TapewireFind a company

person · Reporting owner

LeClaire Brian P.

Disclosed activity across 1 company

Tapewire entity
152813
SEC CIK
0001528285

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HUMANA INC

Report date December 31, 2019 · Filed December 31, 2019

Section 16 reporting ended · disclosed 2019-12-31. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Humana CommonSEC Table I · non-derivativeDirect6,339 Reported balance Holding disclosure · report date 2019-12-31 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 6,339

Humana CommonSEC Table I · non-derivativeIndirect(See Footnote)135 Reported balance Holding disclosure · report date 2019-12-31 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 135

F1: Stock units held for the benefit of reporting person as of November 30, 2019 under the Humana Retirement & Savings Plan including a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, both exempt under Rule 16b-3(c).

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $217.42 · Expires 2024-03-08Direct12,916 Reported balance Holding disclosure · report date 2019-12-31 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 12,916

F2: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 15,498 options vesting in three annual increments, and 7,749 options fully vest three years from the date of grant.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $268.47 · Expires 2025-02-19Direct4,148 Reported balance Holding disclosure · report date 2019-12-31 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 4,148

F3: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $307.97 · Expires 2026-02-25Direct5,568 Reported balance Holding disclosure · report date 2019-12-31 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 5,568

F4: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,782 Reported balance Holding disclosure · report date 2019-12-31 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 1,782

F5: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6: Restricted stock units granted to reporting person on 03/08/2017, 3,564 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,782 shares fully vest three years from the date of grant.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect482 Reported balance Holding disclosure · report date 2019-12-31 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 482

F5: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect839 Reported balance Holding disclosure · report date 2019-12-31 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 839

F5: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.

Phantom Stock UnitsSEC Table II · derivative / convertible securityIndirectSee Footnote62 Reported balance Holding disclosure · report date 2019-12-31 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 62

F9: Phantom Stock Units held for the benefit of reporting person as of November 30, 2019 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctation due to changes in stock price.

Filing footnotes · ownership attribution and instrument terms

F1: Stock units held for the benefit of reporting person as of November 30, 2019 under the Humana Retirement & Savings Plan including a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, both exempt under Rule 16b-3(c).

F2: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 15,498 options vesting in three annual increments, and 7,749 options fully vest three years from the date of grant.

F3: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.

F4: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22.

F5: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6: Restricted stock units granted to reporting person on 03/08/2017, 3,564 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,782 shares fully vest three years from the date of grant.

F7: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

F8: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.

F9: Phantom Stock Units held for the benefit of reporting person as of November 30, 2019 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctation due to changes in stock price.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 16, 2019 Filed Dec 17, 2019 21:34 UTC HUMANA INC HUM · Entity 1429 GiftHumana Common 1,489 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000138 · edgar.xml · nonDerivative · entry 8

LeClaire Brian P. · CIK 0001528285 · Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,339

F11 · price: Transaction reported represents a gift/charitable donation effective December 16, 2019 , in which no value was received in return.

Read SEC document
December 16, 2019 Filed Dec 17, 2019 21:34 UTC HUMANA INC HUM · Entity 1429 SaleHumana Common 1,266 $359.64 $455,309.30
Disclosure

SEC source: 0000049071-19-000138 · edgar.xml · nonDerivative · entry 7

LeClaire Brian P. · CIK 0001528285 · Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,828

F10 · price: All shares sold at reported price.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 21:34 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 419 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000138 · edgar.xml · derivative · entry 15

LeClaire Brian P. · CIK 0001528285 · Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 839

Underlying: Humana Common · 419 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 21:34 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 481 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000138 · edgar.xml · derivative · entry 14

LeClaire Brian P. · CIK 0001528285 · Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482

Underlying: Humana Common · 481 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 21:34 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 1,189 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000138 · edgar.xml · derivative · entry 13

LeClaire Brian P. · CIK 0001528285 · Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,782

Underlying: Humana Common · 1,189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/2017, 3,564 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,782 shares fully vest three years from the date of grant.

F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/2017, 3,564 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,782 shares fully vest three years from the date of grant.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 21:34 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 165 $350.41 $57,817.65
Disclosure

SEC source: 0000049071-19-000138 · edgar.xml · nonDerivative · entry 6

LeClaire Brian P. · CIK 0001528285 · Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,094

Read SEC document
December 15, 2019 Filed Dec 17, 2019 21:34 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 419 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000138 · edgar.xml · nonDerivative · entry 5

LeClaire Brian P. · CIK 0001528285 · Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 21:34 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 190 $350.41 $66,577.90
Disclosure

SEC source: 0000049071-19-000138 · edgar.xml · nonDerivative · entry 4

LeClaire Brian P. · CIK 0001528285 · Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,840

Read SEC document
December 15, 2019 Filed Dec 17, 2019 21:34 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 481 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000138 · edgar.xml · nonDerivative · entry 3

LeClaire Brian P. · CIK 0001528285 · Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 21:34 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 468 $350.41 $163,991.88
Disclosure

SEC source: 0000049071-19-000138 · edgar.xml · nonDerivative · entry 2

LeClaire Brian P. · CIK 0001528285 · Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,549

Read SEC document
December 15, 2019 Filed Dec 17, 2019 21:34 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 1,189 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000138 · edgar.xml · nonDerivative · entry 1

LeClaire Brian P. · CIK 0001528285 · Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2019 Filed Aug 26, 2019 18:58 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionOptions · Derivative 2,073 $0.00 Strike: $268.47 $0.00
Disclosure

SEC source: 0000049071-19-000089 · edgar.xml · derivative · entry 6

LeClaire Brian P. · CIK 0001528285 · Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,148

Underlying: Humana Common · 2,073 shares

Expires 2025-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.

F3 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.

Read SEC document
August 22, 2019 Filed Aug 26, 2019 18:58 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionOptions · Derivative 5,166 $0.00 Strike: $217.42 $0.00
Disclosure

SEC source: 0000049071-19-000089 · edgar.xml · derivative · entry 5

LeClaire Brian P. · CIK 0001528285 · Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,916

Underlying: Humana Common · 5,166 shares

Expires 2024-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 15,498 options vesting in three annual increments, and 7,749 options fully vest three years from the date of grant.

F2 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 15,498 options vesting in three annual increments, and 7,749 options fully vest three years from the date of grant.

Read SEC document
August 22, 2019 Filed Aug 26, 2019 18:58 UTC HUMANA INC HUM · Entity 1429 SaleHumana Common 7,239 $289.70 $2,097,145.54
Disclosure

SEC source: 0000049071-19-000089 · edgar.xml · nonDerivative · entry 3

LeClaire Brian P. · CIK 0001528285 · Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,828

F10 · price: Shares sold at prices ranging from $288.86 to $291.18. Price reported is weighted average sales price.

Read SEC document
August 22, 2019 Filed Aug 26, 2019 18:58 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 2,073 $268.47 $556,538.31
Disclosure

SEC source: 0000049071-19-000089 · edgar.xml · nonDerivative · entry 2

LeClaire Brian P. · CIK 0001528285 · Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2019 Filed Aug 26, 2019 18:58 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 5,166 $217.42 $1,123,165.89
Disclosure

SEC source: 0000049071-19-000089 · edgar.xml · nonDerivative · entry 1

LeClaire Brian P. · CIK 0001528285 · Strategic Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2019 Filed Mar 1, 2019 23:26 UTC HUMANA INC HUM · Entity 1429 GrantRestricted Stock Units · Derivative 1,258 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000036 · edgar.xml · derivative · entry 8

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,258

Underlying: Humana Common · 1,258 shares

Expires not disclosed

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.

Read SEC document
February 25, 2019 Filed Mar 1, 2019 23:26 UTC HUMANA INC HUM · Entity 1429 GrantOptions · Derivative 5,568 $0.00 Strike: $307.97 $0.00
Disclosure

SEC source: 0000049071-19-000036 · edgar.xml · derivative · entry 5

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,568

Underlying: Humana Common · 5,568 shares

Expires 2026-02-25

F4 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22.

F4 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:06 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionOptions · Derivative 4,922 $0.00 Strike: $167.81 $0.00
Disclosure

SEC source: 0000049071-19-000021 · edgar.xml · derivative · entry 6

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 4,922 shares

Expires 2023-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19.

F2 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:06 UTC HUMANA INC HUM · Entity 1429 SaleHumana Common 4,327 $308.06 $1,332,980.81
Disclosure

SEC source: 0000049071-19-000021 · edgar.xml · nonDerivative · entry 4

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,828

F10 · price: All shares sold at price of $308.0612.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:06 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 4,327 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000021 · edgar.xml · nonDerivative · entry 3

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:06 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 325 $307.22 $99,844.88
Disclosure

SEC source: 0000049071-19-000021 · edgar.xml · nonDerivative · entry 2

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,828

F9 · price: Shares swapped for payment of purchase price on stock option exercise using fair market value on February 15, 2019 pursuant to Humana Inc's 2011 Stock Incentive Plan.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:06 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 595 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000021 · edgar.xml · nonDerivative · entry 1

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2018 Filed Dec 18, 2018 21:38 UTC HUMANA INC HUM · Entity 1429 SaleHumana Common 1,474 $299.29 $441,153.02
Disclosure

SEC source: 0000049071-18-000151 · edgar.xml · nonDerivative · entry 7

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,558

F10 · price: All shares sold at price of $299.2897.

F11 · balance_after: Due to scrivener's error, the total shares are updated from a transposition in beneficial shares owned in previous filing.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:38 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 480 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000151 · edgar.xml · derivative · entry 14

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 963

Underlying: Humana Common · 480 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:38 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 1,188 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000151 · edgar.xml · derivative · entry 13

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,971

Underlying: Humana Common · 1,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/2017, 3,564 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,782 shares fully vest three years from the date of grant.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/2017, 3,564 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,782 shares fully vest three years from the date of grant.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:38 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 1,093 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000151 · edgar.xml · derivative · entry 12

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 1,093 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.

F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:38 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 224 $304.05 $68,106.08
Disclosure

SEC source: 0000049071-18-000151 · edgar.xml · nonDerivative · entry 6

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,032

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:38 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 480 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000151 · edgar.xml · nonDerivative · entry 5

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:38 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 554 $304.05 $168,440.93
Disclosure

SEC source: 0000049071-18-000151 · edgar.xml · nonDerivative · entry 4

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,776

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:38 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 1,188 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000151 · edgar.xml · nonDerivative · entry 3

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:38 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 509 $304.05 $154,758.91
Disclosure

SEC source: 0000049071-18-000151 · edgar.xml · nonDerivative · entry 2

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,142

Read SEC document
December 15, 2018 Filed Dec 18, 2018 21:38 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 1,093 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000151 · edgar.xml · nonDerivative · entry 1

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 19:14 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionOptions · Derivative 5,165 $0.00 Strike: $217.42 $0.00
Disclosure

SEC source: 0000049071-18-000085 · edgar.xml · derivative · entry 5

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,082

Underlying: Humana Common · 5,165 shares

Expires 2024-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 15,498 options vesting in three annual increments, and 7,749 options fully vest three years from the date of grant.

F3 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 15,498 options vesting in three annual increments, and 7,749 options fully vest three years from the date of grant.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 19:14 UTC HUMANA INC HUM · Entity 1429 SaleHumana Common 5,165 $306.15 $1,581,246.67
Disclosure

SEC source: 0000049071-18-000085 · edgar.xml · nonDerivative · entry 2

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,703

F10 · price: Shares sold at price of $306.1465.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 19:14 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 5,165 $217.42 $1,122,948.48
Disclosure

SEC source: 0000049071-18-000085 · edgar.xml · nonDerivative · entry 1

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2018 Filed Feb 27, 2018 23:39 UTC HUMANA INC HUM · Entity 1429 GiftHumana Common 120 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000044 · edgar.xml · nonDerivative · entry 7

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,703

F14 · price: This transaction represents a gift/charitable donation effective February 27, 2018. This is not a market transaction and no value was received in return for the shares.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 23:39 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionOptions · Derivative 4,921 $0.00 Strike: $167.81 $0.00
Disclosure

SEC source: 0000049071-18-000044 · edgar.xml · derivative · entry 10

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,922

Underlying: Humana Common · 4,921 shares

Expires 2023-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19.

F3 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 23:39 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionOptions · Derivative 4,971 $0.00 Strike: $164.65 $0.00
Disclosure

SEC source: 0000049071-18-000044 · edgar.xml · derivative · entry 9

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 4,971 shares

Expires 2022-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.

F2 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.

F15 · derivative.underlying_shares: The number of Options (14,913) granted on 2/24/15 was correct. Due to scrivener's error, it was changed on 2/24/17 to 14,306. This was a difference of 607 shares that should have remained in Table II for the reporting person.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 23:39 UTC HUMANA INC HUM · Entity 1429 SaleHumana Common 12,719 $274.68 $3,493,635.84
Disclosure

SEC source: 0000049071-18-000044 · edgar.xml · nonDerivative · entry 6

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,823

F13 · price: Shares sold at prices ranging from $274.31 to $274.986. Price reported is weighted average sales price.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 23:39 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 4,921 $167.81 $825,768.41
Disclosure

SEC source: 0000049071-18-000044 · edgar.xml · nonDerivative · entry 5

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 23:39 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 372 $269.31 $100,183.32
Disclosure

SEC source: 0000049071-18-000044 · edgar.xml · nonDerivative · entry 4

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,621

F12 · price: Shares swapped for payment of purchase price on incentive stock option exercise using fair market value on February 23, 2018 pursuant to Humana Inc's 2011 Stock Incentive Plan.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 23:39 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 4,971 $164.65 $818,450.30
Disclosure

SEC source: 0000049071-18-000044 · edgar.xml · nonDerivative · entry 3

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 23:39 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 1,040 $269.31 $280,082.40
Disclosure

SEC source: 0000049071-18-000044 · edgar.xml · nonDerivative · entry 2

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,022

Read SEC document
February 24, 2018 Filed Feb 27, 2018 23:39 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 3,174 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000044 · edgar.xml · nonDerivative · entry 1

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · shares: Includes Performance Stock Units that vested on 2/24/18.

Read SEC document
February 19, 2018 Filed Feb 21, 2018 19:53 UTC HUMANA INC HUM · Entity 1429 GrantRestricted Stock Units · Derivative 1,443 $0.00 $0.00
Disclosure

SEC source: 0000049071-18-000025 · edgar.xml · derivative · entry 9

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,443

Underlying: Humana Common · 1,443 shares

Expires not disclosed

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

F9 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

Read SEC document
February 19, 2018 Filed Feb 21, 2018 19:53 UTC HUMANA INC HUM · Entity 1429 GrantOptions · Derivative 6,221 $0.00 Strike: $268.47 $0.00
Disclosure

SEC source: 0000049071-18-000025 · edgar.xml · derivative · entry 6

LeClaire Brian P. · CIK 0001528285 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,221

Underlying: Humana Common · 6,221 shares

Expires 2025-02-19

F5 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.

F5 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 14:19 UTC HUMANA INC HUM · Entity 1429 SaleHumana Common 1,679 $245.97 $412,975.24
Disclosure

SEC source: 0000049071-17-000196 · edgar.xml · nonDerivative · entry 1

LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,888

F9 · price: Shares sold at a price of $245.965

Read SEC document
December 15, 2017 Filed Dec 19, 2017 18:05 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 1,187 $0.00 $0.00
Disclosure

SEC source: 0000049071-17-000193 · edgar.xml · derivative · entry 8

LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,159

Underlying: Humana Common · 1,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/2017, 3,564 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,782 shares fully vest three years from the date of grant.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/2017, 3,564 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,782 shares fully vest three years from the date of grant.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 18:05 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 1,093 $0.00 $0.00
Disclosure

SEC source: 0000049071-17-000193 · edgar.xml · derivative · entry 7

LeClaire Brian P. · CIK 0001528285 · SVP & Chief Information Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,093

Underlying: Humana Common · 1,093 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.

F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/17, and 12/15/18.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.