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HAWKINS PHILIP L

Disclosed activity across 4 companies

Tapewire entity
15265
SEC CIK
0001234375

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
COPT DEFENSE PROPERTIESCDP · Entity 4036DirectorMay 14, 2026May 18, 2026
Prologis, Inc.PLD · Entity 2877DirectorDecember 31, 2019January 03, 2020
WELLTOWER INC.WELL · Entity 2853DirectorMarch 01, 2024March 05, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

COPT DEFENSE PROPERTIES

Report date May 14, 2026 · Filed May 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Profit Interest UnitsSEC Table II · derivative / convertible securityDirect38,988 Reported balance After 2026-05-14 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-14 · Grant · Acquired 7,448 · Balance 38,988

F1: Each Profit Interest Unit will convert automatically into one share of beneficial interest, designated as a unit (an "OP Unit"), in COPT Defense Properties, L.P. when such Profit Interest Unit becomes vested and upon equalization of its capital account balance. OP Units are redeemable for cash, or, at the option of COPT Defense Properties, exchangeable for common shares of COPT Defense Properties, currently on a one-for-one basis.

F2: Consists of 3,803 shares received as the equity portion of compensation for his Board service and 3,645 shares received upon the election by the reporting person to receive common shares in lieu of cash for all or part of his annual retainer for Board service, consistent with a policy adopted by the Board with respect to the cash portion of compensation for Board service. By making such election, the reporting person received shares equal to the amount of cash compensation designated by the reporting person divided by the 15-day trailing average price of the common shares as of the grant date.

F5: Received as compensation for Board service.

F3: The Profit Interest Units will vest on the first anniversary of the grant date, provided that the reporting person remains a trustee on such date.

F4: The Profit Interest Units do not expire once vested.

Filing footnotes · ownership attribution and instrument terms

F1: Each Profit Interest Unit will convert automatically into one share of beneficial interest, designated as a unit (an "OP Unit"), in COPT Defense Properties, L.P. when such Profit Interest Unit becomes vested and upon equalization of its capital account balance. OP Units are redeemable for cash, or, at the option of COPT Defense Properties, exchangeable for common shares of COPT Defense Properties, currently on a one-for-one basis.

F2: Consists of 3,803 shares received as the equity portion of compensation for his Board service and 3,645 shares received upon the election by the reporting person to receive common shares in lieu of cash for all or part of his annual retainer for Board service, consistent with a policy adopted by the Board with respect to the cash portion of compensation for Board service. By making such election, the reporting person received shares equal to the amount of cash compensation designated by the reporting person divided by the 15-day trailing average price of the common shares as of the grant date.

F3: The Profit Interest Units will vest on the first anniversary of the grant date, provided that the reporting person remains a trustee on such date.

F4: The Profit Interest Units do not expire once vested.

F5: Received as compensation for Board service.

Prologis, Inc.

Report date December 31, 2019 · Filed January 03, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Dividend Equivalent Units-NQDCSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct2,494.2656 Reported balance After 2019-12-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-12-31 · Grant · Acquired 14.7425 · Balance 2,494.2656

F1: Represents Dividend Equivalent Units (DEUs) earned on Deferred Stock Units (DSUs) associated with current service on our board that are deferred under the Prologis, Inc. Nonqualified Deferred Compensation Plan (the NQDC Plan). DEUs accrue on outstanding DSUs at the Prologis common stock dividend rate at the time dividends are paid on Prologis common stock. DEUs and the underlying DSUs vest 100% on the earlier of the first anniversary of the grant date or the first annual meeting of the stockholders of Prologis after the grant date (generally in May each year). The receipt of such DEUs is deferred along with the underlying DSUs. DSUs and DEUs are paid in the form of Prologis common stock at the rate of one common share per DSU or DEU. Balance in column 9 includes DSUs and DEUs.

Filing footnotes · ownership attribution and instrument terms

F1: Represents Dividend Equivalent Units (DEUs) earned on Deferred Stock Units (DSUs) associated with current service on our board that are deferred under the Prologis, Inc. Nonqualified Deferred Compensation Plan (the NQDC Plan). DEUs accrue on outstanding DSUs at the Prologis common stock dividend rate at the time dividends are paid on Prologis common stock. DEUs and the underlying DSUs vest 100% on the earlier of the first anniversary of the grant date or the first annual meeting of the stockholders of Prologis after the grant date (generally in May each year). The receipt of such DEUs is deferred along with the underlying DSUs. DSUs and DEUs are paid in the form of Prologis common stock at the rate of one common share per DSU or DEU. Balance in column 9 includes DSUs and DEUs.

WELLTOWER INC.

Report date March 01, 2024 · Filed March 05, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
LTIP UnitsSEC Table II · derivative / convertible securityDirect3,802 Reported balance After 2024-03-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-03-01 · Grant · Acquired 3,802 · Balance 3,802

F1: Represents an award, granted without cash consideration, of membership interests in Welltower OP LLC ("Welltower OP"), a subsidiary of Welltower Inc. (the "Issuer"), designated as LTIP Units ("LTIP Units"), which LTIP Units are intended to qualify as profits interests for US federal income tax purposes. The LTIP Units are scheduled to vest on March 1, 2025, subject to the reporting person's continued service on the vesting date. The LTIP Units, if and as they become vested, are convertible, conditioned upon the satisfaction of minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into Class A Common Units in Welltower OP ("OP Units"). The resulting OP Units may be exchanged by the reporting person for shares of common stock, par value $1.00 per share ("Common Shares") of the Issuer or the equivalent cash value of Common Shares, as determined by the Issuer.

Other Stock UnitSEC Table II · derivative / convertible securityDirect3,802 Reported balance After 2024-03-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-03-01 · Grant · Acquired 3,802 · Balance 3,802

F2: Solely in order to reserve Common Shares to satisfy any exchange in respect of OP Units as contemplated herein that might occur in the future, the reporting person also received an award of Other Stock Units under the Welltower Inc. 2022 Long-Term Incentive Plan (the "2022 Plan"). The award of Other Stock Units provides the reporting person with the ability to acquire Common Shares under the 2022 Plan only through the exchange of OP Units for those shares and in no other manner. Upon the exchange of OP Units for Common Shares, the reporting person will relinquish all rights to the exchanged OP Units. Any Other Stock Units that may be remaining after all OP Units have been exchanged will be immediately canceled for no consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an award, granted without cash consideration, of membership interests in Welltower OP LLC ("Welltower OP"), a subsidiary of Welltower Inc. (the "Issuer"), designated as LTIP Units ("LTIP Units"), which LTIP Units are intended to qualify as profits interests for US federal income tax purposes. The LTIP Units are scheduled to vest on March 1, 2025, subject to the reporting person's continued service on the vesting date. The LTIP Units, if and as they become vested, are convertible, conditioned upon the satisfaction of minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into Class A Common Units in Welltower OP ("OP Units"). The resulting OP Units may be exchanged by the reporting person for shares of common stock, par value $1.00 per share ("Common Shares") of the Issuer or the equivalent cash value of Common Shares, as determined by the Issuer.

F2: Solely in order to reserve Common Shares to satisfy any exchange in respect of OP Units as contemplated herein that might occur in the future, the reporting person also received an award of Other Stock Units under the Welltower Inc. 2022 Long-Term Incentive Plan (the "2022 Plan"). The award of Other Stock Units provides the reporting person with the ability to acquire Common Shares under the 2022 Plan only through the exchange of OP Units for those shares and in no other manner. Upon the exchange of OP Units for Common Shares, the reporting person will relinquish all rights to the exchanged OP Units. Any Other Stock Units that may be remaining after all OP Units have been exchanged will be immediately canceled for no consideration.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

DCT Industrial Trust Inc.

Report date August 22, 2018 · Filed August 22, 2018

Section 16 reporting ended · disclosed 2018-08-22. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-08-22 transaction · row 1
1 source row

Row 1 · 2018-08-22 · Disposition to issuer · Disposed 73,050 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 29, 2018, by and among Prologis, Inc., Prologis, L.P., DCT Industrial Trust Inc. ("DCT") and DCT Industrial Operating Partnership LP ("DCTOP"), on August 22, 2018, (i) DCT merged with and into Prologis, Inc., with Prologis, Inc. surviving the merger (the "Company Merger") and (ii) DCTOP merged with and into Prologis, L.P., with Prologis, L.P. surviving the merger (the "Partnership Merger").

F2: (Continued from Footnote 1) Pursuant to the Merger Agreement, each outstanding share of common stock, par value $0.01 per share, of DCT ("DCT Common Stock") held by the reporting person was automatically converted into the right to receive 1.02 shares of common stock, par value $0.01 per share, of Prologis, Inc. ("Prologis Common Stock"), subject to any withholding required under applicable tax law, plus cash in lieu of any fractional shares of Prologis Common Stock. On August 21, 2018, the closing price of DCT Common Stock was $66.28 per share and the closing price of Prologis Common Stock was $65.75 per share.

LTIP UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-08-22 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-08-22 · Disposition to issuer · Disposed 534,695.25 · Balance 0

F3: Represents units of limited partnership interest in DCTOP ("LTIP Units"), of which DCT is the sole general partner, issued as long term incentive compensation pursuant to DCT's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each LTIP Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in DCTOP (an "OP Unit"). Each OP Unit acquired upon conversion of an LTIP Unit may be presented for redemption at the election of the holder, for cash equal to the fair market value of a share of DCT Common Stock, except that DCT may, at its election, acquire each OP Unit so presented for one share of DCT Common Stock.

F4: Pursuant to the Merger Agreement, immediately prior to the effective time of the Partnership Merger, each issued and outstanding unvested LTIP Unit of the reporting person automatically became fully vested in accordance with the terms of DCT's equity based compensatory programs and award agreement or other agreement or document evidencing such LTIP Units.

F6: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Partnership Merger, each issued and outstanding vested LTIP Unit of the reporting person was converted into an OP Unit pursuant to the limited partnership agreement of DCTOP. At the effective time of the Partnership Merger, each outstanding OP Unit was automatically converted into the right to receive 1.02 common units of limited partnership interest in Prologis, L.P.

F5: The LTIP Units did not have an expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 29, 2018, by and among Prologis, Inc., Prologis, L.P., DCT Industrial Trust Inc. ("DCT") and DCT Industrial Operating Partnership LP ("DCTOP"), on August 22, 2018, (i) DCT merged with and into Prologis, Inc., with Prologis, Inc. surviving the merger (the "Company Merger") and (ii) DCTOP merged with and into Prologis, L.P., with Prologis, L.P. surviving the merger (the "Partnership Merger").

F2: (Continued from Footnote 1) Pursuant to the Merger Agreement, each outstanding share of common stock, par value $0.01 per share, of DCT ("DCT Common Stock") held by the reporting person was automatically converted into the right to receive 1.02 shares of common stock, par value $0.01 per share, of Prologis, Inc. ("Prologis Common Stock"), subject to any withholding required under applicable tax law, plus cash in lieu of any fractional shares of Prologis Common Stock. On August 21, 2018, the closing price of DCT Common Stock was $66.28 per share and the closing price of Prologis Common Stock was $65.75 per share.

F3: Represents units of limited partnership interest in DCTOP ("LTIP Units"), of which DCT is the sole general partner, issued as long term incentive compensation pursuant to DCT's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each LTIP Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in DCTOP (an "OP Unit"). Each OP Unit acquired upon conversion of an LTIP Unit may be presented for redemption at the election of the holder, for cash equal to the fair market value of a share of DCT Common Stock, except that DCT may, at its election, acquire each OP Unit so presented for one share of DCT Common Stock.

F4: Pursuant to the Merger Agreement, immediately prior to the effective time of the Partnership Merger, each issued and outstanding unvested LTIP Unit of the reporting person automatically became fully vested in accordance with the terms of DCT's equity based compensatory programs and award agreement or other agreement or document evidencing such LTIP Units.

F5: The LTIP Units did not have an expiration date.

F6: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Partnership Merger, each issued and outstanding vested LTIP Unit of the reporting person was converted into an OP Unit pursuant to the limited partnership agreement of DCTOP. At the effective time of the Partnership Merger, each outstanding OP Unit was automatically converted into the right to receive 1.02 common units of limited partnership interest in Prologis, L.P.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 14, 2026 Filed May 18, 2026 21:10 UTC COPT DEFENSE PROPERTIES CDP · Entity 4036 GrantProfit Interest Units · Derivative 7,448 Not disclosed Not disclosed
Disclosure

SEC source: 0001234375-26-000004 · wk-form4_1779138598.xml · derivative · entry 1

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,988

Underlying: Common Shares · 7,448 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Profit Interest Unit will convert automatically into one share of beneficial interest, designated as a unit (an "OP Unit"), in COPT Defense Properties, L.P. when such Profit Interest Unit becomes vested and upon equalization of its capital account balance. OP Units are redeemable for cash, or, at the option of COPT Defense Properties, exchangeable for common shares of COPT Defense Properties, currently on a one-for-one basis.

F2 · shares: Consists of 3,803 shares received as the equity portion of compensation for his Board service and 3,645 shares received upon the election by the reporting person to receive common shares in lieu of cash for all or part of his annual retainer for Board service, consistent with a policy adopted by the Board with respect to the cash portion of compensation for Board service. By making such election, the reporting person received shares equal to the amount of cash compensation designated by the reporting person divided by the 15-day trailing average price of the common shares as of the grant date.

F5 · price: Received as compensation for Board service.

F1 · derivative.exercise_date: Each Profit Interest Unit will convert automatically into one share of beneficial interest, designated as a unit (an "OP Unit"), in COPT Defense Properties, L.P. when such Profit Interest Unit becomes vested and upon equalization of its capital account balance. OP Units are redeemable for cash, or, at the option of COPT Defense Properties, exchangeable for common shares of COPT Defense Properties, currently on a one-for-one basis.

F3 · derivative.exercise_date: The Profit Interest Units will vest on the first anniversary of the grant date, provided that the reporting person remains a trustee on such date.

F4 · derivative.expiration_date: The Profit Interest Units do not expire once vested.

Read SEC document
February 23, 2026 Filed Feb 24, 2026 15:41 UTC COPT DEFENSE PROPERTIES CDP · Entity 4036 SaleCommon Shares 5,536 $32.71 $181,100.28
Disclosure

SEC source: 0001234375-26-000002 · form4-02242026_030205.xml · nonDerivative · entry 1

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,188

F1 · price: Represents the weighted average of a range of sale prices from $32.58 to $32.76. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company, or any shareholder of the Company, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 20, 2025 Filed May 22, 2025 19:50 UTC COPT DEFENSE PROPERTIES CDP · Entity 4036 GrantProfit Interest Units · Derivative 7,844 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-014112 · form4-05222025_070546.xml · derivative · entry 1

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,540

Underlying: Common Shares · 7,844 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Profit Interest Unit will convert automatically into one share of beneficial interest, designated as a unit (an "OP Unit"), in COPT Defense Properties, L.P. when such Profit Interest Unit becomes vested and upon equalization of its capital account balance. OP Units are redeemable for cash, or, at the option of COPT Defense Properties, exchangeable for common shares of COPT Defense Properties, currently on a one-for-one basis.

F2 · shares: Consists of 3,922 shares received as the equity portion of compensation for his Board service and 3,922 shares received upon the election by the reporting person to receive common shares in lieu of cash for all or part of his annual retainer for Board service, consistent with a policy adopted by the Board with respect to the cash portion of compensation for Board service. By making such election, the reporting person received shares equal to the amount of cash compensation designated by the reporting person divided by the 15-day trailing average price of the common shares as of the grant date.

F5 · price: Received as compensation for Board service.

F1 · derivative.exercise_date: Each Profit Interest Unit will convert automatically into one share of beneficial interest, designated as a unit (an "OP Unit"), in COPT Defense Properties, L.P. when such Profit Interest Unit becomes vested and upon equalization of its capital account balance. OP Units are redeemable for cash, or, at the option of COPT Defense Properties, exchangeable for common shares of COPT Defense Properties, currently on a one-for-one basis.

F3 · derivative.exercise_date: The Profit Interest Units will vest on the first anniversary of the grant date, provided that the reporting person remains a trustee on such date.

F4 · derivative.expiration_date: The Profit Interest Units do not expire once vested.

Read SEC document
May 09, 2024 Filed May 13, 2024 20:53 UTC COPT DEFENSE PROPERTIES CDP · Entity 4036 GrantProfit Interest Units · Derivative 4,398 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-013023 · form4-05132024_080514.xml · derivative · entry 1

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,696

Underlying: Common Shares · 4,398 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Profit Interest Unit will convert automatically into one share of beneficial interest, designated as a unit (an "OP Unit"), in COPT Defense Properties, L.P. when such Profit Interest Unit becomes vested and upon equalization of its capital account balance. OP Units are redeemable for cash, or, at the option of COPT Defense Properties, exchangeable for common shares of COPT Defense Properties, currently on a one-for-one basis.

F4 · price: Issued as compensation for service on the Board of Trustees.

F1 · derivative.exercise_date: Each Profit Interest Unit will convert automatically into one share of beneficial interest, designated as a unit (an "OP Unit"), in COPT Defense Properties, L.P. when such Profit Interest Unit becomes vested and upon equalization of its capital account balance. OP Units are redeemable for cash, or, at the option of COPT Defense Properties, exchangeable for common shares of COPT Defense Properties, currently on a one-for-one basis.

F2 · derivative.exercise_date: The Profit Interest Units will vest on the first anniversary of the grant date, provided that the reporting person remains a trustee on such date.

F3 · derivative.expiration_date: The Profit Interest Units do not expire once vested.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 02:36 UTC WELLTOWER INC. WELL · Entity 2853 GrantOther Stock Unit · Derivative 3,802 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-025276 · ownership.xml · derivative · entry 2

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,802

Underlying: Common · 3,802 shares

Expires not disclosed

F2 · derivative.exercise_price: Solely in order to reserve Common Shares to satisfy any exchange in respect of OP Units as contemplated herein that might occur in the future, the reporting person also received an award of Other Stock Units under the Welltower Inc. 2022 Long-Term Incentive Plan (the "2022 Plan"). The award of Other Stock Units provides the reporting person with the ability to acquire Common Shares under the 2022 Plan only through the exchange of OP Units for those shares and in no other manner. Upon the exchange of OP Units for Common Shares, the reporting person will relinquish all rights to the exchanged OP Units. Any Other Stock Units that may be remaining after all OP Units have been exchanged will be immediately canceled for no consideration.

F2 · price: Solely in order to reserve Common Shares to satisfy any exchange in respect of OP Units as contemplated herein that might occur in the future, the reporting person also received an award of Other Stock Units under the Welltower Inc. 2022 Long-Term Incentive Plan (the "2022 Plan"). The award of Other Stock Units provides the reporting person with the ability to acquire Common Shares under the 2022 Plan only through the exchange of OP Units for those shares and in no other manner. Upon the exchange of OP Units for Common Shares, the reporting person will relinquish all rights to the exchanged OP Units. Any Other Stock Units that may be remaining after all OP Units have been exchanged will be immediately canceled for no consideration.

F2 · derivative.exercise_date: Solely in order to reserve Common Shares to satisfy any exchange in respect of OP Units as contemplated herein that might occur in the future, the reporting person also received an award of Other Stock Units under the Welltower Inc. 2022 Long-Term Incentive Plan (the "2022 Plan"). The award of Other Stock Units provides the reporting person with the ability to acquire Common Shares under the 2022 Plan only through the exchange of OP Units for those shares and in no other manner. Upon the exchange of OP Units for Common Shares, the reporting person will relinquish all rights to the exchanged OP Units. Any Other Stock Units that may be remaining after all OP Units have been exchanged will be immediately canceled for no consideration.

F2 · derivative.expiration_date: Solely in order to reserve Common Shares to satisfy any exchange in respect of OP Units as contemplated herein that might occur in the future, the reporting person also received an award of Other Stock Units under the Welltower Inc. 2022 Long-Term Incentive Plan (the "2022 Plan"). The award of Other Stock Units provides the reporting person with the ability to acquire Common Shares under the 2022 Plan only through the exchange of OP Units for those shares and in no other manner. Upon the exchange of OP Units for Common Shares, the reporting person will relinquish all rights to the exchanged OP Units. Any Other Stock Units that may be remaining after all OP Units have been exchanged will be immediately canceled for no consideration.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 02:36 UTC WELLTOWER INC. WELL · Entity 2853 GrantLTIP Units · Derivative 3,802 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-025276 · ownership.xml · derivative · entry 1

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,802

Underlying: Common · 3,802 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents an award, granted without cash consideration, of membership interests in Welltower OP LLC ("Welltower OP"), a subsidiary of Welltower Inc. (the "Issuer"), designated as LTIP Units ("LTIP Units"), which LTIP Units are intended to qualify as profits interests for US federal income tax purposes. The LTIP Units are scheduled to vest on March 1, 2025, subject to the reporting person's continued service on the vesting date. The LTIP Units, if and as they become vested, are convertible, conditioned upon the satisfaction of minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into Class A Common Units in Welltower OP ("OP Units"). The resulting OP Units may be exchanged by the reporting person for shares of common stock, par value $1.00 per share ("Common Shares") of the Issuer or the equivalent cash value of Common Shares, as determined by the Issuer.

F1 · price: Represents an award, granted without cash consideration, of membership interests in Welltower OP LLC ("Welltower OP"), a subsidiary of Welltower Inc. (the "Issuer"), designated as LTIP Units ("LTIP Units"), which LTIP Units are intended to qualify as profits interests for US federal income tax purposes. The LTIP Units are scheduled to vest on March 1, 2025, subject to the reporting person's continued service on the vesting date. The LTIP Units, if and as they become vested, are convertible, conditioned upon the satisfaction of minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into Class A Common Units in Welltower OP ("OP Units"). The resulting OP Units may be exchanged by the reporting person for shares of common stock, par value $1.00 per share ("Common Shares") of the Issuer or the equivalent cash value of Common Shares, as determined by the Issuer.

F1 · derivative.exercise_date: Represents an award, granted without cash consideration, of membership interests in Welltower OP LLC ("Welltower OP"), a subsidiary of Welltower Inc. (the "Issuer"), designated as LTIP Units ("LTIP Units"), which LTIP Units are intended to qualify as profits interests for US federal income tax purposes. The LTIP Units are scheduled to vest on March 1, 2025, subject to the reporting person's continued service on the vesting date. The LTIP Units, if and as they become vested, are convertible, conditioned upon the satisfaction of minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into Class A Common Units in Welltower OP ("OP Units"). The resulting OP Units may be exchanged by the reporting person for shares of common stock, par value $1.00 per share ("Common Shares") of the Issuer or the equivalent cash value of Common Shares, as determined by the Issuer.

F1 · derivative.expiration_date: Represents an award, granted without cash consideration, of membership interests in Welltower OP LLC ("Welltower OP"), a subsidiary of Welltower Inc. (the "Issuer"), designated as LTIP Units ("LTIP Units"), which LTIP Units are intended to qualify as profits interests for US federal income tax purposes. The LTIP Units are scheduled to vest on March 1, 2025, subject to the reporting person's continued service on the vesting date. The LTIP Units, if and as they become vested, are convertible, conditioned upon the satisfaction of minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into Class A Common Units in Welltower OP ("OP Units"). The resulting OP Units may be exchanged by the reporting person for shares of common stock, par value $1.00 per share ("Common Shares") of the Issuer or the equivalent cash value of Common Shares, as determined by the Issuer.

Read SEC document
May 11, 2023 Filed May 15, 2023 21:05 UTC COPT DEFENSE PROPERTIES OFC · Entity 4036 GrantProfit Interest Units · Derivative 4,523 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-008039 · form4-05152023_090515.xml · derivative · entry 1

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,298

Underlying: Common Shares · 4,523 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Profit Interest Unit will convert automatically into one share of beneficial interest, designated as a unit (an "OP Unit"), in Corporate Office Properties, L.P. when such Profit Interest Unit becomes vested and upon equalization of its capital account balance. OP Units are redeemable for cash, or, at the option of Corporate Office Properties Trust, exchangeable for common shares of Corporate Office Properties Trust, currently on a one-for-one basis.

F4 · price: Issued as compensation for service on the Board of Trustees.

F1 · derivative.exercise_date: Each Profit Interest Unit will convert automatically into one share of beneficial interest, designated as a unit (an "OP Unit"), in Corporate Office Properties, L.P. when such Profit Interest Unit becomes vested and upon equalization of its capital account balance. OP Units are redeemable for cash, or, at the option of Corporate Office Properties Trust, exchangeable for common shares of Corporate Office Properties Trust, currently on a one-for-one basis.

F2 · derivative.exercise_date: The Profit Interest Units will vest on the first anniversary of the grant date, provided that the reporting person remains a trustee on such date.

F3 · derivative.expiration_date: The Profit Interest Units do not expire once vested.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:14 UTC WELLTOWER INC. WELL · Entity 2853 GrantOther Stock Unit · Derivative 210 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-022823 · doc4.xml · derivative · entry 2

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210

Underlying: Common · 210 shares

Expires not disclosed

F2 · derivative.exercise_price: Solely in order to reserve Common Shares to satisfy any exchange in respect of OP Units as contemplated herein that might occur in the future, the reporting person also received an award of Other Stock Units under the Welltower Inc. 2022 Long-Term Incentive Plan (the "2022 Plan"). The award of Other Stock Units provides the reporting person with the ability to acquire Common Shares under the 2022 Plan only through the exchange of OP Units for those shares and in no other manner. Upon the exchange of OP Units for Common Shares, the reporting person will relinquish all rights to the exchanged OP Units. Any Other Stock Units that may be remaining after all OP Units have been exchanged will be immediately canceled for no consideration.

F2 · price: Solely in order to reserve Common Shares to satisfy any exchange in respect of OP Units as contemplated herein that might occur in the future, the reporting person also received an award of Other Stock Units under the Welltower Inc. 2022 Long-Term Incentive Plan (the "2022 Plan"). The award of Other Stock Units provides the reporting person with the ability to acquire Common Shares under the 2022 Plan only through the exchange of OP Units for those shares and in no other manner. Upon the exchange of OP Units for Common Shares, the reporting person will relinquish all rights to the exchanged OP Units. Any Other Stock Units that may be remaining after all OP Units have been exchanged will be immediately canceled for no consideration.

F2 · derivative.exercise_date: Solely in order to reserve Common Shares to satisfy any exchange in respect of OP Units as contemplated herein that might occur in the future, the reporting person also received an award of Other Stock Units under the Welltower Inc. 2022 Long-Term Incentive Plan (the "2022 Plan"). The award of Other Stock Units provides the reporting person with the ability to acquire Common Shares under the 2022 Plan only through the exchange of OP Units for those shares and in no other manner. Upon the exchange of OP Units for Common Shares, the reporting person will relinquish all rights to the exchanged OP Units. Any Other Stock Units that may be remaining after all OP Units have been exchanged will be immediately canceled for no consideration.

F2 · derivative.expiration_date: Solely in order to reserve Common Shares to satisfy any exchange in respect of OP Units as contemplated herein that might occur in the future, the reporting person also received an award of Other Stock Units under the Welltower Inc. 2022 Long-Term Incentive Plan (the "2022 Plan"). The award of Other Stock Units provides the reporting person with the ability to acquire Common Shares under the 2022 Plan only through the exchange of OP Units for those shares and in no other manner. Upon the exchange of OP Units for Common Shares, the reporting person will relinquish all rights to the exchanged OP Units. Any Other Stock Units that may be remaining after all OP Units have been exchanged will be immediately canceled for no consideration.

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March 31, 2023 Filed Apr 4, 2023 21:14 UTC WELLTOWER INC. WELL · Entity 2853 GrantLTIP Units · Derivative 210 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-022823 · doc4.xml · derivative · entry 1

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210

Underlying: Common · 210 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents an award, granted without cash consideration, of membership interests in Welltower OP LLC ("Welltower OP"), a subsidiary of Welltower Inc. (the "Issuer"), designated as LTIP Units ("LTIP Units"), which LTIP Units are intended to qualify as profits interests for US federal income tax purposes. The LTIP Units are scheduled to vest on March 31, 2024, subject to the reporting person's continued service on the vesting date. The LTIP Units, if and as they become vested, are convertible, conditioned upon the satisfaction of minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into Class A Common Units in Welltower OP ("OP Units"). The resulting OP Units may be exchanged by the reporting person for shares of common stock, par value $1.00 per share ("Common Shares") of the Issuer or the equivalent cash value of Common Shares, as determined by the Issuer.

F1 · price: Represents an award, granted without cash consideration, of membership interests in Welltower OP LLC ("Welltower OP"), a subsidiary of Welltower Inc. (the "Issuer"), designated as LTIP Units ("LTIP Units"), which LTIP Units are intended to qualify as profits interests for US federal income tax purposes. The LTIP Units are scheduled to vest on March 31, 2024, subject to the reporting person's continued service on the vesting date. The LTIP Units, if and as they become vested, are convertible, conditioned upon the satisfaction of minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into Class A Common Units in Welltower OP ("OP Units"). The resulting OP Units may be exchanged by the reporting person for shares of common stock, par value $1.00 per share ("Common Shares") of the Issuer or the equivalent cash value of Common Shares, as determined by the Issuer.

F1 · derivative.exercise_date: Represents an award, granted without cash consideration, of membership interests in Welltower OP LLC ("Welltower OP"), a subsidiary of Welltower Inc. (the "Issuer"), designated as LTIP Units ("LTIP Units"), which LTIP Units are intended to qualify as profits interests for US federal income tax purposes. The LTIP Units are scheduled to vest on March 31, 2024, subject to the reporting person's continued service on the vesting date. The LTIP Units, if and as they become vested, are convertible, conditioned upon the satisfaction of minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into Class A Common Units in Welltower OP ("OP Units"). The resulting OP Units may be exchanged by the reporting person for shares of common stock, par value $1.00 per share ("Common Shares") of the Issuer or the equivalent cash value of Common Shares, as determined by the Issuer.

F1 · derivative.expiration_date: Represents an award, granted without cash consideration, of membership interests in Welltower OP LLC ("Welltower OP"), a subsidiary of Welltower Inc. (the "Issuer"), designated as LTIP Units ("LTIP Units"), which LTIP Units are intended to qualify as profits interests for US federal income tax purposes. The LTIP Units are scheduled to vest on March 31, 2024, subject to the reporting person's continued service on the vesting date. The LTIP Units, if and as they become vested, are convertible, conditioned upon the satisfaction of minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into Class A Common Units in Welltower OP ("OP Units"). The resulting OP Units may be exchanged by the reporting person for shares of common stock, par value $1.00 per share ("Common Shares") of the Issuer or the equivalent cash value of Common Shares, as determined by the Issuer.

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February 23, 2023 Filed Feb 27, 2023 21:48 UTC WELLTOWER INC. WELL · Entity 2853 GrantOther Stock Unit · Derivative 4,432 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-013209 · doc4.xml · derivative · entry 2

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,432

Underlying: Common · 4,432 shares

Expires not disclosed

F2 · derivative.exercise_price: Solely in order to reserve Common Shares to satisfy any exchange in respect of OP Units as contemplated herein that might occur in the future, the reporting person also received an award of Other Stock Units under the Welltower Inc. 2022 Long-Term Incentive Plan (the "2022 Plan"). The award of Other Stock Units provides the reporting person with the ability to acquire Common Shares under the 2022 Plan only through the exchange of OP Units for those shares and in no other manner. Upon the exchange of OP Units for Common Shares, the reporting person will relinquish all rights to the exchanged OP Units. Any Other Stock Units that may be remaining after all OP Units have been exchanged will be immediately canceled for no consideration.

F2 · price: Solely in order to reserve Common Shares to satisfy any exchange in respect of OP Units as contemplated herein that might occur in the future, the reporting person also received an award of Other Stock Units under the Welltower Inc. 2022 Long-Term Incentive Plan (the "2022 Plan"). The award of Other Stock Units provides the reporting person with the ability to acquire Common Shares under the 2022 Plan only through the exchange of OP Units for those shares and in no other manner. Upon the exchange of OP Units for Common Shares, the reporting person will relinquish all rights to the exchanged OP Units. Any Other Stock Units that may be remaining after all OP Units have been exchanged will be immediately canceled for no consideration.

F2 · derivative.exercise_date: Solely in order to reserve Common Shares to satisfy any exchange in respect of OP Units as contemplated herein that might occur in the future, the reporting person also received an award of Other Stock Units under the Welltower Inc. 2022 Long-Term Incentive Plan (the "2022 Plan"). The award of Other Stock Units provides the reporting person with the ability to acquire Common Shares under the 2022 Plan only through the exchange of OP Units for those shares and in no other manner. Upon the exchange of OP Units for Common Shares, the reporting person will relinquish all rights to the exchanged OP Units. Any Other Stock Units that may be remaining after all OP Units have been exchanged will be immediately canceled for no consideration.

F2 · derivative.expiration_date: Solely in order to reserve Common Shares to satisfy any exchange in respect of OP Units as contemplated herein that might occur in the future, the reporting person also received an award of Other Stock Units under the Welltower Inc. 2022 Long-Term Incentive Plan (the "2022 Plan"). The award of Other Stock Units provides the reporting person with the ability to acquire Common Shares under the 2022 Plan only through the exchange of OP Units for those shares and in no other manner. Upon the exchange of OP Units for Common Shares, the reporting person will relinquish all rights to the exchanged OP Units. Any Other Stock Units that may be remaining after all OP Units have been exchanged will be immediately canceled for no consideration.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 21:48 UTC WELLTOWER INC. WELL · Entity 2853 GrantLTIP Units · Derivative 4,432 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-013209 · doc4.xml · derivative · entry 1

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,432

Underlying: Common · 4,432 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents an award, granted without cash consideration, of membership interests in Welltower OP LLC ("Welltower OP"), a subsidiary of Welltower Inc. (the "Issuer"), designated as LTIP Units ("LTIP Units"), which LTIP Units are intended to qualify as profits interests for US federal income tax purposes. The LTIP Units are scheduled to vest on February 23, 2024, subject to the reporting person's continued service on the vesting date. The LTIP Units, if and as they become vested, are convertible, conditioned upon the satisfaction of minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into Class A Common Units in Welltower OP ("OP Units"). The resulting OP Units may be exchanged by the reporting person for shares of common stock, par value $1.00 per share ("Common Shares") of the Issuer or the equivalent cash value of Common Shares, as determined by the Issuer.

F1 · price: Represents an award, granted without cash consideration, of membership interests in Welltower OP LLC ("Welltower OP"), a subsidiary of Welltower Inc. (the "Issuer"), designated as LTIP Units ("LTIP Units"), which LTIP Units are intended to qualify as profits interests for US federal income tax purposes. The LTIP Units are scheduled to vest on February 23, 2024, subject to the reporting person's continued service on the vesting date. The LTIP Units, if and as they become vested, are convertible, conditioned upon the satisfaction of minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into Class A Common Units in Welltower OP ("OP Units"). The resulting OP Units may be exchanged by the reporting person for shares of common stock, par value $1.00 per share ("Common Shares") of the Issuer or the equivalent cash value of Common Shares, as determined by the Issuer.

F1 · derivative.exercise_date: Represents an award, granted without cash consideration, of membership interests in Welltower OP LLC ("Welltower OP"), a subsidiary of Welltower Inc. (the "Issuer"), designated as LTIP Units ("LTIP Units"), which LTIP Units are intended to qualify as profits interests for US federal income tax purposes. The LTIP Units are scheduled to vest on February 23, 2024, subject to the reporting person's continued service on the vesting date. The LTIP Units, if and as they become vested, are convertible, conditioned upon the satisfaction of minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into Class A Common Units in Welltower OP ("OP Units"). The resulting OP Units may be exchanged by the reporting person for shares of common stock, par value $1.00 per share ("Common Shares") of the Issuer or the equivalent cash value of Common Shares, as determined by the Issuer.

F1 · derivative.expiration_date: Represents an award, granted without cash consideration, of membership interests in Welltower OP LLC ("Welltower OP"), a subsidiary of Welltower Inc. (the "Issuer"), designated as LTIP Units ("LTIP Units"), which LTIP Units are intended to qualify as profits interests for US federal income tax purposes. The LTIP Units are scheduled to vest on February 23, 2024, subject to the reporting person's continued service on the vesting date. The LTIP Units, if and as they become vested, are convertible, conditioned upon the satisfaction of minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into Class A Common Units in Welltower OP ("OP Units"). The resulting OP Units may be exchanged by the reporting person for shares of common stock, par value $1.00 per share ("Common Shares") of the Issuer or the equivalent cash value of Common Shares, as determined by the Issuer.

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January 04, 2023 Filed Jan 5, 2023 22:02 UTC WELLTOWER INC. WELL · Entity 2853 GrantOther Stock Units · Derivative 6,368 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-001935 · doc4.xml · derivative · entry 2

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,368

Underlying: Common · 6,368 shares

Expires not disclosed

F2 · derivative.exercise_price: Solely in order to reserve Common Shares to satisfy any exchange in respect of OP Units as contemplated herein that might occur in the future, the reporting person also received an award of Other Stock Units under the Welltower Inc. 2022 Long-Term Incentive Plan (the "2022 Plan"). The award of the Other Stock Units provides the reporting person with the ability to acquire Common Shares under the 2022 Plan only through the exchange of OP Units for those shares and in no other manner. Upon the exchange of OP Units for Common Shares, the reporting person will relinquish all rights to the exchanged OP Units. Any Other Stock Units that may be remaining after all OP Units have been exchanged will be immediately canceled for no consideration.

F2 · price: Solely in order to reserve Common Shares to satisfy any exchange in respect of OP Units as contemplated herein that might occur in the future, the reporting person also received an award of Other Stock Units under the Welltower Inc. 2022 Long-Term Incentive Plan (the "2022 Plan"). The award of the Other Stock Units provides the reporting person with the ability to acquire Common Shares under the 2022 Plan only through the exchange of OP Units for those shares and in no other manner. Upon the exchange of OP Units for Common Shares, the reporting person will relinquish all rights to the exchanged OP Units. Any Other Stock Units that may be remaining after all OP Units have been exchanged will be immediately canceled for no consideration.

F2 · derivative.exercise_date: Solely in order to reserve Common Shares to satisfy any exchange in respect of OP Units as contemplated herein that might occur in the future, the reporting person also received an award of Other Stock Units under the Welltower Inc. 2022 Long-Term Incentive Plan (the "2022 Plan"). The award of the Other Stock Units provides the reporting person with the ability to acquire Common Shares under the 2022 Plan only through the exchange of OP Units for those shares and in no other manner. Upon the exchange of OP Units for Common Shares, the reporting person will relinquish all rights to the exchanged OP Units. Any Other Stock Units that may be remaining after all OP Units have been exchanged will be immediately canceled for no consideration.

F2 · derivative.expiration_date: Solely in order to reserve Common Shares to satisfy any exchange in respect of OP Units as contemplated herein that might occur in the future, the reporting person also received an award of Other Stock Units under the Welltower Inc. 2022 Long-Term Incentive Plan (the "2022 Plan"). The award of the Other Stock Units provides the reporting person with the ability to acquire Common Shares under the 2022 Plan only through the exchange of OP Units for those shares and in no other manner. Upon the exchange of OP Units for Common Shares, the reporting person will relinquish all rights to the exchanged OP Units. Any Other Stock Units that may be remaining after all OP Units have been exchanged will be immediately canceled for no consideration.

Read SEC document
January 04, 2023 Filed Jan 5, 2023 22:02 UTC WELLTOWER INC. WELL · Entity 2853 GrantLTIP Units · Derivative 6,368 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-001935 · doc4.xml · derivative · entry 1

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,368

Underlying: Common · 6,368 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents membership interests in Welltower OP LLC ("Welltower OP"), a subsidiary of Welltower Inc. (the "Issuer"), designated as LTIP Units ("LTIP Units"), which LTIP Units are intended to qualify as profits interests for US federal income tax purposes. The LTIP Units were granted in exchange for the cancelation of certain restricted stock units previously granted to the reporting person that provided for time-based vesting (the "Canceled RSUs"). The vesting schedule for each LTIP Unit is the same as the vesting schedule for the corresponding Canceled RSU. Upon vesting, the LTIP Units are convertible at the reporting person's election into vested Class A Common Units in Welltower OP ("OP Units"). The resulting OP Units may be exchanged by the reporting person for shares of common stock, par value $1.00, of the Issuer ("Common Shares") or the equivalent cash value of Common Shares, as determined by the Issuer.

F1 · price: Represents membership interests in Welltower OP LLC ("Welltower OP"), a subsidiary of Welltower Inc. (the "Issuer"), designated as LTIP Units ("LTIP Units"), which LTIP Units are intended to qualify as profits interests for US federal income tax purposes. The LTIP Units were granted in exchange for the cancelation of certain restricted stock units previously granted to the reporting person that provided for time-based vesting (the "Canceled RSUs"). The vesting schedule for each LTIP Unit is the same as the vesting schedule for the corresponding Canceled RSU. Upon vesting, the LTIP Units are convertible at the reporting person's election into vested Class A Common Units in Welltower OP ("OP Units"). The resulting OP Units may be exchanged by the reporting person for shares of common stock, par value $1.00, of the Issuer ("Common Shares") or the equivalent cash value of Common Shares, as determined by the Issuer.

F1 · derivative.exercise_date: Represents membership interests in Welltower OP LLC ("Welltower OP"), a subsidiary of Welltower Inc. (the "Issuer"), designated as LTIP Units ("LTIP Units"), which LTIP Units are intended to qualify as profits interests for US federal income tax purposes. The LTIP Units were granted in exchange for the cancelation of certain restricted stock units previously granted to the reporting person that provided for time-based vesting (the "Canceled RSUs"). The vesting schedule for each LTIP Unit is the same as the vesting schedule for the corresponding Canceled RSU. Upon vesting, the LTIP Units are convertible at the reporting person's election into vested Class A Common Units in Welltower OP ("OP Units"). The resulting OP Units may be exchanged by the reporting person for shares of common stock, par value $1.00, of the Issuer ("Common Shares") or the equivalent cash value of Common Shares, as determined by the Issuer.

F1 · derivative.expiration_date: Represents membership interests in Welltower OP LLC ("Welltower OP"), a subsidiary of Welltower Inc. (the "Issuer"), designated as LTIP Units ("LTIP Units"), which LTIP Units are intended to qualify as profits interests for US federal income tax purposes. The LTIP Units were granted in exchange for the cancelation of certain restricted stock units previously granted to the reporting person that provided for time-based vesting (the "Canceled RSUs"). The vesting schedule for each LTIP Unit is the same as the vesting schedule for the corresponding Canceled RSU. Upon vesting, the LTIP Units are convertible at the reporting person's election into vested Class A Common Units in Welltower OP ("OP Units"). The resulting OP Units may be exchanged by the reporting person for shares of common stock, par value $1.00, of the Issuer ("Common Shares") or the equivalent cash value of Common Shares, as determined by the Issuer.

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January 03, 2023 Filed Jan 3, 2023 23:47 UTC WELLTOWER INC. WELL · Entity 2853 Disposition to issuerCommon Stock 6,368 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000428 · doc4.xml · nonDerivative · entry 2

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,462

F3 · shares: These restricted stock units (the "RSUs") in respect of shares of common stock, par value $1.00 per share ("Common Shares"), of Welltower Inc. (the "Issuer") were previously granted to the reporting person and provided for time-based vesting. On January 3, 2023, the Issuer canceled the unvested RSUs upon surrender to the Issuer by the reporting person (the "Cancelled RSUs").

F4 · shares: In exchange for the Cancelled RSUs, the reporting person received a replacement award of membership interests in Welltower OP LLC ("Welltower OP"), a subsidiary of the Issuer, designated as LTIP Units ("LTIP Units"), which LTIP Units are intended to qualify as profits interests for US federal income tax purposes. The vesting schedule for each LTIP Unit is the same as the vesting schedule for the corresponding Cancelled RSU. The LTIP Units, if and as they become vested, are convertible, conditioned upon the satisfaction of minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, into Class A Common Units in Welltower OP ("OP Units"). The resulting OP Units may be exchanged by the reporting person for Common Shares or the equivalent cash value of Common Shares.

F5 · shares: (continue from footnote 4) In order to reserve Common Shares to satisfy any such exchange that might occur in the future, the reporting person also received an award of Other Stock Units under the 2022 Plan. The award of the Other Stock Units provides the reporting person with the ability to acquire Common Shares under the 2022 Plan only through the exchange of OP Units for those shares and in no other manner. Upon the exchange of OP Units for Common Shares, the reporting person will relinquish all rights to the exchanged OP Units.

Read SEC document
December 30, 2022 Filed Jan 3, 2023 23:47 UTC WELLTOWER INC. WELL · Entity 2853 GrantCommon Stock 586 $65.55 $38,412.30
Disclosure

SEC source: 0001209191-23-000428 · doc4.xml · nonDerivative · entry 1

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,830

F1 · shares: Represents deferred stock units that were granted under the Welltower Inc. 2022 Long-Term Incentive Plan (the "2022 Plan") in lieu of the payment of cash director fees payable with respect to Q4 2022. Each deferred stock unit that becomes vested will be settled in common stock on the date on which Mr. Hawkins leaves or retires from the Board of Directors.

F1 · price: Represents deferred stock units that were granted under the Welltower Inc. 2022 Long-Term Incentive Plan (the "2022 Plan") in lieu of the payment of cash director fees payable with respect to Q4 2022. Each deferred stock unit that becomes vested will be settled in common stock on the date on which Mr. Hawkins leaves or retires from the Board of Directors.

F2 · balance_after: Due to a tabulation error, the amount of securities beneficially owned by Mr. Hawkins was incorrectly stated on the Form 4 filed on March 31, 2022 and was reflected in all subsequent reports but is being corrected now.

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September 30, 2022 Filed Oct 4, 2022 21:10 UTC WELLTOWER INC. WELL · Entity 2853 GrantCommon Stock 581 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-052360 · doc4.xml · nonDerivative · entry 1

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,444

F1 · shares: These shares represent deferred stock units that were granted without cash consideration on September 30, 2022 under the Welltower Inc. 2022 Long-Term Incentive Plan. Each deferred stock unit will be settled in common stock upon vesting on the date on which Mr. Hawkins leaves or retires from the Board of Directors.

F1 · price: These shares represent deferred stock units that were granted without cash consideration on September 30, 2022 under the Welltower Inc. 2022 Long-Term Incentive Plan. Each deferred stock unit will be settled in common stock upon vesting on the date on which Mr. Hawkins leaves or retires from the Board of Directors.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:55 UTC WELLTOWER INC. WELL · Entity 2853 GrantCommon Stock 331 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-040756 · doc4.xml · nonDerivative · entry 1

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,863

F1 · shares: These shares represent deferred stock units that were granted without cash consideration on June 30, 2022 under the Welltower Inc. 2016 Long-Term Incentive Plan. Each deferred stock unit will be settled in common stock upon vesting on the date on which Mr. Hawkins leaves or retires from the Board of Directors.

F1 · price: These shares represent deferred stock units that were granted without cash consideration on June 30, 2022 under the Welltower Inc. 2016 Long-Term Incentive Plan. Each deferred stock unit will be settled in common stock upon vesting on the date on which Mr. Hawkins leaves or retires from the Board of Directors.

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May 12, 2022 Filed May 16, 2022 21:45 UTC COPT DEFENSE PROPERTIES OFC · Entity 4036 GrantProfit Interest Units · Derivative 3,941 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-22-005062 · form4-05162022_020550.xml · derivative · entry 1

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,775

Underlying: Common Shares · 3,941 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Profit Interest Unit will convert automatically into one share of beneficial interest, designated as a unit (an "OP Unit"), in Corporate Office Properties, L.P. when such Profit Interest Unit becomes vested and upon equalization of its capital account balance. OP Units are redeemable for cash, or, at the option of Corporate Office Properties Trust, exchangeable for common shares of Corporate Office Properties Trust, currently on a one-for-one basis.

F4 · price: Issued as compensation for service on the Board of Trustees.

F1 · derivative.exercise_date: Each Profit Interest Unit will convert automatically into one share of beneficial interest, designated as a unit (an "OP Unit"), in Corporate Office Properties, L.P. when such Profit Interest Unit becomes vested and upon equalization of its capital account balance. OP Units are redeemable for cash, or, at the option of Corporate Office Properties Trust, exchangeable for common shares of Corporate Office Properties Trust, currently on a one-for-one basis.

F2 · derivative.exercise_date: The Profit Interest Units will vest on the first anniversary of the grant date, provided that the reporting person remains a trustee on such date.

F3 · derivative.expiration_date: The Profit Interest Units do not expire once vested.

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March 31, 2022 Filed Apr 4, 2022 20:47 UTC WELLTOWER INC. WELL · Entity 2853 GrantCommon Stock 248 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-022456 · doc4.xml · nonDerivative · entry 1

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,532

F1 · shares: These shares represent deferred stock units that were granted without cash consideration on March 3, 2022 under the Welltower Inc. 2016 Long-Term Incentive Plan. Each deferred stock unit will be settled in common stock upon vesting on March 3, 2023. Due to an administrative error, 1,800 shares were added to the February 16, 2022 and May 17, 2021 filings that incorrectly reported the total amount of securities beneficially owned by Mr. Hawkins.

F1 · price: These shares represent deferred stock units that were granted without cash consideration on March 3, 2022 under the Welltower Inc. 2016 Long-Term Incentive Plan. Each deferred stock unit will be settled in common stock upon vesting on March 3, 2023. Due to an administrative error, 1,800 shares were added to the February 16, 2022 and May 17, 2021 filings that incorrectly reported the total amount of securities beneficially owned by Mr. Hawkins.

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March 03, 2022 Filed Mar 7, 2022 22:09 UTC WELLTOWER INC. WELL · Entity 2853 GrantCommon Stock 2,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016725 · doc4.xml · nonDerivative · entry 1

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,084

F1 · shares: These shares represent deferred stock units that were granted without cash consideration on March 3, 2022 under the Welltower Inc. 2016 Long-Term Incentive Plan. Each deferred stock unit will be settled in common stock upon vesting on March 3, 2023. Due to an administrative error, 1,800 shares were added to the February 16, 2022 and May 17, 2021 filings that incorrectly reported the total amount of securities beneficially owned by Mr. Hawkins.

F1 · price: These shares represent deferred stock units that were granted without cash consideration on March 3, 2022 under the Welltower Inc. 2016 Long-Term Incentive Plan. Each deferred stock unit will be settled in common stock upon vesting on March 3, 2023. Due to an administrative error, 1,800 shares were added to the February 16, 2022 and May 17, 2021 filings that incorrectly reported the total amount of securities beneficially owned by Mr. Hawkins.

Read SEC document
May 26, 2021 Filed May 27, 2021 20:50 UTC WELLTOWER INC. WELL · Entity 2853 GrantCommon Stock 201 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-036271 · doc4.xml · nonDerivative · entry 1

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,834

F1 · shares: These shares represent deferred stock units that were granted without cash consideration on May 26, 2021 under the Welltower Inc. 2016 Long-Term Incentive Plan. Each deferred stock unit will be settled in common stock upon vesting on February 12, 2022.

F1 · price: These shares represent deferred stock units that were granted without cash consideration on May 26, 2021 under the Welltower Inc. 2016 Long-Term Incentive Plan. Each deferred stock unit will be settled in common stock upon vesting on February 12, 2022.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:56 UTC COPT DEFENSE PROPERTIES OFC · Entity 4036 GrantProfit Interest Units · Derivative 3,416 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-005427 · edgar.xml · derivative · entry 1

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,834

Underlying: Common Shares · 3,416 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Profit Interest Unit will convert automatically into one share of beneficial interest, designated as a unit (an "OP Unit"), in Corporate Office Properties, L.P. when such Profit Interest Unit becomes vested and upon equalization of its capital account balance. OP Units are redeemable for cash, or, at the option of Corporate Office Properties Trust, exchangeable for common shares of Corporate Office Properties Trust, currently on a one-for-one basis.

F4 · price: Issued as compensation for service on the Board of Trustees.

F1 · derivative.exercise_date: Each Profit Interest Unit will convert automatically into one share of beneficial interest, designated as a unit (an "OP Unit"), in Corporate Office Properties, L.P. when such Profit Interest Unit becomes vested and upon equalization of its capital account balance. OP Units are redeemable for cash, or, at the option of Corporate Office Properties Trust, exchangeable for common shares of Corporate Office Properties Trust, currently on a one-for-one basis.

F2 · derivative.exercise_date: The Profit Interest Units will vest on the first anniversary of the grant date, provided that the reporting person remains a trustee on such date.

F3 · derivative.expiration_date: The Profit Interest Units do not expire once vested.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 22:19 UTC WELLTOWER INC. WELL · Entity 2853 GrantCommon Stock 2,371 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-010847 · doc4.xml · nonDerivative · entry 1

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,633

F1 · shares: These shares represent deferred stock units that were granted without cash consideration on February 12, 2021 under the Welltower Inc. 2016 Long-Term Incentive Plan. Each deferred stock unit will be settled in common stock upon vesting on the first anniversary of the grant date.

F1 · price: These shares represent deferred stock units that were granted without cash consideration on February 12, 2021 under the Welltower Inc. 2016 Long-Term Incentive Plan. Each deferred stock unit will be settled in common stock upon vesting on the first anniversary of the grant date.

Read SEC document
October 30, 2020 Filed Nov 2, 2020 21:34 UTC WELLTOWER INC. WELL · Entity 2853 PurchaseCommon Stock 2,000 $52.94 $105,880.00
Disclosure

SEC source: 0001209191-20-056416 · doc4.xml · nonDerivative · entry 1

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,642

F1 · price: This transaction was executed in multiple trades at prices ranging from $52.7950 to $53.4700. The price reported above reflects the weighted average purchase price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
October 09, 2020 Filed Oct 13, 2020 21:24 UTC WELLTOWER INC. WELL · Entity 2853 GrantCommon Stock 2,842 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-054689 · doc4.xml · nonDerivative · entry 1

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,642

F1 · shares: These shares represent deferred stock units that were granted without cash consideration on October 9, 2020 under the Welltower Inc. 2016 Long-Term Incentive Plan. Each deferred stock unit will be settled in common stock upon vesting on the first anniversary of the grant date.

F1 · price: These shares represent deferred stock units that were granted without cash consideration on October 9, 2020 under the Welltower Inc. 2016 Long-Term Incentive Plan. Each deferred stock unit will be settled in common stock upon vesting on the first anniversary of the grant date.

Read SEC document
October 09, 2020 Filed Feb 16, 2021 22:12 UTC Amendment WELLTOWER INC. WELL · Entity 2853 GrantCommon Stock 662 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-010844 · doc4a.xml · nonDerivative · entry 1

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,462

F1 · shares: These shares represent deferred stock units that were granted without cash consideration on October 9, 2020 under the Welltower Inc. 2016 Long-Term Incentive Plan. Each deferred stock unit will be settled in common stock upon vesting on the first anniversary of the grant date. Due to an administrative error, the original Form 4 timely filed on October 13, 2020 reporting the number of deferred stock units granted was stated as 2,842, and the correct amount is 662.

F1 · price: These shares represent deferred stock units that were granted without cash consideration on October 9, 2020 under the Welltower Inc. 2016 Long-Term Incentive Plan. Each deferred stock unit will be settled in common stock upon vesting on the first anniversary of the grant date. Due to an administrative error, the original Form 4 timely filed on October 13, 2020 reporting the number of deferred stock units granted was stated as 2,842, and the correct amount is 662.

Read SEC document
October 09, 2020 Filed Mar 7, 2022 22:08 UTC Amendment WELLTOWER INC. WELL · Entity 2853 GrantCommon Stock 662 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016721 · doc4a.xml · nonDerivative · entry 1

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,462

F1 · shares: These shares represent deferred stock units that were granted without cash consideration on October 9, 2020 under the Welltower Inc. 2016 Long-Term Incentive Plan. Each deferred stock unit will be settled in common stock upon vesting on the first anniversary of the grant date.

F1 · price: These shares represent deferred stock units that were granted without cash consideration on October 9, 2020 under the Welltower Inc. 2016 Long-Term Incentive Plan. Each deferred stock unit will be settled in common stock upon vesting on the first anniversary of the grant date.

F2 · balance_after: This amendment is being filed solely to correct the total amount of beneficially owned shares after this transaction.

Read SEC document
May 21, 2020 Filed May 26, 2020 22:00 UTC COPT DEFENSE PROPERTIES OFC · Entity 4036 GrantProfit Interest Units · Derivative 3,986 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-006588 · edgar.xml · derivative · entry 1

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,418

Underlying: Common Shares · 3,986 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Profit Interest Unit will convert automatically into one share of beneficial interest, designated as a unit (an "OP Unit"), in Corporate Office Properties, L.P. when such Profit Interest Unit becomes vested and upon equalization of its capital account balance. OP Units are redeemable for cash, or, at the option of Corporate Office Properties Trust, exchangeable for common shares of Corporate Office Properties Trust, currently on a one-for-one basis.

F2 · shares: Represents Profit Interest Units issued pursuant to the Corporate Office Properties Trust 2017 Omnibus Equity and Incentive Plan.

F5 · price: Issued as compensation for service on the Board of Trustees.

F1 · derivative.exercise_date: Each Profit Interest Unit will convert automatically into one share of beneficial interest, designated as a unit (an "OP Unit"), in Corporate Office Properties, L.P. when such Profit Interest Unit becomes vested and upon equalization of its capital account balance. OP Units are redeemable for cash, or, at the option of Corporate Office Properties Trust, exchangeable for common shares of Corporate Office Properties Trust, currently on a one-for-one basis.

F3 · derivative.exercise_date: The Profit Interest Units will vest on the first anniversary of the grant date, provided that the reporting person remains a trustee on such date.

F1 · derivative.expiration_date: Each Profit Interest Unit will convert automatically into one share of beneficial interest, designated as a unit (an "OP Unit"), in Corporate Office Properties, L.P. when such Profit Interest Unit becomes vested and upon equalization of its capital account balance. OP Units are redeemable for cash, or, at the option of Corporate Office Properties Trust, exchangeable for common shares of Corporate Office Properties Trust, currently on a one-for-one basis.

F4 · derivative.expiration_date: The Profit Interest Units do not expire once vested.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 19:53 UTC Prologis, Inc. PLD · Entity 2877 GrantDividend Equivalent Units-NQDC · Derivative 14.7425 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-000699 · doc4.xml · derivative · entry 1

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,494.2656

Underlying: Common Stock · 14.7425 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Dividend Equivalent Units (DEUs) earned on Deferred Stock Units (DSUs) associated with current service on our board that are deferred under the Prologis, Inc. Nonqualified Deferred Compensation Plan (the NQDC Plan). DEUs accrue on outstanding DSUs at the Prologis common stock dividend rate at the time dividends are paid on Prologis common stock. DEUs and the underlying DSUs vest 100% on the earlier of the first anniversary of the grant date or the first annual meeting of the stockholders of Prologis after the grant date (generally in May each year). The receipt of such DEUs is deferred along with the underlying DSUs. DSUs and DEUs are paid in the form of Prologis common stock at the rate of one common share per DSU or DEU. Balance in column 9 includes DSUs and DEUs.

F1 · price: Represents Dividend Equivalent Units (DEUs) earned on Deferred Stock Units (DSUs) associated with current service on our board that are deferred under the Prologis, Inc. Nonqualified Deferred Compensation Plan (the NQDC Plan). DEUs accrue on outstanding DSUs at the Prologis common stock dividend rate at the time dividends are paid on Prologis common stock. DEUs and the underlying DSUs vest 100% on the earlier of the first anniversary of the grant date or the first annual meeting of the stockholders of Prologis after the grant date (generally in May each year). The receipt of such DEUs is deferred along with the underlying DSUs. DSUs and DEUs are paid in the form of Prologis common stock at the rate of one common share per DSU or DEU. Balance in column 9 includes DSUs and DEUs.

F1 · derivative.exercise_date: Represents Dividend Equivalent Units (DEUs) earned on Deferred Stock Units (DSUs) associated with current service on our board that are deferred under the Prologis, Inc. Nonqualified Deferred Compensation Plan (the NQDC Plan). DEUs accrue on outstanding DSUs at the Prologis common stock dividend rate at the time dividends are paid on Prologis common stock. DEUs and the underlying DSUs vest 100% on the earlier of the first anniversary of the grant date or the first annual meeting of the stockholders of Prologis after the grant date (generally in May each year). The receipt of such DEUs is deferred along with the underlying DSUs. DSUs and DEUs are paid in the form of Prologis common stock at the rate of one common share per DSU or DEU. Balance in column 9 includes DSUs and DEUs.

F1 · derivative.expiration_date: Represents Dividend Equivalent Units (DEUs) earned on Deferred Stock Units (DSUs) associated with current service on our board that are deferred under the Prologis, Inc. Nonqualified Deferred Compensation Plan (the NQDC Plan). DEUs accrue on outstanding DSUs at the Prologis common stock dividend rate at the time dividends are paid on Prologis common stock. DEUs and the underlying DSUs vest 100% on the earlier of the first anniversary of the grant date or the first annual meeting of the stockholders of Prologis after the grant date (generally in May each year). The receipt of such DEUs is deferred along with the underlying DSUs. DSUs and DEUs are paid in the form of Prologis common stock at the rate of one common share per DSU or DEU. Balance in column 9 includes DSUs and DEUs.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 15:58 UTC Prologis, Inc. PLD · Entity 2877 GrantDividend Equivalent Units-NQDC · Derivative 15.3253 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051449 · doc4.xml · derivative · entry 1

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,479.5231

Underlying: Common Stock · 15.3253 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Dividend Equivalent Units (DEUs) earned on Deferred Stock Units (DSUs) associated with current service on our board that are deferred under the Prologis, Inc. Nonqualified Deferred Compensation Plan (the NQDC Plan). DEUs accrue on outstanding DSUs at the Prologis common stock dividend rate at the time dividends are paid on Prologis common stock. DEUs and the underlying DSUs vest 100% on the earlier of the first anniversary of the grant date or the first annual meeting of the stockholders of Prologis after the grant date (generally in May each year). The receipt of such DEUs is deferred along with the underlying DSUs. DSUs and DEUs are paid in the form of Prologis common stock at the rate of one common share per DSU or DEU. Balance in column 9 includes DSUs and DEUs.

F1 · price: Represents Dividend Equivalent Units (DEUs) earned on Deferred Stock Units (DSUs) associated with current service on our board that are deferred under the Prologis, Inc. Nonqualified Deferred Compensation Plan (the NQDC Plan). DEUs accrue on outstanding DSUs at the Prologis common stock dividend rate at the time dividends are paid on Prologis common stock. DEUs and the underlying DSUs vest 100% on the earlier of the first anniversary of the grant date or the first annual meeting of the stockholders of Prologis after the grant date (generally in May each year). The receipt of such DEUs is deferred along with the underlying DSUs. DSUs and DEUs are paid in the form of Prologis common stock at the rate of one common share per DSU or DEU. Balance in column 9 includes DSUs and DEUs.

F1 · derivative.exercise_date: Represents Dividend Equivalent Units (DEUs) earned on Deferred Stock Units (DSUs) associated with current service on our board that are deferred under the Prologis, Inc. Nonqualified Deferred Compensation Plan (the NQDC Plan). DEUs accrue on outstanding DSUs at the Prologis common stock dividend rate at the time dividends are paid on Prologis common stock. DEUs and the underlying DSUs vest 100% on the earlier of the first anniversary of the grant date or the first annual meeting of the stockholders of Prologis after the grant date (generally in May each year). The receipt of such DEUs is deferred along with the underlying DSUs. DSUs and DEUs are paid in the form of Prologis common stock at the rate of one common share per DSU or DEU. Balance in column 9 includes DSUs and DEUs.

F1 · derivative.expiration_date: Represents Dividend Equivalent Units (DEUs) earned on Deferred Stock Units (DSUs) associated with current service on our board that are deferred under the Prologis, Inc. Nonqualified Deferred Compensation Plan (the NQDC Plan). DEUs accrue on outstanding DSUs at the Prologis common stock dividend rate at the time dividends are paid on Prologis common stock. DEUs and the underlying DSUs vest 100% on the earlier of the first anniversary of the grant date or the first annual meeting of the stockholders of Prologis after the grant date (generally in May each year). The receipt of such DEUs is deferred along with the underlying DSUs. DSUs and DEUs are paid in the form of Prologis common stock at the rate of one common share per DSU or DEU. Balance in column 9 includes DSUs and DEUs.

Read SEC document
July 22, 2019 Filed Jul 22, 2019 23:55 UTC Prologis, Inc. PLD · Entity 2877 GiftPrologis, L.P. OP Common Limited Partnership Units · Derivative 617 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-042938 · doc4.xml · derivative · entry 1

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541,236

Underlying: Units · 617 shares

Expires not disclosed

F1 · derivative.expiration_date: Charitable gift of Prologis, L.P. OP common limited partnership units, which are redeemable for cash or shares of Prologis common stock on a one-for-one basis. The units have no expiration date.

Read SEC document
July 18, 2019 Filed Jul 18, 2019 20:53 UTC Prologis, Inc. PLD · Entity 2877 GiftPrologis, L.P. OP Common Limited Partnership Units · Derivative 1,234 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-042650 · doc4.xml · derivative · entry 1

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541,853

Underlying: Units · 1,234 shares

Expires not disclosed

F1 · derivative.expiration_date: Charitable gift of Prologis, L.P. OP common limited partnership units, which are redeemable for cash or shares of Prologis common stock on a one-for-one basis. The units have no expiration date.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 17:03 UTC Prologis, Inc. PLD · Entity 2877 GrantDividend Equivalent Units-NQDC · Derivative 16.1978 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040038 · doc4.xml · derivative · entry 1

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,464.1978

Underlying: Common Stock · 16.1978 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Dividend Equivalent Units (DEUs) earned on Deferred Stock Units (DSUs) associated with current service on our board that are deferred under the Prologis, Inc. Nonqualified Deferred Compensation Plan (the NQDC Plan). DEUs accrue on outstanding DSUs at the Prologis common stock dividend rate at the time dividends are paid on Prologis common stock. DEUs and the underlying DSUs vest 100% on the earlier of the first anniversary of the grant date or the first annual meeting of the stockholders of Prologis after the grant date (generally in May each year). The receipt of such DEUs is deferred along with the underlying DSUs. DSUs and DEUs are paid in the form of Prologis common stock at the rate of one common share per DSU or DEU. Balance in column 9 includes DSUs and DEUs.

F1 · price: Represents Dividend Equivalent Units (DEUs) earned on Deferred Stock Units (DSUs) associated with current service on our board that are deferred under the Prologis, Inc. Nonqualified Deferred Compensation Plan (the NQDC Plan). DEUs accrue on outstanding DSUs at the Prologis common stock dividend rate at the time dividends are paid on Prologis common stock. DEUs and the underlying DSUs vest 100% on the earlier of the first anniversary of the grant date or the first annual meeting of the stockholders of Prologis after the grant date (generally in May each year). The receipt of such DEUs is deferred along with the underlying DSUs. DSUs and DEUs are paid in the form of Prologis common stock at the rate of one common share per DSU or DEU. Balance in column 9 includes DSUs and DEUs.

F1 · derivative.exercise_date: Represents Dividend Equivalent Units (DEUs) earned on Deferred Stock Units (DSUs) associated with current service on our board that are deferred under the Prologis, Inc. Nonqualified Deferred Compensation Plan (the NQDC Plan). DEUs accrue on outstanding DSUs at the Prologis common stock dividend rate at the time dividends are paid on Prologis common stock. DEUs and the underlying DSUs vest 100% on the earlier of the first anniversary of the grant date or the first annual meeting of the stockholders of Prologis after the grant date (generally in May each year). The receipt of such DEUs is deferred along with the underlying DSUs. DSUs and DEUs are paid in the form of Prologis common stock at the rate of one common share per DSU or DEU. Balance in column 9 includes DSUs and DEUs.

F1 · derivative.expiration_date: Represents Dividend Equivalent Units (DEUs) earned on Deferred Stock Units (DSUs) associated with current service on our board that are deferred under the Prologis, Inc. Nonqualified Deferred Compensation Plan (the NQDC Plan). DEUs accrue on outstanding DSUs at the Prologis common stock dividend rate at the time dividends are paid on Prologis common stock. DEUs and the underlying DSUs vest 100% on the earlier of the first anniversary of the grant date or the first annual meeting of the stockholders of Prologis after the grant date (generally in May each year). The receipt of such DEUs is deferred along with the underlying DSUs. DSUs and DEUs are paid in the form of Prologis common stock at the rate of one common share per DSU or DEU. Balance in column 9 includes DSUs and DEUs.

Read SEC document
June 12, 2019 Filed Jun 12, 2019 23:53 UTC Prologis, Inc. PLD · Entity 2877 SaleCommon Stock 9,000 $78.72 $708,480.00
Disclosure

SEC source: 0001209191-19-036554 · doc4.xml · nonDerivative · entry 1

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,511

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.56 to $78.79. The reporting person undertakes to provide to Prologis, Inc., any security holder of Prologis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price.

Read SEC document
May 09, 2019 Filed May 13, 2019 21:41 UTC COPT DEFENSE PROPERTIES OFC · Entity 4036 GrantProfit Interest Units · Derivative 3,432 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005959 · edgar.xml · derivative · entry 1

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,432

Underlying: Common Shares · 3,432 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Profit Interest Unit will convert automatically into one share of beneficial interest, designated as a unit (an "OP Unit"), in Corporate Office Properties, L.P. when such Profit Interest Unit becomes vested and upon equalization of its capital account balance. OP Units are redeemable for cash, or, at the option of Corporate Office Properties Trust, exchangeable for common shares of Corporate Office Properties Trust, currently on a one-for-one basis.

F2 · shares: Represents Profit Interest Units issued pursuant to the Corporate Office Properties Trust 2017 Omnibus Equity and Incentive Plan.

F1 · derivative.exercise_date: Each Profit Interest Unit will convert automatically into one share of beneficial interest, designated as a unit (an "OP Unit"), in Corporate Office Properties, L.P. when such Profit Interest Unit becomes vested and upon equalization of its capital account balance. OP Units are redeemable for cash, or, at the option of Corporate Office Properties Trust, exchangeable for common shares of Corporate Office Properties Trust, currently on a one-for-one basis.

F3 · derivative.exercise_date: The Profit Interest Units will vest over a one year period.

F1 · derivative.expiration_date: Each Profit Interest Unit will convert automatically into one share of beneficial interest, designated as a unit (an "OP Unit"), in Corporate Office Properties, L.P. when such Profit Interest Unit becomes vested and upon equalization of its capital account balance. OP Units are redeemable for cash, or, at the option of Corporate Office Properties Trust, exchangeable for common shares of Corporate Office Properties Trust, currently on a one-for-one basis.

F3 · derivative.expiration_date: The Profit Interest Units will vest over a one year period.

Read SEC document
May 01, 2019 Filed May 3, 2019 18:29 UTC Prologis, Inc. PLD · Entity 2877 GrantDeferred Stock Units-NQDC · Derivative 2,448 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027239 · doc4.xml · derivative · entry 1

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,448

Underlying: Common Stock · 2,448 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred Stock Units (DSUs) granted May 1, 2019 which vest 100% on the earlier of the first anniversary of the grant date, or the first annual meeting of the stockholders of Prologis that occurs after the grant date, and generally, are deferred under the Prologis, Inc. Nonqualified Deferred Compensation Plan until May 1, 2022. DSUs earn dividend equivalent units (DEUs) when dividends are paid with respect to Prologis common stock and have no exercisable or expiration date. DSUs and accrued DEUs are convertible into Prologis common stock on a 1-for-1 basis. Balance in column 9 includes DSUs and DEUs.

F1 · price: Deferred Stock Units (DSUs) granted May 1, 2019 which vest 100% on the earlier of the first anniversary of the grant date, or the first annual meeting of the stockholders of Prologis that occurs after the grant date, and generally, are deferred under the Prologis, Inc. Nonqualified Deferred Compensation Plan until May 1, 2022. DSUs earn dividend equivalent units (DEUs) when dividends are paid with respect to Prologis common stock and have no exercisable or expiration date. DSUs and accrued DEUs are convertible into Prologis common stock on a 1-for-1 basis. Balance in column 9 includes DSUs and DEUs.

F1 · derivative.exercise_date: Deferred Stock Units (DSUs) granted May 1, 2019 which vest 100% on the earlier of the first anniversary of the grant date, or the first annual meeting of the stockholders of Prologis that occurs after the grant date, and generally, are deferred under the Prologis, Inc. Nonqualified Deferred Compensation Plan until May 1, 2022. DSUs earn dividend equivalent units (DEUs) when dividends are paid with respect to Prologis common stock and have no exercisable or expiration date. DSUs and accrued DEUs are convertible into Prologis common stock on a 1-for-1 basis. Balance in column 9 includes DSUs and DEUs.

F1 · derivative.expiration_date: Deferred Stock Units (DSUs) granted May 1, 2019 which vest 100% on the earlier of the first anniversary of the grant date, or the first annual meeting of the stockholders of Prologis that occurs after the grant date, and generally, are deferred under the Prologis, Inc. Nonqualified Deferred Compensation Plan until May 1, 2022. DSUs earn dividend equivalent units (DEUs) when dividends are paid with respect to Prologis common stock and have no exercisable or expiration date. DSUs and accrued DEUs are convertible into Prologis common stock on a 1-for-1 basis. Balance in column 9 includes DSUs and DEUs.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 21:56 UTC Prologis, Inc. PLD · Entity 2877 SaleCommon Stock 15,000 $68.20 $1,023,000.00
Disclosure

SEC source: 0001209191-19-006485 · doc4.xml · nonDerivative · entry 1

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,511

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.20 to $68.22. The reporting person undertakes to provide to Prologis, Inc., any security holder of Prologis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price.

Read SEC document
December 14, 2018 Filed Dec 17, 2018 22:30 UTC COPT DEFENSE PROPERTIES OFC · Entity 4036 PurchaseCommon Shares 4,500 $22.54 $101,420.10
Disclosure

SEC source: 0001179110-18-013965 · edgar.xml · nonDerivative · entry 1

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,724

F1 · price: Represents the weighted average of a range of purchase prices per share from $22.5250 to $22.6049. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any shareholder of the Company, upon request, full information regarding the number of shares bought at each separate price.

Read SEC document
December 13, 2018 Filed Dec 14, 2018 17:09 UTC Prologis, Inc. PLD · Entity 2877 GiftPrologis, L.P. OP Common Limited Partnership Units · Derivative 800 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062617 · doc4.xml · derivative · entry 1

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543,087

Underlying: Units · 800 shares

Expires not disclosed

F1 · derivative.expiration_date: Charitable gift of Prologis, L.P. OP common limited partnership units, which are redeemable for cash or shares of Prologis common stock on a one-for-one basis. The units have no expiration date.

Read SEC document
November 13, 2018 Filed Nov 14, 2018 00:03 UTC Prologis, Inc. PLD · Entity 2877 GiftPrologis, L.P. OP Common Limited Partnership Units · Derivative 1,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058392 · doc4.xml · derivative · entry 4

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543,887

Underlying: Units · 1,500 shares

Expires not disclosed

F4 · derivative.expiration_date: Charitable gift of Prologis, L.P. OP common limited partnership units, which are redeemable for shares of Prologis common stock on a one-for-one basis. The units have no expiration date.

Read SEC document
November 09, 2018 Filed Nov 14, 2018 00:03 UTC Prologis, Inc. PLD · Entity 2877 SaleCommon Stock 5,000 $67.24 $336,182.00
Disclosure

SEC source: 0001209191-18-058392 · doc4.xml · nonDerivative · entry 3

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,511

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.03 to $67.33. The reporting person undertakes to provide to Prologis, Inc., any security holder of Prologis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price.

Read SEC document
November 09, 2018 Filed Nov 14, 2018 00:03 UTC Prologis, Inc. PLD · Entity 2877 SaleCommon Stock 5,000 $67.14 $335,720.00
Disclosure

SEC source: 0001209191-18-058392 · doc4.xml · nonDerivative · entry 2

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,511

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.01 to $67.28. The reporting person undertakes to provide to Prologis, Inc., any security holder of Prologis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price.

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November 09, 2018 Filed Nov 14, 2018 00:03 UTC Prologis, Inc. PLD · Entity 2877 SaleCommon Stock 5,000 $67.31 $336,567.50
Disclosure

SEC source: 0001209191-18-058392 · doc4.xml · nonDerivative · entry 1

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,511

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.15 to $67.41. The reporting person undertakes to provide to Prologis, Inc., any security holder of Prologis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price.

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August 22, 2018 Filed Aug 22, 2018 17:31 UTC DCT Industrial Trust Inc. DCT · Entity 164086 Disposition to issuerLTIP Units · Derivative 534,695.25 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-023059 · doc4.xml · derivative · entry 2

HAWKINS PHILIP L · CIK 0001234375 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 534,695.25 shares

Expires not disclosed

F3 · security: Represents units of limited partnership interest in DCTOP ("LTIP Units"), of which DCT is the sole general partner, issued as long term incentive compensation pursuant to DCT's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each LTIP Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in DCTOP (an "OP Unit"). Each OP Unit acquired upon conversion of an LTIP Unit may be presented for redemption at the election of the holder, for cash equal to the fair market value of a share of DCT Common Stock, except that DCT may, at its election, acquire each OP Unit so presented for one share of DCT Common Stock.

F3 · derivative.exercise_price: Represents units of limited partnership interest in DCTOP ("LTIP Units"), of which DCT is the sole general partner, issued as long term incentive compensation pursuant to DCT's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each LTIP Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in DCTOP (an "OP Unit"). Each OP Unit acquired upon conversion of an LTIP Unit may be presented for redemption at the election of the holder, for cash equal to the fair market value of a share of DCT Common Stock, except that DCT may, at its election, acquire each OP Unit so presented for one share of DCT Common Stock.

F4 · price: Pursuant to the Merger Agreement, immediately prior to the effective time of the Partnership Merger, each issued and outstanding unvested LTIP Unit of the reporting person automatically became fully vested in accordance with the terms of DCT's equity based compensatory programs and award agreement or other agreement or document evidencing such LTIP Units.

F6 · price: Pursuant to the terms of the Merger Agreement, immediately prior to the effective time of the Partnership Merger, each issued and outstanding vested LTIP Unit of the reporting person was converted into an OP Unit pursuant to the limited partnership agreement of DCTOP. At the effective time of the Partnership Merger, each outstanding OP Unit was automatically converted into the right to receive 1.02 common units of limited partnership interest in Prologis, L.P.

F3 · derivative.exercise_date: Represents units of limited partnership interest in DCTOP ("LTIP Units"), of which DCT is the sole general partner, issued as long term incentive compensation pursuant to DCT's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each LTIP Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in DCTOP (an "OP Unit"). Each OP Unit acquired upon conversion of an LTIP Unit may be presented for redemption at the election of the holder, for cash equal to the fair market value of a share of DCT Common Stock, except that DCT may, at its election, acquire each OP Unit so presented for one share of DCT Common Stock.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, immediately prior to the effective time of the Partnership Merger, each issued and outstanding unvested LTIP Unit of the reporting person automatically became fully vested in accordance with the terms of DCT's equity based compensatory programs and award agreement or other agreement or document evidencing such LTIP Units.

F5 · derivative.expiration_date: The LTIP Units did not have an expiration date.

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August 22, 2018 Filed Aug 22, 2018 17:31 UTC DCT Industrial Trust Inc. DCT · Entity 164086 Disposition to issuerCommon Stock 73,050 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-023059 · doc4.xml · nonDerivative · entry 1

HAWKINS PHILIP L · CIK 0001234375 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 29, 2018, by and among Prologis, Inc., Prologis, L.P., DCT Industrial Trust Inc. ("DCT") and DCT Industrial Operating Partnership LP ("DCTOP"), on August 22, 2018, (i) DCT merged with and into Prologis, Inc., with Prologis, Inc. surviving the merger (the "Company Merger") and (ii) DCTOP merged with and into Prologis, L.P., with Prologis, L.P. surviving the merger (the "Partnership Merger").

F2 · price: (Continued from Footnote 1) Pursuant to the Merger Agreement, each outstanding share of common stock, par value $0.01 per share, of DCT ("DCT Common Stock") held by the reporting person was automatically converted into the right to receive 1.02 shares of common stock, par value $0.01 per share, of Prologis, Inc. ("Prologis Common Stock"), subject to any withholding required under applicable tax law, plus cash in lieu of any fractional shares of Prologis Common Stock. On August 21, 2018, the closing price of DCT Common Stock was $66.28 per share and the closing price of Prologis Common Stock was $65.75 per share.

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May 10, 2018 Filed May 14, 2018 20:14 UTC COPT DEFENSE PROPERTIES OFC · Entity 4036 GrantCommon Shares (deferred) 3,458 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-006719 · edgar.xml · nonDerivative · entry 1

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,224

F1 · price: These deferred shares were granted as part of annual trustee compensation and will vest upon Mr. Hawkins cessation of being a trustee.

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February 15, 2018 Filed Feb 20, 2018 16:11 UTC DCT Industrial Trust Inc. DCT · Entity 164086 GrantLTIP Units · Derivative 45,228 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011276 · doc4.xml · derivative · entry 1

HAWKINS PHILIP L · CIK 0001234375 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,695.25

Underlying: Common Stock · 45,228 shares

Expires not disclosed

F1 · security: Represents units of limited partnership interest ("LTIP Units") in DCT Industrial Operating Partnership LP ("DCTOP"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each LTIP Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in DCTOP ("Common OP Unit"). Each Common OP Unit acquired upon conversion of an LTIP Unit may be presented for redemption at the election of the holder, for cash equal to the fair market value of a share of the Issuer's Common Stock, except that the Issuer may, at its election, acquire each Common OP Unit so presented for one share of Common Stock.

F1 · derivative.exercise_price: Represents units of limited partnership interest ("LTIP Units") in DCT Industrial Operating Partnership LP ("DCTOP"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each LTIP Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in DCTOP ("Common OP Unit"). Each Common OP Unit acquired upon conversion of an LTIP Unit may be presented for redemption at the election of the holder, for cash equal to the fair market value of a share of the Issuer's Common Stock, except that the Issuer may, at its election, acquire each Common OP Unit so presented for one share of Common Stock.

F1 · derivative.exercise_date: Represents units of limited partnership interest ("LTIP Units") in DCT Industrial Operating Partnership LP ("DCTOP"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each LTIP Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in DCTOP ("Common OP Unit"). Each Common OP Unit acquired upon conversion of an LTIP Unit may be presented for redemption at the election of the holder, for cash equal to the fair market value of a share of the Issuer's Common Stock, except that the Issuer may, at its election, acquire each Common OP Unit so presented for one share of Common Stock.

F2 · derivative.exercise_date: The LTIP Units vest over four years: 25% on February 1, 2019, and 25% on each February 1st thereafter.

F1 · derivative.expiration_date: Represents units of limited partnership interest ("LTIP Units") in DCT Industrial Operating Partnership LP ("DCTOP"), of which the Issuer is the general partner, issued as long term incentive compensation pursuant to the Issuer's equity based compensatory programs. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, each LTIP Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in DCTOP ("Common OP Unit"). Each Common OP Unit acquired upon conversion of an LTIP Unit may be presented for redemption at the election of the holder, for cash equal to the fair market value of a share of the Issuer's Common Stock, except that the Issuer may, at its election, acquire each Common OP Unit so presented for one share of Common Stock.

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May 16, 2017 Filed May 18, 2017 19:29 UTC COPT DEFENSE PROPERTIES OFC · Entity 4036 GrantCommon Shares (deferred) 2,508 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-007508 · edgar.xml · nonDerivative · entry 1

HAWKINS PHILIP L · CIK 0001234375 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,766

F1 · price: These deferred shares were granted as part of annual trustee compensation and will vest upon Mr. Hawkins cessation of being a trustee.

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May 10, 2017 Filed May 12, 2017 16:16 UTC DCT Industrial Trust Inc. DCT · Entity 164086 Exercise / conversionStock Options · Derivative 59,843 $0.00 Strike: $34.56 $0.00
Disclosure

SEC source: 0001209191-17-031921 · doc4.xml · derivative · entry 4

HAWKINS PHILIP L · CIK 0001234375 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 59,843 shares

Expires 2018-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Stock Options ("Options") were granted under the Issuer's Long-Term Incentive Plan. The Options vested over four years: 25% on January 1, 2009, and 25% on each of January 1, 2010, 2011, and 2012.

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May 10, 2017 Filed May 12, 2017 16:16 UTC DCT Industrial Trust Inc. DCT · Entity 164086 SaleCommon Stock 19,731 $51.39 $1,013,976.09
Disclosure

SEC source: 0001209191-17-031921 · doc4.xml · nonDerivative · entry 3

HAWKINS PHILIP L · CIK 0001234375 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,050

F1 · price: The price reported represents the weighted average sale price of the shares sold. The prices of the shares sold in the transaction ranged from $51.30 to $51.49. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.