Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | Director | May 02, 2011 | May 04, 2011 |
| KLDiscovery Inc.KLD · Entity 138111 | Director | December 19, 2019 | December 23, 2019 |
| LOCKHEED MARTIN CORPLMT · Entity 2882 | Director | February 15, 2024 | February 21, 2024 |
| Vistance Networks, Inc.COMM · Entity 4717 | Director | May 08, 2020 | May 12, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date May 02, 2011 · Filed May 04, 2011
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Share Equivalent UnitsSEC Table II · derivative / convertible security | Direct | 27,578.999 |
Reported balance
After 2011-05-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2011-05-02 · Grant · Acquired 3,024.498 · Balance 27,578.999 F1: The Share Equivalent Units convert into common stock on a one-for-one basis. F2: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3: The Share Equivalent Units are convertible immediately and have no expiration date. F4: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: The Share Equivalent Units convert into common stock on a one-for-one basis.
F2: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.
F3: The Share Equivalent Units are convertible immediately and have no expiration date.
F4: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.
KLDiscovery Inc.
Report date December 19, 2019 · Filed December 23, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 490,852 |
Reported balance
After 2019-12-19 transaction · row 1
1 source rowRow 1 · 2019-12-19 · Grant · Acquired 490,852 · Balance 490,852 F1: Pursuant to the consummation of the business combination of Pivotal Acquisition Corp. ("Pivotal") and LD Topco, Inc. (the "Company"), each share of the Company common stock was automatically converted into the right to receive a pro rata portion of Pivotal's Class A common stock (the "Common Stock"). |
| Contingent SharesSEC Table II · derivative / convertible security | Direct | 31,031 |
Reported balance
After 2019-12-19 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-12-19 · Grant · Acquired 31,031 · Balance 31,031 F2: Represents shares that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations or other similar actions) for any consecutive 20 trading days during the five year period following the consummation of the business combination. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the consummation of the business combination of Pivotal Acquisition Corp. ("Pivotal") and LD Topco, Inc. (the "Company"), each share of the Company common stock was automatically converted into the right to receive a pro rata portion of Pivotal's Class A common stock (the "Common Stock").
F2: Represents shares that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations or other similar actions) for any consecutive 20 trading days during the five year period following the consummation of the business combination.
LOCKHEED MARTIN CORP
Report date February 15, 2024 · Filed February 21, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | IndirectLockheed Martin Directors Equity Plan | 6,580.5427 |
Reported balance
After 2024-02-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-02-15 · Grant · Acquired 401.7773 · Balance 6,580.5427 F1: Phantom stock units convert to common stock on a one-for-one basis. F2: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $423.12 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F3: Holdings as of reportable transaction date include additional acquisitions through dividend reinvestment. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to common stock on a one-for-one basis.
F2: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $423.12 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.
F3: Holdings as of reportable transaction date include additional acquisitions through dividend reinvestment.
Vistance Networks, Inc.
Report date May 08, 2020 · Filed May 12, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,955 |
Reported balance
After 2020-05-08 transaction · row 1
1 source rowRow 1 · 2020-05-08 · Grant · Acquired 16,100 · Balance 27,955 F1: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) May 8, 2021; and (ii) the date of the issuer's 2021 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) May 8, 2021; and (ii) the date of the issuer's 2021 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 23, 2005 Filed Mar 24, 2005 20:37 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 3,000 | $44.91 | $134,718.00 |
DisclosureSEC source: 0000004962-05-000091 · doc4.xml · nonDerivative · entry 1 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,738 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 26, 2004 Filed Apr 28, 2004 15:54 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 2,225 | $0.00 | $0.00 |
DisclosureSEC source: 0000004962-04-000114 · doc4.xml · derivative · entry 2 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,231.33 Underlying: Common Shares · 2,225 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. F4 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. Read SEC document |
| January 27, 2004 Filed Jan 28, 2004 17:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionDirector Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $40.63 | $0.00 |
DisclosureSEC source: 0000004962-04-000037 · doc4.xml · derivative · entry 4 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Shares · 2,000 shares Expires 2011-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| January 27, 2004 Filed Jan 28, 2004 17:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionDirector Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $34.17 | $0.00 |
DisclosureSEC source: 0000004962-04-000037 · doc4.xml · derivative · entry 3 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 3,000 shares Expires 2008-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| January 27, 2004 Filed Jan 28, 2004 17:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 2,000 | $40.63 | $81,260.00 |
DisclosureSEC source: 0000004962-04-000037 · doc4.xml · nonDerivative · entry 2 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,699.969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2004 Filed Jan 28, 2004 17:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 3,000 | $34.17 | $102,501.00 |
DisclosureSEC source: 0000004962-04-000037 · doc4.xml · nonDerivative · entry 1 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,699.969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.