Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | Director | May 02, 2011 | May 04, 2011 |
| KLDiscovery Inc.KLD · Entity 138111 | Director | December 19, 2019 | December 23, 2019 |
| LOCKHEED MARTIN CORPLMT · Entity 2882 | Director | February 15, 2024 | February 21, 2024 |
| Vistance Networks, Inc.COMM · Entity 4717 | Director | May 08, 2020 | May 12, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date May 02, 2011 · Filed May 04, 2011
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Share Equivalent UnitsSEC Table II · derivative / convertible security | Direct | 27,578.999 |
Reported balance
After 2011-05-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2011-05-02 · Grant · Acquired 3,024.498 · Balance 27,578.999 F1: The Share Equivalent Units convert into common stock on a one-for-one basis. F2: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3: The Share Equivalent Units are convertible immediately and have no expiration date. F4: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: The Share Equivalent Units convert into common stock on a one-for-one basis.
F2: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.
F3: The Share Equivalent Units are convertible immediately and have no expiration date.
F4: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.
KLDiscovery Inc.
Report date December 19, 2019 · Filed December 23, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 490,852 |
Reported balance
After 2019-12-19 transaction · row 1
1 source rowRow 1 · 2019-12-19 · Grant · Acquired 490,852 · Balance 490,852 F1: Pursuant to the consummation of the business combination of Pivotal Acquisition Corp. ("Pivotal") and LD Topco, Inc. (the "Company"), each share of the Company common stock was automatically converted into the right to receive a pro rata portion of Pivotal's Class A common stock (the "Common Stock"). |
| Contingent SharesSEC Table II · derivative / convertible security | Direct | 31,031 |
Reported balance
After 2019-12-19 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-12-19 · Grant · Acquired 31,031 · Balance 31,031 F2: Represents shares that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations or other similar actions) for any consecutive 20 trading days during the five year period following the consummation of the business combination. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the consummation of the business combination of Pivotal Acquisition Corp. ("Pivotal") and LD Topco, Inc. (the "Company"), each share of the Company common stock was automatically converted into the right to receive a pro rata portion of Pivotal's Class A common stock (the "Common Stock").
F2: Represents shares that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations or other similar actions) for any consecutive 20 trading days during the five year period following the consummation of the business combination.
LOCKHEED MARTIN CORP
Report date February 15, 2024 · Filed February 21, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | IndirectLockheed Martin Directors Equity Plan | 6,580.5427 |
Reported balance
After 2024-02-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-02-15 · Grant · Acquired 401.7773 · Balance 6,580.5427 F1: Phantom stock units convert to common stock on a one-for-one basis. F2: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $423.12 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F3: Holdings as of reportable transaction date include additional acquisitions through dividend reinvestment. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to common stock on a one-for-one basis.
F2: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $423.12 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.
F3: Holdings as of reportable transaction date include additional acquisitions through dividend reinvestment.
Vistance Networks, Inc.
Report date May 08, 2020 · Filed May 12, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,955 |
Reported balance
After 2020-05-08 transaction · row 1
1 source rowRow 1 · 2020-05-08 · Grant · Acquired 16,100 · Balance 27,955 F1: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) May 8, 2021; and (ii) the date of the issuer's 2021 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) May 8, 2021; and (ii) the date of the issuer's 2021 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2024 Filed Feb 21, 2024 00:02 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 401.7773 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-24-002545 · doc4.xml · derivative · entry 1 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Lockheed Martin Directors Equity Plan Disclosed balance after: 6,580.5427 Underlying: Common Stock · 401.7773 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to common stock on a one-for-one basis. F2 · price: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $423.12 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F2 · derivative.exercise_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $423.12 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F2 · derivative.expiration_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $423.12 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date. All unvested awards will vest in full upon retirement due to the age limitation in the bylaws, death, disability or change in control, or one-third upon failure to stand for reelection. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F3 · balance_after: Holdings as of reportable transaction date include additional acquisitions through dividend reinvestment. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:42 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 353.7908 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-23-002245 · doc4.xml · derivative · entry 1 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin Directors Equity Plan Disclosed balance after: 6,014.3881 Underlying: Common Stock · 353.7908 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Lockheed Martin Corporation common stock. F2 · price: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $480.51 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F2 · derivative.exercise_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $480.51 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F2 · derivative.expiration_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $480.51 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F3 · balance_after: End of period holdings include additional acquisitions through dividend reinvestment. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 23:09 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 417.5982 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-22-001326 · doc4.xml · derivative · entry 1 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin Directors Equity Plan Disclosed balance after: 5,516.8847 Underlying: Common Stock · 417.5982 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Lockheed Martin Corporation common stock. F2 · price: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $389.13 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F2 · derivative.exercise_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $389.13 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F2 · derivative.expiration_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $389.13 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F3 · balance_after: End of period holdings include additional acquisitions through dividend reinvestment. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 22:23 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 501.4968 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-21-001590 · doc4.xml · derivative · entry 1 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin Directors Equity Plan Disclosed balance after: 4,952.2443 Underlying: Common Stock · 501.4968 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Lockheed Martin Corporation common stock. F2 · price: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $324.03 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F2 · derivative.exercise_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $324.03 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F2 · derivative.expiration_date: In accordance with the Lockheed Martin Corporation Amended and Restated Directors Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $324.03 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F3 · balance_after: End of period holdings include additional acquisitions through dividend reinvestment. Read SEC document |
| December 22, 2020 Filed Mar 2, 2021 02:55 UTC Amendment | LOCKHEED MARTIN CORP LMT · Entity 2882 | OtherCommon Stock | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-004112 · doc4a.xml · nonDerivative · entry 1 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 3 F1 · price: This amendment is filed to report the reporting person's acquisition of beneficial ownership of three shares owned by his spouse upon his marriage to his spouse on December 22, 2020. On February 3, 2021, the reporting person filed a Form 4 which reported the acquisition of phantom stock units by the reporting person on Table II, which inadvertently did not reflect the acquisition of beneficial ownership of these shares of common stock. F1 · balance_after: This amendment is filed to report the reporting person's acquisition of beneficial ownership of three shares owned by his spouse upon his marriage to his spouse on December 22, 2020. On February 3, 2021, the reporting person filed a Form 4 which reported the acquisition of phantom stock units by the reporting person on Table II, which inadvertently did not reflect the acquisition of beneficial ownership of these shares of common stock. Read SEC document |
| May 08, 2020 Filed May 12, 2020 16:15 UTC | Vistance Networks, Inc. COMM · Entity 4717 | GrantCommon Stock | 16,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-028486 · doc4.xml · nonDerivative · entry 1 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,955 F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) May 8, 2021; and (ii) the date of the issuer's 2021 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| January 30, 2020 Filed Feb 3, 2020 23:17 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 372.7919 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-20-001510 · doc4.xml · derivative · entry 1 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin Directors Equity Plan Disclosed balance after: 4,331.6779 Underlying: Common Stock · 372.7919 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Lockheed Martin Corporation common stock. F2 · price: In accordance with the Amended and Restated Lockheed Martin Corporation Directors' Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $435.90 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F2 · derivative.exercise_date: In accordance with the Amended and Restated Lockheed Martin Corporation Directors' Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $435.90 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F2 · derivative.expiration_date: In accordance with the Amended and Restated Lockheed Martin Corporation Directors' Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $435.90 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F3 · balance_after: End of period holdings include additional acquisitions through dividend reinvestment. Read SEC document |
| December 19, 2019 Filed Dec 23, 2019 16:17 UTC | KLDiscovery Inc. KLD · Entity 138111 | GrantContingent Shares · Derivative | 31,031 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-029952 · doc4.xml · derivative · entry 2 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,031 Underlying: Common Stock · 31,031 shares Expires not disclosed F2 · derivative.exercise_price: Represents shares that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations or other similar actions) for any consecutive 20 trading days during the five year period following the consummation of the business combination. F2 · price: Represents shares that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations or other similar actions) for any consecutive 20 trading days during the five year period following the consummation of the business combination. F2 · derivative.exercise_date: Represents shares that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations or other similar actions) for any consecutive 20 trading days during the five year period following the consummation of the business combination. F2 · derivative.expiration_date: Represents shares that may be issued to the Reporting Person if the closing sale price of Common Stock equals or exceeds $13.50 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations or other similar actions) for any consecutive 20 trading days during the five year period following the consummation of the business combination. Read SEC document |
| December 19, 2019 Filed Dec 23, 2019 16:17 UTC | KLDiscovery Inc. KLD · Entity 138111 | GrantCommon Stock | 490,852 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-029952 · doc4.xml · nonDerivative · entry 1 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,852 F1 · shares: Pursuant to the consummation of the business combination of Pivotal Acquisition Corp. ("Pivotal") and LD Topco, Inc. (the "Company"), each share of the Company common stock was automatically converted into the right to receive a pro rata portion of Pivotal's Class A common stock (the "Common Stock"). F1 · price: Pursuant to the consummation of the business combination of Pivotal Acquisition Corp. ("Pivotal") and LD Topco, Inc. (the "Company"), each share of the Company common stock was automatically converted into the right to receive a pro rata portion of Pivotal's Class A common stock (the "Common Stock"). Read SEC document |
| June 21, 2019 Filed Jun 25, 2019 16:23 UTC | Vistance Networks, Inc. COMM · Entity 4717 | GrantCommon Stock | 11,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-038916 · doc4.xml · nonDerivative · entry 1 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,855 F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which vest the earlier to occur of (i) June 21, 2020; and (ii) the date of the issuer's 2020 annual stockholders' meeting, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| April 04, 2019 Filed Apr 8, 2019 16:44 UTC | Vistance Networks, Inc. COMM · Entity 4717 | GrantCommon Stock | 613 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-023977 · doc4.xml · nonDerivative · entry 1 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 613 F1 · acquired: Reflects restricted stock units granted pursuant to the issuer's non-employee director compensation plan, which will vest on May 4, 2019, subject to the director's continued membership on the Board of Directors on such date. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 21:15 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 535.0547 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-19-001734 · doc4.xml · derivative · entry 3 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin Directors Equity Plan Disclosed balance after: 3,860.8662 Underlying: Common Stock · 535.0547 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert on a 1-for-1 basis. F2 · price: In accordance with the Lockheed Martin Corporation Directors' Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $289.69 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have payment begin on March 30 following vesting of the award. F2 · derivative.exercise_date: In accordance with the Lockheed Martin Corporation Directors' Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $289.69 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have payment begin on March 30 following vesting of the award. F2 · derivative.expiration_date: In accordance with the Lockheed Martin Corporation Directors' Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $289.69 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have payment begin on March 30 following vesting of the award. F3 · balance_after: End of period holdings include additional acquisitions through dividend reinvestment. Read SEC document |
| March 27, 2018 Filed Feb 4, 2019 21:15 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | OtherCommon Stock | 22 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001734 · doc4.xml · nonDerivative · entry 1 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse's Family Trust Disclosed balance after: 0 Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 21:16 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 436.8043 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-18-002061 · doc4.xml · derivative · entry 1 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin Directors Equity Plan Disclosed balance after: 3,238.0662 Underlying: Common Stock · 436.8043 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert on a 1-for-1 basis. F2 · price: In accordance with the Lockheed Martin Corporation 2009 Directors' Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $354.85 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 begin on March 30 following vesting of the award. F2 · derivative.exercise_date: In accordance with the Lockheed Martin Corporation 2009 Directors' Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $354.85 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 begin on March 30 following vesting of the award. F2 · derivative.expiration_date: In accordance with the Lockheed Martin Corporation 2009 Directors' Equity Plan, each non-employee director received an award of phantom stock units, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $354.85 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have the payment of awards made after January 1, 2018 begin on March 30 following vesting of the award. F3 · balance_after: End of period holdings include additional acquisitions through dividend reinvestment. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 20:51 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | PurchaseCommon Stock | 68 | $313.93 | $21,347.45 |
DisclosureSEC source: 0001225208-17-016626 · doc4.xml · nonDerivative · entry 2 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 F2 · price: The price represents the weighted average sale price for multiple transactions reported on this line. Sale prices ranged from $313.93 to $314. Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sales price. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 20:51 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | PurchaseCommon Stock | 2,432 | $311.97 | $758,712.01 |
DisclosureSEC source: 0001225208-17-016626 · doc4.xml · nonDerivative · entry 1 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,432 F1 · price: The price represents the weighted average sale price for multiple transactions reported on this line. Sale prices ranged from $311.79 to $312. Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sales price. Read SEC document |
| January 30, 2017 Filed Feb 2, 2017 00:55 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 573.5079 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-17-002201 · doc4.xml · derivative · entry 1 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin Directors Equity Plan Disclosed balance after: 2,731.1737 Underlying: Common Stock · 573.5079 shares Expires not disclosed F1 · derivative.exercise_price: The stock units convert on a 1-for-1 basis. F2 · price: Annual award of stock units under the Lockheed Martin Corporation 2009 Directors' Equity Plan, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $252.83 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service. F2 · derivative.exercise_date: Annual award of stock units under the Lockheed Martin Corporation 2009 Directors' Equity Plan, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $252.83 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service. F2 · derivative.expiration_date: Annual award of stock units under the Lockheed Martin Corporation 2009 Directors' Equity Plan, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $252.83 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service. F3 · balance_after: End of period holdings include additional acquisitions through dividend reinvestment. Read SEC document |
| February 01, 2016 Filed Feb 3, 2016 21:07 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 691.1344 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-16-025603 · doc4.xml · derivative · entry 1 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin Directors Equity Plan Disclosed balance after: 2,097.3656 Underlying: Common Stock · 691.1344 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis. F2 · price: Under the Lockheed Martin Corporation 2009 Directors' Equity Plan, each non-employee director elects to receive an award of phantom stock units in accordance with the plan, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $209.80 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service. F2 · derivative.exercise_date: Under the Lockheed Martin Corporation 2009 Directors' Equity Plan, each non-employee director elects to receive an award of phantom stock units in accordance with the plan, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $209.80 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service. F2 · derivative.expiration_date: Under the Lockheed Martin Corporation 2009 Directors' Equity Plan, each non-employee director elects to receive an award of phantom stock units in accordance with the plan, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $209.80 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service. F3 · balance_after: End of period holdings include phantom stock units acquired through dividend reinvestment. Read SEC document |
| May 04, 2015 Filed May 6, 2015 20:18 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | PurchaseCommon Stock | 2,000 | $190.16 | $380,317.80 |
DisclosureSEC source: 0001225208-15-011466 · doc4.xml · nonDerivative · entry 1 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · price: The price represents the weighted average sale price for multiple transactions reported on this line. Sale prices ranged from $190.1557 to $190.1877. Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sales price. Read SEC document |
| February 02, 2015 Filed Feb 4, 2015 23:13 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 686.6318 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-15-003016 · doc4.xml · derivative · entry 1 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin Directors Equity Plan Disclosed balance after: 1,364.4507 Underlying: Common Stock · 686.6318 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis. F2 · price: Under the Lockheed Martin Corporation 2009 Directors' Equity Plan, each non-employee director elects to receive an award of phantom stock units in accordance with the plan, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $189.33 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service. F2 · derivative.exercise_date: Under the Lockheed Martin Corporation 2009 Directors' Equity Plan, each non-employee director elects to receive an award of phantom stock units in accordance with the plan, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $189.33 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service. F2 · derivative.expiration_date: Under the Lockheed Martin Corporation 2009 Directors' Equity Plan, each non-employee director elects to receive an award of phantom stock units in accordance with the plan, which award is exempt under Rule 16b-3. The phantom stock units were acquired at $189.33 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the Reporting Person's retirement or termination of service. F3 · balance_after: End of period holdings include phantom stock units acquired through dividend reinvestment. Read SEC document |
| August 01, 2014 Filed Aug 5, 2014 20:22 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | PurchaseCommon Stock | 1,500 | $166.72 | $250,080.00 |
DisclosureSEC source: 0001225208-14-018011 · doc4.xml · nonDerivative · entry 1 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| July 30, 2014 Filed Jul 30, 2014 21:13 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | PurchaseCommon Stock | 1,500 | $169.88 | $254,826.90 |
DisclosureSEC source: 0001225208-14-017615 · doc4.xml · nonDerivative · entry 1 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 22:00 UTC | LOCKHEED MARTIN CORP LMT · Entity 2882 | GrantPhantom Stock Units · Derivative | 662.3866 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-14-007548 · doc4.xml · derivative · entry 1 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin Directors Equity Plan Disclosed balance after: 662.3866 Underlying: Common Stock · 662.3866 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis. F2 · price: Under the Lockheed Martin Corporation 2009 Directors Equity Plan, each non-employee director elects to receive an award of stock options or phantom stock units or a combination of stock options and phantom stock units in accordance with the plan, which awards are exempt transactions under Rule 16b-3. The phantom stock units were acquired at $163.55 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service. F2 · derivative.exercise_date: Under the Lockheed Martin Corporation 2009 Directors Equity Plan, each non-employee director elects to receive an award of stock options or phantom stock units or a combination of stock options and phantom stock units in accordance with the plan, which awards are exempt transactions under Rule 16b-3. The phantom stock units were acquired at $163.55 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service. F2 · derivative.expiration_date: Under the Lockheed Martin Corporation 2009 Directors Equity Plan, each non-employee director elects to receive an award of stock options or phantom stock units or a combination of stock options and phantom stock units in accordance with the plan, which awards are exempt transactions under Rule 16b-3. The phantom stock units were acquired at $163.55 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service. Read SEC document |
| May 02, 2011 Filed May 4, 2011 21:00 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 3,024.498 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-015127 · form4.xml · derivative · entry 1 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,578.999 Underlying: Common Stock · 3,024.498 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| April 26, 2010 Filed Apr 27, 2010 21:29 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 3,164.557 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-10-012174 · form4.xml · derivative · entry 1 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,169.497 Underlying: Common Stock · 3,164.557 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · shares: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| January 25, 2010 Filed Jan 27, 2010 20:05 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 10,000 | $38.00 | $380,000.00 |
DisclosureSEC source: 0001127602-10-002294 · form4.xml · nonDerivative · entry 1 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,541.254 F1 · balance_after: Includes share acquired pursuant to dividend reinvestment. Read SEC document |
| April 27, 2009 Filed Apr 29, 2009 19:25 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 3,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-09-009945 · form4.xml · derivative · entry 1 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,580.5 Underlying: Common Stock · 3,400 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| April 28, 2008 Filed Apr 30, 2008 20:21 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 3,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-08-002700 · form4.xml · derivative · entry 1 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,746.23 Underlying: Common Stock · 3,400 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| November 09, 2007 Filed Nov 13, 2007 16:49 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 400 | $55.76 | $22,304.00 |
DisclosureSEC source: 0001127602-07-004478 · form4.xml · nonDerivative · entry 7 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,057.7367 Read SEC document |
| November 09, 2007 Filed Nov 13, 2007 16:49 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 600 | $55.75 | $33,450.00 |
DisclosureSEC source: 0001127602-07-004478 · form4.xml · nonDerivative · entry 6 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,657.7367 Read SEC document |
| November 09, 2007 Filed Nov 13, 2007 16:49 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 200 | $55.74 | $11,148.00 |
DisclosureSEC source: 0001127602-07-004478 · form4.xml · nonDerivative · entry 5 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,057.7367 Read SEC document |
| November 09, 2007 Filed Nov 13, 2007 16:49 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 2,300 | $55.73 | $128,179.00 |
DisclosureSEC source: 0001127602-07-004478 · form4.xml · nonDerivative · entry 4 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,857.7367 Read SEC document |
| November 09, 2007 Filed Nov 13, 2007 16:49 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 400 | $55.72 | $22,288.00 |
DisclosureSEC source: 0001127602-07-004478 · form4.xml · nonDerivative · entry 3 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,557.7367 Read SEC document |
| November 09, 2007 Filed Nov 13, 2007 16:49 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 300 | $55.71 | $16,713.00 |
DisclosureSEC source: 0001127602-07-004478 · form4.xml · nonDerivative · entry 2 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,157.7367 Read SEC document |
| November 09, 2007 Filed Nov 13, 2007 16:49 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 800 | $55.69 | $44,552.00 |
DisclosureSEC source: 0001127602-07-004478 · form4.xml · nonDerivative · entry 1 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,857.7367 Read SEC document |
| April 23, 2007 Filed Apr 25, 2007 19:08 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 3,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-07-001559 · form4.xml · derivative · entry 1 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,201.27 Underlying: Common Stock · 3,400 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| February 23, 2007 Filed Feb 23, 2007 19:59 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 7,086 | $57.91 | $410,350.26 |
DisclosureSEC source: 0001127602-07-000785 · form4.xml · nonDerivative · entry 1 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,039.0423 Read SEC document |
| April 24, 2006 Filed Apr 25, 2006 19:21 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 3,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-06-000982 · form4.xml · derivative · entry 1 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,709.02 Underlying: Common Stock · 3,400 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · shares: The reported share equivalent units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. F5 · balance_after: The units shown have been adjusted to reflect the issuer's spin-off of Ameriprise Financial, Inc. on September 30, 2005. Read SEC document |
| December 14, 2005 Filed Dec 15, 2005 19:55 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 2,500 | $51.45 | $128,625.00 |
DisclosureSEC source: 0001127602-05-002221 · form4.xml · nonDerivative · entry 2 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,905.5132 Read SEC document |
| December 14, 2005 Filed Dec 15, 2005 19:55 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | PurchaseCommon Stock | 2,500 | $51.44 | $128,600.00 |
DisclosureSEC source: 0001127602-05-002221 · form4.xml · nonDerivative · entry 1 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,405.5132 Read SEC document |
| October 21, 2005 Filed Oct 25, 2005 19:56 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 1,142 | $0.00 Strike: $37.71 | $0.00 |
DisclosureSEC source: 0001127602-05-001826 · form4.xml · derivative · entry 2 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,142 shares Expires 2012-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 21, 2005 Filed Oct 25, 2005 19:56 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 1,142 | $37.71 | $43,069.39 |
DisclosureSEC source: 0001127602-05-001826 · form4.xml · nonDerivative · entry 1 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,896.4935 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2005 Filed Apr 29, 2005 18:30 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantShare Equivalent Units · Derivative | 2,225 | $0.00 | $0.00 |
DisclosureSEC source: 0000004962-05-000119 · doc4.xml · derivative · entry 1 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,479 Underlying: Common Shares · 2,225 shares Expires not disclosed F1 · derivative.exercise_price: The share equivalent units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The share equivalent units are convertible immediately and have no expiration date. F2 · derivative.expiration_date: The share equivalent units are convertible immediately and have no expiration date. F3 · ownership.direct: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. F4 · ownership.direct: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in ca sh following termination of service as a Director. Read SEC document |
| March 23, 2005 Filed Mar 24, 2005 20:37 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionDirector Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $43.09 | $0.00 |
DisclosureSEC source: 0000004962-05-000091 · doc4.xml · derivative · entry 8 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Shares · 2,000 shares Expires 2012-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vested in two equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| March 23, 2005 Filed Mar 24, 2005 20:37 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionDirector Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $40.63 | $0.00 |
DisclosureSEC source: 0000004962-05-000091 · doc4.xml · derivative · entry 7 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 1,000 shares Expires 2011-04-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 23, 2005 Filed Mar 24, 2005 20:37 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionDirector Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $48.85 | $0.00 |
DisclosureSEC source: 0000004962-05-000091 · doc4.xml · derivative · entry 6 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 3,000 shares Expires 2010-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| March 23, 2005 Filed Mar 24, 2005 20:37 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionDirector Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $44.91 | $0.00 |
DisclosureSEC source: 0000004962-05-000091 · doc4.xml · derivative · entry 5 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 3,000 shares Expires 2009-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| March 23, 2005 Filed Mar 24, 2005 20:37 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 2,000 | $43.09 | $86,170.00 |
DisclosureSEC source: 0000004962-05-000091 · doc4.xml · nonDerivative · entry 4 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,738 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 23, 2005 Filed Mar 24, 2005 20:37 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 1,000 | $40.63 | $40,630.00 |
DisclosureSEC source: 0000004962-05-000091 · doc4.xml · nonDerivative · entry 3 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,738 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 23, 2005 Filed Mar 24, 2005 20:37 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 3,000 | $48.85 | $146,562.00 |
DisclosureSEC source: 0000004962-05-000091 · doc4.xml · nonDerivative · entry 2 AKERSON DANIEL F · CIK 0001209431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,738 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.