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AKERSON DANIEL F

Disclosed activity across 4 companies

Tapewire entity
15278
SEC CIK
0001209431

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMERICAN EXPRESS COAXP · Entity 2839DirectorMay 02, 2011May 04, 2011
KLDiscovery Inc.KLD · Entity 138111DirectorDecember 19, 2019December 23, 2019
LOCKHEED MARTIN CORPLMT · Entity 2882DirectorFebruary 15, 2024February 21, 2024
Vistance Networks, Inc.COMM · Entity 4717DirectorMay 08, 2020May 12, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMERICAN EXPRESS CO

Report date May 02, 2011 · Filed May 04, 2011

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Share Equivalent UnitsSEC Table II · derivative / convertible securityDirect27,578.999 Reported balance After 2011-05-02 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2011-05-02 · Grant · Acquired 3,024.498 · Balance 27,578.999

F1: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3: The Share Equivalent Units are convertible immediately and have no expiration date.

F4: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Filing footnotes · ownership attribution and instrument terms

F1: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3: The Share Equivalent Units are convertible immediately and have no expiration date.

F4: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

KLDiscovery Inc.

Report date December 19, 2019 · Filed December 23, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect490,852 Reported balance After 2019-12-19 transaction · row 1
1 source row

Row 1 · 2019-12-19 · Grant · Acquired 490,852 · Balance 490,852

F1: Pursuant to the consummation of the business combination of Pivotal Acquisition Corp. ("Pivotal") and LD Topco, Inc. (the "Company"), each share of the Company common stock was automatically converted into the right to receive a pro rata portion of Pivotal's Class A common stock (the "Common Stock").

Contingent SharesSEC Table II · derivative / convertible securityDirect31,031 Reported balance After 2019-12-19 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-12-19 · Grant · Acquired 31,031 · Balance 31,031

F2: Represents shares that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations or other similar actions) for any consecutive 20 trading days during the five year period following the consummation of the business combination.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the consummation of the business combination of Pivotal Acquisition Corp. ("Pivotal") and LD Topco, Inc. (the "Company"), each share of the Company common stock was automatically converted into the right to receive a pro rata portion of Pivotal's Class A common stock (the "Common Stock").

F2: Represents shares that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations or other similar actions) for any consecutive 20 trading days during the five year period following the consummation of the business combination.

LOCKHEED MARTIN CORP

Report date February 15, 2024 · Filed February 21, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible securityIndirectLockheed Martin Directors Equity Plan6,580.5427 Reported balance After 2024-02-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-02-15 · Grant · Acquired 401.7773 · Balance 6,580.5427

F1: Phantom stock units convert to common stock on a one-for-one basis.

F2: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $423.12 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

F3: Holdings as of reportable transaction date include additional acquisitions through dividend reinvestment.

Filing footnotes · ownership attribution and instrument terms

F1: Phantom stock units convert to common stock on a one-for-one basis.

F2: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $423.12 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

F3: Holdings as of reportable transaction date include additional acquisitions through dividend reinvestment.

Vistance Networks, Inc.

Report date May 08, 2020 · Filed May 12, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect27,955 Reported balance After 2020-05-08 transaction · row 1
1 source row

Row 1 · 2020-05-08 · Grant · Acquired 16,100 · Balance 27,955

F1: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) May 8, 2021; and (ii) the date of the issuer's 2021 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) May 8, 2021; and (ii) the date of the issuer's 2021 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2024 Filed Feb 21, 2024 00:02 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantPhantom Stock Units · Derivative 401.7773 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-24-002545 · doc4.xml · derivative · entry 1

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Lockheed Martin Directors Equity Plan

Disclosed balance after: 6,580.5427

Underlying: Common Stock · 401.7773 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to common stock on a one-for-one basis.

F2 · price: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $423.12 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

F2 · derivative.exercise_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $423.12 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

F2 · derivative.expiration_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $423.12 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

F3 · balance_after: Holdings as of reportable transaction date include additional acquisitions through dividend reinvestment.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:42 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantPhantom Stock Units · Derivative 353.7908 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-23-002245 · doc4.xml · derivative · entry 1

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Lockheed Martin Directors Equity Plan

Disclosed balance after: 6,014.3881

Underlying: Common Stock · 353.7908 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Lockheed Martin Corporation common stock.

F2 · price: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $480.51 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

F2 · derivative.exercise_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $480.51 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

F2 · derivative.expiration_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $480.51 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

F3 · balance_after: End of period holdings include additional acquisitions through dividend reinvestment.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 23:09 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantPhantom Stock Units · Derivative 417.5982 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-22-001326 · doc4.xml · derivative · entry 1

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Lockheed Martin Directors Equity Plan

Disclosed balance after: 5,516.8847

Underlying: Common Stock · 417.5982 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Lockheed Martin Corporation common stock.

F2 · price: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $389.13 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

F2 · derivative.exercise_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $389.13 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

F2 · derivative.expiration_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $389.13 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

F3 · balance_after: End of period holdings include additional acquisitions through dividend reinvestment.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:23 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantPhantom Stock Units · Derivative 501.4968 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-21-001590 · doc4.xml · derivative · entry 1

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Lockheed Martin Directors Equity Plan

Disclosed balance after: 4,952.2443

Underlying: Common Stock · 501.4968 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Lockheed Martin Corporation common stock.

F2 · price: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $324.03 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

F2 · derivative.exercise_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $324.03 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

F2 · derivative.expiration_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $324.03 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

F3 · balance_after: End of period holdings include additional acquisitions through dividend reinvestment.

Read SEC document
December 22, 2020 Filed Mar 2, 2021 02:55 UTC Amendment LOCKHEED MARTIN CORP LMT · Entity 2882 OtherCommon Stock 3 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004112 · doc4a.xml · nonDerivative · entry 1

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3

F1 · price: This amendment is filed to report the reporting person's acquisition of beneficial ownership of three shares owned by his spouse upon his marriage to his spouse on December 22, 2020. On February 3, 2021, the reporting person filed a Form 4 which reported the acquisition of phantom stock units by the reporting person on Table II, which inadvertently did not reflect the acquisition of beneficial ownership of these shares of common stock.

F1 · balance_after: This amendment is filed to report the reporting person's acquisition of beneficial ownership of three shares owned by his spouse upon his marriage to his spouse on December 22, 2020. On February 3, 2021, the reporting person filed a Form 4 which reported the acquisition of phantom stock units by the reporting person on Table II, which inadvertently did not reflect the acquisition of beneficial ownership of these shares of common stock.

Read SEC document
May 08, 2020 Filed May 12, 2020 16:15 UTC Vistance Networks, Inc. COMM · Entity 4717 GrantCommon Stock 16,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-028486 · doc4.xml · nonDerivative · entry 1

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,955

F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) May 8, 2021; and (ii) the date of the issuer's 2021 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 23:17 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantPhantom Stock Units · Derivative 372.7919 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-20-001510 · doc4.xml · derivative · entry 1

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Lockheed Martin Directors Equity Plan

Disclosed balance after: 4,331.6779

Underlying: Common Stock · 372.7919 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Lockheed Martin Corporation common stock.

F2 · price: In accordance with the Amended and Restated Lockheed Martin Corporation Directors' Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $435.90 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

F2 · derivative.exercise_date: In accordance with the Amended and Restated Lockheed Martin Corporation Directors' Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $435.90 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

F2 · derivative.expiration_date: In accordance with the Amended and Restated Lockheed Martin Corporation Directors' Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $435.90 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

F3 · balance_after: End of period holdings include additional acquisitions through dividend reinvestment.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 16:17 UTC KLDiscovery Inc. KLD · Entity 138111 GrantContingent Shares · Derivative 31,031 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-029952 · doc4.xml · derivative · entry 2

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,031

Underlying: Common Stock · 31,031 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents shares that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations or other similar actions) for any consecutive 20 trading days during the five year period following the consummation of the business combination.

F2 · price: Represents shares that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations or other similar actions) for any consecutive 20 trading days during the five year period following the consummation of the business combination.

F2 · derivative.exercise_date: Represents shares that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations or other similar actions) for any consecutive 20 trading days during the five year period following the consummation of the business combination.

F2 · derivative.expiration_date: Represents shares that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations or other similar actions) for any consecutive 20 trading days during the five year period following the consummation of the business combination.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 16:17 UTC KLDiscovery Inc. KLD · Entity 138111 GrantCommon Stock 490,852 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-029952 · doc4.xml · nonDerivative · entry 1

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,852

F1 · shares: Pursuant to the consummation of the business combination of Pivotal Acquisition Corp. ("Pivotal") and LD Topco, Inc. (the "Company"), each share of the Company common stock was automatically converted into the right to receive a pro rata portion of Pivotal's Class A common stock (the "Common Stock").

F1 · price: Pursuant to the consummation of the business combination of Pivotal Acquisition Corp. ("Pivotal") and LD Topco, Inc. (the "Company"), each share of the Company common stock was automatically converted into the right to receive a pro rata portion of Pivotal's Class A common stock (the "Common Stock").

Read SEC document
June 21, 2019 Filed Jun 25, 2019 16:23 UTC Vistance Networks, Inc. COMM · Entity 4717 GrantCommon Stock 11,242 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-038916 · doc4.xml · nonDerivative · entry 1

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,855

F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) June 21, 2020; and (ii) the date of the issuer's 2020 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date.

Read SEC document
April 04, 2019 Filed Apr 8, 2019 16:44 UTC Vistance Networks, Inc. COMM · Entity 4717 GrantCommon Stock 613 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023977 · doc4.xml · nonDerivative · entry 1

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613

F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which will vest on May 4, 2019, subject to the director's continued membership on the Board of Directors on such date.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 21:15 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantPhantom Stock Units · Derivative 535.0547 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-19-001734 · doc4.xml · derivative · entry 3

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Lockheed Martin Directors Equity Plan

Disclosed balance after: 3,860.8662

Underlying: Common Stock · 535.0547 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert on a 1-for-1 basis.

F2 · price: In accordance with the Lockheed Martin Corporation Directors' Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $289.69 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have payment begin on March 30 following vesting of the award.

F2 · derivative.exercise_date: In accordance with the Lockheed Martin Corporation Directors' Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $289.69 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have payment begin on March 30 following vesting of the award.

F2 · derivative.expiration_date: In accordance with the Lockheed Martin Corporation Directors' Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $289.69 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have payment begin on March 30 following vesting of the award.

F3 · balance_after: End of period holdings include additional acquisitions through dividend reinvestment.

Read SEC document
March 27, 2018 Filed Feb 4, 2019 21:15 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 OtherCommon Stock 22 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001734 · doc4.xml · nonDerivative · entry 1

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse's Family Trust

Disclosed balance after: 0

Read SEC document
January 31, 2018 Filed Feb 2, 2018 21:16 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantPhantom Stock Units · Derivative 436.8043 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-18-002061 · doc4.xml · derivative · entry 1

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Lockheed Martin Directors Equity Plan

Disclosed balance after: 3,238.0662

Underlying: Common Stock · 436.8043 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert on a 1-for-1 basis.

F2 · price: In accordance with the Lockheed Martin Corporation 2009 Directors' Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $354.85 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 begin on March 30 following vesting of the award.

F2 · derivative.exercise_date: In accordance with the Lockheed Martin Corporation 2009 Directors' Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $354.85 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 begin on March 30 following vesting of the award.

F2 · derivative.expiration_date: In accordance with the Lockheed Martin Corporation 2009 Directors' Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $354.85 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 begin on March 30 following vesting of the award.

F3 · balance_after: End of period holdings include additional acquisitions through dividend reinvestment.

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October 25, 2017 Filed Oct 27, 2017 20:51 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 PurchaseCommon Stock 68 $313.93 $21,347.45
Disclosure

SEC source: 0001225208-17-016626 · doc4.xml · nonDerivative · entry 2

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

F2 · price: The price represents the weighted average sale price for multiple transactions reported on this line. Sale prices ranged from $313.93 to $314. Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sales price.

Read SEC document
October 25, 2017 Filed Oct 27, 2017 20:51 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 PurchaseCommon Stock 2,432 $311.97 $758,712.01
Disclosure

SEC source: 0001225208-17-016626 · doc4.xml · nonDerivative · entry 1

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,432

F1 · price: The price represents the weighted average sale price for multiple transactions reported on this line. Sale prices ranged from $311.79 to $312. Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sales price.

Read SEC document
January 30, 2017 Filed Feb 2, 2017 00:55 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantPhantom Stock Units · Derivative 573.5079 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-17-002201 · doc4.xml · derivative · entry 1

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Lockheed Martin Directors Equity Plan

Disclosed balance after: 2,731.1737

Underlying: Common Stock · 573.5079 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert on a 1-for-1 basis.

F2 · price: Annual award of stock units under the Lockheed Martin Corporation 2009 Directors' Equity Plan, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $252.83 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service.

F2 · derivative.exercise_date: Annual award of stock units under the Lockheed Martin Corporation 2009 Directors' Equity Plan, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $252.83 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service.

F2 · derivative.expiration_date: Annual award of stock units under the Lockheed Martin Corporation 2009 Directors' Equity Plan, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $252.83 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service.

F3 · balance_after: End of period holdings include additional acquisitions through dividend reinvestment.

Read SEC document
February 01, 2016 Filed Feb 3, 2016 21:07 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantPhantom Stock Units · Derivative 691.1344 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-16-025603 · doc4.xml · derivative · entry 1

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Lockheed Martin Directors Equity Plan

Disclosed balance after: 2,097.3656

Underlying: Common Stock · 691.1344 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis.

F2 · price: Under the Lockheed Martin Corporation 2009 Directors' Equity Plan, each non-employee director elects to receive an award of phantom stock units in accordance with the plan, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $209.80 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service.

F2 · derivative.exercise_date: Under the Lockheed Martin Corporation 2009 Directors' Equity Plan, each non-employee director elects to receive an award of phantom stock units in accordance with the plan, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $209.80 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service.

F2 · derivative.expiration_date: Under the Lockheed Martin Corporation 2009 Directors' Equity Plan, each non-employee director elects to receive an award of phantom stock units in accordance with the plan, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $209.80 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service.

F3 · balance_after: End of period holdings include phantom stock units acquired through dividend reinvestment.

Read SEC document
May 04, 2015 Filed May 6, 2015 20:18 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 PurchaseCommon Stock 2,000 $190.16 $380,317.80
Disclosure

SEC source: 0001225208-15-011466 · doc4.xml · nonDerivative · entry 1

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · price: The price represents the weighted average sale price for multiple transactions reported on this line. Sale prices ranged from $190.1557 to $190.1877. Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sales price.

Read SEC document
February 02, 2015 Filed Feb 4, 2015 23:13 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantPhantom Stock Units · Derivative 686.6318 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-15-003016 · doc4.xml · derivative · entry 1

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Lockheed Martin Directors Equity Plan

Disclosed balance after: 1,364.4507

Underlying: Common Stock · 686.6318 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis.

F2 · price: Under the Lockheed Martin Corporation 2009 Directors' Equity Plan, each non-employee director elects to receive an award of phantom stock units in accordance with the plan, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $189.33 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service.

F2 · derivative.exercise_date: Under the Lockheed Martin Corporation 2009 Directors' Equity Plan, each non-employee director elects to receive an award of phantom stock units in accordance with the plan, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $189.33 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service.

F2 · derivative.expiration_date: Under the Lockheed Martin Corporation 2009 Directors' Equity Plan, each non-employee director elects to receive an award of phantom stock units in accordance with the plan, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $189.33 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service.

F3 · balance_after: End of period holdings include phantom stock units acquired through dividend reinvestment.

Read SEC document
August 01, 2014 Filed Aug 5, 2014 20:22 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 PurchaseCommon Stock 1,500 $166.72 $250,080.00
Disclosure

SEC source: 0001225208-14-018011 · doc4.xml · nonDerivative · entry 1

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Read SEC document
July 30, 2014 Filed Jul 30, 2014 21:13 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 PurchaseCommon Stock 1,500 $169.88 $254,826.90
Disclosure

SEC source: 0001225208-14-017615 · doc4.xml · nonDerivative · entry 1

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Read SEC document
March 03, 2014 Filed Mar 5, 2014 22:00 UTC LOCKHEED MARTIN CORP LMT · Entity 2882 GrantPhantom Stock Units · Derivative 662.3866 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-14-007548 · doc4.xml · derivative · entry 1

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Lockheed Martin Directors Equity Plan

Disclosed balance after: 662.3866

Underlying: Common Stock · 662.3866 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis.

F2 · price: Under the Lockheed Martin Corporation 2009 Directors Equity Plan, each non-employee director elects to receive an award of stock options or phantom stock units or a combination of stock options and phantom stock units in accordance with the plan, which awards are exempt transactions under Rule 16b-3. The phantom stock units were acquired at $163.55 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service.

F2 · derivative.exercise_date: Under the Lockheed Martin Corporation 2009 Directors Equity Plan, each non-employee director elects to receive an award of stock options or phantom stock units or a combination of stock options and phantom stock units in accordance with the plan, which awards are exempt transactions under Rule 16b-3. The phantom stock units were acquired at $163.55 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service.

F2 · derivative.expiration_date: Under the Lockheed Martin Corporation 2009 Directors Equity Plan, each non-employee director elects to receive an award of stock options or phantom stock units or a combination of stock options and phantom stock units in accordance with the plan, which awards are exempt transactions under Rule 16b-3. The phantom stock units were acquired at $163.55 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service.

Read SEC document
May 02, 2011 Filed May 4, 2011 21:00 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 3,024.498 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-015127 · form4.xml · derivative · entry 1

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,578.999

Underlying: Common Stock · 3,024.498 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
April 26, 2010 Filed Apr 27, 2010 21:29 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 3,164.557 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-10-012174 · form4.xml · derivative · entry 1

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,169.497

Underlying: Common Stock · 3,164.557 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
January 25, 2010 Filed Jan 27, 2010 20:05 UTC AMERICAN EXPRESS CO AXP · Entity 2839 PurchaseCommon Stock 10,000 $38.00 $380,000.00
Disclosure

SEC source: 0001127602-10-002294 · form4.xml · nonDerivative · entry 1

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,541.254

F1 · balance_after: Includes share acquired pursuant to dividend reinvestment.

Read SEC document
April 27, 2009 Filed Apr 29, 2009 19:25 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 3,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-09-009945 · form4.xml · derivative · entry 1

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,580.5

Underlying: Common Stock · 3,400 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
April 28, 2008 Filed Apr 30, 2008 20:21 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 3,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-08-002700 · form4.xml · derivative · entry 1

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,746.23

Underlying: Common Stock · 3,400 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
November 09, 2007 Filed Nov 13, 2007 16:49 UTC AMERICAN EXPRESS CO AXP · Entity 2839 PurchaseCommon Stock 400 $55.76 $22,304.00
Disclosure

SEC source: 0001127602-07-004478 · form4.xml · nonDerivative · entry 7

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,057.7367

Read SEC document
November 09, 2007 Filed Nov 13, 2007 16:49 UTC AMERICAN EXPRESS CO AXP · Entity 2839 PurchaseCommon Stock 600 $55.75 $33,450.00
Disclosure

SEC source: 0001127602-07-004478 · form4.xml · nonDerivative · entry 6

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,657.7367

Read SEC document
November 09, 2007 Filed Nov 13, 2007 16:49 UTC AMERICAN EXPRESS CO AXP · Entity 2839 PurchaseCommon Stock 200 $55.74 $11,148.00
Disclosure

SEC source: 0001127602-07-004478 · form4.xml · nonDerivative · entry 5

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,057.7367

Read SEC document
November 09, 2007 Filed Nov 13, 2007 16:49 UTC AMERICAN EXPRESS CO AXP · Entity 2839 PurchaseCommon Stock 2,300 $55.73 $128,179.00
Disclosure

SEC source: 0001127602-07-004478 · form4.xml · nonDerivative · entry 4

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,857.7367

Read SEC document
November 09, 2007 Filed Nov 13, 2007 16:49 UTC AMERICAN EXPRESS CO AXP · Entity 2839 PurchaseCommon Stock 400 $55.72 $22,288.00
Disclosure

SEC source: 0001127602-07-004478 · form4.xml · nonDerivative · entry 3

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,557.7367

Read SEC document
November 09, 2007 Filed Nov 13, 2007 16:49 UTC AMERICAN EXPRESS CO AXP · Entity 2839 PurchaseCommon Stock 300 $55.71 $16,713.00
Disclosure

SEC source: 0001127602-07-004478 · form4.xml · nonDerivative · entry 2

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,157.7367

Read SEC document
November 09, 2007 Filed Nov 13, 2007 16:49 UTC AMERICAN EXPRESS CO AXP · Entity 2839 PurchaseCommon Stock 800 $55.69 $44,552.00
Disclosure

SEC source: 0001127602-07-004478 · form4.xml · nonDerivative · entry 1

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,857.7367

Read SEC document
April 23, 2007 Filed Apr 25, 2007 19:08 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 3,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-07-001559 · form4.xml · derivative · entry 1

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,201.27

Underlying: Common Stock · 3,400 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
February 23, 2007 Filed Feb 23, 2007 19:59 UTC AMERICAN EXPRESS CO AXP · Entity 2839 PurchaseCommon Stock 7,086 $57.91 $410,350.26
Disclosure

SEC source: 0001127602-07-000785 · form4.xml · nonDerivative · entry 1

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,039.0423

Read SEC document
April 24, 2006 Filed Apr 25, 2006 19:21 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 3,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-06-000982 · form4.xml · derivative · entry 1

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,709.02

Underlying: Common Stock · 3,400 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · shares: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

F5 · balance_after: The units shown have been adjusted to reflect the issuer's spin-off of Ameriprise Financial, Inc. on September 30, 2005.

Read SEC document
December 14, 2005 Filed Dec 15, 2005 19:55 UTC AMERICAN EXPRESS CO AXP · Entity 2839 PurchaseCommon Stock 2,500 $51.45 $128,625.00
Disclosure

SEC source: 0001127602-05-002221 · form4.xml · nonDerivative · entry 2

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,905.5132

Read SEC document
December 14, 2005 Filed Dec 15, 2005 19:55 UTC AMERICAN EXPRESS CO AXP · Entity 2839 PurchaseCommon Stock 2,500 $51.44 $128,600.00
Disclosure

SEC source: 0001127602-05-002221 · form4.xml · nonDerivative · entry 1

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,405.5132

Read SEC document
October 21, 2005 Filed Oct 25, 2005 19:56 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 1,142 $0.00 Strike: $37.71 $0.00
Disclosure

SEC source: 0001127602-05-001826 · form4.xml · derivative · entry 2

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,142 shares

Expires 2012-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 21, 2005 Filed Oct 25, 2005 19:56 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Exercise / conversionCommon Stock 1,142 $37.71 $43,069.39
Disclosure

SEC source: 0001127602-05-001826 · form4.xml · nonDerivative · entry 1

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,896.4935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2005 Filed Apr 29, 2005 18:30 UTC AMERICAN EXPRESS CO AXP · Entity 2839 GrantShare Equivalent Units · Derivative 2,225 $0.00 $0.00
Disclosure

SEC source: 0000004962-05-000119 · doc4.xml · derivative · entry 1

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,479

Underlying: Common Shares · 2,225 shares

Expires not disclosed

F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date.

F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date.

F3 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

F4 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director.

Read SEC document
March 23, 2005 Filed Mar 24, 2005 20:37 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Exercise / conversionDirector Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $43.09 $0.00
Disclosure

SEC source: 0000004962-05-000091 · doc4.xml · derivative · entry 8

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Shares · 2,000 shares

Expires 2012-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vested in two equal annual installments beginning on the date shown as "Date Exercisable."

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March 23, 2005 Filed Mar 24, 2005 20:37 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Exercise / conversionDirector Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $40.63 $0.00
Disclosure

SEC source: 0000004962-05-000091 · doc4.xml · derivative · entry 7

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,000 shares

Expires 2011-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 23, 2005 Filed Mar 24, 2005 20:37 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Exercise / conversionDirector Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $48.85 $0.00
Disclosure

SEC source: 0000004962-05-000091 · doc4.xml · derivative · entry 6

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,000 shares

Expires 2010-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

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March 23, 2005 Filed Mar 24, 2005 20:37 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Exercise / conversionDirector Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $44.91 $0.00
Disclosure

SEC source: 0000004962-05-000091 · doc4.xml · derivative · entry 5

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,000 shares

Expires 2009-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable."

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March 23, 2005 Filed Mar 24, 2005 20:37 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Exercise / conversionCommon Shares 2,000 $43.09 $86,170.00
Disclosure

SEC source: 0000004962-05-000091 · doc4.xml · nonDerivative · entry 4

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 23, 2005 Filed Mar 24, 2005 20:37 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Exercise / conversionCommon Shares 1,000 $40.63 $40,630.00
Disclosure

SEC source: 0000004962-05-000091 · doc4.xml · nonDerivative · entry 3

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2005 Filed Mar 24, 2005 20:37 UTC AMERICAN EXPRESS CO AXP · Entity 2839 Exercise / conversionCommon Shares 3,000 $48.85 $146,562.00
Disclosure

SEC source: 0000004962-05-000091 · doc4.xml · nonDerivative · entry 2

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.