MCWHINNEY DEBORAH D

SEC source: 0001225208-26-004760 · doc4.xml · nonDerivative · entry 2

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,208

F3 · shares: Represents shares acquired pursuant to dividend reinvestments exempt from Section 16 pursuant to Rule 16a-11 and settled upon the vesting of restricted stock awards.

SEC source: 0001225208-26-004760 · doc4.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,125

F1 · shares: Represents a restricted stock award granted on April 29, 2026, that will vest 100% on the first anniversary of the grant date.

F2 · balance_after: Reflects an adjustment to the number of shares beneficially owned after a reconciliation of the Issuer's records regarding the reporting person's exempt transactions.

SEC source: 0001140361-26-000396 · form4.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,847

F1 · kind: Class E common shares issued as compensation for serving as a member of the Board of Trustees of Fortress Net Lease REIT.

F2 · balance_after: The reported amount includes 749 shares acquired pursuant to the Issuer's distribution reinvestment plan, in transactions exempt from Section 16 pursuant to Rule 16a-11.

SEC source: 0001225208-25-004551 · doc4.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,877.8855

F1 · shares: The shares will vest 100% on the first anniversary of the grant date.

F2 · balance_after: The Amount of Securities Beneficially Owned includes shares acquired pursuant to dividend reinvestments exempt from Section 16 pursuant to Rule 16a-11.

SEC source: 0001140361-25-011939 · form4.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,876

F1 · kind: Class E common shares issued as compensation for serving as a member of the Board of Trustees of Fortress Net Lease REIT.

F2 · balance_after: The reported amount includes 158 shares acquired pursuant to the Issuer's distribution reinvestment plan, in transactions exempt from Section 16 pursuant to Rule 16a-11.

SEC source: 0001225208-24-005261 · doc4.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,985.5255

F1 · shares: The shares will vest 100% on the first anniversary of the grant date.

SEC source: 0000064040-24-000036 · wk-form4_1704416109.xml · derivative · entry 2

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 852.78

Underlying: Common Stock · 410.86 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/02/2024.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

SEC source: 0001225208-23-005130 · doc4.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,615.3055

F1 · shares: The shares will vest 100% on the first anniversary of the grant date.

SEC source: 0000064040-23-000040 · wf-form4_167296815533488.xml · derivative · entry 2

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441.92

Underlying: Common Stock · 441.92 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 01/03/2023.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director.

SEC source: 0001225208-22-006262 · doc4.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,237.8355

F1 · shares: The shares will vest 100% on the first anniversary of the grant date.

SEC source: 0001598014-22-000045 · wf-form4_164625797387501.xml · nonDerivative · entry 2

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of November 29, 2020, as amended on January 20, 2021, by and among the issuer, S&P Global Inc. ("S&P Global") and Sapphire Subsidiary, Ltd. (the "Merger Agreement").

F4 · shares: Represents shares underlying equity awards.

F3 · price: Each common share was converted pursuant to the Merger Agreement into the right to receive 0.2838 (the "Exchange Ratio") fully paid and nonassessable shares of common stock, par value $1.00 per share, of S&P Global ("S&P Global Common Stock"), with cash payable in lieu of any fractional shares. Each equity award was converted pursuant to the Merger Agreement into an equivalent award in respect of S&P Global Common Stock based on the Exchange Ratio, with the same terms and conditions as those that applied immediately prior to the consummation of the merger, except that outstanding performance-based restricted stock units were converted based on target performance and all performance-vesting conditions lapsed with respect thereto.

SEC source: 0001598014-22-000045 · wf-form4_164625797387501.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of November 29, 2020, as amended on January 20, 2021, by and among the issuer, S&P Global Inc. ("S&P Global") and Sapphire Subsidiary, Ltd. (the "Merger Agreement").

F2 · shares: Excludes shares underlying equity awards.

F3 · price: Each common share was converted pursuant to the Merger Agreement into the right to receive 0.2838 (the "Exchange Ratio") fully paid and nonassessable shares of common stock, par value $1.00 per share, of S&P Global ("S&P Global Common Stock"), with cash payable in lieu of any fractional shares. Each equity award was converted pursuant to the Merger Agreement into an equivalent award in respect of S&P Global Common Stock based on the Exchange Ratio, with the same terms and conditions as those that applied immediately prior to the consummation of the merger, except that outstanding performance-based restricted stock units were converted based on target performance and all performance-vesting conditions lapsed with respect thereto.

SEC source: 0000899243-22-008797 · doc4.xml · derivative · entry 2

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477

Underlying: Common Stock · 477 shares

Expires not disclosed

F3 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI Common Stock.

F4 · shares: Pursuant to the Merger Agreement, each IHS Markit restricted stock unit was converted into an equivalent restricted stock unit in respect of SPGI's Common Stock based on the Exchange Ratio and rounded up to the nearest whole number of restricted stock units, with the same terms and conditions as those applied immediately prior to the consummation of the merger.

F4 · price: Pursuant to the Merger Agreement, each IHS Markit restricted stock unit was converted into an equivalent restricted stock unit in respect of SPGI's Common Stock based on the Exchange Ratio and rounded up to the nearest whole number of restricted stock units, with the same terms and conditions as those applied immediately prior to the consummation of the merger.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, each IHS Markit restricted stock unit was converted into an equivalent restricted stock unit in respect of SPGI's Common Stock based on the Exchange Ratio and rounded up to the nearest whole number of restricted stock units, with the same terms and conditions as those applied immediately prior to the consummation of the merger.

F4 · derivative.expiration_date: Pursuant to the Merger Agreement, each IHS Markit restricted stock unit was converted into an equivalent restricted stock unit in respect of SPGI's Common Stock based on the Exchange Ratio and rounded up to the nearest whole number of restricted stock units, with the same terms and conditions as those applied immediately prior to the consummation of the merger.

SEC source: 0000899243-22-008797 · doc4.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,736

F1 · kind: Acquired as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of November 29, 2020, as amended on January 20, 2021, by and among IHS Markit Ltd. ("IHS Markit"), S&P Global Inc. ("SPGI") and Sapphire Subsidiary, Ltd. (the "Merger Agreement").

F2 · price: Pursuant to the Merger Agreement, each IHS Markit common share was converted into the right to receive 0.2838 (the "Exchange Ratio") fully paid and nonassessable shares of common stock, par value $1.00 per share, of SPGI Common Stock, with cash payable in lieu of any fractional shares.

SEC source: 0001598014-21-000154 · wf-form4_163977668709926.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,511

F1 · kind: Quarterly award of Deferred Stock Units elected in lieu of cash retainer and granted pursuant to the IHS Markit Ltd. 2014 Equity Incentive Award Plan.

SEC source: 0001598014-21-000127 · wf-form4_163182590370748.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,283

F1 · kind: Quarterly award of Deferred Stock Units elected in lieu of cash retainer and granted pursuant to the IHS Markit Ltd. 2014 Equity Incentive Award Plan.

SEC source: 0001598014-21-000098 · wf-form4_162396197577070.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,037

F1 · kind: Quarterly award of Deferred Stock Units elected in lieu of cash retainer and granted pursuant to the IHS Markit Ltd. 2014 Equity Incentive Award Plan.

SEC source: 0001598014-21-000082 · wf-form4_162042020543732.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,757

F1 · kind: Annual award of restricted stock units granted pursuant to the IHS Markit Ltd. 2014 Equity Incentive Award Plan.

SEC source: 0001225208-21-007282 · doc4.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,119.8255

F1 · shares: The shares will vest 100% on the first anniversary of the grant date.

SEC source: 0001598014-21-000054 · wf-form4_161662057864200.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,077

F1 · kind: Quarterly award of Deferred Stock Units elected in lieu of cash retainer and granted pursuant to the IHS Markit Ltd. 2014 Equity Incentive Award Plan.

F2 · shares: This Form 4 is being filed late due to inadvertent administrative oversight.

SEC source: 0001104659-20-133870 · tm2038172-8_4seq1.xml · derivative · entry 2

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 951

Underlying: Class A Common Stock · 951 shares

Expires not disclosed

F4 · derivative.exercise_price: Unvested common units will, at vesting, become exchangeable, subject to certain restrictions in the Fourth Amended and Restated Operating Agreement of Focus LLC, for (i) an equal number of shares of the Issuer's Class A common stock or, (ii) at the election of the Issuer, cash. The acquisition of the derivative securities was exempt from Section 16 of the Securities Exchange Act of 1934, as amended.

F4 · kind: Unvested common units will, at vesting, become exchangeable, subject to certain restrictions in the Fourth Amended and Restated Operating Agreement of Focus LLC, for (i) an equal number of shares of the Issuer's Class A common stock or, (ii) at the election of the Issuer, cash. The acquisition of the derivative securities was exempt from Section 16 of the Securities Exchange Act of 1934, as amended.

F5 · derivative.exercise_date: These common units will vest in three equal installments on each anniversary of December 7, 2020, subject to the director's continued service.

F5 · derivative.expiration_date: These common units will vest in three equal installments on each anniversary of December 7, 2020, subject to the director's continued service.

SEC source: 0001104659-20-133870 · tm2038172-8_4seq1.xml · derivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,341

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Each incentive unit in Focus Financial Partners, LLC ("Focus LLC") entitles the holder to receive distributions from Focus LLC if the aggregate distributions made by Focus LLC in respect of each common unit in Focus LLC issued and outstanding on or prior to date of the grant of the incentive unit exceeds a specified amount, referred to as the hurdle amount. The hurdle amount is set at the time of grant and typically represents the estimated fair value of a common unit on the date of grant. The figure reflected in column 2 is the hurdle amount assigned to each incentive award. Incentive units do not expire.

F2 · kind: Unvested incentive units will, at vesting, become exchangeable, subject to certain restrictions in the Fourth Amended and Restated Operating Agreement of Focus LLC, for (i) a number of shares of the Issuer's Class A common stock that takes into account the then-current value of the Issuer's Class A common stock and such incentive units' aggregate hurdle amount or, (ii) at the election of the Issuer, cash. The acquisition of the derivative securities was exempt from Section 16 of the Securities Exchange Act of 1934, as amended.

F3 · derivative.exercise_date: These incentive units will vest in three equal installments on each anniversary of December 7, 2020, subject to the director's continued service.

F3 · derivative.expiration_date: These incentive units will vest in three equal installments on each anniversary of December 7, 2020, subject to the director's continued service.

F2 · derivative.underlying_shares: Unvested incentive units will, at vesting, become exchangeable, subject to certain restrictions in the Fourth Amended and Restated Operating Agreement of Focus LLC, for (i) a number of shares of the Issuer's Class A common stock that takes into account the then-current value of the Issuer's Class A common stock and such incentive units' aggregate hurdle amount or, (ii) at the election of the Issuer, cash. The acquisition of the derivative securities was exempt from Section 16 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-20-060385 · doc4.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,633

F1 · shares: Restricted Stock Units that were granted and vested on November 24, 2020.

SEC source: 0001225208-20-006957 · doc4.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,087.0955

F1 · shares: The shares will vest 100% on the first anniversary of the grant date.

SEC source: 0001598014-20-000107 · wf-form4_158741688752075.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,753

F1 · kind: Annual award of restricted stock units granted pursuant to the IHS Markit Ltd. 2014 Equity Incentive Award Plan.

SEC source: 0001104659-19-072589 · a4.xml · derivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,910

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Each incentive unit in Focus Financial Partners, LLC ("Focus LLC") entitles the holder to receive distributions from Focus LLC if the aggregate distributions made by Focus LLC in respect of each common unit in Focus LLC issued and outstanding on or prior to date of the grant of the incentive unit exceeds a specified amount, referred to as the hurdle amount. The hurdle amount is set at the time of grant and typically represents the estimated fair value of a common unit on the date of grant. The figure reflected in column 2 is the hurdle amount assigned to each incentive award. Incentive units do not expire.

F2 · kind: Unvested incentive units will, at vesting, become exchangeable, subject to certain restrictions in the Fourth Amended and Restated Operating Agreement of Focus LLC, for (i) a number of shares of the Issuer's Class A common stock that takes into account the then-current value of the Issuer's Class A common stock and such incentive units' aggregate hurdle amount or, (ii) at the election of the Issuer, cash. The acquisition of the derivative securities was exempt from Section 16 of the Securities Exchange Act of 1934, as amended.

F3 · derivative.exercise_date: These incentive units will vest in three equal installments on each anniversary of December 11, 2019, subject to the director's continued service.

F3 · derivative.expiration_date: These incentive units will vest in three equal installments on each anniversary of December 11, 2019, subject to the director's continued service.

F2 · derivative.underlying_shares: Unvested incentive units will, at vesting, become exchangeable, subject to certain restrictions in the Fourth Amended and Restated Operating Agreement of Focus LLC, for (i) a number of shares of the Issuer's Class A common stock that takes into account the then-current value of the Issuer's Class A common stock and such incentive units' aggregate hurdle amount or, (ii) at the election of the Issuer, cash. The acquisition of the derivative securities was exempt from Section 16 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-19-027759 · doc4.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,553

F1 · shares: Granted as Restricted Stock Units which vested on May 2, 2019. These Restricted Stock Units are subject to a post-vest holding period until May 2, 2022, at which time shares will be issued (unless further deferred by the director pursuant to the Fluor Corporation 409A Director Deferred Compensation Program.)

SEC source: 0000908255-19-000041 · wf-form4_155734422758238.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,668.3755

F1 · shares: The shares will vest 100% on the first anniversary of the grant date.

SEC source: 0001598014-19-000052 · wf-form4_155536120377719.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,945

F1 · kind: Annual award of restricted stock units granted pursuant to the IHS Markit Ltd. 2014 Equity Incentive Award Plan.

SEC source: 0001225208-18-016854 · doc4.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,641.8855

F1 · balance_after: Column 5 reflects the acquisition of 5.8855 shares from the reinvestment of cash dividends.

SEC source: 0001104659-18-074142 · a4.xml · derivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,507

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Each incentive unit in Focus Financial Partners, LLC ("Focus LLC") entitles the holder to receive distributions from Focus LLC if the aggregate distributions made by Focus LLC in respect of each common unit in Focus LLC issued and outstanding on or prior to date of the grant of the incentive unit exceeds a specified amount, referred to as the hurdle amount. The hurdle amount is set at the time of grant and typically represents the estimated fair value of a common unit on the date of grant. The figure reflected in column 2 is the hurdle amount assigned to each incentive award. Incentive units do not expire.

F2 · kind: Unvested incentive units will, at vesting, become exchangeable, subject to certain restrictions in the Fourth Amended and Restated Operating Agreement of Focus LLC, for (i) a number of shares of the Issuer's Class A common stock that takes into account the then-current value of the Issuer's Class A common stock and such incentive units' aggregate hurdle amount or, (ii) at the election of the Issuer, cash. The acquisition of the derivative securities was exempt from Section 16 of the Securities Exchange Act of 1934, as amended.

F2 · derivative.exercise_date: Unvested incentive units will, at vesting, become exchangeable, subject to certain restrictions in the Fourth Amended and Restated Operating Agreement of Focus LLC, for (i) a number of shares of the Issuer's Class A common stock that takes into account the then-current value of the Issuer's Class A common stock and such incentive units' aggregate hurdle amount or, (ii) at the election of the Issuer, cash. The acquisition of the derivative securities was exempt from Section 16 of the Securities Exchange Act of 1934, as amended.

F3 · derivative.exercise_date: These incentive units will vest in four equal installments on each anniversary of December 18, 2018, subject to the director's continued service.

F1 · derivative.expiration_date: Each incentive unit in Focus Financial Partners, LLC ("Focus LLC") entitles the holder to receive distributions from Focus LLC if the aggregate distributions made by Focus LLC in respect of each common unit in Focus LLC issued and outstanding on or prior to date of the grant of the incentive unit exceeds a specified amount, referred to as the hurdle amount. The hurdle amount is set at the time of grant and typically represents the estimated fair value of a common unit on the date of grant. The figure reflected in column 2 is the hurdle amount assigned to each incentive award. Incentive units do not expire.

F2 · derivative.expiration_date: Unvested incentive units will, at vesting, become exchangeable, subject to certain restrictions in the Fourth Amended and Restated Operating Agreement of Focus LLC, for (i) a number of shares of the Issuer's Class A common stock that takes into account the then-current value of the Issuer's Class A common stock and such incentive units' aggregate hurdle amount or, (ii) at the election of the Issuer, cash. The acquisition of the derivative securities was exempt from Section 16 of the Securities Exchange Act of 1934, as amended.

F3 · derivative.expiration_date: These incentive units will vest in four equal installments on each anniversary of December 18, 2018, subject to the director's continued service.

F2 · derivative.underlying_shares: Unvested incentive units will, at vesting, become exchangeable, subject to certain restrictions in the Fourth Amended and Restated Operating Agreement of Focus LLC, for (i) a number of shares of the Issuer's Class A common stock that takes into account the then-current value of the Issuer's Class A common stock and such incentive units' aggregate hurdle amount or, (ii) at the election of the Issuer, cash. The acquisition of the derivative securities was exempt from Section 16 of the Securities Exchange Act of 1934, as amended.

SEC source: 0000905729-18-000174 · ownership.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,215

SEC source: 0001104659-18-048179 · a4.xml · derivative · entry 2

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Each incentive unit in Focus Financial Partners, LLC ("Focus LLC") entitles the holder to receive distributions from Focus LLC if the aggregate distributions made by Focus LLC in respect of each common unit in Focus LLC issued and outstanding on or prior to date of the grant of the incentive unit exceeds a specified amount, referred to as the hurdle amount. The hurdle amount is set at the time of grant and typically represents the estimated fair value of a common unit on the date of grant. The figure reflected in column 2 is the hurdle amount assigned to each incentive award. Incentive units do not expire.

F2 · kind: In connection with the Issuer's initial public offering, on July 30, 2018, the Issuer entered into the Fourth Amended and Restated Operating Agreement of Focus LLC (the "Fourth Amended and Restated Focus LLC Agreement"), pursuant to which unvested incentive units will, at vesting, become exchangeable, subject to certain restrictions in the Fourth Amended and Restated Focus LLC Agreement, for (i) a number of shares of the Issuer's Class A common stock that takes into account the then-current value of the Issuer's Class A common stock and such incentive units' aggregate hurdle amount or, (ii) at the election of the Issuer, cash. The acquisition of the derivative securities resulting from the execution of the Fourth Amended and Restated Focus LLC Agreement was exempt from Section 16 of the Securities Exchange Act of 1934, as amended.

F3 · derivative.exercise_date: These incentive awards will vest in three equal installments on each anniversary of July 25, 2018, subject to the director's continued service.

F3 · derivative.expiration_date: These incentive awards will vest in three equal installments on each anniversary of July 25, 2018, subject to the director's continued service.

F2 · derivative.underlying_shares: In connection with the Issuer's initial public offering, on July 30, 2018, the Issuer entered into the Fourth Amended and Restated Operating Agreement of Focus LLC (the "Fourth Amended and Restated Focus LLC Agreement"), pursuant to which unvested incentive units will, at vesting, become exchangeable, subject to certain restrictions in the Fourth Amended and Restated Focus LLC Agreement, for (i) a number of shares of the Issuer's Class A common stock that takes into account the then-current value of the Issuer's Class A common stock and such incentive units' aggregate hurdle amount or, (ii) at the election of the Issuer, cash. The acquisition of the derivative securities resulting from the execution of the Fourth Amended and Restated Focus LLC Agreement was exempt from Section 16 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001104659-18-048179 · a4.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

SEC source: 0001209191-18-028429 · doc4.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,647

F1 · shares: Granted as Restricted Stock Units which vested on May 3, 2018. These Restricted Stock Units are subject to a post-vest holding period until May 3, 2021, at which time shares will be issued (unless further deferred by the director pursuant to the Fluor Corporation 409A Director Deferred Compensation Program.)

SEC source: 0001598014-18-000072 · wf-form4_152365563247228.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,673

F1 · kind: Annual award of restricted stock units granted pursuant to the IHS Markit Ltd. 2014 Equity Incentive Award Plan.

SEC source: 0001209191-17-030611 · doc4.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,725

F1 · shares: Granted as Restricted Stock Units which will vest on May 1, 2018.

SEC source: 0001598014-17-000079 · wf-form4_149159698103188.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,951

F1 · kind: Annual award of restricted stock units granted pursuant to the IHS Markit Ltd. 2014 Equity Incentive Award Plan.

SEC source: 0001598014-16-000086 · wf-form4_148097257677900.xml · nonDerivative · entry 2

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,658

F2 · kind: Represents shares withheld for taxes upon vesting of previously awarded restricted stock units.

F3 · price: The price reported is the average of the high and low prices of IHS Markit stock on December 1, 2016, the fair market value as defined by the IHS Inc. 2004 Long-Term Incentive Plan.

SEC source: 0001598014-16-000086 · wf-form4_148097257677900.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,844

F1 · kind: Annual award of restricted stock units granted pursuant to the Markit Ltd. 2014 Equity Incentive Award Plan.

SEC source: 0001116722-07-000005 · edgar.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · EVP - Schwab Institutional

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 15,830

F1 · balance_after: As of the date of this reporting, the reporting person also had a direct beneficial ownership interest in 126,389 shares.

SEC source: 0001116722-07-000003 · edgar.xml · nonDerivative · entry 2

MCWHINNEY DEBORAH D · CIK 0001116722 · EVP - Schwab Institutional

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 17,120

F1 · balance_after: As of the date of this report, the reporting person also had a direct beneficial ownership interest in 126,389 shares of company stock.

SEC source: 0001116722-07-000003 · edgar.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · EVP - Schwab Institutional

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 18,241

SEC source: 0001116722-07-000002 · edgar.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · EVP - Schwab Institutional

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 14,999

F1 · balance_after: As of the date of this reporting, the reporting person also had a direct beneficial ownership interest in 130,631 shares.

SEC source: 0001116722-07-000001 · edgar.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · EVP - Schwab Institutional

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,631

F1 · balance_after: As of the date of this report, the reporting person also has an indirect beneficial ownership interest in 15,952 shares held in trust.

SEC source: 0001116722-06-000007 · edgar.xml · derivative · entry 2

MCWHINNEY DEBORAH D · CIK 0001116722 · EVP - Schwab Institutional

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,613

Underlying: Common Stock · 112,613 shares

Expires 2013-10-30

F2 · derivative.exercise_price: Shares under the option have an exercise price of $19.186, which is 106% of the closing price of the company's common stock on the date of grant ($18.10).

F3 · derivative.exercise_date: The option vests 25% on each of the first, second, third, and fourth anniversary of the grant date and has a term of seven years.

SEC source: 0001116722-06-000007 · edgar.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · EVP - Schwab Institutional

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,990

F1 · shares: The award vests in increments of 25% on November 1, 2007, 2008, 2009, and 2010 based on the company achieving a performance target related to return on equity for the one-year performance period ending on the day immediately prior to each vesting date.

SEC source: 0001116722-06-000008 · edgar.xml · derivative · entry 2

MCWHINNEY DEBORAH D · CIK 0001116722 · EVP - Schwab Institutional

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,613

Underlying: Common Stock · 112,613 shares

Expires 2013-10-30

F3 · derivative.exercise_price: Shares under the option have an exercise price of $19.186, which is 106% of the closing price of the company's common stock on the date of grant ($18.10).

F4 · derivative.exercise_date: The option vests 25% on each of the first, second, third, and fourth anniversary of the grant date and has a term of seven years.

SEC source: 0001116722-06-000008 · edgar.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · EVP - Schwab Institutional

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,990

F1 · shares: The award vests in increments of 25% on November 1, 2007, 2008, 2009, and 2010 based on the company achieving a performance target related to return on equity for the one-year performance period ending on the day immediately prior to each vesting date.

F2 · balance_after: The report filed on November 1, 2006 mistakenly failed to state that, as of that filing date, the reporting person also had an indirect beneficial ownership interest in 15,952 shares of company stock held in a trust.

SEC source: 0001116722-06-000005 · edgar.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · EVP - Schwab Institutional

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 15,952

F1 · balance_after: As of the date of this report, the reporting person also had a direct beneficial ownership interest in 98,122 shares of company common stock.