TapewireFind a company

person · Reporting owner

Constant Guy J

Disclosed activity across 1 company

Tapewire entity
152549
SEC CIK
0001354064

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
RED ROBIN GOURMET BURGERS INCRRGB · Entity 6468Chief Operating OfficerJanuary 03, 2020January 06, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

RED ROBIN GOURMET BURGERS INC

Report date January 03, 2020 · Filed January 06, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect46,941 Reported balance After 2020-01-03 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-01-03 · Tax withholding · Disposed 313 · Balance 46,941

F1: In connection with the vesting of 916 time-based restricted stock units which were granted on January 3, 2017 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan, the reporting person sold 313 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2: Includes 29,415 restricted stock units subject to vesting and forfeiture restrictions.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the vesting of 916 time-based restricted stock units which were granted on January 3, 2017 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan, the reporting person sold 313 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2: Includes 29,415 restricted stock units subject to vesting and forfeiture restrictions.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2020 Filed Jan 6, 2020 23:34 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 Tax withholdingCommon Stock 313 $32.70 $10,235.10
Disclosure

SEC source: 0001179110-20-000337 · edgar.xml · nonDerivative · entry 1

Constant Guy J · CIK 0001354064 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,941

F1 · shares: In connection with the vesting of 916 time-based restricted stock units which were granted on January 3, 2017 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan, the reporting person sold 313 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 29,415 restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
March 19, 2019 Filed Mar 20, 2019 18:51 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 GrantCommon Stock 9,538 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-004091 · edgar.xml · nonDerivative · entry 1

Constant Guy J · CIK 0001354064 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,254

F1 · shares: Represents a grant of time-based stock units under the issuer's 2017 Performance Incentive Plan. Each stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One fourth of the units are scheduled to vest on each of the first, second, third, and fourth anniversaries of the date of grant. The closing price on the date of grant, March 19, 2019, was $29.40.

F2 · balance_after: Includes 33,075 shares subject to vesting and forfeiture restrictions.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 22:31 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 Tax withholdingCommon Stock 194 $28.85 $5,596.90
Disclosure

SEC source: 0001179110-19-004002 · edgar.xml · nonDerivative · entry 1

Constant Guy J · CIK 0001354064 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,716

F1 · shares: In connection with the vesting of 694 time based restricted stock units which were granted on March 15, 2018, under the issuer's 2017 Performance Incentive Plan, the reporting person sold 194 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act, and as such, is exempt from Section 16(b) pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 23,537 shares subject to vesting and forfeiture restrictions.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 00:05 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 GrantCommon Stock 800 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001798 · edgar.xml · nonDerivative · entry 2

Constant Guy J · CIK 0001354064 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,910

F2 · date: On March 15, 2018, the reporting person received a grant of performance share units (PSUs) representing 5,549 shares of the issuer's common stock (at target). The PSUs cliff vest at the end of a three year performance cycle, generally subject to the reporting person's continued employment through the applicable vesting date, with the number of PSUs earned and issued determined based on achievement of performance objectives approved by the issuer's compensation committee for each year in the performance cycle. On February 11, 2019, the compensation committee determined that the objectives for the first tranche (2018) were achieved at a level resulting in 800 shares being earned by the reporting person. The shares issued will not vest until the end of the three year performance cycle on December 27, 2020.

F2 · shares: On March 15, 2018, the reporting person received a grant of performance share units (PSUs) representing 5,549 shares of the issuer's common stock (at target). The PSUs cliff vest at the end of a three year performance cycle, generally subject to the reporting person's continued employment through the applicable vesting date, with the number of PSUs earned and issued determined based on achievement of performance objectives approved by the issuer's compensation committee for each year in the performance cycle. On February 11, 2019, the compensation committee determined that the objectives for the first tranche (2018) were achieved at a level resulting in 800 shares being earned by the reporting person. The shares issued will not vest until the end of the three year performance cycle on December 27, 2020.

F3 · balance_after: Includes 24,231 shares subject to vesting and forfeiture restrictions.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 00:05 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 GrantCommon Stock 1,057 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-001798 · edgar.xml · nonDerivative · entry 1

Constant Guy J · CIK 0001354064 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,110

F1 · date: On January 3, 2017, the reporting person received a grant, subject to stockholder approval, of performance share units (PSUs) representing 7,332 shares of the issuer's common stock (at target). Stockholder approval was obtained on May 18, 2017. The PSUs cliff vest at the end of a three year performance cycle, generally subject to the reporting person's continued employment through the applicable vesting date, with the number of PSUs earned and issued determined based on achievement of performance objectives approved by the issuer's compensation committee for each year in the performance cycle. On February 11, 2019, the compensation committee determined that the objectives for the second tranche (2018) were achieved at a level resulting in 1,057 shares being earned by the reporting person. The shares issued will not vest until the end of the three year performance cycle on December 29, 2019.

F1 · shares: On January 3, 2017, the reporting person received a grant, subject to stockholder approval, of performance share units (PSUs) representing 7,332 shares of the issuer's common stock (at target). Stockholder approval was obtained on May 18, 2017. The PSUs cliff vest at the end of a three year performance cycle, generally subject to the reporting person's continued employment through the applicable vesting date, with the number of PSUs earned and issued determined based on achievement of performance objectives approved by the issuer's compensation committee for each year in the performance cycle. On February 11, 2019, the compensation committee determined that the objectives for the second tranche (2018) were achieved at a level resulting in 1,057 shares being earned by the reporting person. The shares issued will not vest until the end of the three year performance cycle on December 29, 2019.

Read SEC document
January 03, 2019 Filed Jan 7, 2019 23:15 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 Tax withholdingCommon Stock 314 $27.20 $8,540.80
Disclosure

SEC source: 0001179110-19-000521 · edgar.xml · nonDerivative · entry 1

Constant Guy J · CIK 0001354064 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,053

F1 · shares: In connection with the vesting of 917 time-based restricted stock units which were granted on January 3, 2017 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan, the reporting person sold 314 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 22,374 shares subject to vesting and forfeiture restrictions

Read SEC document
May 30, 2018 Filed Jun 1, 2018 20:14 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 GrantCommon Stock 16,881 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-007794 · edgar.xml · nonDerivative · entry 1

Constant Guy J · CIK 0001354064 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,367

F1 · shares: Represents a grant of time-based stock units under the issuer's 2017 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest over five (5) years, with 20% vesting on each of the second, third, and fourth anniversaries and 40% on the fifth anniversary of the date of grant. The closing price on the date of grant, May 30, 2018, was $50.35.

F2 · balance_after: Includes 23,291 restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
May 25, 2018 Filed May 30, 2018 22:10 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 PurchaseCommon Stock 5,000 $49.52 $247,575.00
Disclosure

SEC source: 0001179110-18-007692 · edgar.xml · nonDerivative · entry 1

Constant Guy J · CIK 0001354064 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,486

F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $49.44 to $49.52, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 11,933 shares subject to vesting and forfeiture restrictions.

Read SEC document
March 15, 2018 Filed Mar 20, 2018 00:13 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 GrantEmployee Stock Option (Right to Buy) · Derivative 14,510 $0.00 Strike: $61.25 $0.00
Disclosure

SEC source: 0001179110-18-004638 · edgar.xml · derivative · entry 2

Constant Guy J · CIK 0001354064 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,510

Underlying: Common Stock · 14,510 shares

Expires 2028-03-15

F3 · derivative.exercise_date: One-fourth of the options are scheduled to vest on each of the first, second, third, and fourth anniversaries of the date of grant.

Read SEC document
March 15, 2018 Filed Mar 20, 2018 00:13 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 GrantCommon Stock 2,774 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-004638 · edgar.xml · nonDerivative · entry 1

Constant Guy J · CIK 0001354064 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,486

F1 · shares: Represents a grant of time-based stock units under the issuer's 2017 Performance Incentive Plan. Each time-based stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-fourth of the units are scheduled to vest on each of the first, second, third, and fourth anniversaries of the date of grant. The closing price on the date of grant, March 15, 2018, was $61.25.

F2 · balance_after: Includes 11,933 shares subject to vesting and forfeiture restrictions.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:00 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 GrantCommon Stock 887 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-002162 · edgar.xml · nonDerivative · entry 1

Constant Guy J · CIK 0001354064 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,712

F1 · date: On January 3, 2017, the reporting person received a grant, subject to stockholder approval, of performance share units ("PSUs") representing 7,332 shares of the issuer's common stock (at target). Stockholder approval was obtained on May 18, 2017. The PSUs cliff-vest at the end of a three-year performance cycle, generally subject to the reporting person's continued employment through the applicable vesting date, with the number of PSUs earned and issued determined based on achievement of performance objectives approved by the issuer's compensation committee for each year in the performance cycle. On February 13, 2018, the compensation committee determined that the objectives for the first tranche (2017) were achieved at a level resulting in 887 shares being earned by the reporting person. The shares issued will not vest until the end of the three-year performance cycle on December 29, 2019.

F1 · shares: On January 3, 2017, the reporting person received a grant, subject to stockholder approval, of performance share units ("PSUs") representing 7,332 shares of the issuer's common stock (at target). Stockholder approval was obtained on May 18, 2017. The PSUs cliff-vest at the end of a three-year performance cycle, generally subject to the reporting person's continued employment through the applicable vesting date, with the number of PSUs earned and issued determined based on achievement of performance objectives approved by the issuer's compensation committee for each year in the performance cycle. On February 13, 2018, the compensation committee determined that the objectives for the first tranche (2017) were achieved at a level resulting in 887 shares being earned by the reporting person. The shares issued will not vest until the end of the three-year performance cycle on December 29, 2019.

Read SEC document
January 03, 2018 Filed Jan 4, 2018 22:35 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 Tax withholdingCommon Stock 341 $56.10 $19,130.10
Disclosure

SEC source: 0001179110-18-000523 · edgar.xml · nonDerivative · entry 1

Constant Guy J · CIK 0001354064 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,825

F1 · shares: In connection with the vesting of 917 time-based restricted stock units which were granted on January 3, 2017 under the issuer's Second Amended and Restated 2007 Performance Incentive Plan, the reporting person sold 341 of such shares to the issuer to satisfy his tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 2,749 restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
August 14, 2017 Filed Aug 15, 2017 20:00 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 PurchaseCommon Stock 2,500 $58.88 $147,195.00
Disclosure

SEC source: 0001179110-17-011489 · edgar.xml · nonDerivative · entry 1

Constant Guy J · CIK 0001354064 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,166

F1 · balance_after: Includes 3,666 restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 22:38 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 PurchaseCommon Stock 5,000 $47.30 $236,480.00
Disclosure

SEC source: 0001179110-17-003414 · edgar.xml · nonDerivative · entry 1

Constant Guy J · CIK 0001354064 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,666

F1 · balance_after: Includes 3,666 restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:18 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 GrantCommon Stock (Right to Buy) · Derivative 20,695 $0.00 Strike: $54.55 $0.00
Disclosure

SEC source: 0001179110-17-000507 · edgar.xml · derivative · entry 2

Constant Guy J · CIK 0001354064 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,695

Underlying: Common Stock · 20,695 shares

Expires 2027-01-03

F3 · derivative.exercise_date: One-fourth (1/4) of the options are scheduled to vest on each of the first, second, third, and fourth anniversaries of the date of grant.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:18 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 GrantCommon Stock 3,666 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000507 · edgar.xml · nonDerivative · entry 1

Constant Guy J · CIK 0001354064 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,666

F1 · shares: Represents a grant of time-based restricted stock units under the issuer's Second Amended and Restated 2007 Performance Incentive Plan. Each time-based restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-fourth (1/4) of the units are scheduled to vest on each of the first, second, third, and fourth anniversaries of the date of grant. The closing price on the date of grant, January 3, 2017, was $54.55.

F2 · balance_after: Consists of restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.