Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Acadian Asset Management Inc.BSIG · Entity 4180 | Director · President and CEO | December 26, 2019 | December 30, 2019 |
| BrightSphere Investment Group plcBSIG · Entity 156504 | Director · President and CEO | December 30, 2018 | January 03, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Acadian Asset Management Inc.
Report date December 26, 2019 · Filed December 30, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 100,001 |
Ending reported balance
After 2019-12-30 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2019-12-26 · Purchase · Acquired 1 · Balance 50,001 Row 2 · 2019-12-27 · Purchase · Acquired 25,000 · Balance 75,001 Row 3 · 2019-12-30 · Purchase · Acquired 25,000 · Balance 100,001 |
BrightSphere Investment Group plc
Report date December 30, 2018 · Filed January 03, 2019 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $12.00 · Expires 2023-12-30 | Direct | 6,900,000 |
Reported balance
After 2018-12-30 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2018-12-30 · Grant · Acquired 6,900,000 · Balance 6,900,000 F1: The purpose of this Amendment is to correct the vesting language previously disclosed in footnote (1) to the Form 4 filed on December 31, 2018. Please see footnote (2) to this Form 4 for the corrected language. F2: On December 30, 2018, the reporting person was granted an option to purchase 6,900,000 ordinary shares of BrightSphere Investment Group plc. The option vests in five equal annual installments of 1,380,000 ordinary shares over a four-year period with the first tranche vesting on the grant date, and the following tranches vesting on each of December 30, 2019, December 30, 2020, December 30, 2021 and December 30, 2022, subject to the reporting person's continued employment with the Company. Upon a change of control of the BrightSphere (as defined in the award agreement), the vesting of one tranche equal to 20% of the option shall accelerate pursuant to the terms of the award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: The purpose of this Amendment is to correct the vesting language previously disclosed in footnote (1) to the Form 4 filed on December 31, 2018. Please see footnote (2) to this Form 4 for the corrected language.
F2: On December 30, 2018, the reporting person was granted an option to purchase 6,900,000 ordinary shares of BrightSphere Investment Group plc. The option vests in five equal annual installments of 1,380,000 ordinary shares over a four-year period with the first tranche vesting on the grant date, and the following tranches vesting on each of December 30, 2019, December 30, 2020, December 30, 2021 and December 30, 2022, subject to the reporting person's continued employment with the Company. Upon a change of control of the BrightSphere (as defined in the award agreement), the vesting of one tranche equal to 20% of the option shall accelerate pursuant to the terms of the award agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 30, 2019 Filed Dec 30, 2019 16:58 UTC | Acadian Asset Management Inc. BSIG · Entity 4180 | PurchaseCommon Stock | 25,000 | $10.10 | $252,500.00 |
DisclosureSEC source: 0001748824-19-000073 · wf-form4_157774309756391.xml · nonDerivative · entry 3 YANG GUANG · CIK 0001708306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,001 Read SEC document |
| December 27, 2019 Filed Dec 30, 2019 16:58 UTC | Acadian Asset Management Inc. BSIG · Entity 4180 | PurchaseCommon Stock | 25,000 | $10.18 | $254,500.00 |
DisclosureSEC source: 0001748824-19-000073 · wf-form4_157774309756391.xml · nonDerivative · entry 2 YANG GUANG · CIK 0001708306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,001 Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 16:58 UTC | Acadian Asset Management Inc. BSIG · Entity 4180 | PurchaseCommon Stock | 1 | $10.10 | $10.10 |
DisclosureSEC source: 0001748824-19-000073 · wf-form4_157774309756391.xml · nonDerivative · entry 1 YANG GUANG · CIK 0001708306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,001 Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 20:39 UTC | Acadian Asset Management Inc. BSIG · Entity 4180 | PurchaseCommon Stock | 50,000 | $9.10 | $455,000.00 |
DisclosureSEC source: 0001748824-19-000048 · wf-form4_156531114639599.xml · nonDerivative · entry 1 YANG GUANG · CIK 0001708306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Read SEC document |
| December 30, 2018 Filed Dec 31, 2018 16:00 UTC | BrightSphere Investment Group plc BSIG · Entity 156504 | GrantEmployee Stock Option · Derivative | 6,900,000 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001611702-18-000096 · wf-form4_154628999557964.xml · derivative · entry 1 YANG GUANG · CIK 0001708306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,900,000 Underlying: Ordinary shares · 6,900,000 shares Expires 2023-12-30 F1 · derivative.exercise_date: On December 30, 2018, the reporting person was granted an option to purchase 6,900,000 ordinary shares of BrightSphere Investment Group plc. The option vests in five equal annual installments of 1,300,000 ordinary shares over a four-year period with the first tranche vesting on the grant date, and the following tranches vesting on each of December 30, 2019, December 30, 2020, December 30, 2021 and December 30, 2022, subject to the reporting person's continued employment with the Company. Upon a change of control of the BrightSphere (as defined in the award agreement), the vesting of one tranche equal to 20% of the option shall accelerate pursuant to the terms of the award agreement. Read SEC document |
| December 30, 2018 Filed Jan 3, 2019 16:20 UTC Amendment | BrightSphere Investment Group plc BSIG · Entity 156504 | GrantEmployee Stock Option · Derivative | 6,900,000 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001611702-19-000004 · wf-form4a_154655035128479.xml · derivative · entry 1 YANG GUANG · CIK 0001708306 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,900,000 Underlying: Ordinary shares · 6,900,000 shares Expires 2023-12-30 F1 · security: The purpose of this Amendment is to correct the vesting language previously disclosed in footnote (1) to the Form 4 filed on December 31, 2018. Please see footnote (2) to this Form 4 for the corrected language. F2 · derivative.exercise_date: On December 30, 2018, the reporting person was granted an option to purchase 6,900,000 ordinary shares of BrightSphere Investment Group plc. The option vests in five equal annual installments of 1,380,000 ordinary shares over a four-year period with the first tranche vesting on the grant date, and the following tranches vesting on each of December 30, 2019, December 30, 2020, December 30, 2021 and December 30, 2022, subject to the reporting person's continued employment with the Company. Upon a change of control of the BrightSphere (as defined in the award agreement), the vesting of one tranche equal to 20% of the option shall accelerate pursuant to the terms of the award agreement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.