Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Fidelity National Information Services, Inc.FIS · Entity 3247 | Corporate EVP - COO | March 29, 2019 | April 02, 2019 |
| NORTHROP GRUMMAN CORP /DE/NOC · Entity 2963 | Director | December 31, 2019 | January 03, 2020 |
| VMWARE LLCVMW · Entity 11690 | Director | October 16, 2019 | October 18, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Fidelity National Information Services, Inc.
Report date March 29, 2019 · Filed April 02, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 102,207.007 |
Reported balance
After 2019-03-29 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2019-03-29 · Tax withholding · Disposed 3,649 · Balance 102,207.007 F1: Represents shares to satisfy withholding tax obligation for Restricted Stock vesting. |
| Common StockSEC Table I · non-derivative | Direct | 99,256.007 |
Reported balance
After 2019-03-29 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2019-03-29 · Tax withholding · Disposed 2,951 · Balance 99,256.007 F1: Represents shares to satisfy withholding tax obligation for Restricted Stock vesting. |
| Common StockSEC Table I · non-derivative | Direct | 105,856.007 |
Reported balance
After 2019-03-29 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2019-03-29 · Grant · Acquired 12,851 · Balance 105,856.007 F2: On March 29, 2018, the reporting person was granted performance restricted stock units ("PSUs") that vest in three equal installments contingent on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2018, 2019 and 2020. The PSUs vest between 0% and 150% of the target grant amount in each year. The Compensation Committee of FIS determined that the maximum performance criteria for 2018 had been met, resulting in an award of 150% of the target grant amount. |
| Common StockSEC Table I · non-derivative | Direct | 94,199.007 |
Reported balance
After 2019-03-29 transaction · row 4
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 4 · 2019-03-29 · Tax withholding · Disposed 5,057 · Balance 94,199.007 F3: Represents shares to satisfy withholding tax obligation for PSU vesting. |
| Common StockSEC Table I · non-derivative | Direct | 92,973.007 |
Reported balance
After 2019-03-29 transaction · row 5
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 5 · 2019-03-29 · Tax withholding · Disposed 1,226 · Balance 92,973.007 F4: Represents shares to satisfy withholding tax obligation for Restricted Stock Unit vesting. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 6,189 |
Reported balance
After 2019-03-29 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-03-29 · Grant · Acquired 6,189 · Balance 6,189 F5: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F6: The restricted stock units vest and distribute in three equal annual installments commencing on the first anniversary date of the grant. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $62.92 · Expires 2023-03-29 | Direct | 190,424 |
Reported balance
After 2019-03-29 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-03-29 · Grant · Acquired 63,475 · Balance 190,424 F7: On March 29, 2016, the reporting person was granted an option to purchase 190,424 shares of common stock. The option vests in three equal installments based on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2016, 2017 and 2018. Based on FIS's Annual Report on Form 10-K, the Compensation Committee of FIS determined that the performance criteria for 2018 had been met, resulting in vesting of the option as to 63,475 shares. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $80.03 · Expires 2024-03-29 | Direct | 94,265 |
Reported balance
After 2019-03-29 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-03-29 · Grant · Acquired 47,133 · Balance 94,265 F8: On March 29, 2017, the reporting person was granted an option to purchase 141,398 shares of common stock. The option vests in three equal installments based on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2017, 2018 and 2019. Based on FIS's Annual Report on Form 10-K, the Compensation Committee of FIS determined that the performance criteria for 2018 had been met, resulting in vesting of the option as to 47,133 shares. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $113.10 · Expires 2026-03-29 | Direct | 45,597 |
Reported balance
After 2019-03-29 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-03-29 · Grant · Acquired 45,597 · Balance 45,597 F9: The option vests in three equal annual installments commencing on the first anniversary date of the grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares to satisfy withholding tax obligation for Restricted Stock vesting.
F2: On March 29, 2018, the reporting person was granted performance restricted stock units ("PSUs") that vest in three equal installments contingent on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2018, 2019 and 2020. The PSUs vest between 0% and 150% of the target grant amount in each year. The Compensation Committee of FIS determined that the maximum performance criteria for 2018 had been met, resulting in an award of 150% of the target grant amount.
F3: Represents shares to satisfy withholding tax obligation for PSU vesting.
F4: Represents shares to satisfy withholding tax obligation for Restricted Stock Unit vesting.
F5: Each restricted stock unit represents a contingent right to receive one share of FIS common stock.
F6: The restricted stock units vest and distribute in three equal annual installments commencing on the first anniversary date of the grant.
F7: On March 29, 2016, the reporting person was granted an option to purchase 190,424 shares of common stock. The option vests in three equal installments based on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2016, 2017 and 2018. Based on FIS's Annual Report on Form 10-K, the Compensation Committee of FIS determined that the performance criteria for 2018 had been met, resulting in vesting of the option as to 63,475 shares.
F8: On March 29, 2017, the reporting person was granted an option to purchase 141,398 shares of common stock. The option vests in three equal installments based on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2017, 2018 and 2019. Based on FIS's Annual Report on Form 10-K, the Compensation Committee of FIS determined that the performance criteria for 2018 had been met, resulting in vesting of the option as to 47,133 shares.
F9: The option vests in three equal annual installments commencing on the first anniversary date of the grant.
NORTHROP GRUMMAN CORP /DE/
Report date December 31, 2019 · Filed January 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,367 |
Reported balance
After 2019-12-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-12-31 · Grant · Acquired 95 · Balance 5,367 F1: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F2: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.
F2: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.
VMWARE LLC
Report date October 16, 2019 · Filed October 18, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,156 |
Reported balance
After 2019-10-16 transaction · row 1
1 source rowRow 1 · 2019-10-16 · Grant · Acquired 1,156 · Balance 1,156 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2019 Filed Jan 3, 2020 21:15 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantCommon Stock | 95 | $343.97 | $32,677.15 |
DisclosureSEC source: 0001225208-20-000263 · doc4.xml · nonDerivative · entry 1 Brown Marianne · CIK 0001600605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,367 F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11. Read SEC document |
| October 16, 2019 Filed Oct 18, 2019 19:26 UTC | VMWARE LLC VMW · Entity 11690 | GrantClass A Common Stock | 1,156 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-053650 · doc4.xml · nonDerivative · entry 1 Brown Marianne · CIK 0001600605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,156 Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 20:44 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantCommon Stock | 86 | $374.79 | $32,231.94 |
DisclosureSEC source: 0001225208-19-013035 · doc4.xml · nonDerivative · entry 1 Brown Marianne · CIK 0001600605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,252 F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reported under Rule 16a-11. Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 20:04 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantCommon Stock | 101 | $323.11 | $32,634.11 |
DisclosureSEC source: 0001225208-19-009807 · doc4.xml · nonDerivative · entry 1 Brown Marianne · CIK 0001600605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,147 F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:27 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantCommon Stock | 543 | $294.49 | $159,908.07 |
DisclosureSEC source: 0001225208-19-008153 · doc4.xml · nonDerivative · entry 1 Brown Marianne · CIK 0001600605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,025 F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:01 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantCommon Stock | 118 | $269.60 | $31,812.80 |
DisclosureSEC source: 0001225208-19-006174 · doc4.xml · nonDerivative · entry 1 Brown Marianne · CIK 0001600605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,482 F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:14 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | GrantStock Option (Right to Buy) · Derivative | 45,597 | $0.00 Strike: $113.10 | $0.00 |
DisclosureSEC source: 0001127602-19-014233 · form4.xml · derivative · entry 9 Brown Marianne · CIK 0001600605 · Corporate EVP - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,597 Underlying: Common Stock · 45,597 shares Expires 2026-03-29 F9 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary date of the grant. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:14 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | GrantStock Option (Right to Buy) · Derivative | 47,133 | $80.03 Strike: $80.03 | $3,772,053.99 |
DisclosureSEC source: 0001127602-19-014233 · form4.xml · derivative · entry 8 Brown Marianne · CIK 0001600605 · Corporate EVP - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,265 Underlying: Common Stock · 47,133 shares Expires 2024-03-29 F8 · shares: On March 29, 2017, the reporting person was granted an option to purchase 141,398 shares of common stock. The option vests in three equal installments based on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2017, 2018 and 2019. Based on FIS's Annual Report on Form 10-K, the Compensation Committee of FIS determined that the performance criteria for 2018 had been met, resulting in vesting of the option as to 47,133 shares. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:14 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | GrantStock Option (Right to Buy) · Derivative | 63,475 | $62.92 Strike: $62.92 | $3,993,847.00 |
DisclosureSEC source: 0001127602-19-014233 · form4.xml · derivative · entry 7 Brown Marianne · CIK 0001600605 · Corporate EVP - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,424 Underlying: Common Stock · 63,475 shares Expires 2023-03-29 F7 · shares: On March 29, 2016, the reporting person was granted an option to purchase 190,424 shares of common stock. The option vests in three equal installments based on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2016, 2017 and 2018. Based on FIS's Annual Report on Form 10-K, the Compensation Committee of FIS determined that the performance criteria for 2018 had been met, resulting in vesting of the option as to 63,475 shares. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:14 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | GrantRestricted Stock Units · Derivative | 6,189 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-014233 · form4.xml · derivative · entry 6 Brown Marianne · CIK 0001600605 · Corporate EVP - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,189 Underlying: Common Stock · 6,189 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F6 · derivative.exercise_date: The restricted stock units vest and distribute in three equal annual installments commencing on the first anniversary date of the grant. F6 · derivative.expiration_date: The restricted stock units vest and distribute in three equal annual installments commencing on the first anniversary date of the grant. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:14 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Tax withholdingCommon Stock | 1,226 | $113.10 | $138,660.60 |
DisclosureSEC source: 0001127602-19-014233 · form4.xml · nonDerivative · entry 5 Brown Marianne · CIK 0001600605 · Corporate EVP - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,973.007 F4 · shares: Represents shares to satisfy withholding tax obligation for Restricted Stock Unit vesting. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:14 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Tax withholdingCommon Stock | 5,057 | $113.10 | $571,946.70 |
DisclosureSEC source: 0001127602-19-014233 · form4.xml · nonDerivative · entry 4 Brown Marianne · CIK 0001600605 · Corporate EVP - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,199.007 F3 · shares: Represents shares to satisfy withholding tax obligation for PSU vesting. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:14 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | GrantCommon Stock | 12,851 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-014233 · form4.xml · nonDerivative · entry 3 Brown Marianne · CIK 0001600605 · Corporate EVP - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,856.007 F2 · shares: On March 29, 2018, the reporting person was granted performance restricted stock units ("PSUs") that vest in three equal installments contingent on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2018, 2019 and 2020. The PSUs vest between 0% and 150% of the target grant amount in each year. The Compensation Committee of FIS determined that the maximum performance criteria for 2018 had been met, resulting in an award of 150% of the target grant amount. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:14 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Tax withholdingCommon Stock | 2,951 | $113.10 | $333,758.10 |
DisclosureSEC source: 0001127602-19-014233 · form4.xml · nonDerivative · entry 2 Brown Marianne · CIK 0001600605 · Corporate EVP - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,256.007 F1 · shares: Represents shares to satisfy withholding tax obligation for Restricted Stock vesting. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:14 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Tax withholdingCommon Stock | 3,649 | $113.10 | $412,701.90 |
DisclosureSEC source: 0001127602-19-014233 · form4.xml · nonDerivative · entry 1 Brown Marianne · CIK 0001600605 · Corporate EVP - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,207.007 F1 · shares: Represents shares to satisfy withholding tax obligation for Restricted Stock vesting. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 22:00 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | OtherCommon Stock | 149 | $244.90 | $36,490.10 |
DisclosureSEC source: 0001225208-19-000447 · doc4.xml · nonDerivative · entry 1 Brown Marianne · CIK 0001600605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,345 F1 · kind: Represents shares of common stock deferred into a stock unit account, including dividends, pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account, including dividends, pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Represents shares of common stock held in a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:54 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | OtherCommon Stock | 117 | $317.37 | $37,132.29 |
DisclosureSEC source: 0001225208-18-014151 · doc4.xml · nonDerivative · entry 1 Brown Marianne · CIK 0001600605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,196 F1 · kind: Represents shares of common stock deferred into a stock unit account, including dividends, pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account, including dividends, pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Represents shares of common stock held in a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:07 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | OtherCommon Stock | 119 | $307.70 | $36,616.30 |
DisclosureSEC source: 0001225208-18-011323 · doc4.xml · nonDerivative · entry 1 Brown Marianne · CIK 0001600605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,079 F1 · kind: Represents shares of common stock deferred into a stock unit account, including dividends, pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account, including dividends, pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Represents shares of common stock held in a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:20 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionRestricted Stock Units · Derivative | 2,787 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-020015 · form4.xml · derivative · entry 6 Brown Marianne · CIK 0001600605 · Corporate EVP - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,787 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These RSUs were received in the SunGard merger on November 30, 2015 in exchange for 22,750 SunGard RSUs. The shares vested and distributed in full on June 1, 2018. F4 · derivative.expiration_date: These RSUs were received in the SunGard merger on November 30, 2015 in exchange for 22,750 SunGard RSUs. The shares vested and distributed in full on June 1, 2018. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:20 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionRestricted Stock Units · Derivative | 16,730 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-020015 · form4.xml · derivative · entry 5 Brown Marianne · CIK 0001600605 · Corporate EVP - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,730 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These RSUs were received in the SunGard merger on November 30, 2015 in exchange for 45,500 SunGard RSUs. The shares vested and distributed in full on June 1, 2018. F3 · derivative.expiration_date: These RSUs were received in the SunGard merger on November 30, 2015 in exchange for 45,500 SunGard RSUs. The shares vested and distributed in full on June 1, 2018. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:20 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Tax withholdingCommon Stock | 1,097 | $103.22 | $113,232.34 |
DisclosureSEC source: 0001127602-18-020015 · form4.xml · nonDerivative · entry 4 Brown Marianne · CIK 0001600605 · Corporate EVP - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,005.007 F2 · shares: Represents shares to satisfy withholding tax obligation for Restricted Stock vesting. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:20 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionCommon Stock | 2,787 | $103.22 | $287,674.14 |
DisclosureSEC source: 0001127602-18-020015 · form4.xml · nonDerivative · entry 3 Brown Marianne · CIK 0001600605 · Corporate EVP - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,102.007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person's Restricted Stock Units were vested and distributed. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:20 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Tax withholdingCommon Stock | 6,584 | $103.22 | $679,600.48 |
DisclosureSEC source: 0001127602-18-020015 · form4.xml · nonDerivative · entry 2 Brown Marianne · CIK 0001600605 · Corporate EVP - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,315.007 F2 · shares: Represents shares to satisfy withholding tax obligation for Restricted Stock vesting. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:20 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionCommon Stock | 16,730 | $103.22 | $1,726,870.60 |
DisclosureSEC source: 0001127602-18-020015 · form4.xml · nonDerivative · entry 1 Brown Marianne · CIK 0001600605 · Corporate EVP - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,899.007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person's Restricted Stock Units were vested and distributed. Read SEC document |
| May 16, 2018 Filed May 18, 2018 19:35 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | OtherCommon Stock | 483 | $321.16 | $155,120.28 |
DisclosureSEC source: 0001225208-18-009541 · doc4.xml · nonDerivative · entry 1 Brown Marianne · CIK 0001600605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,960 F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Total amount includes dividends earned on shares held in stock unit account, which transactions were exempt from Section 16 and not reportable under rule 16a-11. Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 23:13 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | OtherCommon Stock | 106 | $349.12 | $37,006.72 |
DisclosureSEC source: 0001225208-18-007277 · doc4.xml · nonDerivative · entry 1 Brown Marianne · CIK 0001600605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,477 F1 · kind: Represents shares of common stock deferred into a stock unit account, including dividends, pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account, including dividends, pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Represents shares of common stock held in a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:08 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | GrantStock Option (Right to Buy) · Derivative | 70,225 | $0.00 Strike: $96.30 | $0.00 |
DisclosureSEC source: 0001127602-18-013258 · form4.xml · derivative · entry 5 Brown Marianne · CIK 0001600605 · Corporate EVP - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,225 Underlying: Common Stock · 70,225 shares Expires 2025-03-29 F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary date of the grant. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:08 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | GrantStock Option (Right to Buy) · Derivative | 47,132 | $0.00 Strike: $80.03 | $0.00 |
DisclosureSEC source: 0001127602-18-013258 · form4.xml · derivative · entry 4 Brown Marianne · CIK 0001600605 · Corporate EVP - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,132 Underlying: Common Stock · 47,132 shares Expires 2024-03-29 F3 · derivative.exercise_date: On March 29, 2017, the reporting person was granted an option to purchase 141,398 shares of common stock. The option vests in three equal installments based on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2017, 2018 and 2019. Based on FIS's Annual Report on Form 10-K filed on February 23, 2018, the Compensation Committee of FIS determined that the performance criteria for 2017 had been met, resulting in vesting of the option as to 47,132 shares. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:08 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | GrantStock Option (Right to Buy) · Derivative | 63,475 | $0.00 Strike: $62.92 | $0.00 |
DisclosureSEC source: 0001127602-18-013258 · form4.xml · derivative · entry 3 Brown Marianne · CIK 0001600605 · Corporate EVP - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,949 Underlying: Common Stock · 63,475 shares Expires 2023-03-29 F2 · derivative.exercise_date: On March 29, 2016, the reporting person was granted an option to purchase 190,424 shares of common stock. The option vests in three equal installments based on FIS's satisfaction of certain performance criteria for each of the calendar years ending December 31, 2016, 2017 and 2018. Based on FIS's Annual Report on Form 10-K filed on February 23, 2018, the Compensation Committee of FIS determined that the performance criteria for 2017 had been met, resulting in vesting of the option as to 63,475 shares. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:08 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Tax withholdingCommon Stock | 2,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-013258 · form4.xml · nonDerivative · entry 2 Brown Marianne · CIK 0001600605 · Corporate EVP - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,169.007 F1 · shares: Represents shares to satisfy withholding tax obligation for Restricted Stock vesting. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:08 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Tax withholdingCommon Stock | 3,649 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-013258 · form4.xml · nonDerivative · entry 1 Brown Marianne · CIK 0001600605 · Corporate EVP - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,120.007 F1 · shares: Represents shares to satisfy withholding tax obligation for Restricted Stock vesting. Read SEC document |
| March 29, 2018 Filed Jun 14, 2018 21:24 UTC Amendment | Fidelity National Information Services, Inc. FIS · Entity 3247 | GrantRestricted Stock Units · Derivative | 9,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-020941 · form4a.xml · derivative · entry 1 Brown Marianne · CIK 0001600605 · Corporate EVP - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,346 Underlying: Common Stock · 9,346 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of FIS common stock. F2 · kind: This Form 4 reflects the RSU portion of the March 29, 2018 grant which was inadvertently omitted from the Form 4 filed by the Reporting Person on April 2, 2018. F3 · derivative.exercise_date: The restricted stock units vest and distribute in three equal annual installments on each anniversary date. F3 · derivative.expiration_date: The restricted stock units vest and distribute in three equal annual installments on each anniversary date. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 21:28 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionRestricted Stock Units · Derivative | 9,994 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008668 · form4.xml · derivative · entry 3 Brown Marianne · CIK 0001600605 · Corporate EVP - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,994 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These RSUs were received in the SunGard Merger on November 30, 2015 in exchange for 27,180 SunGard RSUs. The shares vested and distributed in full on February 24, 2018 F3 · derivative.expiration_date: These RSUs were received in the SunGard Merger on November 30, 2015 in exchange for 27,180 SunGard RSUs. The shares vested and distributed in full on February 24, 2018 Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 21:28 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Tax withholdingCommon Stock | 3,461 | $99.82 | $345,477.02 |
DisclosureSEC source: 0001127602-18-008668 · form4.xml · nonDerivative · entry 2 Brown Marianne · CIK 0001600605 · Corporate EVP - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,769.007 F2 · shares: Represents shares to satisfy withholding tax obligation for distribution of shares. Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 21:28 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionCommon Stock | 9,994 | $99.82 | $997,601.08 |
DisclosureSEC source: 0001127602-18-008668 · form4.xml · nonDerivative · entry 1 Brown Marianne · CIK 0001600605 · Corporate EVP - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,230.007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person's Restricted Stock Units were vested and distributed. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 21:03 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionRestricted Stock Units · Derivative | 7,012 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007514 · form4.xml · derivative · entry 3 Brown Marianne · CIK 0001600605 · Corporate EVP - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,012 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These RSUs were received in the SunGard Merger on November 30, 2015 in exchange for 19,070 SunGard RSUs. The shares vested and distributed in full on February 20, 2018. F3 · derivative.expiration_date: These RSUs were received in the SunGard Merger on November 30, 2015 in exchange for 19,070 SunGard RSUs. The shares vested and distributed in full on February 20, 2018. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 21:03 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Tax withholdingCommon Stock | 1,723 | $97.82 | $168,543.86 |
DisclosureSEC source: 0001127602-18-007514 · form4.xml · nonDerivative · entry 2 Brown Marianne · CIK 0001600605 · Corporate EVP - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,236.007 F2 · shares: Represents shares to satisfy withholding tax obligation for distribution of shares. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 21:03 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionCommon Stock | 7,012 | $97.82 | $685,913.84 |
DisclosureSEC source: 0001127602-18-007514 · form4.xml · nonDerivative · entry 1 Brown Marianne · CIK 0001600605 · Corporate EVP - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,959.007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person's Restricted Stock Units vested and the underlying issuer's shares were distributed. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 22:11 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | OtherCommon Stock | 119 | $306.91 | $36,522.29 |
DisclosureSEC source: 0001225208-18-000396 · doc4.xml · nonDerivative · entry 1 Brown Marianne · CIK 0001600605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,371 F1 · kind: Represents shares of common stock deferred into a stock unit account, including dividends, pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account, including dividends, pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:34 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | OtherCommon Stock | 126 | $287.72 | $36,252.72 |
DisclosureSEC source: 0001225208-17-015777 · doc4.xml · nonDerivative · entry 1 Brown Marianne · CIK 0001600605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,252 F1 · kind: Represents shares of common stock deferred into a stock unit account, including dividends, pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account, including dividends, pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 20:04 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | OtherCommon Stock | 141 | $256.71 | $36,196.11 |
DisclosureSEC source: 0001225208-17-012154 · doc4.xml · nonDerivative · entry 1 Brown Marianne · CIK 0001600605 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,126 F1 · kind: Represents shares of common stock deferred into a stock unit account, including dividends, pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account, including dividends, pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 20:12 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionRestricted Stock Units · Derivative | 2,703 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-020524 · form4.xml · derivative · entry 9 Brown Marianne · CIK 0001600605 · Corporate EVP - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,703 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.expiration_date: These RSUs were received in the SunGard merger on November 30, 2015 in exchange for 7,352 SunGard RSUs. The final half of these RSU's vested and distributed on June 1, 2017. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 20:12 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionRestricted Stock Units · Derivative | 2,789 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-020524 · form4.xml · derivative · entry 8 Brown Marianne · CIK 0001600605 · Corporate EVP - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,787 Underlying: Common Stock · 2,789 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.expiration_date: These RSUs were received in the SunGard merger on November 30, 2015 in exchange for 22,750 SunGard RSUs. One-third of these RSU's vested and distributed on June 1, 2017, and the remaining one third of these RSU's will vest and distribute on June 1, 2018. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 20:12 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionRestricted Stock Units · Derivative | 24,329 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-020524 · form4.xml · derivative · entry 7 Brown Marianne · CIK 0001600605 · Corporate EVP - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,329 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.expiration_date: These RSUs were received in the SunGard merger on November 30, 2015 in exchange for 66,168 SunGard RSUs. The shares vested and distributed in full on June 1, 2017. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 20:12 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Tax withholdingCommon Stock | 1,394 | $86.77 | $120,957.38 |
DisclosureSEC source: 0001127602-17-020524 · form4.xml · nonDerivative · entry 6 Brown Marianne · CIK 0001600605 · Corporate EVP - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,934.474 F2 · shares: Represents shares to satisfy withholding tax obligation for Restricted Stock vesting. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 20:12 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionCommon Stock | 2,703 | $86.77 | $234,539.31 |
DisclosureSEC source: 0001127602-17-020524 · form4.xml · nonDerivative · entry 5 Brown Marianne · CIK 0001600605 · Corporate EVP - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,328.474 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person's Restricted Stock Units were vested and distributed. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 20:12 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Tax withholdingCommon Stock | 1,439 | $86.77 | $124,862.03 |
DisclosureSEC source: 0001127602-17-020524 · form4.xml · nonDerivative · entry 4 Brown Marianne · CIK 0001600605 · Corporate EVP - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,625.474 F2 · shares: Represents shares to satisfy withholding tax obligation for Restricted Stock vesting. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 20:12 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionCommon Stock | 2,789 | $86.77 | $242,001.53 |
DisclosureSEC source: 0001127602-17-020524 · form4.xml · nonDerivative · entry 3 Brown Marianne · CIK 0001600605 · Corporate EVP - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,064.474 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: One-third of the reporting person's Restricted Stock Units were vested and distributed. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 20:12 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Tax withholdingCommon Stock | 12,547 | $86.77 | $1,088,703.19 |
DisclosureSEC source: 0001127602-17-020524 · form4.xml · nonDerivative · entry 2 Brown Marianne · CIK 0001600605 · Corporate EVP - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,275.474 F2 · shares: Represents shares to satisfy withholding tax obligation for Restricted Stock vesting. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 20:12 UTC | Fidelity National Information Services, Inc. FIS · Entity 3247 | Exercise / conversionCommon Stock | 24,329 | $86.77 | $2,111,027.33 |
DisclosureSEC source: 0001127602-17-020524 · form4.xml · nonDerivative · entry 1 Brown Marianne · CIK 0001600605 · Corporate EVP - COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,822.474 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person's Restricted Stock Units were vested and distributed. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.