Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COMSCORE, INC.SCOR · Entity 6942 | Director | January 01, 2020 | January 03, 2020 |
| Gen Digital Inc.SYMC · Entity 2098 | Director | May 14, 2019 | May 15, 2019 |
| QUANTUM CORP /DE/QTM · Entity 4987 | Director | March 02, 2017 | March 03, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COMSCORE, INC.
Report date January 01, 2020 · Filed January 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 16,104 |
Reported balance
After 2020-01-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-01-01 · Grant · Acquired 16,104 · Balance 16,104 F1: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F2: This restricted stock unit award was granted pursuant to the terms of the comScore, Inc. 2018 Equity and Incentive Compensation Plan. This award, which represents prorated compensation for the remainder of the 2019-2020 director term following the reporter's resignation as Interim CEO of the Company, will vest in full on the earliest of (i) the date of the Company's 2020 annual meeting of stockholders, (ii) June 30, 2020, and (iii) the date of a change in control of the Company, subject in each case to the reporter's continued status as a member of the Company's Board of Directors on the vesting date. Vested units will be delivered in shares of common stock upon a separation from service or a change in control of the Company, as set forth in the applicable award notice. F3: The number of shares subject to this restricted stock unit award was determined by dividing $166,667 by the closing market price of the Company's common stock on the original date of approval of 2019-2020 director awards, May 22, 2019, which was $10.35. This represents a reduction in the number of shares otherwise due to the reporter under the Company's previously disclosed director compensation program, which would have divided $166,667 by the closing market price of the common stock on the date of grant. The Board of Directors elected on July 1, 2019 to use the higher price in order to further align directors' interests with those of the Company's stockholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
F2: This restricted stock unit award was granted pursuant to the terms of the comScore, Inc. 2018 Equity and Incentive Compensation Plan. This award, which represents prorated compensation for the remainder of the 2019-2020 director term following the reporter's resignation as Interim CEO of the Company, will vest in full on the earliest of (i) the date of the Company's 2020 annual meeting of stockholders, (ii) June 30, 2020, and (iii) the date of a change in control of the Company, subject in each case to the reporter's continued status as a member of the Company's Board of Directors on the vesting date. Vested units will be delivered in shares of common stock upon a separation from service or a change in control of the Company, as set forth in the applicable award notice.
F3: The number of shares subject to this restricted stock unit award was determined by dividing $166,667 by the closing market price of the Company's common stock on the original date of approval of 2019-2020 director awards, May 22, 2019, which was $10.35. This represents a reduction in the number of shares otherwise due to the reporter under the Company's previously disclosed director compensation program, which would have divided $166,667 by the closing market price of the common stock on the date of grant. The Board of Directors elected on July 1, 2019 to use the higher price in order to further align directors' interests with those of the Company's stockholders.
Gen Digital Inc.
Report date May 14, 2019 · Filed May 15, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 35,088 |
Reported balance
After 2019-05-14 transaction · row 1
1 source rowRow 1 · 2019-05-14 · Grant · Acquired 14,124 · Balance 35,088 F1: In connection with the reporting person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such reporting person has been granted restricted stock units. 100% of the restricted stock units vest on grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the reporting person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such reporting person has been granted restricted stock units. 100% of the restricted stock units vest on grant date.
QUANTUM CORP /DE/
Report date March 02, 2017 · Filed March 03, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 263,890 |
Reported balance
After 2017-03-02 transaction · row 1
1 source rowRow 1 · 2017-03-02 · Grant · Acquired 30,000 · Balance 263,890 F1: Restricted Stock Units will fully vest on March 31, 2017. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units will fully vest on March 31, 2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 01, 2020 Filed Jan 3, 2020 21:24 UTC | COMSCORE, INC. SCOR · Entity 6942 | GrantRestricted Stock Units · Derivative | 16,104 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001158172-20-000002 · wf-form4_157808667742637.xml · derivative · entry 1 FULLER DALE L · CIK 0001177231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,104 Underlying: Common Stock · 16,104 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F2 · derivative.exercise_date: This restricted stock unit award was granted pursuant to the terms of the comScore, Inc. 2018 Equity and Incentive Compensation Plan. This award, which represents prorated compensation for the remainder of the 2019-2020 director term following the reporter's resignation as Interim CEO of the Company, will vest in full on the earliest of (i) the date of the Company's 2020 annual meeting of stockholders, (ii) June 30, 2020, and (iii) the date of a change in control of the Company, subject in each case to the reporter's continued status as a member of the Company's Board of Directors on the vesting date. Vested units will be delivered in shares of common stock upon a separation from service or a change in control of the Company, as set forth in the applicable award notice. F2 · derivative.expiration_date: This restricted stock unit award was granted pursuant to the terms of the comScore, Inc. 2018 Equity and Incentive Compensation Plan. This award, which represents prorated compensation for the remainder of the 2019-2020 director term following the reporter's resignation as Interim CEO of the Company, will vest in full on the earliest of (i) the date of the Company's 2020 annual meeting of stockholders, (ii) June 30, 2020, and (iii) the date of a change in control of the Company, subject in each case to the reporter's continued status as a member of the Company's Board of Directors on the vesting date. Vested units will be delivered in shares of common stock upon a separation from service or a change in control of the Company, as set forth in the applicable award notice. F3 · derivative.underlying_shares: The number of shares subject to this restricted stock unit award was determined by dividing $166,667 by the closing market price of the Company's common stock on the original date of approval of 2019-2020 director awards, May 22, 2019, which was $10.35. This represents a reduction in the number of shares otherwise due to the reporter under the Company's previously disclosed director compensation program, which would have divided $166,667 by the closing market price of the common stock on the date of grant. The Board of Directors elected on July 1, 2019 to use the higher price in order to further align directors' interests with those of the Company's stockholders. Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 21:43 UTC | COMSCORE, INC. SCOR · Entity 6942 | PurchaseCommon Stock | 5,000 | $3.85 | $19,250.00 |
DisclosureSEC source: 0001158172-19-000193 · wf-form4_157385416723667.xml · nonDerivative · entry 1 FULLER DALE L · CIK 0001177231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,470 Read SEC document |
| November 08, 2019 Filed Nov 13, 2019 02:22 UTC | COMSCORE, INC. SCOR · Entity 6942 | PurchaseCommon Stock | 10,000 | $3.23 | $32,300.00 |
DisclosureSEC source: 0001158172-19-000191 · wf-form4_157361176247441.xml · nonDerivative · entry 2 FULLER DALE L · CIK 0001177231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,470 F2 · price: The reported price on Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.21 to $3.24 per share. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 07, 2019 Filed Nov 13, 2019 02:22 UTC | COMSCORE, INC. SCOR · Entity 6942 | PurchaseCommon Stock | 10,000 | $3.22 | $32,200.00 |
DisclosureSEC source: 0001158172-19-000191 · wf-form4_157361176247441.xml · nonDerivative · entry 1 FULLER DALE L · CIK 0001177231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,470 F1 · price: The reported price on Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.20 to $3.23 per share. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 22:41 UTC | COMSCORE, INC. SCOR · Entity 6942 | GrantDeferred Stock Units · Derivative | 354,546 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001158172-19-000179 · wf-form4_157308004839465.xml · derivative · entry 1 FULLER DALE L · CIK 0001177231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,546 Underlying: Common Stock · 354,546 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of the Company's common stock. F2 · derivative.exercise_date: This deferred stock unit award was granted pursuant to the terms of the comScore, Inc. 2018 Equity and Incentive Compensation Plan and a previously disclosed compensation agreement with the reporter. This award, which represents compensation for the reporter's service as Interim CEO of the Company from 3/31/2019 until 11/4/2019, is fully vested and will be delivered in shares of common stock upon a change in control of the Company or six months after a separation from service, as set forth in the applicable award agreement. F2 · derivative.expiration_date: This deferred stock unit award was granted pursuant to the terms of the comScore, Inc. 2018 Equity and Incentive Compensation Plan and a previously disclosed compensation agreement with the reporter. This award, which represents compensation for the reporter's service as Interim CEO of the Company from 3/31/2019 until 11/4/2019, is fully vested and will be delivered in shares of common stock upon a change in control of the Company or six months after a separation from service, as set forth in the applicable award agreement. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 20:37 UTC | COMSCORE, INC. SCOR · Entity 6942 | Exercise / conversionRestricted Stock Units · Derivative | 11,390 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001158172-19-000117 · wf-form4_156037181712977.xml · derivative · entry 2 FULLER DALE L · CIK 0001177231 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,390 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F2 · derivative.exercise_date: This restricted stock unit award was granted on 7/2/2018 pursuant to the terms of the comScore, Inc. 2018 Equity and Incentive Compensation Plan. This award vested in full on 6/10/2019, the date of the Company's 2019 annual meeting of stockholders. Vested units will be delivered in shares of common stock upon a separation from service or a change in control of the Company, as set forth in the applicable award notice. F2 · derivative.expiration_date: This restricted stock unit award was granted on 7/2/2018 pursuant to the terms of the comScore, Inc. 2018 Equity and Incentive Compensation Plan. This award vested in full on 6/10/2019, the date of the Company's 2019 annual meeting of stockholders. Vested units will be delivered in shares of common stock upon a separation from service or a change in control of the Company, as set forth in the applicable award notice. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 20:37 UTC | COMSCORE, INC. SCOR · Entity 6942 | Exercise / conversionCommon Stock | 11,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001158172-19-000117 · wf-form4_156037181712977.xml · nonDerivative · entry 1 FULLER DALE L · CIK 0001177231 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,470 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. Read SEC document |
| May 14, 2019 Filed May 15, 2019 20:33 UTC | Gen Digital Inc. SYMC · Entity 2098 | GrantCommon Stock | 14,124 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030020 · doc4.xml · nonDerivative · entry 1 FULLER DALE L · CIK 0001177231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,088 F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such reporting person has been granted restricted stock units. 100% of the restricted stock units vest on grant date. Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 21:30 UTC | Gen Digital Inc. SYMC · Entity 2098 | GrantCommon Stock | 6,764 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-061773 · doc4.xml · nonDerivative · entry 1 FULLER DALE L · CIK 0001177231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,964 F1 · shares: In connection with the reporting person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such reporting person has been granted restricted stock units. 100% of the restricted stock units vest on grant date. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 19:21 UTC | COMSCORE, INC. SCOR · Entity 6942 | GrantRestricted Stock Units · Derivative | 11,390 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001158172-18-000145 · wf-form4_153064569342251.xml · derivative · entry 1 FULLER DALE L · CIK 0001177231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,390 Underlying: Common Stock · 11,390 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's Common Stock. F2 · derivative.exercise_date: This restricted stock unit award was granted pursuant to the terms of the comScore, Inc. 2018 Equity and Incentive Compensation Plan. This award will vest in full on the earliest of (i) June 30, 2019, (ii) the date of the Company's 2019 annual meeting of stockholders, and (iii) the date of a change in control of the Company, subject in each case to the reporter's continued status as a member of the Company's Board of Directors on the vesting date. Vested units will be delivered in shares of Common Stock upon a separation from service or a change in control of the Company, as set forth in the applicable award notice. F2 · derivative.expiration_date: This restricted stock unit award was granted pursuant to the terms of the comScore, Inc. 2018 Equity and Incentive Compensation Plan. This award will vest in full on the earliest of (i) June 30, 2019, (ii) the date of the Company's 2019 annual meeting of stockholders, and (iii) the date of a change in control of the Company, subject in each case to the reporter's continued status as a member of the Company's Board of Directors on the vesting date. Vested units will be delivered in shares of Common Stock upon a separation from service or a change in control of the Company, as set forth in the applicable award notice. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 20:54 UTC | COMSCORE, INC. SCOR · Entity 6942 | GrantCommon Stock | 2,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001158172-18-000125 · wf-form4_152840483757488.xml · nonDerivative · entry 1 FULLER DALE L · CIK 0001177231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,080 F1 · shares: This common stock award was granted pursuant to the terms of the comScore, Inc. 2018 Equity and Incentive Compensation Plan as compensation for serving as a member of the Board of Directors of the issuer through the Company's 2018 annual meeting of stockholders. This award vested immediately upon grant and will be delivered no earlier than August 1, 2018 and no later than December 31, 2018, as determined by the Compensation Committee of the Company's Board of Directors. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 23:53 UTC | QUANTUM CORP /DE/ QTM · Entity 4987 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018018 · doc4.xml · nonDerivative · entry 1 FULLER DALE L · CIK 0001177231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,890 F1 · shares: Restricted Stock Units will fully vest on March 31, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.