Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CION Ares Diversified Credit FundCADEX · Entity 31546 | Vice Pres. & Asst. Secretary | December 01, 2016 | December 01, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CION Ares Diversified Credit Fund
Report date December 01, 2016 · Filed December 01, 2016
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Ares Management Corp
Report date December 31, 2019 · Filed January 18, 2020
Section 16 reporting ended · disclosed 2020-01-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 83,963 |
Reported balance
After 2017-01-20 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2017-01-20 · Tax withholding · Disposed 1,347 · Balance 83,963 F1: As previously disclosed in a footnote on Form 4 previously filed by the reporting person, consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. |
| Class A Common StockSEC Table I · non-derivative | Direct | 83,963 |
Reported balance
After 2017-05-01 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2017-05-01 · Tax withholding · Disposed 3,627 · Balance 83,963 F1: As previously disclosed in a footnote on Form 4 previously filed by the reporting person, consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. |
| Class A Common StockSEC Table I · non-derivative | Direct | 86,848 |
Reported balance
After 2018-01-20 transaction · row 4
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 4 · 2018-01-20 · Tax withholding · Disposed 2,077 · Balance 86,848 F1: As previously disclosed in a footnote on Form 4 previously filed by the reporting person, consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. |
| Class A Common StockSEC Table I · non-derivative | Direct | 86,848 |
Reported balance
After 2018-05-01 transaction · row 5
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 5 · 2018-05-01 · Tax withholding · Disposed 3,337 · Balance 86,848 F1: As previously disclosed in a footnote on Form 4 previously filed by the reporting person, consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. |
| Class A Common StockSEC Table I · non-derivative | Direct | 95,874 |
Reported balance
After 2019-01-20 transaction · row 7
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 7 · 2019-01-20 · Tax withholding · Disposed 2,712 · Balance 95,874 F1: As previously disclosed in a footnote on Form 4 previously filed by the reporting person, consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. |
| Class A Common StockSEC Table I · non-derivative | Direct | 95,874 |
Reported balance
After 2019-05-01 transaction · row 8
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 8 · 2019-05-01 · Tax withholding · Disposed 3,337 · Balance 95,874 F1: As previously disclosed in a footnote on Form 4 previously filed by the reporting person, consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Ares Owners Holdings L.P. | 154,572 |
Reported balance
Holding disclosure · report date 2019-12-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 154,572 F2: The reporting person or a vehicle controlled by him is a limited partner in Ares Owners Holdings L.P. ("AOH"), the direct holder of the shares of Class A Common Stock. The shares of Class A Common Stock indirectly held by the reporting person or the vehicle are the number of shares of Class A Common Stock that he or the vehicle has a right to receive as a limited partner in AOH. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Ares Owners Holdings L.P. | 154,572 |
Reported balance
Holding disclosure · report date 2019-12-31 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 154,572 F2: The reporting person or a vehicle controlled by him is a limited partner in Ares Owners Holdings L.P. ("AOH"), the direct holder of the shares of Class A Common Stock. The shares of Class A Common Stock indirectly held by the reporting person or the vehicle are the number of shares of Class A Common Stock that he or the vehicle has a right to receive as a limited partner in AOH. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Ares Owners Holdings L.P. | 154,572 |
Reported balance
Holding disclosure · report date 2019-12-31 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 154,572 F2: The reporting person or a vehicle controlled by him is a limited partner in Ares Owners Holdings L.P. ("AOH"), the direct holder of the shares of Class A Common Stock. The shares of Class A Common Stock indirectly held by the reporting person or the vehicle are the number of shares of Class A Common Stock that he or the vehicle has a right to receive as a limited partner in AOH. |
Filing footnotes · ownership attribution and instrument terms
F1: As previously disclosed in a footnote on Form 4 previously filed by the reporting person, consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting.
F2: The reporting person or a vehicle controlled by him is a limited partner in Ares Owners Holdings L.P. ("AOH"), the direct holder of the shares of Class A Common Stock. The shares of Class A Common Stock indirectly held by the reporting person or the vehicle are the number of shares of Class A Common Stock that he or the vehicle has a right to receive as a limited partner in AOH.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 11, 2019 Filed Jun 11, 2019 23:15 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 12,639 | $26.03 | $328,993.17 |
DisclosureSEC source: 0001104659-19-034849 · a4.xml · nonDerivative · entry 4 WEINER MICHAEL D · CIK 0001267619 · EVP, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,874 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 10, 2019 in multiple transactions at prices ranging from $26.00 to $26.11, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: Includes a grant of 15,075 restricted units granted on January 20, 2019, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on January 20, 2020, 2021 and 2022. Also includes 8,299 restricted units granted on January 20, 2018, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2019, 2020, 2021 and 2022. In connection with the vesting on January 20, 2019, the reporting person received 1,406 shares of Class A Common Stock, with the remaining 669 shares of Class A Common Stock withheld to cover taxes on this transaction.(Continued in Footnote 2) F2 · balance_after: Also includes 25,000 restricted units granted on January 31, 2017, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse on January 31, 2022. Also includes 9,709 restricted units granted on January 20, 2017, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2018, 2019, 2020 and 2021. In connection with the vesting on January 20, 2018, the reporting person received 1,621 shares of Class A Common Stock, with the remaining 807 shares of Class A Common Stock withheld to cover taxes on this transaction.(Continued in Footnote 3) F3 · balance_after: In connection with the vesting on January 20, 2019, the reporting person received 1,644 shares of Class A Common Stock, with the remaining 783 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes 15,281 restricted units granted on January 20, 2016, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2017, 2018, 2019 and 2020. In connection with the vesting on January 20, 2017, the reporting person received 2,474 shares of Class A Common Stock, with the remaining 1,347 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on January 20, 2018, the reporting person received 2,550 shares of Class A Common Stock, with the remaining 1,270 shares of Class A Common Stock withheld to cover taxes on this transaction.(Continued in Footnote 4) F4 · balance_after: In connection with the vesting on January 20, 2019, the reporting person received 2,560 shares of Class A Common Stock, with the remaining 1,260 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes 28,947 restricted units granted on May 1, 2014, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions are scheduled to lapse in three equal installments on May 1, 2017, 2018 and 2019. In connection with the vesting on May 1, 2017, the reporting person received 6,022 shares of Class A Common Stock, with the remaining 3,627 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on May 1, 2018, the reporting person received 6,312 shares of Class A Common Stock, with the remaining 3,337 shares of Class A Common Stock withheld to cover taxes on this transaction.(Continued in Footnote 5) F5 · balance_after: In connection with the vesting on May 1, 2019, the reporting person received 6,312 shares of Class A Common Stock, with the remaining 3,337 shares of Class A Common Stock withheld to cover taxes on this transaction. Read SEC document |
| June 10, 2019 Filed Jun 11, 2019 23:15 UTC | Ares Management Corp ARES · Entity 3048 | SaleClass A Common Stock | 3,600 | $26.01 | $93,636.00 |
DisclosureSEC source: 0001104659-19-034849 · a4.xml · nonDerivative · entry 3 WEINER MICHAEL D · CIK 0001267619 · EVP, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,513 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 10, 2019 in multiple transactions at prices ranging from $26.00 to $26.06, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: Includes a grant of 15,075 restricted units granted on January 20, 2019, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on January 20, 2020, 2021 and 2022. Also includes 8,299 restricted units granted on January 20, 2018, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2019, 2020, 2021 and 2022. In connection with the vesting on January 20, 2019, the reporting person received 1,406 shares of Class A Common Stock, with the remaining 669 shares of Class A Common Stock withheld to cover taxes on this transaction.(Continued in Footnote 2) F2 · balance_after: Also includes 25,000 restricted units granted on January 31, 2017, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse on January 31, 2022. Also includes 9,709 restricted units granted on January 20, 2017, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2018, 2019, 2020 and 2021. In connection with the vesting on January 20, 2018, the reporting person received 1,621 shares of Class A Common Stock, with the remaining 807 shares of Class A Common Stock withheld to cover taxes on this transaction.(Continued in Footnote 3) F3 · balance_after: In connection with the vesting on January 20, 2019, the reporting person received 1,644 shares of Class A Common Stock, with the remaining 783 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes 15,281 restricted units granted on January 20, 2016, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2017, 2018, 2019 and 2020. In connection with the vesting on January 20, 2017, the reporting person received 2,474 shares of Class A Common Stock, with the remaining 1,347 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on January 20, 2018, the reporting person received 2,550 shares of Class A Common Stock, with the remaining 1,270 shares of Class A Common Stock withheld to cover taxes on this transaction.(Continued in Footnote 4) F4 · balance_after: In connection with the vesting on January 20, 2019, the reporting person received 2,560 shares of Class A Common Stock, with the remaining 1,260 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes 28,947 restricted units granted on May 1, 2014, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions are scheduled to lapse in three equal installments on May 1, 2017, 2018 and 2019. In connection with the vesting on May 1, 2017, the reporting person received 6,022 shares of Class A Common Stock, with the remaining 3,627 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on May 1, 2018, the reporting person received 6,312 shares of Class A Common Stock, with the remaining 3,337 shares of Class A Common Stock withheld to cover taxes on this transaction.(Continued in Footnote 5) F5 · balance_after: In connection with the vesting on May 1, 2019, the reporting person received 6,312 shares of Class A Common Stock, with the remaining 3,337 shares of Class A Common Stock withheld to cover taxes on this transaction. Read SEC document |
| June 07, 2019 Filed Jun 11, 2019 23:15 UTC | Ares Management Corp ARES · Entity 3048 | Exercise / conversionOption (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0001104659-19-034849 · a4.xml · derivative · entry 6 WEINER MICHAEL D · CIK 0001267619 · EVP, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,409 Underlying: Class A Common Stock · 100,000 shares Expires 2024-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: The options are fully vested as of May 1, 2019. Read SEC document |
| June 07, 2019 Filed Jun 11, 2019 23:15 UTC | Ares Management Corp ARES · Entity 3048 | Tax withholdingClass A Common Stock | 83,761 | $25.80 | $2,161,033.80 |
DisclosureSEC source: 0001104659-19-034849 · a4.xml · nonDerivative · entry 2 WEINER MICHAEL D · CIK 0001267619 · EVP, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,113 F1 · balance_after: Includes a grant of 15,075 restricted units granted on January 20, 2019, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on January 20, 2020, 2021 and 2022. Also includes 8,299 restricted units granted on January 20, 2018, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2019, 2020, 2021 and 2022. In connection with the vesting on January 20, 2019, the reporting person received 1,406 shares of Class A Common Stock, with the remaining 669 shares of Class A Common Stock withheld to cover taxes on this transaction.(Continued in Footnote 2) F2 · balance_after: Also includes 25,000 restricted units granted on January 31, 2017, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse on January 31, 2022. Also includes 9,709 restricted units granted on January 20, 2017, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2018, 2019, 2020 and 2021. In connection with the vesting on January 20, 2018, the reporting person received 1,621 shares of Class A Common Stock, with the remaining 807 shares of Class A Common Stock withheld to cover taxes on this transaction.(Continued in Footnote 3) F3 · balance_after: In connection with the vesting on January 20, 2019, the reporting person received 1,644 shares of Class A Common Stock, with the remaining 783 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes 15,281 restricted units granted on January 20, 2016, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2017, 2018, 2019 and 2020. In connection with the vesting on January 20, 2017, the reporting person received 2,474 shares of Class A Common Stock, with the remaining 1,347 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on January 20, 2018, the reporting person received 2,550 shares of Class A Common Stock, with the remaining 1,270 shares of Class A Common Stock withheld to cover taxes on this transaction.(Continued in Footnote 4) F4 · balance_after: In connection with the vesting on January 20, 2019, the reporting person received 2,560 shares of Class A Common Stock, with the remaining 1,260 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes 28,947 restricted units granted on May 1, 2014, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions are scheduled to lapse in three equal installments on May 1, 2017, 2018 and 2019. In connection with the vesting on May 1, 2017, the reporting person received 6,022 shares of Class A Common Stock, with the remaining 3,627 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on May 1, 2018, the reporting person received 6,312 shares of Class A Common Stock, with the remaining 3,337 shares of Class A Common Stock withheld to cover taxes on this transaction.(Continued in Footnote 5) F5 · balance_after: In connection with the vesting on May 1, 2019, the reporting person received 6,312 shares of Class A Common Stock, with the remaining 3,337 shares of Class A Common Stock withheld to cover taxes on this transaction. Read SEC document |
| June 07, 2019 Filed Jun 11, 2019 23:15 UTC | Ares Management Corp ARES · Entity 3048 | Exercise / conversionClass A Common Stock | 100,000 | $19.00 | $1,900,000.00 |
DisclosureSEC source: 0001104659-19-034849 · a4.xml · nonDerivative · entry 1 WEINER MICHAEL D · CIK 0001267619 · EVP, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,874 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes a grant of 15,075 restricted units granted on January 20, 2019, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on January 20, 2020, 2021 and 2022. Also includes 8,299 restricted units granted on January 20, 2018, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2019, 2020, 2021 and 2022. In connection with the vesting on January 20, 2019, the reporting person received 1,406 shares of Class A Common Stock, with the remaining 669 shares of Class A Common Stock withheld to cover taxes on this transaction.(Continued in Footnote 2) F2 · balance_after: Also includes 25,000 restricted units granted on January 31, 2017, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse on January 31, 2022. Also includes 9,709 restricted units granted on January 20, 2017, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2018, 2019, 2020 and 2021. In connection with the vesting on January 20, 2018, the reporting person received 1,621 shares of Class A Common Stock, with the remaining 807 shares of Class A Common Stock withheld to cover taxes on this transaction.(Continued in Footnote 3) F3 · balance_after: In connection with the vesting on January 20, 2019, the reporting person received 1,644 shares of Class A Common Stock, with the remaining 783 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes 15,281 restricted units granted on January 20, 2016, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2017, 2018, 2019 and 2020. In connection with the vesting on January 20, 2017, the reporting person received 2,474 shares of Class A Common Stock, with the remaining 1,347 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on January 20, 2018, the reporting person received 2,550 shares of Class A Common Stock, with the remaining 1,270 shares of Class A Common Stock withheld to cover taxes on this transaction.(Continued in Footnote 4) F4 · balance_after: In connection with the vesting on January 20, 2019, the reporting person received 2,560 shares of Class A Common Stock, with the remaining 1,260 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes 28,947 restricted units granted on May 1, 2014, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions are scheduled to lapse in three equal installments on May 1, 2017, 2018 and 2019. In connection with the vesting on May 1, 2017, the reporting person received 6,022 shares of Class A Common Stock, with the remaining 3,627 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on May 1, 2018, the reporting person received 6,312 shares of Class A Common Stock, with the remaining 3,337 shares of Class A Common Stock withheld to cover taxes on this transaction.(Continued in Footnote 5) F5 · balance_after: In connection with the vesting on May 1, 2019, the reporting person received 6,312 shares of Class A Common Stock, with the remaining 3,337 shares of Class A Common Stock withheld to cover taxes on this transaction. Read SEC document |
| May 01, 2019 Filed Jan 18, 2020 00:51 UTC | Ares Management Corp ARES · Entity 3048 | Tax withholdingClass A Common Stock | 3,337 | $24.70 | $82,423.90 |
DisclosureSEC source: 0001104659-20-005243 · a5.xml · nonDerivative · entry 8 WEINER MICHAEL D · CIK 0001267619 · EVP, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,874 F1 · shares: As previously disclosed in a footnote on Form 4 previously filed by the reporting person, consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. Read SEC document |
| January 20, 2019 Filed Jan 23, 2019 21:59 UTC | Ares Management Corp ARES · Entity 3048 | GrantClass A Common Stock | 15,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-002982 · a4.xml · nonDerivative · entry 1 WEINER MICHAEL D · CIK 0001267619 · EVP, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,211 F1 · balance_after: Reflects a grant of 15,075 restricted units granted on January 20, 2019, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on January 20, 2020, 2021 and 2022. Also includes 8,299 restricted units granted on January 20, 2018, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2019, 2020, 2021 and 2022. In connection with the vesting on January 20, 2019, the reporting person received 1,406 shares of Class A Common Stock, with the remaining 669 shares of Class A Common Stock withheld to cover taxes on this transaction.(Continued in Footnote 2) F2 · balance_after: Also includes 25,000 restricted units granted on January 31, 2017, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse on January 31, 2022. Also includes 9,709 restricted units granted on January 20, 2017, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2018, 2019, 2020 and 2021. In connection with the vesting on January 20, 2018, the reporting person received 1,621 shares of Class A Common Stock, with the remaining 807 shares of Class A Common Stock withheld to cover taxes on this transaction.(Continued in Footnote 3) F3 · balance_after: In connection with the vesting on January 20, 2019, the reporting person received 1,644 shares of Class A Common Stock, with the remaining 783 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes 15,281 restricted units granted on January 20, 2016, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2017, 2018, 2019 and 2020. In connection with the vesting on January 20, 2017, the reporting person received 2,474 shares of Class A Common Stock, with the remaining 1,347 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on January 20, 2018, the reporting person received 2,550 shares of Class A Common Stock, with the remaining 1,270 shares of Class A Common Stock withheld to cover taxes on this transaction.(Continued in Footnote 4) F4 · balance_after: In connection with the vesting on January 20, 2019, the reporting person received 2,560 shares of Class A Common Stock, with the remaining 1,260 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes 28,947 restricted units granted on May 1, 2014, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions are scheduled to lapse in three equal installments on May 1, 2017, 2018 and 2019. In connection with the vesting on May 1, 2017, the reporting person received 6,022 shares of Class A Common Stock, with the remaining 3,627 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on May 1, 2018, the reporting person received 6,312 shares of Class A Common Stock, with the remaining 3,337 shares of Class A Common Stock withheld to cover taxes on this transaction. Read SEC document |
| January 20, 2019 Filed Jan 18, 2020 00:51 UTC | Ares Management Corp ARES · Entity 3048 | Tax withholdingClass A Common Stock | 2,712 | $20.05 | $54,375.60 |
DisclosureSEC source: 0001104659-20-005243 · a5.xml · nonDerivative · entry 7 WEINER MICHAEL D · CIK 0001267619 · EVP, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,874 F1 · shares: As previously disclosed in a footnote on Form 4 previously filed by the reporting person, consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. Read SEC document |
| May 01, 2018 Filed Jan 18, 2020 00:51 UTC | Ares Management Corp ARES · Entity 3048 | Tax withholdingClass A Common Stock | 3,337 | $22.40 | $74,748.80 |
DisclosureSEC source: 0001104659-20-005243 · a5.xml · nonDerivative · entry 5 WEINER MICHAEL D · CIK 0001267619 · EVP, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,848 F1 · shares: As previously disclosed in a footnote on Form 4 previously filed by the reporting person, consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. Read SEC document |
| January 20, 2018 Filed Jan 24, 2018 01:33 UTC | Ares Management Corp ARES · Entity 3048 | GrantCommon Units | 8,299 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-003642 · a4.xml · nonDerivative · entry 1 WEINER MICHAEL D · CIK 0001267619 · EVP, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,185 F1 · balance_after: Reflects a grant of 8,299 restricted units granted on January 20, 2018, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2019, 2020, 2021 and 2022. Also includes a grant of 25,000 restricted units granted on January 31, 2017, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse on January 31, 2022. Also includes a grant of 9,709 restricted units granted on January 20, 2017, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2018, 2019, 2020 and 2021. In connection with the vesting on January 20, 2018, the reporting person received 1,621 Common Units, with the remaining 807 Common Units withheld to cover taxes on this transaction.(Continued in Footnote 2) F2 · balance_after: Also includes 15,281 restricted units granted on January 20, 2016, each of which represents the right to receive one Common Unit upon vesting. The restrictions are scheduled to lapse in four equal installments on January 20, 2017, 2018, 2019 and 2020. In connection with the vesting on January 20, 2017, the reporting person received 2,474 Common Units, with the remaining 1,347 Common Units withheld to cover taxes on this transaction. In connection with the vesting on January 20, 2018, the reporting person received 2,550 Common Units, with the remaining 1,270 Common Units withheld to cover taxes on this transaction. Also includes 28,947 restricted units granted on May 1, 2014, each of which represents the right to receive one Common Unit upon vesting. The restrictions are scheduled to lapse in three equal installments on May 1, 2017, 2018 and 2019.(Continued in Footnote 3) F3 · balance_after: In connection with the vesting on May 1, 2017, the reporting person received 6,022 Common Units, with the remaining 3,627 Common Units withheld to cover taxes on this transaction. Read SEC document |
| January 20, 2018 Filed Jan 18, 2020 00:51 UTC | Ares Management Corp ARES · Entity 3048 | Tax withholdingClass A Common Stock | 2,077 | $23.20 | $48,186.40 |
DisclosureSEC source: 0001104659-20-005243 · a5.xml · nonDerivative · entry 4 WEINER MICHAEL D · CIK 0001267619 · EVP, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,848 F1 · shares: As previously disclosed in a footnote on Form 4 previously filed by the reporting person, consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. Read SEC document |
| May 01, 2017 Filed Jan 18, 2020 00:51 UTC | Ares Management Corp ARES · Entity 3048 | Tax withholdingClass A Common Stock | 3,627 | $19.60 | $71,089.20 |
DisclosureSEC source: 0001104659-20-005243 · a5.xml · nonDerivative · entry 2 WEINER MICHAEL D · CIK 0001267619 · EVP, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,963 F1 · shares: As previously disclosed in a footnote on Form 4 previously filed by the reporting person, consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 01:30 UTC | Ares Management Corp ARES · Entity 3048 | GrantCommon Units | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-005917 · a4.xml · nonDerivative · entry 2 WEINER MICHAEL D · CIK 0001267619 · EVP, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,590 F2 · balance_after: Reflects a grant of 25,000 restricted units, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse on January 31, 2022. Also includes a grant of 9,709 restricted units, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2018, 2019, 2020 and 2021. Also includes 15,281 restricted units granted on January 20, 2016, each of which represents the right to receive one Common Unit upon vesting. The restrictions are scheduled to lapse in four equal installments on January 20, 2017, 2018, 2019 and 2020. In connection with the vesting on January 20, 2017, the reporting person received 2,474 Common Units, with the remaining 1,347 Common Units withheld to cover taxes on this transaction. (Continued in Footnote 3) F3 · balance_after: Also includes 28,947 restricted units granted on May 1, 2014, each of which represents the right to receive one Common Unit upon vesting. The restrictions are scheduled to lapse in three equal installments on May 1, 2017, 2018 and 2019. Read SEC document |
| January 20, 2017 Filed Feb 2, 2017 01:30 UTC | Ares Management Corp ARES · Entity 3048 | GrantCommon Units | 9,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-005917 · a4.xml · nonDerivative · entry 1 WEINER MICHAEL D · CIK 0001267619 · EVP, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,590 F1 · balance_after: Reflects a grant of 9,709 restricted units, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2018, 2019, 2020 and 2021. Also includes 15,281 restricted units granted on January 20, 2016, each of which represents the right to receive one Common Unit upon vesting. The restrictions are scheduled to lapse in four equal installments on January 20, 2017, 2018, 2019 and 2020. In connection with the vesting on January 20, 2017, the reporting person received 2,474 Common Units, with the remaining 1,347 Common Units withheld to cover taxes on this transaction. Also includes 28,947 restricted units granted on May 1, 2014, each of which represents the right to receive one Common Unit upon vesting. The restrictions are scheduled to lapse in three equal installments on May 1, 2017, 2018 and 2019. Read SEC document |
| January 20, 2017 Filed Jan 18, 2020 00:51 UTC | Ares Management Corp ARES · Entity 3048 | Tax withholdingClass A Common Stock | 1,347 | $20.30 | $27,344.10 |
DisclosureSEC source: 0001104659-20-005243 · a5.xml · nonDerivative · entry 1 WEINER MICHAEL D · CIK 0001267619 · EVP, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,963 F1 · shares: As previously disclosed in a footnote on Form 4 previously filed by the reporting person, consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.