Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HUMANA INC
Report date December 31, 2019 · Filed December 31, 2019
Section 16 reporting ended · disclosed 2019-12-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Humana CommonSEC Table I · non-derivative | Direct | 6,339 |
Reported balance
Holding disclosure · report date 2019-12-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 6,339 |
| Humana CommonSEC Table I · non-derivative | Indirect(See Footnote) | 135 |
Reported balance
Holding disclosure · report date 2019-12-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 135 F1: Stock units held for the benefit of reporting person as of November 30, 2019 under the Humana Retirement & Savings Plan including a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, both exempt under Rule 16b-3(c). |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $217.42 · Expires 2024-03-08 | Direct | 12,916 |
Reported balance
Holding disclosure · report date 2019-12-31 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 12,916 F2: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 15,498 options vesting in three annual increments, and 7,749 options fully vest three years from the date of grant. |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $268.47 · Expires 2025-02-19 | Direct | 4,148 |
Reported balance
Holding disclosure · report date 2019-12-31 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 4,148 F3: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21. |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $307.97 · Expires 2026-02-25 | Direct | 5,568 |
Reported balance
Holding disclosure · report date 2019-12-31 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 5,568 F4: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,782 |
Reported balance
Holding disclosure · report date 2019-12-31 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 1,782 F5: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F6: Restricted stock units granted to reporting person on 03/08/2017, 3,564 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,782 shares fully vest three years from the date of grant. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 482 |
Reported balance
Holding disclosure · report date 2019-12-31 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 482 F5: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F7: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 839 |
Reported balance
Holding disclosure · report date 2019-12-31 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 839 F5: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F8: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security | IndirectSee Footnote | 62 |
Reported balance
Holding disclosure · report date 2019-12-31 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 62 F9: Phantom Stock Units held for the benefit of reporting person as of November 30, 2019 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctation due to changes in stock price. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock units held for the benefit of reporting person as of November 30, 2019 under the Humana Retirement & Savings Plan including a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, both exempt under Rule 16b-3(c).
F2: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 15,498 options vesting in three annual increments, and 7,749 options fully vest three years from the date of grant.
F3: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.
F4: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22.
F5: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F6: Restricted stock units granted to reporting person on 03/08/2017, 3,564 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,782 shares fully vest three years from the date of grant.
F7: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.
F8: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.
F9: Phantom Stock Units held for the benefit of reporting person as of November 30, 2019 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctation due to changes in stock price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2017 Filed Dec 19, 2017 18:05 UTC | HUMANA INC HUM · Entity 1429 | Tax withholdingHumana Common | 1,145 | $253.62 | $290,394.90 |
DisclosureSEC source: 0000049071-17-000193 · edgar.xml · nonDerivative · entry 2 LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,422 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 18:05 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 2,280 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-17-000193 · edgar.xml · nonDerivative · entry 1 LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 28, 2017 Filed Jun 29, 2017 18:15 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionOptions · Derivative | 4,971 | $0.00 Strike: $164.65 | $0.00 |
DisclosureSEC source: 0000049071-17-000133 · edgar.xml · derivative · entry 4 LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,364 Underlying: Humana Common · 4,971 shares Expires 2022-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18. F2 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18. Read SEC document |
| June 28, 2017 Filed Jun 29, 2017 18:15 UTC | HUMANA INC HUM · Entity 1429 | SaleHumana Common | 4,971 | $240.00 | $1,193,015.64 |
DisclosureSEC source: 0000049071-17-000133 · edgar.xml · nonDerivative · entry 2 LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,287 Read SEC document |
| June 28, 2017 Filed Jun 29, 2017 18:15 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 4,971 | $164.65 | $818,450.30 |
DisclosureSEC source: 0000049071-17-000133 · edgar.xml · nonDerivative · entry 1 LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,258 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 22:34 UTC | HUMANA INC HUM · Entity 1429 | GrantRestricted Stock Units · Derivative | 5,346 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-17-000077 · edgar.xml · derivative · entry 7 LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,346 Underlying: Humana Common · 5,346 shares Expires not disclosed F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/2017, 3,564 shares vesting in three annual increments, and 1,782 shares fully vest three years from the date of grant. F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/2017, 3,564 shares vesting in three annual increments, and 1,782 shares fully vest three years from the date of grant. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 22:34 UTC | HUMANA INC HUM · Entity 1429 | GrantOptions · Derivative | 23,247 | $0.00 Strike: $217.42 | $0.00 |
DisclosureSEC source: 0000049071-17-000077 · edgar.xml · derivative · entry 5 LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,247 Underlying: Humana Common · 23,247 shares Expires 2024-03-08 F4 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 15,498 options vesting in three annual increments, and 7,749 options fully vest three years from the date of grant. F4 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 15,498 options vesting in three annual increments, and 7,749 options fully vest three years from the date of grant. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 19:53 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionOptions · Derivative | 4,971 | $0.00 Strike: $164.65 | $0.00 |
DisclosureSEC source: 0000049071-17-000047 · edgar.xml · derivative · entry 4 LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,335 Underlying: Humana Common · 4,971 shares Expires 2022-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18. F2 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18. F7 · balance_after: Due to a scrivener's error, the number of options granted to reporting person on 02/24/2015 was erroneously reported as 14,913 as opposed to the correct number of 14,306. This filing reflects the correction of that error. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 19:53 UTC | HUMANA INC HUM · Entity 1429 | SaleHumana Common | 4,971 | $204.81 | $1,018,102.06 |
DisclosureSEC source: 0000049071-17-000047 · edgar.xml · nonDerivative · entry 2 LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,287 Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 19:53 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 4,971 | $164.65 | $818,450.30 |
DisclosureSEC source: 0000049071-17-000047 · edgar.xml · nonDerivative · entry 1 LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,258 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 00:59 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionOptions · Derivative | 4,921 | $0.00 Strike: $167.81 | $0.00 |
DisclosureSEC source: 0000049071-17-000035 · edgar.xml · derivative · entry 12 LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,843 Underlying: Humana Common · 4,921 shares Expires 2023-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19. F5 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 00:59 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionOptions · Derivative | 7,450 | $0.00 Strike: $102.16 | $0.00 |
DisclosureSEC source: 0000049071-17-000035 · edgar.xml · derivative · entry 10 LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Humana Common · 7,450 shares Expires 2021-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17. F3 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 00:59 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionOptions · Derivative | 2,254 | $0.00 Strike: $72.84 | $0.00 |
DisclosureSEC source: 0000049071-17-000035 · edgar.xml · derivative · entry 9 LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Humana Common · 2,254 shares Expires 2020-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Right to buy pursuant to Company's 2003 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16. F2 · derivative.exercise_date: Right to buy pursuant to Company's 2003 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 00:59 UTC | HUMANA INC HUM · Entity 1429 | SaleHumana Common | 26,894 | $205.24 | $5,519,616.98 |
DisclosureSEC source: 0000049071-17-000035 · edgar.xml · nonDerivative · entry 7 LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,289 F12 · price: Shares sold at a prices ranging from $204.870 to $205.7650. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 00:59 UTC | HUMANA INC HUM · Entity 1429 | Tax withholdingHumana Common | 974 | $204.66 | $199,338.84 |
DisclosureSEC source: 0000049071-17-000035 · edgar.xml · nonDerivative · entry 6 LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,183 F11 · price: Price indicated reflects the purchase price for shares exercised under the 2003 Plan using the Fair Market Value on 2/22/2017. The purchase price for shares exercised under the 2011 Plan was determined using the Fair Market Value on 2/21/2017 of $205.24. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 00:59 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 4,921 | $167.81 | $825,768.41 |
DisclosureSEC source: 0000049071-17-000035 · edgar.xml · nonDerivative · entry 5 LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 00:59 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 7,450 | $102.16 | $761,054.75 |
DisclosureSEC source: 0000049071-17-000035 · edgar.xml · nonDerivative · entry 4 LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 00:59 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 2,254 | $72.84 | $164,181.36 |
DisclosureSEC source: 0000049071-17-000035 · edgar.xml · nonDerivative · entry 3 LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,786 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2017 Filed Feb 23, 2017 00:59 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionRestricted Stock Units · Derivative | 2,447 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-17-000035 · edgar.xml · derivative · entry 13 LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Humana Common · 2,447 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 2/18/14, 100% of the award is vesting on 2/18/17. F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 2/18/14, 100% of the award is vesting on 2/18/17. Read SEC document |
| February 18, 2017 Filed Feb 23, 2017 00:59 UTC | HUMANA INC HUM · Entity 1429 | Tax withholdingHumana Common | 3,202 | $205.33 | $657,450.65 |
DisclosureSEC source: 0000049071-17-000035 · edgar.xml · nonDerivative · entry 2 LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,532 Read SEC document |
| February 18, 2017 Filed Feb 23, 2017 00:59 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 7,889 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-17-000035 · edgar.xml · nonDerivative · entry 1 LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,734 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · shares: Includes both time based (2,447) and performance based (5,442) restricted stock units that vested on 2/18/17. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 20:21 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionRestricted Stock Units · Derivative | 1,092 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-16-000200 · edgar.xml · derivative · entry 9 LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,186 Underlying: Humana Common · 1,092 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18. F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 20:21 UTC | HUMANA INC HUM · Entity 1429 | Tax withholdingHumana Common | 548 | $206.60 | $113,214.06 |
DisclosureSEC source: 0000049071-16-000200 · edgar.xml · nonDerivative · entry 2 LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,845 Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 20:21 UTC | HUMANA INC HUM · Entity 1429 | Exercise / conversionHumana Common | 1,092 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-16-000200 · edgar.xml · nonDerivative · entry 1 LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,393 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.