Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Nexvet Biopharma plc
Report date July 31, 2017 · Filed August 02, 2017
Jointly reported with FRIED RICHARD B, Kim David T, Linn Michael G, Paidipaty Ravi K, Roberts Thomas G. Jr., Seybold William, Spokes Andrew J M, Warren John R., WEHRLY MARK C
Section 16 reporting ended · disclosed 2017-08-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-07-31 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-07-31 · Other · Disposed 833,845 · Balance 0 F14: Disposed of pursuant to a transaction agreement among the Issuer, Zoetis Inc. ("Zoetis") and Zoetis Belgium S.A., a wholly-owned subsidiary of Zoetis ("Bidco"), pursuant to which Bidco acquired all of the issued and to-be-issued ordinary share capital of the Issuer (the "Acquisition"). F1: The entities and individuals identified in the footnotes of this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such group. F2: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing additional Forms 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Forms 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information reported in the Parallel Forms 4. F3: The amount of securities shown in this row is owned directly by Akubra Investors, LLC ("Akubra"). |
| Ordinary SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-07-31 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2017-07-31 · Other · Disposed 899,268 · Balance 0 F14: Disposed of pursuant to a transaction agreement among the Issuer, Zoetis Inc. ("Zoetis") and Zoetis Belgium S.A., a wholly-owned subsidiary of Zoetis ("Bidco"), pursuant to which Bidco acquired all of the issued and to-be-issued ordinary share capital of the Issuer (the "Acquisition"). F1: The entities and individuals identified in the footnotes of this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such group. F2: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing additional Forms 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Forms 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information reported in the Parallel Forms 4. F4: The amount of securities shown in this row is owned directly by Bushranger Funding, LLC ("Bushranger"). |
| Ordinary SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-07-31 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2017-07-31 · Other · Disposed 915,583 · Balance 0 F14: Disposed of pursuant to a transaction agreement among the Issuer, Zoetis Inc. ("Zoetis") and Zoetis Belgium S.A., a wholly-owned subsidiary of Zoetis ("Bidco"), pursuant to which Bidco acquired all of the issued and to-be-issued ordinary share capital of the Issuer (the "Acquisition"). F1: The entities and individuals identified in the footnotes of this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such group. F2: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing additional Forms 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Forms 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information reported in the Parallel Forms 4. F5: The amount of securities shown in this row is owned directly by Ute Holdings, LLC ("Ute" and, together with Akubra and Bushranger, the "Farallon SPVs"). |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2017-07-31 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2017-07-31 · Other · Disposed 122,006 · Balance 0 F14: Disposed of pursuant to a transaction agreement among the Issuer, Zoetis Inc. ("Zoetis") and Zoetis Belgium S.A., a wholly-owned subsidiary of Zoetis ("Bidco"), pursuant to which Bidco acquired all of the issued and to-be-issued ordinary share capital of the Issuer (the "Acquisition"). F1: The entities and individuals identified in the footnotes of this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such group. F2: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing additional Forms 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Forms 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information reported in the Parallel Forms 4. F3: The amount of securities shown in this row is owned directly by Akubra Investors, LLC ("Akubra"). F7: The members of Akubra are FCIP XR 2014, L.L.C. ("FCIP XR") and Noonday Special Situation Partners, L.P. ("NSSP") (each, a "Farallon Akubra Fund"). As the general partner of NSSP, NGP, L.L.C. (the "NSSP General Partner") may be deemed to be a beneficial owner of the Issuer's securities indirectly held by NSSP as a Farallon Akubra Fund. The NSSP General Partner disclaims any beneficial ownership of any of the Issuer's securities reported or noted herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "'34 Act"), or otherwise, except as to securities representing its pro rata interest in, and interest in the profits of, Akubra. F8: As the manager of the NSSP General Partner, Farallon Capital Management, L.L.C. (the "Management Company") may be deemed to be a beneficial owner of the Issuer's securities held by NSSP as a Farallon Akubra Fund. The Management Company disclaims any beneficial ownership of any of the Issuer's securities reported or noted herein for purposes of Section 16 of the '34 Act or otherwise, except as to securities representing its pro rata interest in, and interest in the profits of, Akubra. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2017-07-31 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2017-07-31 · Other · Disposed 249,462 · Balance 0 F14: Disposed of pursuant to a transaction agreement among the Issuer, Zoetis Inc. ("Zoetis") and Zoetis Belgium S.A., a wholly-owned subsidiary of Zoetis ("Bidco"), pursuant to which Bidco acquired all of the issued and to-be-issued ordinary share capital of the Issuer (the "Acquisition"). F1: The entities and individuals identified in the footnotes of this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such group. F2: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing additional Forms 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Forms 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information reported in the Parallel Forms 4. F4: The amount of securities shown in this row is owned directly by Bushranger Funding, LLC ("Bushranger"). F9: The members of Bushranger are FCP XR 2014, L.L.C. ("FCP XR"), Farallon Capital Institutional Partners III, L.P. ("FCIP III"), and Farallon Capital AA Investors, L.P. ("FCAAI") (collectively, the "Farallon Bushranger Funds"). As the general partner of FCAAI, Farallon AA GP, L.L.C. (the "FCAAI GP") may be deemed to be a beneficial owner of the Issuer's securities indirectly held by FCAAI as a Farallon Bushranger Fund. The FCAAI GP disclaims any beneficial ownership of any of the Issuer's securities reported or noted herein for purposes of Section 16 of the '34 Act or otherwise, except as to securities representing its pro rata interest in, and interest in the profits of, Bushranger. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2017-07-31 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2017-07-31 · Other · Disposed 209,577 · Balance 0 F14: Disposed of pursuant to a transaction agreement among the Issuer, Zoetis Inc. ("Zoetis") and Zoetis Belgium S.A., a wholly-owned subsidiary of Zoetis ("Bidco"), pursuant to which Bidco acquired all of the issued and to-be-issued ordinary share capital of the Issuer (the "Acquisition"). F1: The entities and individuals identified in the footnotes of this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such group. F2: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing additional Forms 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Forms 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information reported in the Parallel Forms 4. F5: The amount of securities shown in this row is owned directly by Ute Holdings, LLC ("Ute" and, together with Akubra and Bushranger, the "Farallon SPVs"). F10: The members of Ute are FCOI II SS 2014, Ltd. ("FCOI II SS"), Farallon Capital Institutional Partners II, L.P. ("FCIP II"), and Farallon Special Situation Partners VI, L.P. ("FSSP VI") (collectively, the "Farallon Ute Funds"). As the general partner of FSSP VI, Farallon Partners GP VI, L.L.C. (the "FSSP VI GP") may be deemed to be a beneficial owner of the Issuer's securities indirectly held by FSSP VI as a Farallon Ute Fund. The FSSP VI GP disclaims any beneficial ownership of any of the Issuer's securities reported or noted herein for purposes of Section 16 of the '34 Act or otherwise, except as to securities representing its pro rata interest in, and interest in the profits of, Ute. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2017-07-31 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2017-07-31 · Other · Disposed 2,067,651 · Balance 0 F14: Disposed of pursuant to a transaction agreement among the Issuer, Zoetis Inc. ("Zoetis") and Zoetis Belgium S.A., a wholly-owned subsidiary of Zoetis ("Bidco"), pursuant to which Bidco acquired all of the issued and to-be-issued ordinary share capital of the Issuer (the "Acquisition"). F1: The entities and individuals identified in the footnotes of this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such group. F2: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing additional Forms 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Forms 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information reported in the Parallel Forms 4. F11: As the general partner of each of (a) the sole member of FCIP XR, (b) the sole member of FCP XR, (c) FCIP III, (d) the sole member of FCOI II SS and (e) FCIP II, Farallon Partners, L.L.C. (the "Farallon General Partner") may be deemed to be a beneficial owner of the Issuer's securities indirectly held by FCIP XR as a Farallon Akubra Fund, FCP XR and FCIP III as Farallon Bushranger Funds, and FCOI II SS and FCIP II as Farallon Ute Funds. The Farallon General Partner disclaims any beneficial ownership of any of the Issuer's securities reported or noted herein for purposes of Section 16 of the '34 Act or otherwise, except as to securities representing its pro rata interest in, and interest in the profits of, the Farallon SPVs. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
After 2017-07-31 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2017-07-31 · Other · Disposed 2,648,696 · Balance 0 F14: Disposed of pursuant to a transaction agreement among the Issuer, Zoetis Inc. ("Zoetis") and Zoetis Belgium S.A., a wholly-owned subsidiary of Zoetis ("Bidco"), pursuant to which Bidco acquired all of the issued and to-be-issued ordinary share capital of the Issuer (the "Acquisition"). F1: The entities and individuals identified in the footnotes of this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such group. F2: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing additional Forms 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Forms 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information reported in the Parallel Forms 4. F6: The amount of securities shown in this row is owned directly by the Farallon SPVs. F12: Each of Philip D. Dreyfuss, Michael B. Fisch, Richard B. Fried, David T. Kim, Monica R. Landry, Michael G. Linn, Ravi K. Paidipaty, Rajiv A. Patel, Thomas G. Roberts, Jr., William Seybold, John R. Warren and Mark C. Wehrly (collectively, the "Managing Members") and Andrew J. M. Spokes (the "Senior Managing Member"), as Managing Members or the Senior Managing Member, as the case may be, of both the Farallon General Partner and the Management Company, and as a manager or senior manager, as the case may be, of both the FCAAI GP and the FSSP VI GP, in each case with the power to exercise investment discretion, may be deemed to be a beneficial owner of the Issuer's securities held by the Farallon SPVs. Each of the Managing Members and the Senior Managing Member disclaims any beneficial ownership of any of the Issuer's securities reported or noted herein for purposes of Section 16 of the '34 Act or otherwise, except to the extent of his or her pecuniary interest, if any. F13: As a director of the Issuer, Patel is filing a separate Form 4 on the date hereof. |
Filing footnotes · ownership attribution and instrument terms
F1: The entities and individuals identified in the footnotes of this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such group.
F2: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing additional Forms 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Forms 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information reported in the Parallel Forms 4.
F3: The amount of securities shown in this row is owned directly by Akubra Investors, LLC ("Akubra").
F4: The amount of securities shown in this row is owned directly by Bushranger Funding, LLC ("Bushranger").
F5: The amount of securities shown in this row is owned directly by Ute Holdings, LLC ("Ute" and, together with Akubra and Bushranger, the "Farallon SPVs").
F6: The amount of securities shown in this row is owned directly by the Farallon SPVs.
F7: The members of Akubra are FCIP XR 2014, L.L.C. ("FCIP XR") and Noonday Special Situation Partners, L.P. ("NSSP") (each, a "Farallon Akubra Fund"). As the general partner of NSSP, NGP, L.L.C. (the "NSSP General Partner") may be deemed to be a beneficial owner of the Issuer's securities indirectly held by NSSP as a Farallon Akubra Fund. The NSSP General Partner disclaims any beneficial ownership of any of the Issuer's securities reported or noted herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "'34 Act"), or otherwise, except as to securities representing its pro rata interest in, and interest in the profits of, Akubra.
F8: As the manager of the NSSP General Partner, Farallon Capital Management, L.L.C. (the "Management Company") may be deemed to be a beneficial owner of the Issuer's securities held by NSSP as a Farallon Akubra Fund. The Management Company disclaims any beneficial ownership of any of the Issuer's securities reported or noted herein for purposes of Section 16 of the '34 Act or otherwise, except as to securities representing its pro rata interest in, and interest in the profits of, Akubra.
F9: The members of Bushranger are FCP XR 2014, L.L.C. ("FCP XR"), Farallon Capital Institutional Partners III, L.P. ("FCIP III"), and Farallon Capital AA Investors, L.P. ("FCAAI") (collectively, the "Farallon Bushranger Funds"). As the general partner of FCAAI, Farallon AA GP, L.L.C. (the "FCAAI GP") may be deemed to be a beneficial owner of the Issuer's securities indirectly held by FCAAI as a Farallon Bushranger Fund. The FCAAI GP disclaims any beneficial ownership of any of the Issuer's securities reported or noted herein for purposes of Section 16 of the '34 Act or otherwise, except as to securities representing its pro rata interest in, and interest in the profits of, Bushranger.
F10: The members of Ute are FCOI II SS 2014, Ltd. ("FCOI II SS"), Farallon Capital Institutional Partners II, L.P. ("FCIP II"), and Farallon Special Situation Partners VI, L.P. ("FSSP VI") (collectively, the "Farallon Ute Funds"). As the general partner of FSSP VI, Farallon Partners GP VI, L.L.C. (the "FSSP VI GP") may be deemed to be a beneficial owner of the Issuer's securities indirectly held by FSSP VI as a Farallon Ute Fund. The FSSP VI GP disclaims any beneficial ownership of any of the Issuer's securities reported or noted herein for purposes of Section 16 of the '34 Act or otherwise, except as to securities representing its pro rata interest in, and interest in the profits of, Ute.
F11: As the general partner of each of (a) the sole member of FCIP XR, (b) the sole member of FCP XR, (c) FCIP III, (d) the sole member of FCOI II SS and (e) FCIP II, Farallon Partners, L.L.C. (the "Farallon General Partner") may be deemed to be a beneficial owner of the Issuer's securities indirectly held by FCIP XR as a Farallon Akubra Fund, FCP XR and FCIP III as Farallon Bushranger Funds, and FCOI II SS and FCIP II as Farallon Ute Funds. The Farallon General Partner disclaims any beneficial ownership of any of the Issuer's securities reported or noted herein for purposes of Section 16 of the '34 Act or otherwise, except as to securities representing its pro rata interest in, and interest in the profits of, the Farallon SPVs.
F12: Each of Philip D. Dreyfuss, Michael B. Fisch, Richard B. Fried, David T. Kim, Monica R. Landry, Michael G. Linn, Ravi K. Paidipaty, Rajiv A. Patel, Thomas G. Roberts, Jr., William Seybold, John R. Warren and Mark C. Wehrly (collectively, the "Managing Members") and Andrew J. M. Spokes (the "Senior Managing Member"), as Managing Members or the Senior Managing Member, as the case may be, of both the Farallon General Partner and the Management Company, and as a manager or senior manager, as the case may be, of both the FCAAI GP and the FSSP VI GP, in each case with the power to exercise investment discretion, may be deemed to be a beneficial owner of the Issuer's securities held by the Farallon SPVs. Each of the Managing Members and the Senior Managing Member disclaims any beneficial ownership of any of the Issuer's securities reported or noted herein for purposes of Section 16 of the '34 Act or otherwise, except to the extent of his or her pecuniary interest, if any.
F13: As a director of the Issuer, Patel is filing a separate Form 4 on the date hereof.
F14: Disposed of pursuant to a transaction agreement among the Issuer, Zoetis Inc. ("Zoetis") and Zoetis Belgium S.A., a wholly-owned subsidiary of Zoetis ("Bidco"), pursuant to which Bidco acquired all of the issued and to-be-issued ordinary share capital of the Issuer (the "Acquisition").
Playa Hotels & Resorts N.V.
Report date December 31, 2019 · Filed January 02, 2020
Section 16 reporting ended · disclosed 2020-01-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, par value EUR 0.10 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Reported balance
Holding disclosure · report date 2019-12-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: Monica R. Landry ("Landry") and other reporting persons identified therein previously filed Forms 3 and 4 (the "Prior Filings") with respect to securities of the Issuer owned directly by Cabana Investors B.V. ("Cabana") and Playa Four Pack, L.L.C. ("Four Pack" and, together with Cabana, the "Farallon SPVs"). F2: Farallon Partners, L.L.C. (the "Farallon General Partner"), as (i) the general partner of each of the investment funds that are the members of Four Pack and (ii) the general partner of each of the investment funds that are the shareholders of the entity that is the sole indirect owner of Cabana, may be deemed to be a beneficial owner of the Issuer's securities held by the Farallon SPVs. The Farallon General Partner hereby disclaims any beneficial ownership of any of the Issuer's securities reported or referred to herein or in the Prior Filings for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "'34 Act"), or otherwise, except as to securities representing its pro rata interest in, and interest in the profits of, the Farallon SPVs. F3: Landry, as a managing member of the Farallon General Partner with the power to exercise investment discretion, may have been deemed to be a beneficial owner of the Issuer's securities held by the Farallon SPVs. Effective December 31, 2019, Landry resigned as a managing member of the Farallon General Partner. As a result, as of January 1, 2020 Landry no longer may be deemed a beneficial owner of any of the Issuer's securities held by the Farallon SPVs or deemed beneficially owned by the Farallon General Partner. F4: Each of the other individuals identified in the Prior Filings disclaims any beneficial ownership of any of the Issuer's securities reported or referred to herein or in the Prior Filings for purposes of Section 16 of the '34 Act or otherwise, except to the extent of his pecuniary interest, if any. |
| Company Earnout Warrants (right to buy)SEC Table II · derivative / convertible security | IndirectSee Footnotes | 0 |
Reported balance
Holding disclosure · report date 2019-12-31 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 0 F5: Pursuant to the respective Company Earnout Warrants Agreements, each effective as of March 11, 2017, by and between the Issuer and the respective Farallon SPVs, each Company Earnout Warrant entitles the relevant Farallon SPV to purchase one Ordinary Share at an exercise price of EUR 0.10. The Company Earnout Warrants become exercisable at such time as the closing price per Ordinary Share on the NASDAQ Capital Market has exceeded $13.00 (subject to adjustment for stock splits and reverse stock splits) for a period of more than 20 days out of 30 consecutive trading days after March 11, 2017. The Company Earnout Warrants expire on the fifth anniversary of March 11, 2017. F1: Monica R. Landry ("Landry") and other reporting persons identified therein previously filed Forms 3 and 4 (the "Prior Filings") with respect to securities of the Issuer owned directly by Cabana Investors B.V. ("Cabana") and Playa Four Pack, L.L.C. ("Four Pack" and, together with Cabana, the "Farallon SPVs"). F2: Farallon Partners, L.L.C. (the "Farallon General Partner"), as (i) the general partner of each of the investment funds that are the members of Four Pack and (ii) the general partner of each of the investment funds that are the shareholders of the entity that is the sole indirect owner of Cabana, may be deemed to be a beneficial owner of the Issuer's securities held by the Farallon SPVs. The Farallon General Partner hereby disclaims any beneficial ownership of any of the Issuer's securities reported or referred to herein or in the Prior Filings for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "'34 Act"), or otherwise, except as to securities representing its pro rata interest in, and interest in the profits of, the Farallon SPVs. F3: Landry, as a managing member of the Farallon General Partner with the power to exercise investment discretion, may have been deemed to be a beneficial owner of the Issuer's securities held by the Farallon SPVs. Effective December 31, 2019, Landry resigned as a managing member of the Farallon General Partner. As a result, as of January 1, 2020 Landry no longer may be deemed a beneficial owner of any of the Issuer's securities held by the Farallon SPVs or deemed beneficially owned by the Farallon General Partner. F4: Each of the other individuals identified in the Prior Filings disclaims any beneficial ownership of any of the Issuer's securities reported or referred to herein or in the Prior Filings for purposes of Section 16 of the '34 Act or otherwise, except to the extent of his pecuniary interest, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: Monica R. Landry ("Landry") and other reporting persons identified therein previously filed Forms 3 and 4 (the "Prior Filings") with respect to securities of the Issuer owned directly by Cabana Investors B.V. ("Cabana") and Playa Four Pack, L.L.C. ("Four Pack" and, together with Cabana, the "Farallon SPVs").
F2: Farallon Partners, L.L.C. (the "Farallon General Partner"), as (i) the general partner of each of the investment funds that are the members of Four Pack and (ii) the general partner of each of the investment funds that are the shareholders of the entity that is the sole indirect owner of Cabana, may be deemed to be a beneficial owner of the Issuer's securities held by the Farallon SPVs. The Farallon General Partner hereby disclaims any beneficial ownership of any of the Issuer's securities reported or referred to herein or in the Prior Filings for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "'34 Act"), or otherwise, except as to securities representing its pro rata interest in, and interest in the profits of, the Farallon SPVs.
F3: Landry, as a managing member of the Farallon General Partner with the power to exercise investment discretion, may have been deemed to be a beneficial owner of the Issuer's securities held by the Farallon SPVs. Effective December 31, 2019, Landry resigned as a managing member of the Farallon General Partner. As a result, as of January 1, 2020 Landry no longer may be deemed a beneficial owner of any of the Issuer's securities held by the Farallon SPVs or deemed beneficially owned by the Farallon General Partner.
F4: Each of the other individuals identified in the Prior Filings disclaims any beneficial ownership of any of the Issuer's securities reported or referred to herein or in the Prior Filings for purposes of Section 16 of the '34 Act or otherwise, except to the extent of his pecuniary interest, if any.
F5: Pursuant to the respective Company Earnout Warrants Agreements, each effective as of March 11, 2017, by and between the Issuer and the respective Farallon SPVs, each Company Earnout Warrant entitles the relevant Farallon SPV to purchase one Ordinary Share at an exercise price of EUR 0.10. The Company Earnout Warrants become exercisable at such time as the closing price per Ordinary Share on the NASDAQ Capital Market has exceeded $13.00 (subject to adjustment for stock splits and reverse stock splits) for a period of more than 20 days out of 30 consecutive trading days after March 11, 2017. The Company Earnout Warrants expire on the fifth anniversary of March 11, 2017.
TOWN SPORTS INTERNATIONAL HOLDINGS INC
Report date June 16, 2017 · Filed June 20, 2017
Jointly reported with Dreyfuss Philip D, Fisch Michael B., FRIED RICHARD B, Kim David T
Section 16 reporting ended · disclosed 2017-06-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 72,234 |
Reported balance
After 2017-06-16 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-06-16 · Sale · Disposed 1,323,777 · Balance 72,234 F1: The entities and individuals identified in the footnotes to this Form 4 may be deemed members of a group holding equity securities of Town Sports International Holdings, Inc. (the "Issuer"). The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such a group. F2: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing an additional Form 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Form 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information contained in the Parallel Form 4. F3: The amount of securities shown in this row is owned directly by Farallon Capital Partners, L.P. ("FCP"). |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 81,462 |
Reported balance
After 2017-06-16 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2017-06-16 · Sale · Disposed 1,492,872 · Balance 81,462 F1: The entities and individuals identified in the footnotes to this Form 4 may be deemed members of a group holding equity securities of Town Sports International Holdings, Inc. (the "Issuer"). The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such a group. F2: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing an additional Form 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Form 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information contained in the Parallel Form 4. F4: The amount of securities shown in this row is owned directly by Farallon Capital Institutional Partners, L.P. ("FCIP"). |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 52,843 |
Reported balance
After 2017-06-16 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2017-06-16 · Sale · Disposed 968,413 · Balance 52,843 F1: The entities and individuals identified in the footnotes to this Form 4 may be deemed members of a group holding equity securities of Town Sports International Holdings, Inc. (the "Issuer"). The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such a group. F2: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing an additional Form 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Form 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information contained in the Parallel Form 4. F5: The amount of securities shown in this row is owned directly by Farallon Capital Institutional Partners II, L.P. ("FCIP II"). |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 129 |
Reported balance
After 2017-06-16 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2017-06-16 · Sale · Disposed 2,371 · Balance 129 F1: The entities and individuals identified in the footnotes to this Form 4 may be deemed members of a group holding equity securities of Town Sports International Holdings, Inc. (the "Issuer"). The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such a group. F2: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing an additional Form 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Form 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information contained in the Parallel Form 4. F6: The amount of securities shown in this row is owned directly by Farallon Capital Institutional Partners III, L.P. ("FCIP III"). |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 3,414 |
Reported balance
After 2017-06-16 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2017-06-16 · Sale · Disposed 62,567 · Balance 3,414 F1: The entities and individuals identified in the footnotes to this Form 4 may be deemed members of a group holding equity securities of Town Sports International Holdings, Inc. (the "Issuer"). The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such a group. F2: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing an additional Form 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Form 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information contained in the Parallel Form 4. F7: The amount of securities shown in this row is owned directly by Farallon Capital Offshore Investors II, L.P. ("FCOI II" and, together with FCP, FCIP, FCIP II and FCIP III, the "Farallon Funds"). |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-06-19 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2017-06-19 · Sale · Disposed 72,234 · Balance 0 F1: The entities and individuals identified in the footnotes to this Form 4 may be deemed members of a group holding equity securities of Town Sports International Holdings, Inc. (the "Issuer"). The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such a group. F2: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing an additional Form 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Form 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information contained in the Parallel Form 4. F3: The amount of securities shown in this row is owned directly by Farallon Capital Partners, L.P. ("FCP"). |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-06-19 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2017-06-19 · Sale · Disposed 81,462 · Balance 0 F1: The entities and individuals identified in the footnotes to this Form 4 may be deemed members of a group holding equity securities of Town Sports International Holdings, Inc. (the "Issuer"). The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such a group. F2: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing an additional Form 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Form 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information contained in the Parallel Form 4. F4: The amount of securities shown in this row is owned directly by Farallon Capital Institutional Partners, L.P. ("FCIP"). |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-06-19 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2017-06-19 · Sale · Disposed 52,843 · Balance 0 F1: The entities and individuals identified in the footnotes to this Form 4 may be deemed members of a group holding equity securities of Town Sports International Holdings, Inc. (the "Issuer"). The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such a group. F2: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing an additional Form 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Form 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information contained in the Parallel Form 4. F5: The amount of securities shown in this row is owned directly by Farallon Capital Institutional Partners II, L.P. ("FCIP II"). |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-06-19 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2017-06-19 · Sale · Disposed 129 · Balance 0 F1: The entities and individuals identified in the footnotes to this Form 4 may be deemed members of a group holding equity securities of Town Sports International Holdings, Inc. (the "Issuer"). The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such a group. F2: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing an additional Form 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Form 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information contained in the Parallel Form 4. F6: The amount of securities shown in this row is owned directly by Farallon Capital Institutional Partners III, L.P. ("FCIP III"). |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-06-19 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2017-06-19 · Sale · Disposed 3,414 · Balance 0 F1: The entities and individuals identified in the footnotes to this Form 4 may be deemed members of a group holding equity securities of Town Sports International Holdings, Inc. (the "Issuer"). The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such a group. F2: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing an additional Form 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Form 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information contained in the Parallel Form 4. F7: The amount of securities shown in this row is owned directly by Farallon Capital Offshore Investors II, L.P. ("FCOI II" and, together with FCP, FCIP, FCIP II and FCIP III, the "Farallon Funds"). |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee footnotes. | 0 |
Reported balance
Holding disclosure · report date 2017-06-16 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 0 F1: The entities and individuals identified in the footnotes to this Form 4 may be deemed members of a group holding equity securities of Town Sports International Holdings, Inc. (the "Issuer"). The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such a group. F2: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing an additional Form 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Form 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information contained in the Parallel Form 4. F8: The amount of securities shown in this row is owned directly by the Farallon Funds. F9: As the general partner of each of the Farallon Funds, Farallon Partners, L.L.C. ("FPLLC") may be deemed to be a beneficial owner of the Issuer's securities held by the Farallon Funds. FPLLC hereby disclaims any beneficial ownership of any of the Issuer's securities reported or referenced herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "'34 Act"), or otherwise, except as to securities representing FPLLC's pro rata interest in, and interest in the profits of, the Farallon Funds. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee footnotes. | 0 |
Reported balance
Holding disclosure · report date 2017-06-16 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 0 F1: The entities and individuals identified in the footnotes to this Form 4 may be deemed members of a group holding equity securities of Town Sports International Holdings, Inc. (the "Issuer"). The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such a group. F2: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing an additional Form 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Form 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information contained in the Parallel Form 4. F8: The amount of securities shown in this row is owned directly by the Farallon Funds. F10: Each of Philip D. Dreyfuss, Michael B. Fisch, Richard B. Fried, David T. Kim, Monica R. Landry, Michael G. Linn, Ravi K. Paidipaty, Rajiv A. Patel, Thomas G. Roberts, Jr., William Seybold, John R. Warren and Mark C. Wehrly (collectively, the "Managing Members") and Andrew J.M. Spokes (the "Senior Managing Member"), as a Managing Member or the Senior Managing Member, as the case may be, of FPLLC, in each case with the power to exercise investment discretion, may be deemed to be a beneficial owner of the Issuer's securities held by the Farallon Funds. Each of the Managing Members and the Senior Managing Member disclaims any beneficial ownership of any of the Issuer's securities reported or referenced herein for purposes of Section 16 of the '34 Act or otherwise, except to the extent of his or her pecuniary interest, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: The entities and individuals identified in the footnotes to this Form 4 may be deemed members of a group holding equity securities of Town Sports International Holdings, Inc. (the "Issuer"). The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such a group.
F2: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing an additional Form 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Form 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information contained in the Parallel Form 4.
F3: The amount of securities shown in this row is owned directly by Farallon Capital Partners, L.P. ("FCP").
F4: The amount of securities shown in this row is owned directly by Farallon Capital Institutional Partners, L.P. ("FCIP").
F5: The amount of securities shown in this row is owned directly by Farallon Capital Institutional Partners II, L.P. ("FCIP II").
F6: The amount of securities shown in this row is owned directly by Farallon Capital Institutional Partners III, L.P. ("FCIP III").
F7: The amount of securities shown in this row is owned directly by Farallon Capital Offshore Investors II, L.P. ("FCOI II" and, together with FCP, FCIP, FCIP II and FCIP III, the "Farallon Funds").
F8: The amount of securities shown in this row is owned directly by the Farallon Funds.
F9: As the general partner of each of the Farallon Funds, Farallon Partners, L.L.C. ("FPLLC") may be deemed to be a beneficial owner of the Issuer's securities held by the Farallon Funds. FPLLC hereby disclaims any beneficial ownership of any of the Issuer's securities reported or referenced herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "'34 Act"), or otherwise, except as to securities representing FPLLC's pro rata interest in, and interest in the profits of, the Farallon Funds.
F10: Each of Philip D. Dreyfuss, Michael B. Fisch, Richard B. Fried, David T. Kim, Monica R. Landry, Michael G. Linn, Ravi K. Paidipaty, Rajiv A. Patel, Thomas G. Roberts, Jr., William Seybold, John R. Warren and Mark C. Wehrly (collectively, the "Managing Members") and Andrew J.M. Spokes (the "Senior Managing Member"), as a Managing Member or the Senior Managing Member, as the case may be, of FPLLC, in each case with the power to exercise investment discretion, may be deemed to be a beneficial owner of the Issuer's securities held by the Farallon Funds. Each of the Managing Members and the Senior Managing Member disclaims any beneficial ownership of any of the Issuer's securities reported or referenced herein for purposes of Section 16 of the '34 Act or otherwise, except to the extent of his or her pecuniary interest, if any.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 31, 2017 Filed Aug 2, 2017 15:59 UTC | Nexvet Biopharma plc NVET · Entity 174046 | OtherOrdinary Shares | 2,648,696 | $6.72 | $17,799,237.12 |
DisclosureSEC source: 0001182489-17-000449 · edgar.xml · nonDerivative · entry 8 FRIED RICHARD B · CIK 0001245637 · 10% owner · Member of Group Owning 10% Kim David T · CIK 0001595643 · 10% owner · Member of Group Owning 10% LANDRY MONICA R · CIK 0001245636 · 10% owner · Member of Group Owning 10% Linn Michael G · CIK 0001495856 · 10% owner · Member of Group Owning 10% Paidipaty Ravi K · CIK 0001693634 · 10% owner · Member of Group Owning 10% Roberts Thomas G. Jr. · CIK 0001453042 · 10% owner · Member of Group Owning 10% Seybold William · CIK 0001693980 · 10% owner · Member of Group Owning 10% Spokes Andrew J M · CIK 0001372968 · 10% owner · Member of Group Owning 10% Warren John R. · CIK 0001509711 · 10% owner · Member of Group Owning 10% WEHRLY MARK C · CIK 0001245635 · 10% owner · Member of Group Owning 10% Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F14 · price: Disposed of pursuant to a transaction agreement among the Issuer, Zoetis Inc. ("Zoetis") and Zoetis Belgium S.A., a wholly-owned subsidiary of Zoetis ("Bidco"), pursuant to which Bidco acquired all of the issued and to-be-issued ordinary share capital of the Issuer (the "Acquisition"). F1 · ownership.nature: The entities and individuals identified in the footnotes of this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such group. F2 · ownership.nature: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing additional Forms 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Forms 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information reported in the Parallel Forms 4. F6 · ownership.nature: The amount of securities shown in this row is owned directly by the Farallon SPVs. F12 · ownership.nature: Each of Philip D. Dreyfuss, Michael B. Fisch, Richard B. Fried, David T. Kim, Monica R. Landry, Michael G. Linn, Ravi K. Paidipaty, Rajiv A. Patel, Thomas G. Roberts, Jr., William Seybold, John R. Warren and Mark C. Wehrly (collectively, the "Managing Members") and Andrew J. M. Spokes (the "Senior Managing Member"), as Managing Members or the Senior Managing Member, as the case may be, of both the Farallon General Partner and the Management Company, and as a manager or senior manager, as the case may be, of both the FCAAI GP and the FSSP VI GP, in each case with the power to exercise investment discretion, may be deemed to be a beneficial owner of the Issuer's securities held by the Farallon SPVs. Each of the Managing Members and the Senior Managing Member disclaims any beneficial ownership of any of the Issuer's securities reported or noted herein for purposes of Section 16 of the '34 Act or otherwise, except to the extent of his or her pecuniary interest, if any. F13 · ownership.nature: As a director of the Issuer, Patel is filing a separate Form 4 on the date hereof. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 15:59 UTC | Nexvet Biopharma plc NVET · Entity 174046 | OtherOrdinary Shares | 2,067,651 | $6.72 | $13,894,614.72 |
DisclosureSEC source: 0001182489-17-000449 · edgar.xml · nonDerivative · entry 7 FRIED RICHARD B · CIK 0001245637 · 10% owner · Member of Group Owning 10% Kim David T · CIK 0001595643 · 10% owner · Member of Group Owning 10% LANDRY MONICA R · CIK 0001245636 · 10% owner · Member of Group Owning 10% Linn Michael G · CIK 0001495856 · 10% owner · Member of Group Owning 10% Paidipaty Ravi K · CIK 0001693634 · 10% owner · Member of Group Owning 10% Roberts Thomas G. Jr. · CIK 0001453042 · 10% owner · Member of Group Owning 10% Seybold William · CIK 0001693980 · 10% owner · Member of Group Owning 10% Spokes Andrew J M · CIK 0001372968 · 10% owner · Member of Group Owning 10% Warren John R. · CIK 0001509711 · 10% owner · Member of Group Owning 10% WEHRLY MARK C · CIK 0001245635 · 10% owner · Member of Group Owning 10% Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F14 · price: Disposed of pursuant to a transaction agreement among the Issuer, Zoetis Inc. ("Zoetis") and Zoetis Belgium S.A., a wholly-owned subsidiary of Zoetis ("Bidco"), pursuant to which Bidco acquired all of the issued and to-be-issued ordinary share capital of the Issuer (the "Acquisition"). F1 · ownership.nature: The entities and individuals identified in the footnotes of this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such group. F2 · ownership.nature: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing additional Forms 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Forms 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information reported in the Parallel Forms 4. F11 · ownership.nature: As the general partner of each of (a) the sole member of FCIP XR, (b) the sole member of FCP XR, (c) FCIP III, (d) the sole member of FCOI II SS and (e) FCIP II, Farallon Partners, L.L.C. (the "Farallon General Partner") may be deemed to be a beneficial owner of the Issuer's securities indirectly held by FCIP XR as a Farallon Akubra Fund, FCP XR and FCIP III as Farallon Bushranger Funds, and FCOI II SS and FCIP II as Farallon Ute Funds. The Farallon General Partner disclaims any beneficial ownership of any of the Issuer's securities reported or noted herein for purposes of Section 16 of the '34 Act or otherwise, except as to securities representing its pro rata interest in, and interest in the profits of, the Farallon SPVs. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 15:59 UTC | Nexvet Biopharma plc NVET · Entity 174046 | OtherOrdinary Shares | 209,577 | $6.72 | $1,408,357.44 |
DisclosureSEC source: 0001182489-17-000449 · edgar.xml · nonDerivative · entry 6 FRIED RICHARD B · CIK 0001245637 · 10% owner · Member of Group Owning 10% Kim David T · CIK 0001595643 · 10% owner · Member of Group Owning 10% LANDRY MONICA R · CIK 0001245636 · 10% owner · Member of Group Owning 10% Linn Michael G · CIK 0001495856 · 10% owner · Member of Group Owning 10% Paidipaty Ravi K · CIK 0001693634 · 10% owner · Member of Group Owning 10% Roberts Thomas G. Jr. · CIK 0001453042 · 10% owner · Member of Group Owning 10% Seybold William · CIK 0001693980 · 10% owner · Member of Group Owning 10% Spokes Andrew J M · CIK 0001372968 · 10% owner · Member of Group Owning 10% Warren John R. · CIK 0001509711 · 10% owner · Member of Group Owning 10% WEHRLY MARK C · CIK 0001245635 · 10% owner · Member of Group Owning 10% Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F14 · price: Disposed of pursuant to a transaction agreement among the Issuer, Zoetis Inc. ("Zoetis") and Zoetis Belgium S.A., a wholly-owned subsidiary of Zoetis ("Bidco"), pursuant to which Bidco acquired all of the issued and to-be-issued ordinary share capital of the Issuer (the "Acquisition"). F1 · ownership.nature: The entities and individuals identified in the footnotes of this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such group. F2 · ownership.nature: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing additional Forms 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Forms 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information reported in the Parallel Forms 4. F5 · ownership.nature: The amount of securities shown in this row is owned directly by Ute Holdings, LLC ("Ute" and, together with Akubra and Bushranger, the "Farallon SPVs"). F10 · ownership.nature: The members of Ute are FCOI II SS 2014, Ltd. ("FCOI II SS"), Farallon Capital Institutional Partners II, L.P. ("FCIP II"), and Farallon Special Situation Partners VI, L.P. ("FSSP VI") (collectively, the "Farallon Ute Funds"). As the general partner of FSSP VI, Farallon Partners GP VI, L.L.C. (the "FSSP VI GP") may be deemed to be a beneficial owner of the Issuer's securities indirectly held by FSSP VI as a Farallon Ute Fund. The FSSP VI GP disclaims any beneficial ownership of any of the Issuer's securities reported or noted herein for purposes of Section 16 of the '34 Act or otherwise, except as to securities representing its pro rata interest in, and interest in the profits of, Ute. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 15:59 UTC | Nexvet Biopharma plc NVET · Entity 174046 | OtherOrdinary Shares | 249,462 | $6.72 | $1,676,384.64 |
DisclosureSEC source: 0001182489-17-000449 · edgar.xml · nonDerivative · entry 5 FRIED RICHARD B · CIK 0001245637 · 10% owner · Member of Group Owning 10% Kim David T · CIK 0001595643 · 10% owner · Member of Group Owning 10% LANDRY MONICA R · CIK 0001245636 · 10% owner · Member of Group Owning 10% Linn Michael G · CIK 0001495856 · 10% owner · Member of Group Owning 10% Paidipaty Ravi K · CIK 0001693634 · 10% owner · Member of Group Owning 10% Roberts Thomas G. Jr. · CIK 0001453042 · 10% owner · Member of Group Owning 10% Seybold William · CIK 0001693980 · 10% owner · Member of Group Owning 10% Spokes Andrew J M · CIK 0001372968 · 10% owner · Member of Group Owning 10% Warren John R. · CIK 0001509711 · 10% owner · Member of Group Owning 10% WEHRLY MARK C · CIK 0001245635 · 10% owner · Member of Group Owning 10% Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F14 · price: Disposed of pursuant to a transaction agreement among the Issuer, Zoetis Inc. ("Zoetis") and Zoetis Belgium S.A., a wholly-owned subsidiary of Zoetis ("Bidco"), pursuant to which Bidco acquired all of the issued and to-be-issued ordinary share capital of the Issuer (the "Acquisition"). F1 · ownership.nature: The entities and individuals identified in the footnotes of this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such group. F2 · ownership.nature: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing additional Forms 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Forms 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information reported in the Parallel Forms 4. F4 · ownership.nature: The amount of securities shown in this row is owned directly by Bushranger Funding, LLC ("Bushranger"). F9 · ownership.nature: The members of Bushranger are FCP XR 2014, L.L.C. ("FCP XR"), Farallon Capital Institutional Partners III, L.P. ("FCIP III"), and Farallon Capital AA Investors, L.P. ("FCAAI") (collectively, the "Farallon Bushranger Funds"). As the general partner of FCAAI, Farallon AA GP, L.L.C. (the "FCAAI GP") may be deemed to be a beneficial owner of the Issuer's securities indirectly held by FCAAI as a Farallon Bushranger Fund. The FCAAI GP disclaims any beneficial ownership of any of the Issuer's securities reported or noted herein for purposes of Section 16 of the '34 Act or otherwise, except as to securities representing its pro rata interest in, and interest in the profits of, Bushranger. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 15:59 UTC | Nexvet Biopharma plc NVET · Entity 174046 | OtherOrdinary Shares | 122,006 | $6.72 | $819,880.32 |
DisclosureSEC source: 0001182489-17-000449 · edgar.xml · nonDerivative · entry 4 FRIED RICHARD B · CIK 0001245637 · 10% owner · Member of Group Owning 10% Kim David T · CIK 0001595643 · 10% owner · Member of Group Owning 10% LANDRY MONICA R · CIK 0001245636 · 10% owner · Member of Group Owning 10% Linn Michael G · CIK 0001495856 · 10% owner · Member of Group Owning 10% Paidipaty Ravi K · CIK 0001693634 · 10% owner · Member of Group Owning 10% Roberts Thomas G. Jr. · CIK 0001453042 · 10% owner · Member of Group Owning 10% Seybold William · CIK 0001693980 · 10% owner · Member of Group Owning 10% Spokes Andrew J M · CIK 0001372968 · 10% owner · Member of Group Owning 10% Warren John R. · CIK 0001509711 · 10% owner · Member of Group Owning 10% WEHRLY MARK C · CIK 0001245635 · 10% owner · Member of Group Owning 10% Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F14 · price: Disposed of pursuant to a transaction agreement among the Issuer, Zoetis Inc. ("Zoetis") and Zoetis Belgium S.A., a wholly-owned subsidiary of Zoetis ("Bidco"), pursuant to which Bidco acquired all of the issued and to-be-issued ordinary share capital of the Issuer (the "Acquisition"). F1 · ownership.nature: The entities and individuals identified in the footnotes of this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such group. F2 · ownership.nature: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing additional Forms 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Forms 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information reported in the Parallel Forms 4. F3 · ownership.nature: The amount of securities shown in this row is owned directly by Akubra Investors, LLC ("Akubra"). F7 · ownership.nature: The members of Akubra are FCIP XR 2014, L.L.C. ("FCIP XR") and Noonday Special Situation Partners, L.P. ("NSSP") (each, a "Farallon Akubra Fund"). As the general partner of NSSP, NGP, L.L.C. (the "NSSP General Partner") may be deemed to be a beneficial owner of the Issuer's securities indirectly held by NSSP as a Farallon Akubra Fund. The NSSP General Partner disclaims any beneficial ownership of any of the Issuer's securities reported or noted herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "'34 Act"), or otherwise, except as to securities representing its pro rata interest in, and interest in the profits of, Akubra. F8 · ownership.nature: As the manager of the NSSP General Partner, Farallon Capital Management, L.L.C. (the "Management Company") may be deemed to be a beneficial owner of the Issuer's securities held by NSSP as a Farallon Akubra Fund. The Management Company disclaims any beneficial ownership of any of the Issuer's securities reported or noted herein for purposes of Section 16 of the '34 Act or otherwise, except as to securities representing its pro rata interest in, and interest in the profits of, Akubra. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 15:59 UTC | Nexvet Biopharma plc NVET · Entity 174046 | OtherOrdinary Shares | 915,583 | $6.72 | $6,152,717.76 |
DisclosureSEC source: 0001182489-17-000449 · edgar.xml · nonDerivative · entry 3 FRIED RICHARD B · CIK 0001245637 · 10% owner · Member of Group Owning 10% Kim David T · CIK 0001595643 · 10% owner · Member of Group Owning 10% LANDRY MONICA R · CIK 0001245636 · 10% owner · Member of Group Owning 10% Linn Michael G · CIK 0001495856 · 10% owner · Member of Group Owning 10% Paidipaty Ravi K · CIK 0001693634 · 10% owner · Member of Group Owning 10% Roberts Thomas G. Jr. · CIK 0001453042 · 10% owner · Member of Group Owning 10% Seybold William · CIK 0001693980 · 10% owner · Member of Group Owning 10% Spokes Andrew J M · CIK 0001372968 · 10% owner · Member of Group Owning 10% Warren John R. · CIK 0001509711 · 10% owner · Member of Group Owning 10% WEHRLY MARK C · CIK 0001245635 · 10% owner · Member of Group Owning 10% Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F14 · price: Disposed of pursuant to a transaction agreement among the Issuer, Zoetis Inc. ("Zoetis") and Zoetis Belgium S.A., a wholly-owned subsidiary of Zoetis ("Bidco"), pursuant to which Bidco acquired all of the issued and to-be-issued ordinary share capital of the Issuer (the "Acquisition"). F1 · ownership.direct: The entities and individuals identified in the footnotes of this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such group. F2 · ownership.direct: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing additional Forms 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Forms 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information reported in the Parallel Forms 4. F5 · ownership.direct: The amount of securities shown in this row is owned directly by Ute Holdings, LLC ("Ute" and, together with Akubra and Bushranger, the "Farallon SPVs"). Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 15:59 UTC | Nexvet Biopharma plc NVET · Entity 174046 | OtherOrdinary Shares | 899,268 | $6.72 | $6,043,080.96 |
DisclosureSEC source: 0001182489-17-000449 · edgar.xml · nonDerivative · entry 2 FRIED RICHARD B · CIK 0001245637 · 10% owner · Member of Group Owning 10% Kim David T · CIK 0001595643 · 10% owner · Member of Group Owning 10% LANDRY MONICA R · CIK 0001245636 · 10% owner · Member of Group Owning 10% Linn Michael G · CIK 0001495856 · 10% owner · Member of Group Owning 10% Paidipaty Ravi K · CIK 0001693634 · 10% owner · Member of Group Owning 10% Roberts Thomas G. Jr. · CIK 0001453042 · 10% owner · Member of Group Owning 10% Seybold William · CIK 0001693980 · 10% owner · Member of Group Owning 10% Spokes Andrew J M · CIK 0001372968 · 10% owner · Member of Group Owning 10% Warren John R. · CIK 0001509711 · 10% owner · Member of Group Owning 10% WEHRLY MARK C · CIK 0001245635 · 10% owner · Member of Group Owning 10% Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F14 · price: Disposed of pursuant to a transaction agreement among the Issuer, Zoetis Inc. ("Zoetis") and Zoetis Belgium S.A., a wholly-owned subsidiary of Zoetis ("Bidco"), pursuant to which Bidco acquired all of the issued and to-be-issued ordinary share capital of the Issuer (the "Acquisition"). F1 · ownership.direct: The entities and individuals identified in the footnotes of this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such group. F2 · ownership.direct: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing additional Forms 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Forms 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information reported in the Parallel Forms 4. F4 · ownership.direct: The amount of securities shown in this row is owned directly by Bushranger Funding, LLC ("Bushranger"). Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 15:59 UTC | Nexvet Biopharma plc NVET · Entity 174046 | OtherOrdinary Shares | 833,845 | $6.72 | $5,603,438.40 |
DisclosureSEC source: 0001182489-17-000449 · edgar.xml · nonDerivative · entry 1 FRIED RICHARD B · CIK 0001245637 · 10% owner · Member of Group Owning 10% Kim David T · CIK 0001595643 · 10% owner · Member of Group Owning 10% LANDRY MONICA R · CIK 0001245636 · 10% owner · Member of Group Owning 10% Linn Michael G · CIK 0001495856 · 10% owner · Member of Group Owning 10% Paidipaty Ravi K · CIK 0001693634 · 10% owner · Member of Group Owning 10% Roberts Thomas G. Jr. · CIK 0001453042 · 10% owner · Member of Group Owning 10% Seybold William · CIK 0001693980 · 10% owner · Member of Group Owning 10% Spokes Andrew J M · CIK 0001372968 · 10% owner · Member of Group Owning 10% Warren John R. · CIK 0001509711 · 10% owner · Member of Group Owning 10% WEHRLY MARK C · CIK 0001245635 · 10% owner · Member of Group Owning 10% Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F14 · price: Disposed of pursuant to a transaction agreement among the Issuer, Zoetis Inc. ("Zoetis") and Zoetis Belgium S.A., a wholly-owned subsidiary of Zoetis ("Bidco"), pursuant to which Bidco acquired all of the issued and to-be-issued ordinary share capital of the Issuer (the "Acquisition"). F1 · ownership.direct: The entities and individuals identified in the footnotes of this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such group. F2 · ownership.direct: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing additional Forms 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Forms 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information reported in the Parallel Forms 4. F3 · ownership.direct: The amount of securities shown in this row is owned directly by Akubra Investors, LLC ("Akubra"). Read SEC document |
| June 19, 2017 Filed Jun 20, 2017 18:40 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | SaleCommon Stock, par value $0.001 per share | 3,414 | $3.60 | $12,290.40 |
DisclosureSEC source: 0001182489-17-000375 · edgar.xml · nonDerivative · entry 10 Dreyfuss Philip D · CIK 0001693981 · 10% owner · Member of Group Owning 10% Fisch Michael B. · CIK 0001611816 · 10% owner · Member of Group Owning 10% FRIED RICHARD B · CIK 0001245637 · 10% owner · Member of Group Owning 10% Kim David T · CIK 0001595643 · 10% owner · Member of Group Owning 10% LANDRY MONICA R · CIK 0001245636 · 10% owner · Member of Group Owning 10% Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · ownership.direct: The entities and individuals identified in the footnotes to this Form 4 may be deemed members of a group holding equity securities of Town Sports International Holdings, Inc. (the "Issuer"). The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such a group. F2 · ownership.direct: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing an additional Form 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Form 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information contained in the Parallel Form 4. F7 · ownership.direct: The amount of securities shown in this row is owned directly by Farallon Capital Offshore Investors II, L.P. ("FCOI II" and, together with FCP, FCIP, FCIP II and FCIP III, the "Farallon Funds"). Read SEC document |
| June 19, 2017 Filed Jun 20, 2017 18:40 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | SaleCommon Stock, par value $0.001 per share | 129 | $3.60 | $464.40 |
DisclosureSEC source: 0001182489-17-000375 · edgar.xml · nonDerivative · entry 9 Dreyfuss Philip D · CIK 0001693981 · 10% owner · Member of Group Owning 10% Fisch Michael B. · CIK 0001611816 · 10% owner · Member of Group Owning 10% FRIED RICHARD B · CIK 0001245637 · 10% owner · Member of Group Owning 10% Kim David T · CIK 0001595643 · 10% owner · Member of Group Owning 10% LANDRY MONICA R · CIK 0001245636 · 10% owner · Member of Group Owning 10% Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · ownership.direct: The entities and individuals identified in the footnotes to this Form 4 may be deemed members of a group holding equity securities of Town Sports International Holdings, Inc. (the "Issuer"). The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such a group. F2 · ownership.direct: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing an additional Form 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Form 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information contained in the Parallel Form 4. F6 · ownership.direct: The amount of securities shown in this row is owned directly by Farallon Capital Institutional Partners III, L.P. ("FCIP III"). Read SEC document |
| June 19, 2017 Filed Jun 20, 2017 18:40 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | SaleCommon Stock, par value $0.001 per share | 52,843 | $3.60 | $190,234.80 |
DisclosureSEC source: 0001182489-17-000375 · edgar.xml · nonDerivative · entry 8 Dreyfuss Philip D · CIK 0001693981 · 10% owner · Member of Group Owning 10% Fisch Michael B. · CIK 0001611816 · 10% owner · Member of Group Owning 10% FRIED RICHARD B · CIK 0001245637 · 10% owner · Member of Group Owning 10% Kim David T · CIK 0001595643 · 10% owner · Member of Group Owning 10% LANDRY MONICA R · CIK 0001245636 · 10% owner · Member of Group Owning 10% Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · ownership.direct: The entities and individuals identified in the footnotes to this Form 4 may be deemed members of a group holding equity securities of Town Sports International Holdings, Inc. (the "Issuer"). The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such a group. F2 · ownership.direct: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing an additional Form 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Form 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information contained in the Parallel Form 4. F5 · ownership.direct: The amount of securities shown in this row is owned directly by Farallon Capital Institutional Partners II, L.P. ("FCIP II"). Read SEC document |
| June 19, 2017 Filed Jun 20, 2017 18:40 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | SaleCommon Stock, par value $0.001 per share | 81,462 | $3.60 | $293,263.20 |
DisclosureSEC source: 0001182489-17-000375 · edgar.xml · nonDerivative · entry 7 Dreyfuss Philip D · CIK 0001693981 · 10% owner · Member of Group Owning 10% Fisch Michael B. · CIK 0001611816 · 10% owner · Member of Group Owning 10% FRIED RICHARD B · CIK 0001245637 · 10% owner · Member of Group Owning 10% Kim David T · CIK 0001595643 · 10% owner · Member of Group Owning 10% LANDRY MONICA R · CIK 0001245636 · 10% owner · Member of Group Owning 10% Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · ownership.direct: The entities and individuals identified in the footnotes to this Form 4 may be deemed members of a group holding equity securities of Town Sports International Holdings, Inc. (the "Issuer"). The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such a group. F2 · ownership.direct: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing an additional Form 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Form 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information contained in the Parallel Form 4. F4 · ownership.direct: The amount of securities shown in this row is owned directly by Farallon Capital Institutional Partners, L.P. ("FCIP"). Read SEC document |
| June 19, 2017 Filed Jun 20, 2017 18:40 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | SaleCommon Stock, par value $0.001 per share | 72,234 | $3.60 | $260,042.40 |
DisclosureSEC source: 0001182489-17-000375 · edgar.xml · nonDerivative · entry 6 Dreyfuss Philip D · CIK 0001693981 · 10% owner · Member of Group Owning 10% Fisch Michael B. · CIK 0001611816 · 10% owner · Member of Group Owning 10% FRIED RICHARD B · CIK 0001245637 · 10% owner · Member of Group Owning 10% Kim David T · CIK 0001595643 · 10% owner · Member of Group Owning 10% LANDRY MONICA R · CIK 0001245636 · 10% owner · Member of Group Owning 10% Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · ownership.direct: The entities and individuals identified in the footnotes to this Form 4 may be deemed members of a group holding equity securities of Town Sports International Holdings, Inc. (the "Issuer"). The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such a group. F2 · ownership.direct: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing an additional Form 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Form 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information contained in the Parallel Form 4. F3 · ownership.direct: The amount of securities shown in this row is owned directly by Farallon Capital Partners, L.P. ("FCP"). Read SEC document |
| June 19, 2017 Filed Jun 21, 2017 15:41 UTC | Playa Hotels & Resorts N.V. PLYA · Entity 78181 | Disposition to issuerCompany Founder Warrants (right to buy) · Derivative | 262,985 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001182489-17-000388 · edgar.xml · derivative · entry 6 FARALLON PARTNERS L L C/CA · CIK 0001040153 · 10% owner · Member of Group Owning 10% Fisch Michael B. · CIK 0001611816 · 10% owner · Member of Group Owning 10% FRIED RICHARD B · CIK 0001245637 · 10% owner · Member of Group Owning 10% Kim David T · CIK 0001595643 · 10% owner · Member of Group Owning 10% LANDRY MONICA R · CIK 0001245636 · 10% owner · Member of Group Owning 10% Linn Michael G · CIK 0001495856 · 10% owner · Member of Group Owning 10% Paidipaty Ravi K · CIK 0001693634 · 10% owner · Member of Group Owning 10% PATEL RAJIV A · CIK 0001275110 · 10% owner · Member of Group Owning 10% Roberts Thomas G. Jr. · CIK 0001453042 · 10% owner · Member of Group Owning 10% Dreyfuss Philip D · CIK 0001693981 · 10% owner · Member of Group Owning 10% Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 87,661 shares Expires not disclosed F9 · derivative.exercise_price: The Company Founder Warrants held by the Farallon SPVs have the terms set forth in: (i) the respective Company Founder Warrants Agreements, each effective as of March 11, 2017 (together, the "Company Founder Warrant Agreements"), by and between the Issuer and each of the respective Farallon SPVs; and (ii) the Warrant Agreement, dated as of March 10, 2017, by and among the Issuer, Computershare, Inc. and Computershare Trust Company, N.A., as warrant agent (the "Warrant Agent Agreement"). Under the Company Founder Warrant Agreements and the Warrant Agent Agreement, each Company Founder Warrant entitles the relevant Farallon SPV to purchase one-third of one Ordinary Share at an exercise price of one-third of $11.50, subject to adjustment as set forth in such agreements. The Company Founder Warrants became exercisable on April 10, 2017 and expire on March 11, 2022. F8 · price: On June 20, 2017, the Issuer announced the completion of an issuer exchange offer (the "Exchange Offer"), the offering period for which expired at 11:59 p.m. EDT on June 19, 2017. In connection with the completion of the Exchange Offer, the Issuer: (i) has accepted 4,119,523 outstanding Company Founder Warrants tendered by Cabana to the Issuer in the Exchange Offer and has become obligated to issue to Cabana in exchange therefor 411,952 Ordinary Shares; and (ii) has accepted 262,985 outstanding Company Founder Warrants tendered by Four Pack to the Issuer in the Exchange Offer and has become obligated to issue to Four Pack in exchange therefor 26,298 Ordinary Shares. F9 · derivative.exercise_date: The Company Founder Warrants held by the Farallon SPVs have the terms set forth in: (i) the respective Company Founder Warrants Agreements, each effective as of March 11, 2017 (together, the "Company Founder Warrant Agreements"), by and between the Issuer and each of the respective Farallon SPVs; and (ii) the Warrant Agreement, dated as of March 10, 2017, by and among the Issuer, Computershare, Inc. and Computershare Trust Company, N.A., as warrant agent (the "Warrant Agent Agreement"). Under the Company Founder Warrant Agreements and the Warrant Agent Agreement, each Company Founder Warrant entitles the relevant Farallon SPV to purchase one-third of one Ordinary Share at an exercise price of one-third of $11.50, subject to adjustment as set forth in such agreements. The Company Founder Warrants became exercisable on April 10, 2017 and expire on March 11, 2022. F9 · derivative.expiration_date: The Company Founder Warrants held by the Farallon SPVs have the terms set forth in: (i) the respective Company Founder Warrants Agreements, each effective as of March 11, 2017 (together, the "Company Founder Warrant Agreements"), by and between the Issuer and each of the respective Farallon SPVs; and (ii) the Warrant Agreement, dated as of March 10, 2017, by and among the Issuer, Computershare, Inc. and Computershare Trust Company, N.A., as warrant agent (the "Warrant Agent Agreement"). Under the Company Founder Warrant Agreements and the Warrant Agent Agreement, each Company Founder Warrant entitles the relevant Farallon SPV to purchase one-third of one Ordinary Share at an exercise price of one-third of $11.50, subject to adjustment as set forth in such agreements. The Company Founder Warrants became exercisable on April 10, 2017 and expire on March 11, 2022. F1 · ownership.direct: The entities and individuals identified in the footnotes to this Form 4 may be deemed members of a group holding equity securities of Playa Hotels & Resorts N.V. (the "Issuer"). The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such a group. F2 · ownership.direct: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing an additional Form 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Form 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information contained in the Parallel Form 4. F4 · ownership.direct: The amount of securities shown in this row is owned directly by Playa Four Pack, L.L.C. ("Four Pack" and, together with Cabana, the "Farallon SPVs"). The members of Four Pack are FCP, FCIP and FCIP III (collectively, as such members of Four Pack, the "Farallon Four Pack Funds"). Read SEC document |
| June 19, 2017 Filed Jun 21, 2017 15:41 UTC | Playa Hotels & Resorts N.V. PLYA · Entity 78181 | Disposition to issuerCompany Founder Warrants (right to buy) · Derivative | 4,119,523 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001182489-17-000388 · edgar.xml · derivative · entry 5 FARALLON PARTNERS L L C/CA · CIK 0001040153 · 10% owner · Member of Group Owning 10% Fisch Michael B. · CIK 0001611816 · 10% owner · Member of Group Owning 10% FRIED RICHARD B · CIK 0001245637 · 10% owner · Member of Group Owning 10% Kim David T · CIK 0001595643 · 10% owner · Member of Group Owning 10% LANDRY MONICA R · CIK 0001245636 · 10% owner · Member of Group Owning 10% Linn Michael G · CIK 0001495856 · 10% owner · Member of Group Owning 10% Paidipaty Ravi K · CIK 0001693634 · 10% owner · Member of Group Owning 10% PATEL RAJIV A · CIK 0001275110 · 10% owner · Member of Group Owning 10% Roberts Thomas G. Jr. · CIK 0001453042 · 10% owner · Member of Group Owning 10% Dreyfuss Philip D · CIK 0001693981 · 10% owner · Member of Group Owning 10% Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,373,174 shares Expires not disclosed F9 · derivative.exercise_price: The Company Founder Warrants held by the Farallon SPVs have the terms set forth in: (i) the respective Company Founder Warrants Agreements, each effective as of March 11, 2017 (together, the "Company Founder Warrant Agreements"), by and between the Issuer and each of the respective Farallon SPVs; and (ii) the Warrant Agreement, dated as of March 10, 2017, by and among the Issuer, Computershare, Inc. and Computershare Trust Company, N.A., as warrant agent (the "Warrant Agent Agreement"). Under the Company Founder Warrant Agreements and the Warrant Agent Agreement, each Company Founder Warrant entitles the relevant Farallon SPV to purchase one-third of one Ordinary Share at an exercise price of one-third of $11.50, subject to adjustment as set forth in such agreements. The Company Founder Warrants became exercisable on April 10, 2017 and expire on March 11, 2022. F8 · price: On June 20, 2017, the Issuer announced the completion of an issuer exchange offer (the "Exchange Offer"), the offering period for which expired at 11:59 p.m. EDT on June 19, 2017. In connection with the completion of the Exchange Offer, the Issuer: (i) has accepted 4,119,523 outstanding Company Founder Warrants tendered by Cabana to the Issuer in the Exchange Offer and has become obligated to issue to Cabana in exchange therefor 411,952 Ordinary Shares; and (ii) has accepted 262,985 outstanding Company Founder Warrants tendered by Four Pack to the Issuer in the Exchange Offer and has become obligated to issue to Four Pack in exchange therefor 26,298 Ordinary Shares. F9 · derivative.exercise_date: The Company Founder Warrants held by the Farallon SPVs have the terms set forth in: (i) the respective Company Founder Warrants Agreements, each effective as of March 11, 2017 (together, the "Company Founder Warrant Agreements"), by and between the Issuer and each of the respective Farallon SPVs; and (ii) the Warrant Agreement, dated as of March 10, 2017, by and among the Issuer, Computershare, Inc. and Computershare Trust Company, N.A., as warrant agent (the "Warrant Agent Agreement"). Under the Company Founder Warrant Agreements and the Warrant Agent Agreement, each Company Founder Warrant entitles the relevant Farallon SPV to purchase one-third of one Ordinary Share at an exercise price of one-third of $11.50, subject to adjustment as set forth in such agreements. The Company Founder Warrants became exercisable on April 10, 2017 and expire on March 11, 2022. F9 · derivative.expiration_date: The Company Founder Warrants held by the Farallon SPVs have the terms set forth in: (i) the respective Company Founder Warrants Agreements, each effective as of March 11, 2017 (together, the "Company Founder Warrant Agreements"), by and between the Issuer and each of the respective Farallon SPVs; and (ii) the Warrant Agreement, dated as of March 10, 2017, by and among the Issuer, Computershare, Inc. and Computershare Trust Company, N.A., as warrant agent (the "Warrant Agent Agreement"). Under the Company Founder Warrant Agreements and the Warrant Agent Agreement, each Company Founder Warrant entitles the relevant Farallon SPV to purchase one-third of one Ordinary Share at an exercise price of one-third of $11.50, subject to adjustment as set forth in such agreements. The Company Founder Warrants became exercisable on April 10, 2017 and expire on March 11, 2022. F1 · ownership.direct: The entities and individuals identified in the footnotes to this Form 4 may be deemed members of a group holding equity securities of Playa Hotels & Resorts N.V. (the "Issuer"). The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such a group. F2 · ownership.direct: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing an additional Form 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Form 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information contained in the Parallel Form 4. F3 · ownership.direct: The amount of securities shown in this row is owned directly by Cabana Investors B.V. ("Cabana"). The sole owner of Cabana is Cooperatieve Cabana U.A. ("CCUA"). The members of CCUA are Farallon Capital Partners, L.P. ("FCP"), Farallon Capital Institutional Partners, L.P. ("FCIP"), Farallon Capital Institutional Partners II, L.P., Farallon Capital Institutional Partners III, L.P. ("FCIP III") and Farallon Capital Offshore Investors II, L.P. (collectively, as such members of CCUA as the sole owner of Cabana, the "Farallon Cabana Funds"). Read SEC document |
| June 19, 2017 Filed Jun 21, 2017 15:41 UTC | Playa Hotels & Resorts N.V. PLYA · Entity 78181 | GrantOrdinary Shares, par value Euro 0.10 per share | 26,298 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001182489-17-000388 · edgar.xml · nonDerivative · entry 2 FARALLON PARTNERS L L C/CA · CIK 0001040153 · 10% owner · Member of Group Owning 10% Fisch Michael B. · CIK 0001611816 · 10% owner · Member of Group Owning 10% FRIED RICHARD B · CIK 0001245637 · 10% owner · Member of Group Owning 10% Kim David T · CIK 0001595643 · 10% owner · Member of Group Owning 10% LANDRY MONICA R · CIK 0001245636 · 10% owner · Member of Group Owning 10% Linn Michael G · CIK 0001495856 · 10% owner · Member of Group Owning 10% Paidipaty Ravi K · CIK 0001693634 · 10% owner · Member of Group Owning 10% PATEL RAJIV A · CIK 0001275110 · 10% owner · Member of Group Owning 10% Roberts Thomas G. Jr. · CIK 0001453042 · 10% owner · Member of Group Owning 10% Dreyfuss Philip D · CIK 0001693981 · 10% owner · Member of Group Owning 10% Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,836,656 F8 · price: On June 20, 2017, the Issuer announced the completion of an issuer exchange offer (the "Exchange Offer"), the offering period for which expired at 11:59 p.m. EDT on June 19, 2017. In connection with the completion of the Exchange Offer, the Issuer: (i) has accepted 4,119,523 outstanding Company Founder Warrants tendered by Cabana to the Issuer in the Exchange Offer and has become obligated to issue to Cabana in exchange therefor 411,952 Ordinary Shares; and (ii) has accepted 262,985 outstanding Company Founder Warrants tendered by Four Pack to the Issuer in the Exchange Offer and has become obligated to issue to Four Pack in exchange therefor 26,298 Ordinary Shares. F1 · ownership.direct: The entities and individuals identified in the footnotes to this Form 4 may be deemed members of a group holding equity securities of Playa Hotels & Resorts N.V. (the "Issuer"). The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such a group. F2 · ownership.direct: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing an additional Form 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Form 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information contained in the Parallel Form 4. F4 · ownership.direct: The amount of securities shown in this row is owned directly by Playa Four Pack, L.L.C. ("Four Pack" and, together with Cabana, the "Farallon SPVs"). The members of Four Pack are FCP, FCIP and FCIP III (collectively, as such members of Four Pack, the "Farallon Four Pack Funds"). Read SEC document |
| June 19, 2017 Filed Jun 21, 2017 15:41 UTC | Playa Hotels & Resorts N.V. PLYA · Entity 78181 | GrantOrdinary Shares, par value Euro 0.10 per share | 411,952 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001182489-17-000388 · edgar.xml · nonDerivative · entry 1 FARALLON PARTNERS L L C/CA · CIK 0001040153 · 10% owner · Member of Group Owning 10% Fisch Michael B. · CIK 0001611816 · 10% owner · Member of Group Owning 10% FRIED RICHARD B · CIK 0001245637 · 10% owner · Member of Group Owning 10% Kim David T · CIK 0001595643 · 10% owner · Member of Group Owning 10% LANDRY MONICA R · CIK 0001245636 · 10% owner · Member of Group Owning 10% Linn Michael G · CIK 0001495856 · 10% owner · Member of Group Owning 10% Paidipaty Ravi K · CIK 0001693634 · 10% owner · Member of Group Owning 10% PATEL RAJIV A · CIK 0001275110 · 10% owner · Member of Group Owning 10% Roberts Thomas G. Jr. · CIK 0001453042 · 10% owner · Member of Group Owning 10% Dreyfuss Philip D · CIK 0001693981 · 10% owner · Member of Group Owning 10% Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,770,274 F8 · price: On June 20, 2017, the Issuer announced the completion of an issuer exchange offer (the "Exchange Offer"), the offering period for which expired at 11:59 p.m. EDT on June 19, 2017. In connection with the completion of the Exchange Offer, the Issuer: (i) has accepted 4,119,523 outstanding Company Founder Warrants tendered by Cabana to the Issuer in the Exchange Offer and has become obligated to issue to Cabana in exchange therefor 411,952 Ordinary Shares; and (ii) has accepted 262,985 outstanding Company Founder Warrants tendered by Four Pack to the Issuer in the Exchange Offer and has become obligated to issue to Four Pack in exchange therefor 26,298 Ordinary Shares. F1 · ownership.direct: The entities and individuals identified in the footnotes to this Form 4 may be deemed members of a group holding equity securities of Playa Hotels & Resorts N.V. (the "Issuer"). The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such a group. F2 · ownership.direct: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing an additional Form 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Form 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information contained in the Parallel Form 4. F3 · ownership.direct: The amount of securities shown in this row is owned directly by Cabana Investors B.V. ("Cabana"). The sole owner of Cabana is Cooperatieve Cabana U.A. ("CCUA"). The members of CCUA are Farallon Capital Partners, L.P. ("FCP"), Farallon Capital Institutional Partners, L.P. ("FCIP"), Farallon Capital Institutional Partners II, L.P., Farallon Capital Institutional Partners III, L.P. ("FCIP III") and Farallon Capital Offshore Investors II, L.P. (collectively, as such members of CCUA as the sole owner of Cabana, the "Farallon Cabana Funds"). Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 18:40 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | SaleCommon Stock, par value $0.001 per share | 62,567 | $3.60 | $225,241.20 |
DisclosureSEC source: 0001182489-17-000375 · edgar.xml · nonDerivative · entry 5 Dreyfuss Philip D · CIK 0001693981 · 10% owner · Member of Group Owning 10% Fisch Michael B. · CIK 0001611816 · 10% owner · Member of Group Owning 10% FRIED RICHARD B · CIK 0001245637 · 10% owner · Member of Group Owning 10% Kim David T · CIK 0001595643 · 10% owner · Member of Group Owning 10% LANDRY MONICA R · CIK 0001245636 · 10% owner · Member of Group Owning 10% Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,414 F1 · ownership.direct: The entities and individuals identified in the footnotes to this Form 4 may be deemed members of a group holding equity securities of Town Sports International Holdings, Inc. (the "Issuer"). The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such a group. F2 · ownership.direct: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing an additional Form 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Form 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information contained in the Parallel Form 4. F7 · ownership.direct: The amount of securities shown in this row is owned directly by Farallon Capital Offshore Investors II, L.P. ("FCOI II" and, together with FCP, FCIP, FCIP II and FCIP III, the "Farallon Funds"). Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 18:40 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | SaleCommon Stock, par value $0.001 per share | 2,371 | $3.60 | $8,535.60 |
DisclosureSEC source: 0001182489-17-000375 · edgar.xml · nonDerivative · entry 4 Dreyfuss Philip D · CIK 0001693981 · 10% owner · Member of Group Owning 10% Fisch Michael B. · CIK 0001611816 · 10% owner · Member of Group Owning 10% FRIED RICHARD B · CIK 0001245637 · 10% owner · Member of Group Owning 10% Kim David T · CIK 0001595643 · 10% owner · Member of Group Owning 10% LANDRY MONICA R · CIK 0001245636 · 10% owner · Member of Group Owning 10% Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129 F1 · ownership.direct: The entities and individuals identified in the footnotes to this Form 4 may be deemed members of a group holding equity securities of Town Sports International Holdings, Inc. (the "Issuer"). The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such a group. F2 · ownership.direct: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing an additional Form 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Form 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information contained in the Parallel Form 4. F6 · ownership.direct: The amount of securities shown in this row is owned directly by Farallon Capital Institutional Partners III, L.P. ("FCIP III"). Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 18:40 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | SaleCommon Stock, par value $0.001 per share | 968,413 | $3.60 | $3,486,286.80 |
DisclosureSEC source: 0001182489-17-000375 · edgar.xml · nonDerivative · entry 3 Dreyfuss Philip D · CIK 0001693981 · 10% owner · Member of Group Owning 10% Fisch Michael B. · CIK 0001611816 · 10% owner · Member of Group Owning 10% FRIED RICHARD B · CIK 0001245637 · 10% owner · Member of Group Owning 10% Kim David T · CIK 0001595643 · 10% owner · Member of Group Owning 10% LANDRY MONICA R · CIK 0001245636 · 10% owner · Member of Group Owning 10% Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,843 F1 · ownership.direct: The entities and individuals identified in the footnotes to this Form 4 may be deemed members of a group holding equity securities of Town Sports International Holdings, Inc. (the "Issuer"). The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such a group. F2 · ownership.direct: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing an additional Form 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Form 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information contained in the Parallel Form 4. F5 · ownership.direct: The amount of securities shown in this row is owned directly by Farallon Capital Institutional Partners II, L.P. ("FCIP II"). Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 18:40 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | SaleCommon Stock, par value $0.001 per share | 1,492,872 | $3.60 | $5,374,339.20 |
DisclosureSEC source: 0001182489-17-000375 · edgar.xml · nonDerivative · entry 2 Dreyfuss Philip D · CIK 0001693981 · 10% owner · Member of Group Owning 10% Fisch Michael B. · CIK 0001611816 · 10% owner · Member of Group Owning 10% FRIED RICHARD B · CIK 0001245637 · 10% owner · Member of Group Owning 10% Kim David T · CIK 0001595643 · 10% owner · Member of Group Owning 10% LANDRY MONICA R · CIK 0001245636 · 10% owner · Member of Group Owning 10% Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,462 F1 · ownership.direct: The entities and individuals identified in the footnotes to this Form 4 may be deemed members of a group holding equity securities of Town Sports International Holdings, Inc. (the "Issuer"). The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such a group. F2 · ownership.direct: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing an additional Form 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Form 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information contained in the Parallel Form 4. F4 · ownership.direct: The amount of securities shown in this row is owned directly by Farallon Capital Institutional Partners, L.P. ("FCIP"). Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 18:40 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | SaleCommon Stock, par value $0.001 per share | 1,323,777 | $3.60 | $4,765,597.20 |
DisclosureSEC source: 0001182489-17-000375 · edgar.xml · nonDerivative · entry 1 Dreyfuss Philip D · CIK 0001693981 · 10% owner · Member of Group Owning 10% Fisch Michael B. · CIK 0001611816 · 10% owner · Member of Group Owning 10% FRIED RICHARD B · CIK 0001245637 · 10% owner · Member of Group Owning 10% Kim David T · CIK 0001595643 · 10% owner · Member of Group Owning 10% LANDRY MONICA R · CIK 0001245636 · 10% owner · Member of Group Owning 10% Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,234 F1 · ownership.direct: The entities and individuals identified in the footnotes to this Form 4 may be deemed members of a group holding equity securities of Town Sports International Holdings, Inc. (the "Issuer"). The filing of this Form 4 and any statements included herein shall not be deemed to be an admission that such entities and individuals are members of such a group. F2 · ownership.direct: Since the number of reporting persons that may be listed on a Form 4 is limited, the entities and individuals listed in these footnotes that are not reporting persons on this Form 4 are filing an additional Form 4 on the date hereof as reporting persons with respect to the securities described herein (the "Parallel Form 4"). Information regarding these entities and individuals is included in this Form 4 for purposes of clarification and convenience only, and is duplicative of the information contained in the Parallel Form 4. F3 · ownership.direct: The amount of securities shown in this row is owned directly by Farallon Capital Partners, L.P. ("FCP"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.