common Stock · 16,358 shares

Expires 2022-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually beginning on March 4, 2016. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

F5 · derivative.exercise_date: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually beginning on March 4, 2016. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

Read SEC document
June 07, 2017 Filed Jun 8, 2017 20:42 UTC ACCO BRANDS Corp ACCO · Entity 5672 Exercise / conversionStock Option (right to buy) · Derivative 7,000 $0.00 Strike: $8.93 $0.00
Disclosure

SEC source: 0000712034-17-000065 · wf-form4_149695451647519.xml · derivative · entry 8

Schnaedter Kathy D · CIK 0001334894 · SVP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2018-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually beginning on May 18, 2012. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

F4 · derivative.exercise_date: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually beginning on May 18, 2012. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

Read SEC document
June 07, 2017 Filed Jun 8, 2017 20:42 UTC ACCO BRANDS Corp ACCO · Entity 5672 Exercise / conversionStock Option (right to buy) · Derivative 18,434 $0.00 Strike: $6.12 $0.00
Disclosure

SEC source: 0000712034-17-000065 · wf-form4_149695451647519.xml · derivative · entry 7

Schnaedter Kathy D · CIK 0001334894 · SVP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,434 shares

Expires 2021-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually beginning on March 5, 2015. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

F3 · derivative.exercise_date: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually beginning on March 5, 2015. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

Read SEC document
June 07, 2017 Filed Jun 8, 2017 20:42 UTC ACCO BRANDS Corp ACCO · Entity 5672 Exercise / conversionStock Option (right to buy) · Derivative 13,590 $0.00 Strike: $7.64 $0.00
Disclosure

SEC source: 0000712034-17-000065 · wf-form4_149695451647519.xml · derivative · entry 6

Schnaedter Kathy D · CIK 0001334894 · SVP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,590 shares

Expires 2020-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually beginning on February 21, 2014. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

F2 · derivative.exercise_date: Nonqualified employee stock options granted under the Issuer's Amended and Restated 2011 Incentive Plan. One-third of original grant vests annually beginning on February 21, 2014. Options expire seven years from the grant date, if not earlier terminated or exercised in full, subject to acceleration as provided in said Plan.

Read SEC document
June 07, 2017 Filed Jun 8, 2017 20:42 UTC ACCO BRANDS Corp ACCO · Entity 5672 SaleCommon Stock 68,653 $11.26 $773,170.09
Disclosure

SEC source: 0000712034-17-000065 · wf-form4_149695451647519.xml · nonDerivative · entry 5

Schnaedter Kathy D · CIK 0001334894 · SVP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,794

F1 · price: This price reflects the weighted average sale price for the shares, which were sold in multiple transactions at prices that ranged from $11.225 to $11.30. Upon request of the SEC staff, the issuer, or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.

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June 07, 2017 Filed Jun 8, 2017 20:42 UTC ACCO BRANDS Corp ACCO · Entity 5672 Exercise / conversionCommon Stock 16,358 $7.51 $122,848.58
Disclosure

SEC source: 0000712034-17-000065 · wf-form4_149695451647519.xml · nonDerivative · entry 4

Schnaedter Kathy D · CIK 0001334894 · SVP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2017 Filed Jun 8, 2017 20:42 UTC ACCO BRANDS Corp ACCO · Entity 5672 Exercise / conversionCommon Stock 7,000 $8.93 $62,510.00
Disclosure

SEC source: 0000712034-17-000065 · wf-form4_149695451647519.xml · nonDerivative · entry 3

Schnaedter Kathy D · CIK 0001334894 · SVP, Corp Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.