Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Virtu Financial, Inc.VIRT · Entity 3811 | CFO | December 26, 2019 | December 27, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Virtu Financial, Inc.
Report date December 26, 2019 · Filed December 27, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 11,370 |
Ending reported balance
After 2019-12-26 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-12-26 · Exercise / conversion · Acquired 18,527 · Balance 18,527 F1: Shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days prior to and including the grant date of 16.1930. Row 2 · 2019-12-26 · Tax withholding · Disposed 7,157 · Balance 11,370 F2: Shares of Class A common stock withheld by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 213,676 |
Reported balance
After 2019-12-26 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-12-26 · Exercise / conversion · Acquired 27,789 · Balance 213,676 F3: Each Restricted Stock Unit ("RSU") is granted under the Issuer's 2015 Amended and Restated Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F4: The RSUs vest in three equal annual installments on December 26, 2020, December 26, 2021, and December 26, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days prior to and including the grant date of 16.1930.
F2: Shares of Class A common stock withheld by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan.
F3: Each Restricted Stock Unit ("RSU") is granted under the Issuer's 2015 Amended and Restated Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
F4: The RSUs vest in three equal annual installments on December 26, 2020, December 26, 2021, and December 26, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 26, 2019 Filed Dec 27, 2019 23:15 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionRestricted Stock Unit · Derivative | 27,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-013171 · edgar.xml · derivative · entry 3 Ioffe Alexander M. · CIK 0001789928 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,676 Underlying: Class A common stock · 27,789 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is granted under the Issuer's 2015 Amended and Restated Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F4 · derivative.exercise_date: The RSUs vest in three equal annual installments on December 26, 2020, December 26, 2021, and December 26, 2022. F4 · derivative.expiration_date: The RSUs vest in three equal annual installments on December 26, 2020, December 26, 2021, and December 26, 2022. Read SEC document |
| December 26, 2019 Filed Dec 27, 2019 23:15 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Tax withholdingClass A common stock | 7,157 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-013171 · edgar.xml · nonDerivative · entry 2 Ioffe Alexander M. · CIK 0001789928 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,370 F2 · price: Shares of Class A common stock withheld by the Issuer in accordance with the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| December 26, 2019 Filed Dec 27, 2019 23:15 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionClass A common stock | 18,527 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-013171 · edgar.xml · nonDerivative · entry 1 Ioffe Alexander M. · CIK 0001789928 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common stock granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the volume weighted average price of the Issuer's Class A common stock on the three trading days prior to and including the grant date of 16.1930. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 22:46 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | GrantRestricted Stock Unit · Derivative | 185,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-010849 · edgar.xml · derivative · entry 1 Ioffe Alexander M. · CIK 0001789928 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,887 Underlying: Class A Common Stock · 185,887 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F2 · derivative.exercise_date: The RSUs vest in three equal annual installments on September 30, 2020, September 30, 2021, and September 30, 2022. F2 · derivative.expiration_date: The RSUs vest in three equal annual installments on September 30, 2020, September 30, 2021, and September 30, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.