DeWyngaert Heidi

SEC source: 0001505732-19-000031 · wf-form4_157547356334267.xml · nonDerivative · entry 1

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,266

F1 · shares: 716 shares were withheld and sold through the Company sponsored cashless stock exercise program, to cover the tax liability for vesting a total of 2,254 shares.

F2 · ownership.direct: Of the shares reported, 56,513 Shares are owned jointly with spouse.

F3 · ownership.direct: 18,000 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. 6,300 of those shares are restricted stock that will vest in five equal annual installments of 20%, with the first installment to vest on December 1, 2015 and an additional 20% to vest on each annual anniversary of the vesting date thereafter. As of the transaction date, all 6,300 shares have vested. 3,978 of those shares are restricted stock that will vest in four equal annual installments of 25%, with the first installment to vest on December 1, 2016 and an additional 25% to vest on each annual anniversary of the vesting date thereafter. As of the transaction date, all 3,978 shares have vested. 7,722 of those shares are performance restricted stock and may vest when and if the performance goals are achieved, but in any event no later than December 1, 2019. As of the transaction date, all 7,722 performance shares have vested.

SEC source: 0001567619-19-009831 · doc1.xml · derivative · entry 7

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2019-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Stock Options granted pursuant to the 2007 Bank of New Canaan Stock Option Equity Award Plan, all of which are fully vested.

SEC source: 0001567619-19-009831 · doc1.xml · nonDerivative · entry 4

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,728

F2 · shares: On 5/3/19 - 643 shares were withheld and sold through the Company sponsored cashless stock exercise program, to cover the exercise cost for converting the stock options to common stock.

F3 · balance_after: Of the Shares reported, 56,513 Shares are owned jointly with spouse.

F3 · ownership.direct: Of the Shares reported, 56,513 Shares are owned jointly with spouse.

SEC source: 0001567619-19-009831 · doc1.xml · nonDerivative · entry 3

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: Of the Shares reported, 56,513 Shares are owned jointly with spouse.

SEC source: 0001567619-19-008880 · doc1.xml · nonDerivative · entry 4

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,871

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · ownership.direct: Of the Shares reported, 56,513 Shares are owned jointly with spouse.

SEC source: 0001567619-19-008880 · doc1.xml · nonDerivative · entry 3

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,171

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · ownership.direct: Of the Shares reported, 57,813 Shares are owned jointly with spouse.

SEC source: 0001567619-19-008585 · doc1.xml · nonDerivative · entry 3

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,371

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · ownership.direct: Of the Shares reported, 58,013 Shares are owned jointly with spouse.

SEC source: 0001567619-19-005052 · doc1.xml · nonDerivative · entry 3

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,871

F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · ownership.direct: Of the Shares reported, 59,513 Shares are owned jointly with spouse.

SEC source: 0001567619-19-003140 · doc1.xml · nonDerivative · entry 3

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,371

F2 · shares: On 2/8/19 - 185 shares were withheld and sold through the Company sponsored cashless stock exercise program, to cover tax liability with respect to the vesting of restricted stock previously reported.

F3 · ownership.direct: Of the Shares reported, 59,513 Shares are owned jointly with spouse.

SEC source: 0001567619-18-007421 · doc1.xml · nonDerivative · entry 3

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,056

F2 · shares: On 12/3/18 - 711 shares were withheld and sold through the Company sponsored cashless stock exercise program, to cover tax liability with respect to the vesting of restricted stock previously reported.

F3 · price: Range of reported sale price is $29.22 - $29.65. Reporting person agrees to provide individual transaction information to SEC upon request.

F4 · ownership.direct: Of the Shares reported, 59,513 Shares are owned jointly with spouse.

SEC source: 0001567619-18-004204 · doc1.xml · nonDerivative · entry 3

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,513

F3 · acquired: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · ownership.direct: Of the Shares reported, 59,513 Shares are owned jointly with spouse.

SEC source: 0001140361-18-010112 · doc1.xml · derivative · entry 7

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2018-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Stock Options granted pursuant to the 2007 Bank of New Canaan Stock Option Equity Award Plan, all of which are fully vested.

SEC source: 0001140361-18-010112 · doc1.xml · nonDerivative · entry 4

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,013

F3 · shares: On 2/22/18 - 2,578 shares were withheld and sold through the Company sponsored cashless stock exercise program, to cover the exercise cost for converting the stock options to common stock.

F4 · price: Range of reported sale price is $32.11 - $32.60. Reporting person agrees to provide individual transaction information to SEC upon request.

F2 · ownership.direct: Of the Shares reported, 13,486 Shares are owned jointly with spouse.

SEC source: 0001140361-18-010112 · doc1.xml · nonDerivative · entry 3

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.direct: Of the Shares reported, 13,486 Shares are owned jointly with spouse.

SEC source: 0001140361-18-009603 · doc1.xml · nonDerivative · entry 5

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

F3 · ownership.direct: 3,000 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. 1,500 of those shares are restricted stock that will vest in three substantially equal annual installments, with the first installment to vest on February 7, 2019 and the second and third installments to vest on each annual anniversary of the vesting date thereafter. 1,500 of those shares are performance restricted stock and may vest when and if the performance goal is achieved.

SEC source: 0001140361-18-009603 · doc1.xml · nonDerivative · entry 4

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

F3 · ownership.direct: 3,000 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. 1,500 of those shares are restricted stock that will vest in three substantially equal annual installments, with the first installment to vest on February 7, 2019 and the second and third installments to vest on each annual anniversary of the vesting date thereafter. 1,500 of those shares are performance restricted stock and may vest when and if the performance goal is achieved.

SEC source: 0001140361-18-008792 · doc1.xml · derivative · entry 5

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2018-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Stock Options granted pursuant to the 2007 Bank of New Canaan Stock Option Equity Award Plan, all of which are fully vested.

SEC source: 0001140361-18-008792 · doc1.xml · nonDerivative · entry 2

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,591

F4 · price: Range of reported sale price is $32.85 - $33.00. Reporting person agrees to provide individual transaction information to SEC upon request.

F1 · balance_after: 18,000 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. 6,300 of those shares are restricted stock that will vest in five equal annual installments of 20%, with the first installment to vest on December 1, 2015 and an additional 20% to vest on each annual anniversary of the vesting date thereafter. As of the Transaction Date, 3,780 Shares have fully vested. 3,978 of those shares are restricted stock that will vest in four equal annual installments of 25%, with the first installment to vest on December 1, 2016 and an additional 25% to vest on each annual anniversary of the vesting date thereafter. As of the Transaction Date, 1,990 Shares have fully vested. 7,722 of those shares are performance restricted stock and may vest when and if the performance goals are achieved, but in any event no later than December 1, 2019. As of the Transaction Date, all 7,722 Performance Shares have vested.

F2 · balance_after: Of the Shares reported, 13,486 Shares are owned jointly with spouse.

F3 · balance_after: On 2/15/18 - 2,523 shares were withheld and sold through the Company sponsored cashless stock exercise program, to cover the exercise cost for converting the stock options to common stock.

SEC source: 0001140361-18-008792 · doc1.xml · nonDerivative · entry 1

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: 18,000 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. 6,300 of those shares are restricted stock that will vest in five equal annual installments of 20%, with the first installment to vest on December 1, 2015 and an additional 20% to vest on each annual anniversary of the vesting date thereafter. As of the Transaction Date, 3,780 Shares have fully vested. 3,978 of those shares are restricted stock that will vest in four equal annual installments of 25%, with the first installment to vest on December 1, 2016 and an additional 25% to vest on each annual anniversary of the vesting date thereafter. As of the Transaction Date, 1,990 Shares have fully vested. 7,722 of those shares are performance restricted stock and may vest when and if the performance goals are achieved, but in any event no later than December 1, 2019. As of the Transaction Date, all 7,722 Performance Shares have vested.

F2 · ownership.direct: Of the Shares reported, 13,486 Shares are owned jointly with spouse.

SEC source: 0001140361-18-006449 · doc1.xml · derivative · entry 5

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 4,000 shares

Expires 2018-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Stock Options granted pursuant to the 2007 Bank of New Canaan Stock Option Equity Award Plan, all of which are fully vested.

SEC source: 0001140361-18-006449 · doc1.xml · nonDerivative · entry 2

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,114

F4 · price: Range of reported sale price is $32.25 - $32.33. Reporting person agrees to provide individual transaction information to the SEC upon request.

F1 · balance_after: 18,000 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. 6,300 of those shares are restricted stock that will vest in five equal annual installments of 20%, with the first installment to vest on December 1, 2015 and an additional 20% to vest on each annual anniversary of the vesting date thereafter. As of the Transaction Date, 3,780 Shares have fully vested. 3,978 of those shares are restricted stock that will vest in four equal annual installments of 25%, with the first installment to vest on December 1, 2016 and an additional 25% to vest on each annual anniversary of the vesting date thereafter. As of the Transaction Date, 1,990 Shares have fully vested. 7,722 of those shares are performance restricted stock and may vest when and if the performance goals are achieved, but in any event no later than December 1, 2019. As of the Transaction Date, all 7,722 Performance Shares have vested.

F2 · balance_after: Of the 58,114 Shares reported, 13,486 Shares are owned jointly with spouse.

F3 · balance_after: On 2/8/18 - 2,567 shares were withheld and sold through the Company sponsored cashless stock exercise program, to cover the exercise cost for converting the stock options to common stock.

SEC source: 0001140361-18-006449 · doc1.xml · nonDerivative · entry 1

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: 18,000 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. 6,300 of those shares are restricted stock that will vest in five equal annual installments of 20%, with the first installment to vest on December 1, 2015 and an additional 20% to vest on each annual anniversary of the vesting date thereafter. As of the Transaction Date, 3,780 Shares have fully vested. 3,978 of those shares are restricted stock that will vest in four equal annual installments of 25%, with the first installment to vest on December 1, 2016 and an additional 25% to vest on each annual anniversary of the vesting date thereafter. As of the Transaction Date, 1,990 Shares have fully vested. 7,722 of those shares are performance restricted stock and may vest when and if the performance goals are achieved, but in any event no later than December 1, 2019. As of the Transaction Date, all 7,722 Performance Shares have vested.

F2 · ownership.direct: Of the 58,114 Shares reported, 13,486 Shares are owned jointly with spouse.

SEC source: 0001140361-18-000381 · doc1.xml · derivative · entry 5

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2018-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Stock Options granted pursuant to the 2007 Bank of New Canaan Stock Option Equity Award Plan, all of which are fully vested.

SEC source: 0001140361-18-000381 · doc1.xml · nonDerivative · entry 2

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,681

F1 · balance_after: 18,000 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. 6,300 of those shares are restricted stock that will vest in five equal annual installments of 20%, with the first installment to vest on December 1, 2015 and an additional 20% to vest on each annual anniversary of the vesting date thereafter. As of the Transaction Date, 3,780 Shares have fully vested. 3,978 of those shares are restricted stock that will vest in four equal annual installments of 25%, with the first installment to vest on December 1, 2016 and an additional 25% to vest on each annual anniversary of the vesting date thereafter. As of the Transaction Date, 1,990 Shares have fully vested. 7,722 of those shares are performance restricted stock and may vest when and if the performance goals are achieved, but in any event no later than December 1, 2019. As of the Transaction Date, all 7,722 Performance Shares have vested.

F2 · balance_after: Of the 55,144 Shares reported, 13,486 Shares are owned jointly with spouse.

F3 · balance_after: On 1/2/18 - 2,463 shares were withheld and sold through the Company sponsored cashless stock exercise program, to cover the exercise cost for converting the stock options to common stock.

SEC source: 0001140361-18-000381 · doc1.xml · nonDerivative · entry 1

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: 18,000 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. 6,300 of those shares are restricted stock that will vest in five equal annual installments of 20%, with the first installment to vest on December 1, 2015 and an additional 20% to vest on each annual anniversary of the vesting date thereafter. As of the Transaction Date, 3,780 Shares have fully vested. 3,978 of those shares are restricted stock that will vest in four equal annual installments of 25%, with the first installment to vest on December 1, 2016 and an additional 25% to vest on each annual anniversary of the vesting date thereafter. As of the Transaction Date, 1,990 Shares have fully vested. 7,722 of those shares are performance restricted stock and may vest when and if the performance goals are achieved, but in any event no later than December 1, 2019. As of the Transaction Date, all 7,722 Performance Shares have vested.

F2 · ownership.direct: Of the 55,144 Shares reported, 13,486 Shares are owned jointly with spouse.

SEC source: 0001140361-17-045043 · doc1.xml · nonDerivative · entry 1

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,144

F1 · balance_after: 18,000 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. 6,300 of those shares are restricted stock that will vest in five equal annual installments of 20%, with the first installment to vest on December 1, 2015 and an additional 20% to vest on each annual anniversary of the vesting date thereafter. As of the Transaction Date, 3,780 Shares have fully vested. 3,978 of those shares are restricted stock that will vest in four equal annual installments of 25%, with the first installment to vest on December 1, 2016 and an additional 25% to vest on each annual anniversary of the vesting date thereafter. As of the Transaction Date, 1,990 Shares have fully vested. 7,722 of those shares are performance restricted stock and may vest when and if the performance goals are achieved, but in any event no later than December 1, 2019. As of the Transaction Date, all 7,722 Performance Shares have vested.

F2 · balance_after: Of the 55,144 Shares reported, 13,486 Shares are owned jointly with spouse.

F3 · balance_after: On 12/4/17 - 771 shares were withheld and sold through the Company sponsored cashless stock exercise program, to cover tax liability with respect to the vesting of restricted stock previously reported.

SEC source: 0001140361-17-041594 · doc1.xml · nonDerivative · entry 1

DeWyngaert Heidi · CIK 0001607544 · EVP & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,660

F1 · balance_after: 5,000 shares of restricted stock granted pursuant to the 2007 Bank of New Canaan Stock Option Equity Award Plan and will vest in five equal annual installments of 20%, the first installment of 1,000 shares vested on March 22, 2012 and an additional 20% to vest on each annual anniversary of the grant date thereafter. As of the Transaction Date, all 5,000 Shares have fully vested.

F2 · balance_after: 5,500 shares of restricted stock granted pursuant to the 2007 Bank of New Canaan Stock Option Equity Award Plan and will vest in five equal annual installments of 20%, the first installment of 1,100 shares vested on March 21, 2013 and an additional 20% to vest on each annual anniversary of the grant date thereafter. As of the Transaction Date, all 5,500 Shares have fully vested.

F3 · balance_after: 5,000 shares of restricted stock granted pursuant to the 2012 BNC Financial Group, Inc. Stock Plan and will vest in five equal annual installments of 20%, with the first installment of 1,000 shares vested on March 17, 2013 and an additional 20% to vest on each annual anniversary of the grant date thereafter. As of the Transaction Date, all 5,000 Shares have fully vested.

F4 · balance_after: 6,500 shares of restricted stock granted pursuant to the 2012 BNC Financial Group, Inc. Stock Plan and will vest in four equal annual installments of 25%, with the first installment to vest on November 5, 2014 and an additional 25% to vest on each annual anniversary of the grant date thereafter. As of the Transaction Date, all 6,500 Shares have fully vested.

F6 · balance_after: 18,000 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. 6,300 of those shares are restricted stock that will vest in five equal annual installments of 20%, with the first installment to vest on December 1, 2015 and an additional 20% to vest on each annual anniversary of the vesting date thereafter. As of the Transaction Date, 2,520 Shares have fully vested. 3,978 of those shares are restricted stock that will vest in four equal annual installments of 25%, with the first installment to vest on December 1, 2016 and an additional 25% to vest on each annual anniversary of the vesting date thereafter. As of the Transaction Date, 995 Shares have fully vested. 7,722 of those shares are performance restricted stock and may vest when and if the performance goals are achieved, but in any event no later than December 1, 2019. As of the Transaction Date, all 7,722 Performance Shares have vested.

F7 · balance_after: Of the 53,660 Shares reported, 13,486 Shares are owned jointly with spouse.

F5 · balance_after: On 11/6/17 - 563 shares were withheld and sold through the Company sponsored cashless stock exercise program, to cover tax liability with respect to the vesting of restricted stock previously reported.