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person · Reporting owner

Reckling W Carlton

Disclosed activity across 1 company

Tapewire entity
152321
SEC CIK
0001755111

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SI-BONE, Inc.SIBN · Entity 2501CMO and VP, Medical AffairsJanuary 15, 2020January 17, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SI-BONE, Inc.

Report date January 15, 2020 · Filed January 17, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect49,170 Reported balance After 2020-01-15 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-01-15 · Exercise / conversion · Acquired 5,000 · Balance 49,170

Common StockSEC Table I · non-derivativeDirect44,170 Reported balance After 2020-01-15 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2020-01-15 · Sale · Disposed 5,000 · Balance 44,170

F1: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.

F2: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $21.00 to $21.57, inclusive.

F3: Includes 40,080 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive on shares of the Issuer's common stock.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.96 · Expires 2023-03-18Direct20,554 Reported balance After 2020-01-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-01-15 · Exercise / conversion · Disposed 5,000 · Balance 20,554

F4: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.

F2: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $21.00 to $21.57, inclusive.

F3: Includes 40,080 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive on shares of the Issuer's common stock.

F4: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 15, 2020 Filed Jan 17, 2020 16:28 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $3.96 $0.00
Disclosure

SEC source: 0001562180-20-000426 · primarydocument.xml · derivative · entry 3

Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,554

Underlying: Common Stock · 5,000 shares

Expires 2023-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 16:28 UTC SI-BONE, Inc. SIBN · Entity 2501 SaleCommon Stock 5,000 $21.22 $106,082.00
Disclosure

SEC source: 0001562180-20-000426 · primarydocument.xml · nonDerivative · entry 2

Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,170

F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.

F2 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $21.00 to $21.57, inclusive.

F3 · balance_after: Includes 40,080 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive on shares of the Issuer's common stock.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 16:28 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionCommon Stock 5,000 $3.96 $19,800.00
Disclosure

SEC source: 0001562180-20-000426 · primarydocument.xml · nonDerivative · entry 1

Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,170

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 15:52 UTC SI-BONE, Inc. SIBN · Entity 2501 GrantCommon Stock 32,430 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000266 · primarydocument.xml · nonDerivative · entry 1

Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,170

F1 · shares: Reflects shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. The shares subject to the restricted stock unit will be vesting over four years beginning on January 1, 2020 and will be released in quarterly installments commencing on May 15, 2020, subject to the Reporting Person's continued service through each relevant vesting date.

F2 · balance_after: Includes 40,717 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock.

Read SEC document
December 16, 2019 Filed Dec 17, 2019 16:10 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $3.96 $0.00
Disclosure

SEC source: 0001562180-19-006154 · primarydocument.xml · derivative · entry 9

Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,554

Underlying: Common Stock · 5,000 shares

Expires 2023-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date.

Read SEC document
December 16, 2019 Filed Dec 17, 2019 16:10 UTC SI-BONE, Inc. SIBN · Entity 2501 SaleCommon Stock 5,000 $20.00 $100,000.00
Disclosure

SEC source: 0001562180-19-006154 · primarydocument.xml · nonDerivative · entry 6

Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,740

F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.

F3 · balance_after: Includes 8,287 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive on shares of the Issuer's common stock.

Read SEC document
December 16, 2019 Filed Dec 17, 2019 16:10 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionCommon Stock 5,000 $3.96 $19,800.00
Disclosure

SEC source: 0001562180-19-006154 · primarydocument.xml · nonDerivative · entry 5

Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 16:10 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $3.96 $0.00
Disclosure

SEC source: 0001562180-19-006154 · primarydocument.xml · derivative · entry 8

Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,554

Underlying: Common Stock · 5,000 shares

Expires 2023-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 16:10 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $3.96 $0.00
Disclosure

SEC source: 0001562180-19-006154 · primarydocument.xml · derivative · entry 7

Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,554

Underlying: Common Stock · 5,000 shares

Expires 2023-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 16:10 UTC SI-BONE, Inc. SIBN · Entity 2501 SaleCommon Stock 5,000 $20.00 $100,000.00
Disclosure

SEC source: 0001562180-19-006154 · primarydocument.xml · nonDerivative · entry 4

Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,740

F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 16:10 UTC SI-BONE, Inc. SIBN · Entity 2501 SaleCommon Stock 5,000 $20.06 $100,282.00
Disclosure

SEC source: 0001562180-19-006154 · primarydocument.xml · nonDerivative · entry 3

Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,740

F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.

F2 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $20.00 to $20.26, inclusive.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 16:10 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionCommon Stock 5,000 $3.96 $19,800.00
Disclosure

SEC source: 0001562180-19-006154 · primarydocument.xml · nonDerivative · entry 2

Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 16:10 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionCommon Stock 5,000 $3.96 $19,800.00
Disclosure

SEC source: 0001562180-19-006154 · primarydocument.xml · nonDerivative · entry 1

Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 16, 2019 Filed Oct 18, 2019 16:45 UTC SI-BONE, Inc. SIBN · Entity 2501 SaleCommon Stock 156 $15.82 $2,468.08
Disclosure

SEC source: 0001562180-19-005192 · primarydocument.xml · nonDerivative · entry 1

Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,740

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · balance_after: Includes 8,287 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. It also includes 2,000 shares purchased pursuant to the SI-BONE, Inc. 2018 Employee Stock Purchase Plan on May 15, 2019.

Read SEC document
September 19, 2019 Filed Sep 23, 2019 19:23 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $3.96 $0.00
Disclosure

SEC source: 0001562180-19-004931 · primarydocument.xml · derivative · entry 3

Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,554

Underlying: Common Stock · 5,000 shares

Expires 2023-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date.

Read SEC document
September 19, 2019 Filed Sep 23, 2019 19:23 UTC SI-BONE, Inc. SIBN · Entity 2501 SaleCommon Stock 5,000 $20.00 $100,000.00
Disclosure

SEC source: 0001562180-19-004931 · primarydocument.xml · nonDerivative · entry 2

Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,896

F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.

F2 · balance_after: Includes 8,925 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive on shares of the Issuer's common stock.

Read SEC document
September 19, 2019 Filed Sep 23, 2019 19:23 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionCommon Stock 5,000 $3.96 $19,800.00
Disclosure

SEC source: 0001562180-19-004931 · primarydocument.xml · nonDerivative · entry 1

Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2019 Filed Aug 22, 2019 16:40 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionStock Option (Right to Buy) · Derivative 770 $0.00 Strike: $3.96 $0.00
Disclosure

SEC source: 0001562180-19-004440 · primarydocument.xml · derivative · entry 6

Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,554

Underlying: Common Stock · 770 shares

Expires 2023-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date.

Read SEC document
August 21, 2019 Filed Aug 22, 2019 16:40 UTC SI-BONE, Inc. SIBN · Entity 2501 SaleCommon Stock 770 $20.03 $15,421.48
Disclosure

SEC source: 0001562180-19-004440 · primarydocument.xml · nonDerivative · entry 4

Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,896

F2 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.

F4 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $20.00 to $20.18, inclusive.

F1 · balance_after: Includes 9,562 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive on shares of the Issuer's common stock.

Read SEC document
August 21, 2019 Filed Aug 22, 2019 16:40 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionCommon Stock 770 $3.96 $3,049.20
Disclosure

SEC source: 0001562180-19-004440 · primarydocument.xml · nonDerivative · entry 3

Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 9,562 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive on shares of the Issuer's common stock.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 16:40 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionStock Option (Right to Buy) · Derivative 3,930 $0.00 Strike: $3.96 $0.00
Disclosure

SEC source: 0001562180-19-004440 · primarydocument.xml · derivative · entry 5

Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,324

Underlying: Common Stock · 3,930 shares

Expires 2023-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 16:40 UTC SI-BONE, Inc. SIBN · Entity 2501 SaleCommon Stock 3,930 $20.01 $78,628.69
Disclosure

SEC source: 0001562180-19-004440 · primarydocument.xml · nonDerivative · entry 2

Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,896

F2 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.

F3 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $20.00 to $20.11, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.

F1 · balance_after: Includes 9,562 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive on shares of the Issuer's common stock.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 16:40 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionCommon Stock 3,930 $3.96 $15,562.80
Disclosure

SEC source: 0001562180-19-004440 · primarydocument.xml · nonDerivative · entry 1

Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 9,562 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive on shares of the Issuer's common stock.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 16:12 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionStock Option (Right to Buy) · Derivative 300 $0.00 Strike: $3.96 $0.00
Disclosure

SEC source: 0001562180-19-004349 · primarydocument.xml · derivative · entry 3

Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,254

Underlying: Common Stock · 300 shares

Expires 2023-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 16:12 UTC SI-BONE, Inc. SIBN · Entity 2501 SaleCommon Stock 300 $20.00 $6,000.00
Disclosure

SEC source: 0001562180-19-004349 · primarydocument.xml · nonDerivative · entry 2

Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,896

F1 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.

F2 · balance_after: Includes 8,925 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive on shares of the Issuer's common stock.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 16:12 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionCommon Stock 300 $3.96 $1,188.00
Disclosure

SEC source: 0001562180-19-004349 · primarydocument.xml · nonDerivative · entry 1

Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 18, 2019 Filed Jul 19, 2019 14:03 UTC SI-BONE, Inc. SIBN · Entity 2501 SaleCommon Stock 153 $20.00 $3,060.00
Disclosure

SEC source: 0001562180-19-003996 · primarydocument.xml · nonDerivative · entry 3

Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,896

F4 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F1 · balance_after: Includes 8,925 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock.

Read SEC document
July 17, 2019 Filed Jul 19, 2019 14:03 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $3.96 $0.00
Disclosure

SEC source: 0001562180-19-003996 · primarydocument.xml · derivative · entry 4

Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2023-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date.

Read SEC document
July 17, 2019 Filed Jul 19, 2019 14:03 UTC SI-BONE, Inc. SIBN · Entity 2501 SaleCommon Stock 5,000 $20.01 $100,058.00
Disclosure

SEC source: 0001562180-19-003996 · primarydocument.xml · nonDerivative · entry 2

Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,049

F2 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.

F3 · price: The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $20.00 to $20.09, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · balance_after: Includes 8,925 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock.

Read SEC document
July 17, 2019 Filed Jul 19, 2019 14:03 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionCommon Stock 5,000 $3.96 $19,800.00
Disclosure

SEC source: 0001562180-19-003996 · primarydocument.xml · nonDerivative · entry 1

Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 8,925 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 17:15 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionStock Option (right to buy) · Derivative 1,111 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001562180-19-003790 · primarydocument.xml · derivative · entry 6

Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,111 shares

Expires 2020-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on the vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 17:15 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionStock Option (right to buy) · Derivative 13,889 $0.00 Strike: $3.96 $0.00
Disclosure

SEC source: 0001562180-19-003790 · primarydocument.xml · derivative · entry 5

Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,554

Underlying: Common Stock · 13,889 shares

Expires 2023-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on the vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date.

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June 28, 2019 Filed Jul 2, 2019 17:15 UTC SI-BONE, Inc. SIBN · Entity 2501 SaleCommon Stock 1,111 $20.00 $22,220.00
Disclosure

SEC source: 0001562180-19-003790 · primarydocument.xml · nonDerivative · entry 4

Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,049

F2 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.

F1 · balance_after: Includes 9,562 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive on shares of the Issuer's common stock.

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June 28, 2019 Filed Jul 2, 2019 17:15 UTC SI-BONE, Inc. SIBN · Entity 2501 SaleCommon Stock 13,889 $20.00 $277,780.00
Disclosure

SEC source: 0001562180-19-003790 · primarydocument.xml · nonDerivative · entry 3

Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,160

F2 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.

F1 · balance_after: Includes 9,562 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive on shares of the Issuer's common stock.

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June 28, 2019 Filed Jul 2, 2019 17:15 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionCommon Stock 13,889 $3.96 $55,000.44
Disclosure

SEC source: 0001562180-19-003790 · primarydocument.xml · nonDerivative · entry 2

Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 9,562 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive on shares of the Issuer's common stock.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 17:15 UTC SI-BONE, Inc. SIBN · Entity 2501 Exercise / conversionCommon Stock 1,111 $0.84 $937.91
Disclosure

SEC source: 0001562180-19-003790 · primarydocument.xml · nonDerivative · entry 1

Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 9,562 shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive on shares of the Issuer's common stock.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 19:43 UTC SI-BONE, Inc. SIBN · Entity 2501 SaleCommon Stock 151 $16.59 $2,505.09
Disclosure

SEC source: 0001209191-19-025165 · doc4.xml · nonDerivative · entry 1

Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,049

F1 · kind: The sale reported on this Form 4 represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale satisfies the tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · balance_after: Reflects shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock.

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January 15, 2019 Filed Jan 17, 2019 18:45 UTC SI-BONE, Inc. SIBN · Entity 2501 GrantStock Option (right to purchase) · Derivative 22,100 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0001209191-19-004391 · doc4.xml · derivative · entry 2

Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,100

Underlying: Common Stock · 22,100 shares

Expires 2029-01-15

F2 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments over four years commencing on January 15, 2019, subject to Reporting Person's continued service through each relevant vesting date.

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January 15, 2019 Filed Jan 17, 2019 18:45 UTC SI-BONE, Inc. SIBN · Entity 2501 GrantCommon Stock 10,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-004391 · doc4.xml · nonDerivative · entry 1

Reckling W Carlton · CIK 0001755111 · CMO and VP, Medical Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,200

F1 · shares: Reflects shares issuable on settlement of restricted stock units granted to the Reporting Person. Each restricted stock unit represents a contingent right to receive one shares of the Issuer's common stock. The shares subject to the restricted stock unit vest in equal quarterly installments over four years commencing on January 15, 2019, subject to the Reporting Person's continued service through each relevant vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.