Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Nuwellis, Inc.CHFS · Entity 8478 | Director | September 03, 2019 | January 08, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Nuwellis, Inc.
Report date September 03, 2019 · Filed January 08, 2020 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Nonstatutory Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $2.46 · Expires 2029-09-02 | Direct | 1,313 |
Reported balance
After 2019-09-03 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2019-09-03 · Other · Acquired 1,313 · Balance 1,313 F1: On January 6, 2020, the reporting person rejected the nonstatutory stock options granted to her on September 3, 2019. Accordingly, the reporting person disclaims beneficial ownership of these options of the Issuer's common stock issuable in connection therewith. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. F2: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 6, 2020, the reporting person rejected the nonstatutory stock options granted to her on September 3, 2019. Accordingly, the reporting person disclaims beneficial ownership of these options of the Issuer's common stock issuable in connection therewith. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F2: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 03, 2019 Filed Sep 16, 2019 20:57 UTC | Nuwellis, Inc. CHFS · Entity 8478 | GrantNonstatutory Stock Option · Derivative | 1,313 | $0.00 Strike: $2.46 | $0.00 |
DisclosureSEC source: 0001567619-19-018363 · doc1.xml · derivative · entry 1 Costanzo Maria Rosa · CIK 0001788278 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,313 Underlying: Common Stock · 1,313 shares Expires 2029-09-02 F1 · derivative.exercise_date: (1) Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant. Read SEC document |
| September 03, 2019 Filed Jan 8, 2020 20:03 UTC Amendment | Nuwellis, Inc. CHFS · Entity 8478 | OtherNonstatutory Stock Option · Derivative | 1,313 | $0.00 Strike: $2.46 | $0.00 |
DisclosureSEC source: 0001788278-20-000001 · primary_doc.xml · derivative · entry 1 Costanzo Maria Rosa · CIK 0001788278 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,313 Underlying: Common Stock · 1,313 shares Expires 2029-09-02 F1 · kind: On January 6, 2020, the reporting person rejected the nonstatutory stock options granted to her on September 3, 2019. Accordingly, the reporting person disclaims beneficial ownership of these options of the Issuer's common stock issuable in connection therewith. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. F2 · derivative.exercise_date: Vests in 12 approximately equal consecutive monthly increments, commencing on the one-month anniversary of the date of grant, so that all of the options will be vested on the one-year anniversary of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.