Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Fidelity National Information Services, Inc.FIS · Entity 3247 | Corporate EVP - COO | March 29, 2019 | April 02, 2019 |
| NORTHROP GRUMMAN CORP /DE/NOC · Entity 2963 | Director | December 31, 2019 | January 03, 2020 |
| VMWARE LLCVMW · Entity 11690 | Director | October 16, 2019 | October 18, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Fidelity National Information Services, Inc.
Report date March 29, 2019 · Filed April 02, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 102,207.007 |
Reported balance
After 2019-03-29 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2019-03-29 · Tax withholding · Disposed 3,649 · Balance 102,207.007 F1: Represents shares to satisfy withholding tax obligation for Restricted Stock vesting. |
| Common StockSEC Table I · non-derivative | Direct | 99,256.007 |
Reported balance
After 2019-03-29 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2019-03-29 · Tax withholding · Disposed 2,951 · Balance 99,256.007 F1: Represents shares to satisfy withholding tax obligation for Restricted Stock vesting. |
| Common StockSEC Table I · non-derivative | Direct | 105,856.007 |
Reported balance
After 2019-03-29 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2019-03-29 · Grant · Acquired 12,851 · Balance 105,856.007 F2: On March 29, 2018, the reporting person was granted performance restricted stock units ("PSUs") that vest in three equal installments contingent on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2018, 2019 and 2020. The PSUs vest between 0% and 150% of the target grant amount in each year. The Compensation Committee of FIS determined that the maximum performance criteria for 2018 had been met, resulting in an award of 150% of the target grant amount. |
| Common StockSEC Table I · non-derivative | Direct | 94,199.007 |
Reported balance
After 2019-03-29 transaction · row 4
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 4 · 2019-03-29 · Tax withholding · Disposed 5,057 · Balance 94,199.007 F3: Represents shares to satisfy withholding tax obligation for PSU vesting. |
| Common StockSEC Table I · non-derivative | Direct | 92,973.007 |
Reported balance
After 2019-03-29 transaction · row 5
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 5 · 2019-03-29 · Tax withholding · Disposed 1,226 · Balance 92,973.007 F4: Represents shares to satisfy withholding tax obligation for Restricted Stock Unit vesting. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 6,189 |
Reported balance
After 2019-03-29 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-03-29 · Grant · Acquired 6,189 · Balance 6,189 F5: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F6: The restricted stock units vest and distribute in three equal annual installments commencing on the first anniversary date of the grant. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $62.92 · Expires 2023-03-29 | Direct | 190,424 |
Reported balance
After 2019-03-29 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-03-29 · Grant · Acquired 63,475 · Balance 190,424 F7: On March 29, 2016, the reporting person was granted an option to purchase 190,424 shares of common stock. The option vests in three equal installments based on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2016, 2017 and 2018. Based on FIS's Annual Report on Form 10-K, the Compensation Committee of FIS determined that the performance criteria for 2018 had been met, resulting in vesting of the option as to 63,475 shares. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $80.03 · Expires 2024-03-29 | Direct | 94,265 |
Reported balance
After 2019-03-29 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-03-29 · Grant · Acquired 47,133 · Balance 94,265 F8: On March 29, 2017, the reporting person was granted an option to purchase 141,398 shares of common stock. The option vests in three equal installments based on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2017, 2018 and 2019. Based on FIS's Annual Report on Form 10-K, the Compensation Committee of FIS determined that the performance criteria for 2018 had been met, resulting in vesting of the option as to 47,133 shares. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $113.10 · Expires 2026-03-29 | Direct | 45,597 |
Reported balance
After 2019-03-29 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-03-29 · Grant · Acquired 45,597 · Balance 45,597 F9: The option vests in three equal annual installments commencing on the first anniversary date of the grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares to satisfy withholding tax obligation for Restricted Stock vesting.
F2: On March 29, 2018, the reporting person was granted performance restricted stock units ("PSUs") that vest in three equal installments contingent on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2018, 2019 and 2020. The PSUs vest between 0% and 150% of the target grant amount in each year. The Compensation Committee of FIS determined that the maximum performance criteria for 2018 had been met, resulting in an award of 150% of the target grant amount.
F3: Represents shares to satisfy withholding tax obligation for PSU vesting.
F4: Represents shares to satisfy withholding tax obligation for Restricted Stock Unit vesting.
F5: Each restricted stock unit represents a contingent right to receive one share of FIS common stock.
F6: The restricted stock units vest and distribute in three equal annual installments commencing on the first anniversary date of the grant.
F7: On March 29, 2016, the reporting person was granted an option to purchase 190,424 shares of common stock. The option vests in three equal installments based on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2016, 2017 and 2018. Based on FIS's Annual Report on Form 10-K, the Compensation Committee of FIS determined that the performance criteria for 2018 had been met, resulting in vesting of the option as to 63,475 shares.
F8: On March 29, 2017, the reporting person was granted an option to purchase 141,398 shares of common stock. The option vests in three equal installments based on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2017, 2018 and 2019. Based on FIS's Annual Report on Form 10-K, the Compensation Committee of FIS determined that the performance criteria for 2018 had been met, resulting in vesting of the option as to 47,133 shares.
F9: The option vests in three equal annual installments commencing on the first anniversary date of the grant.
NORTHROP GRUMMAN CORP /DE/
Report date December 31, 2019 · Filed January 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,367 |
Reported balance
After 2019-12-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-12-31 · Grant · Acquired 95 · Balance 5,367 F1: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F2: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.
F2: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.
VMWARE LLC
Report date October 16, 2019 · Filed October 18, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,156 |
Reported balance
After 2019-10-16 transaction · row 1
1 source rowRow 1 · 2019-10-16 · Grant · Acquired 1,156 · Balance 1,156 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2017 Filed May 19, 2017 19:32 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | OtherCommon Stock | 609 | $246.32 | $150,008.88 |
DisclosureSEC source: 0001225208-17-010106 · doc4.xml · nonDerivative · entry 1 Brown Marianne · CIK 0001600605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,985 F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Total amount includes dividends earned on shares held in stock unit account, which transactions were exempt from Section 16 and not reportable under rule 16a-11. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:46 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | OtherCommon Stock | 148 | $237.84 | $35,200.32 |
DisclosureSEC source: 0001225208-17-007437 · doc4.xml · nonDerivative · entry 1 Brown Marianne · CIK 0001600605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,376 F1 · kind: Represents shares of common stock deferred into a stock unit account, including dividends, pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account, including dividends, pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Represents shares of common stock held in a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 20:19 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | GrantStock Option (Right to Buy) · Derivative | 63,474 | $0.00 Strike: $62.92 | $0.00 |
DisclosureSEC source: 0001127602-17-013381 · form4.xml · derivative · entry 3 Brown Marianne · CIK 0001600605 · Corporate EVP - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,474 Underlying: Common Stock · 63,474 shares Expires 2023-03-29 F3 · shares: On March 29, 2016, the reporting person was granted an option to purchase 190,424 shares of common stock. The option vests in three equal installments based on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2016, 2017, and 2018. Based on FIS's Annual Report on Form 10-K filed on February 23, 2017, the Compensation Committee of FIS determined that the performance criteria for 2016 had been met, resulting in vesting of the option as to 63,474 shares. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 20:19 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Tax withholdingCommon Stock | 4,782 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-013381 · form4.xml · nonDerivative · entry 2 Brown Marianne · CIK 0001600605 · Corporate EVP - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,444.228 F2 · shares: Represents shares to satisfy withholding tax obligation for Restricted Stock vesting. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 20:19 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | GrantCommon Stock | 22,492 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-013381 · form4.xml · nonDerivative · entry 1 Brown Marianne · CIK 0001600605 · Corporate EVP - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,226.228 F1 · shares: On March 29, 2017, the reporting person was granted performance-based restricted stock, which contains annual performance criteria and vests in three equal annual installments commencing on the first anniversary of the date of grant provided that the performance criteria is met each year. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 21:50 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | OtherCommon Stock | 150 | $232.58 | $34,887.00 |
DisclosureSEC source: 0001225208-17-000437 · doc4.xml · nonDerivative · entry 1 Brown Marianne · CIK 0001600605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,228 F1 · kind: Represents shares of common stock deferred into a stock unit account, including dividends, pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account, including dividends, pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Represents shares of common stock held in a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:02 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | OtherCommon Stock | 163 | $213.95 | $34,873.85 |
DisclosureSEC source: 0001225208-16-040024 · doc4.xml · nonDerivative · entry 1 Brown Marianne · CIK 0001600605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,078 F1 · kind: Represents shares of common stock deferred into a stock unit account, including dividends, pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account, including dividends, pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Represents shares of common stock held in a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.