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Leo Frank

Disclosed activity across 1 company

Tapewire entity
152623
SEC CIK
0001427325

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Ocugen, Inc.OCGN · Entity 5550DirectorJanuary 02, 2020January 03, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Ocugen, Inc.

Report date January 02, 2020 · Filed January 03, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.51 · Expires 2030-01-02Direct54,000 Reported balance After 2020-01-02 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-01-02 · Grant · Acquired 54,000 · Balance 54,000

F1: The options vest monthly in equal installments over three years commencing on February 2, 2020, subject to continued service with the Company on the applicable vesting dates.

Filing footnotes · ownership attribution and instrument terms

F1: The options vest monthly in equal installments over three years commencing on February 2, 2020, subject to continued service with the Company on the applicable vesting dates.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2020 Filed Jan 3, 2020 20:34 UTC Ocugen, Inc. OCGN · Entity 5550 GrantOptions (Right to Buy) · Derivative 54,000 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001192482-20-000020 · edgar.xml · derivative · entry 1

Leo Frank · CIK 0001427325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,000

Underlying: Common Stock · 54,000 shares

Expires 2030-01-02

F1 · derivative.exercise_date: The options vest monthly in equal installments over three years commencing on February 2, 2020, subject to continued service with the Company on the applicable vesting dates.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.