Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RED ROBIN GOURMET BURGERS INCRRGB · Entity 6468 | Chief Operating Officer | January 03, 2020 | January 06, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RED ROBIN GOURMET BURGERS INC
Report date January 03, 2020 · Filed January 06, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 46,941 |
Reported balance
After 2020-01-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-01-03 · Tax withholding · Disposed 313 · Balance 46,941 F1: In connection with the vesting of 916 time-based restricted stock units which were granted on January 3, 2017 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan, the reporting person sold 313 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. F2: Includes 29,415 restricted stock units subject to vesting and forfeiture restrictions. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the vesting of 916 time-based restricted stock units which were granted on January 3, 2017 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan, the reporting person sold 313 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.
F2: Includes 29,415 restricted stock units subject to vesting and forfeiture restrictions.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2020 Filed Jan 6, 2020 23:34 UTC | RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 | Tax withholdingCommon Stock | 313 | $32.70 | $10,235.10 |
DisclosureSEC source: 0001179110-20-000337 · edgar.xml · nonDerivative · entry 1 Constant Guy J · CIK 0001354064 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,941 F1 · shares: In connection with the vesting of 916 time-based restricted stock units which were granted on January 3, 2017 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan, the reporting person sold 313 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. F2 · balance_after: Includes 29,415 restricted stock units subject to vesting and forfeiture restrictions. Read SEC document |
| March 19, 2019 Filed Mar 20, 2019 18:51 UTC | RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 | GrantCommon Stock | 9,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-004091 · edgar.xml · nonDerivative · entry 1 Constant Guy J · CIK 0001354064 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,254 F1 · shares: Represents a grant of time-based stock units under the issuer's 2017 Performance Incentive Plan. Each stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One fourth of the units are scheduled to vest on each of the first, second, third, and fourth anniversaries of the date of grant. The closing price on the date of grant, March 19, 2019, was $29.40. F2 · balance_after: Includes 33,075 shares subject to vesting and forfeiture restrictions. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 22:31 UTC | RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 | Tax withholdingCommon Stock | 194 | $28.85 | $5,596.90 |
DisclosureSEC source: 0001179110-19-004002 · edgar.xml · nonDerivative · entry 1 Constant Guy J · CIK 0001354064 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,716 F1 · shares: In connection with the vesting of 694 time based restricted stock units which were granted on March 15, 2018, under the issuer's 2017 Performance Incentive Plan, the reporting person sold 194 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act, and as such, is exempt from Section 16(b) pursuant to Rule 16b-3(e) promulgated thereunder. F2 · balance_after: Includes 23,537 shares subject to vesting and forfeiture restrictions. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 00:05 UTC | RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 | GrantCommon Stock | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-001798 · edgar.xml · nonDerivative · entry 2 Constant Guy J · CIK 0001354064 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,910 F2 · date: On March 15, 2018, the reporting person received a grant of performance share units (PSUs) representing 5,549 shares of the issuer's common stock (at target). The PSUs cliff vest at the end of a three year performance cycle, generally subject to the reporting person's continued employment through the applicable vesting date, with the number of PSUs earned and issued determined based on achievement of performance objectives approved by the issuer's compensation committee for each year in the performance cycle. On February 11, 2019, the compensation committee determined that the objectives for the first tranche (2018) were achieved at a level resulting in 800 shares being earned by the reporting person. The shares issued will not vest until the end of the three year performance cycle on December 27, 2020. F2 · shares: On March 15, 2018, the reporting person received a grant of performance share units (PSUs) representing 5,549 shares of the issuer's common stock (at target). The PSUs cliff vest at the end of a three year performance cycle, generally subject to the reporting person's continued employment through the applicable vesting date, with the number of PSUs earned and issued determined based on achievement of performance objectives approved by the issuer's compensation committee for each year in the performance cycle. On February 11, 2019, the compensation committee determined that the objectives for the first tranche (2018) were achieved at a level resulting in 800 shares being earned by the reporting person. The shares issued will not vest until the end of the three year performance cycle on December 27, 2020. F3 · balance_after: Includes 24,231 shares subject to vesting and forfeiture restrictions. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 00:05 UTC | RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 | GrantCommon Stock | 1,057 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-001798 · edgar.xml · nonDerivative · entry 1 Constant Guy J · CIK 0001354064 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,110 F1 · date: On January 3, 2017, the reporting person received a grant, subject to stockholder approval, of performance share units (PSUs) representing 7,332 shares of the issuer's common stock (at target). Stockholder approval was obtained on May 18, 2017. The PSUs cliff vest at the end of a three year performance cycle, generally subject to the reporting person's continued employment through the applicable vesting date, with the number of PSUs earned and issued determined based on achievement of performance objectives approved by the issuer's compensation committee for each year in the performance cycle. On February 11, 2019, the compensation committee determined that the objectives for the second tranche (2018) were achieved at a level resulting in 1,057 shares being earned by the reporting person. The shares issued will not vest until the end of the three year performance cycle on December 29, 2019. F1 · shares: On January 3, 2017, the reporting person received a grant, subject to stockholder approval, of performance share units (PSUs) representing 7,332 shares of the issuer's common stock (at target). Stockholder approval was obtained on May 18, 2017. The PSUs cliff vest at the end of a three year performance cycle, generally subject to the reporting person's continued employment through the applicable vesting date, with the number of PSUs earned and issued determined based on achievement of performance objectives approved by the issuer's compensation committee for each year in the performance cycle. On February 11, 2019, the compensation committee determined that the objectives for the second tranche (2018) were achieved at a level resulting in 1,057 shares being earned by the reporting person. The shares issued will not vest until the end of the three year performance cycle on December 29, 2019. Read SEC document |
| January 03, 2019 Filed Jan 7, 2019 23:15 UTC | RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 | Tax withholdingCommon Stock | 314 | $27.20 | $8,540.80 |
DisclosureSEC source: 0001179110-19-000521 · edgar.xml · nonDerivative · entry 1 Constant Guy J · CIK 0001354064 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,053 F1 · shares: In connection with the vesting of 917 time-based restricted stock units which were granted on January 3, 2017 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan, the reporting person sold 314 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. F2 · balance_after: Includes 22,374 shares subject to vesting and forfeiture restrictions Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 20:14 UTC | RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 | GrantCommon Stock | 16,881 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-007794 · edgar.xml · nonDerivative · entry 1 Constant Guy J · CIK 0001354064 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,367 F1 · shares: Represents a grant of time-based stock units under the issuer's 2017 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest over five (5) years, with 20% vesting on each of the second, third, and fourth anniversaries and 40% on the fifth anniversary of the date of grant. The closing price on the date of grant, May 30, 2018, was $50.35. F2 · balance_after: Includes 23,291 restricted stock units subject to vesting and forfeiture restrictions. Read SEC document |
| May 25, 2018 Filed May 30, 2018 22:10 UTC | RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 | PurchaseCommon Stock | 5,000 | $49.52 | $247,575.00 |
DisclosureSEC source: 0001179110-18-007692 · edgar.xml · nonDerivative · entry 1 Constant Guy J · CIK 0001354064 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,486 F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $49.44 to $49.52, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 11,933 shares subject to vesting and forfeiture restrictions. Read SEC document |
| March 15, 2018 Filed Mar 20, 2018 00:13 UTC | RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 | GrantEmployee Stock Option (Right to Buy) · Derivative | 14,510 | $0.00 Strike: $61.25 | $0.00 |
DisclosureSEC source: 0001179110-18-004638 · edgar.xml · derivative · entry 2 Constant Guy J · CIK 0001354064 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,510 Underlying: Common Stock · 14,510 shares Expires 2028-03-15 F3 · derivative.exercise_date: One-fourth of the options are scheduled to vest on each of the first, second, third, and fourth anniversaries of the date of grant. Read SEC document |
| March 15, 2018 Filed Mar 20, 2018 00:13 UTC | RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 | GrantCommon Stock | 2,774 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-004638 · edgar.xml · nonDerivative · entry 1 Constant Guy J · CIK 0001354064 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,486 F1 · shares: Represents a grant of time-based stock units under the issuer's 2017 Performance Incentive Plan. Each time-based stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-fourth of the units are scheduled to vest on each of the first, second, third, and fourth anniversaries of the date of grant. The closing price on the date of grant, March 15, 2018, was $61.25. F2 · balance_after: Includes 11,933 shares subject to vesting and forfeiture restrictions. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:00 UTC | RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 | GrantCommon Stock | 887 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002162 · edgar.xml · nonDerivative · entry 1 Constant Guy J · CIK 0001354064 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,712 F1 · date: On January 3, 2017, the reporting person received a grant, subject to stockholder approval, of performance share units ("PSUs") representing 7,332 shares of the issuer's common stock (at target). Stockholder approval was obtained on May 18, 2017. The PSUs cliff-vest at the end of a three-year performance cycle, generally subject to the reporting person's continued employment through the applicable vesting date, with the number of PSUs earned and issued determined based on achievement of performance objectives approved by the issuer's compensation committee for each year in the performance cycle. On February 13, 2018, the compensation committee determined that the objectives for the first tranche (2017) were achieved at a level resulting in 887 shares being earned by the reporting person. The shares issued will not vest until the end of the three-year performance cycle on December 29, 2019. F1 · shares: On January 3, 2017, the reporting person received a grant, subject to stockholder approval, of performance share units ("PSUs") representing 7,332 shares of the issuer's common stock (at target). Stockholder approval was obtained on May 18, 2017. The PSUs cliff-vest at the end of a three-year performance cycle, generally subject to the reporting person's continued employment through the applicable vesting date, with the number of PSUs earned and issued determined based on achievement of performance objectives approved by the issuer's compensation committee for each year in the performance cycle. On February 13, 2018, the compensation committee determined that the objectives for the first tranche (2017) were achieved at a level resulting in 887 shares being earned by the reporting person. The shares issued will not vest until the end of the three-year performance cycle on December 29, 2019. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 22:35 UTC | RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 | Tax withholdingCommon Stock | 341 | $56.10 | $19,130.10 |
DisclosureSEC source: 0001179110-18-000523 · edgar.xml · nonDerivative · entry 1 Constant Guy J · CIK 0001354064 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,825 F1 · shares: In connection with the vesting of 917 time-based restricted stock units which were granted on January 3, 2017 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan, the reporting person sold 341 of such shares to the issuer to satisfy his tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. F2 · balance_after: Includes 2,749 restricted stock units subject to vesting and forfeiture restrictions. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 20:00 UTC | RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 | PurchaseCommon Stock | 2,500 | $58.88 | $147,195.00 |
DisclosureSEC source: 0001179110-17-011489 · edgar.xml · nonDerivative · entry 1 Constant Guy J · CIK 0001354064 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,166 F1 · balance_after: Includes 3,666 restricted stock units subject to vesting and forfeiture restrictions. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 22:38 UTC | RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 | PurchaseCommon Stock | 5,000 | $47.30 | $236,480.00 |
DisclosureSEC source: 0001179110-17-003414 · edgar.xml · nonDerivative · entry 1 Constant Guy J · CIK 0001354064 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,666 F1 · balance_after: Includes 3,666 restricted stock units subject to vesting and forfeiture restrictions. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:18 UTC | RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 | GrantCommon Stock (Right to Buy) · Derivative | 20,695 | $0.00 Strike: $54.55 | $0.00 |
DisclosureSEC source: 0001179110-17-000507 · edgar.xml · derivative · entry 2 Constant Guy J · CIK 0001354064 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,695 Underlying: Common Stock · 20,695 shares Expires 2027-01-03 F3 · derivative.exercise_date: One-fourth (1/4) of the options are scheduled to vest on each of the first, second, third, and fourth anniversaries of the date of grant. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:18 UTC | RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 | GrantCommon Stock | 3,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-000507 · edgar.xml · nonDerivative · entry 1 Constant Guy J · CIK 0001354064 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,666 F1 · shares: Represents a grant of time-based restricted stock units under the issuer's Second Amended and Restated 2007 Performance Incentive Plan. Each time-based restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-fourth (1/4) of the units are scheduled to vest on each of the first, second, third, and fourth anniversaries of the date of grant. The closing price on the date of grant, January 3, 2017, was $54.55. F2 · balance_after: Consists of restricted stock units subject to vesting and forfeiture restrictions. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.