Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rocky Mountain Chocolate Factory, Inc.RMCF · Entity 1473 | Director | December 30, 2019 | January 09, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rocky Mountain Chocolate Factory, Inc.
Report date December 30, 2019 · Filed January 09, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 5,572 |
Ending reported balance
After 2020-01-08 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-12-30 · Grant · Acquired 4,240 · Balance 8,240 F1: Stock Award Under the 2007 Equity Incentive Plan Row 2 · 2020-01-08 · Sale · Disposed 2,668 · Balance 5,572 |
Filing footnotes · ownership attribution and instrument terms
F1: Stock Award Under the 2007 Equity Incentive Plan
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 08, 2020 Filed Jan 9, 2020 18:24 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | SaleCommon | 2,668 | $8.86 | $23,638.48 |
DisclosureSEC source: 0001437749-20-000415 · rdgdoc.xml · nonDerivative · entry 2 ENGLE CLYDE WM · CIK 0001278441 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,572 Read SEC document |
| December 30, 2019 Filed Jan 9, 2020 18:24 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | GrantCommon | 4,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-000415 · rdgdoc.xml · nonDerivative · entry 1 ENGLE CLYDE WM · CIK 0001278441 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,240 F1 · price: Stock Award Under the 2007 Equity Incentive Plan Read SEC document |
| December 20, 2019 Filed Dec 20, 2019 18:22 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | GrantCommon | 1,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-024743 · rdgdoc.xml · nonDerivative · entry 3 ENGLE CLYDE WM · CIK 0001278441 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,103 F1 · price: (1) Non-Employee Director Stock award under the 2007 Equity Incentive Plan. Read SEC document |
| August 30, 2019 Filed Dec 20, 2019 18:22 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | GrantCommon | 335 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-024743 · rdgdoc.xml · nonDerivative · entry 2 ENGLE CLYDE WM · CIK 0001278441 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,668 F1 · price: (1) Non-Employee Director Stock award under the 2007 Equity Incentive Plan. Read SEC document |
| August 28, 2019 Filed Dec 20, 2019 18:22 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | GrantCommon | 333 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-024743 · rdgdoc.xml · nonDerivative · entry 1 ENGLE CLYDE WM · CIK 0001278441 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,333 F1 · price: (1) Non-Employee Director Stock award under the 2007 Equity Incentive Plan. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 19:33 UTC Amendment | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | GrantCommon | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-004127 · rdgdoc.xml · nonDerivative · entry 1 ENGLE CLYDE WM · CIK 0001278441 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 F1 · price: Stock award under the 2007 Equity Incentive Plan. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 16:55 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | GrantCommon | 2,000 | $9.45 | $18,900.00 |
DisclosureSEC source: 0001437749-19-004077 · rdgdoc.xml · nonDerivative · entry 1 ENGLE CLYDE WM · CIK 0001278441 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 16:57 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | GrantCommon | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-003808 · rdgdoc.xml · nonDerivative · entry 1 ENGLE CLYDE WM · CIK 0001278441 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 F1 · price: Stock award under the 2007 Equity Incentive Plan Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.