Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| JOHN WILEY & SONS, INC.JWA/JWB · Entity 4304 | EVP and General Counsel | January 17, 2020 | January 21, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
JOHN WILEY & SONS, INC.
Report date January 17, 2020 · Filed January 21, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A CommonSEC Table I · non-derivative | Direct | 58,136 |
Ending reported balance
After 2020-01-17 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-01-17 · Exercise / conversion · Acquired 10,000 · Balance 68,136 Row 2 · 2020-01-17 · Sale · Disposed 10,000 · Balance 58,136 F1: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.07 to $49.54 per share, inclusive. |
| Non-Qualified Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $40.02 · Expires 2020-06-23 | Direct | 15,000 |
Reported balance
After 2020-01-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-01-17 · Exercise / conversion · Disposed 10,000 · Balance 15,000 |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.07 to $49.54 per share, inclusive.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 20, 2017 Filed Oct 23, 2017 20:44 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionClass A Common | 26,032 | $47.55 | $1,237,821.60 |
DisclosureSEC source: 0001225208-17-016473 · doc4.xml · nonDerivative · entry 1 RINCK GARY M · CIK 0001283681 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2017 Filed Oct 19, 2017 21:31 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionNon-Qualified Stock Options · Derivative | 3,968 | $0.00 Strike: $47.55 | $0.00 |
DisclosureSEC source: 0001225208-17-016422 · doc4.xml · derivative · entry 3 RINCK GARY M · CIK 0001283681 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,032 Underlying: Class A Common · 3,968 shares Expires 2018-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2017 Filed Oct 19, 2017 21:31 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | SaleClass A Common | 3,968 | $55.00 | $218,240.00 |
DisclosureSEC source: 0001225208-17-016422 · doc4.xml · nonDerivative · entry 2 RINCK GARY M · CIK 0001283681 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,422 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan established by the reporting person on July 20, 2017. Read SEC document |
| October 18, 2017 Filed Oct 19, 2017 21:31 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionClass A Common | 3,968 | $47.55 | $188,678.40 |
DisclosureSEC source: 0001225208-17-016422 · doc4.xml · nonDerivative · entry 1 RINCK GARY M · CIK 0001283681 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 21:18 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | GrantRestricted Stock Units · Derivative | 4,366 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-011574 · doc4.xml · derivative · entry 1 RINCK GARY M · CIK 0001283681 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,788 Underlying: Class A Common · 4,366 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock. F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on April 30, 2018. F3 · derivative.expiration_date: The restricted stock units are subject to forfeiture until vested. Read SEC document |
| April 30, 2017 Filed May 2, 2017 23:58 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionRestricted Stock Units · Derivative | 1,251 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008892 · doc4.xml · derivative · entry 11 RINCK GARY M · CIK 0001283681 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,462 Underlying: Class A Common · 1,251 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis. F9 · derivative.exercise_date: On June 24, 2015, the reporting person was granted 2,502 restricted stock units as settlement of PSUs, vesting in two annual installments on April 30 2016 and 2017. F9 · derivative.expiration_date: On June 24, 2015, the reporting person was granted 2,502 restricted stock units as settlement of PSUs, vesting in two annual installments on April 30 2016 and 2017. Read SEC document |
| April 30, 2017 Filed May 2, 2017 23:58 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionRestricted Stock Units · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008892 · doc4.xml · derivative · entry 10 RINCK GARY M · CIK 0001283681 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,422 Underlying: Class A Common · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis. F8 · derivative.exercise_date: On June 25, 2013, the reporting person was granted 2,500 restricted stock units, vesting in two annual installments on the fourth and fifth anniversaries of April 30th after the grant. F8 · derivative.expiration_date: On June 25, 2013, the reporting person was granted 2,500 restricted stock units, vesting in two annual installments on the fourth and fifth anniversaries of April 30th after the grant. Read SEC document |
| April 30, 2017 Filed May 2, 2017 23:58 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionRestricted Stock Units · Derivative | 1,057 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008892 · doc4.xml · derivative · entry 9 RINCK GARY M · CIK 0001283681 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,672 Underlying: Class A Common · 1,057 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis. F7 · derivative.exercise_date: On June 22, 2016, the reporting person was granted 4,229 restricted stock units, vesting in four equal annual installments beginning on April 30, 2017. F7 · derivative.expiration_date: On June 22, 2016, the reporting person was granted 4,229 restricted stock units, vesting in four equal annual installments beginning on April 30, 2017. Read SEC document |
| April 30, 2017 Filed May 2, 2017 23:58 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionRestricted Stock Units · Derivative | 450 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008892 · doc4.xml · derivative · entry 8 RINCK GARY M · CIK 0001283681 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,713 Underlying: Class A Common · 450 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis. F6 · derivative.exercise_date: On June 24, 2015, the reporting person was granted 1,800 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant. F6 · derivative.expiration_date: On June 24, 2015, the reporting person was granted 1,800 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant. Read SEC document |
| April 30, 2017 Filed May 2, 2017 23:58 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionRestricted Performance Units · Derivative | 3,367 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008892 · doc4.xml · derivative · entry 7 RINCK GARY M · CIK 0001283681 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,368 Underlying: Class A Common · 3,367 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted performance units convert into Class A common stock on a one-for-one basis. F4 · derivative.exercise_date: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant. F4 · derivative.expiration_date: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant. Read SEC document |
| April 30, 2017 Filed May 2, 2017 23:58 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Tax withholdingClass A Common | 2,485 | $52.70 | $130,959.50 |
DisclosureSEC source: 0001225208-17-008892 · doc4.xml · nonDerivative · entry 6 RINCK GARY M · CIK 0001283681 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,422 F2 · shares: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units and performance share units. Read SEC document |
| April 30, 2017 Filed May 2, 2017 23:58 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionClass A Common | 450 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008892 · doc4.xml · nonDerivative · entry 5 RINCK GARY M · CIK 0001283681 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,907 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2017 Filed May 2, 2017 23:58 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionClass A Common | 1,057 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008892 · doc4.xml · nonDerivative · entry 4 RINCK GARY M · CIK 0001283681 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,457 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: $0.00 Read SEC document |
| April 30, 2017 Filed May 2, 2017 23:58 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionClass A Common | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008892 · doc4.xml · nonDerivative · entry 3 RINCK GARY M · CIK 0001283681 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: $0.00 Read SEC document |
| April 30, 2017 Filed May 2, 2017 23:58 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionClass A Common | 1,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008892 · doc4.xml · nonDerivative · entry 2 RINCK GARY M · CIK 0001283681 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2017 Filed May 2, 2017 23:58 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | Exercise / conversionClass A Common | 3,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008892 · doc4.xml · nonDerivative · entry 1 RINCK GARY M · CIK 0001283681 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 22, 2016 Filed Aug 11, 2017 20:34 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | GrantRestricted Performance Units · Derivative | 6,735 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-013930 · doc4.xml · derivative · entry 1 RINCK GARY M · CIK 0001283681 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,735 Underlying: Class A Common · 6,735 shares Expires not disclosed F1 · derivative.exercise_price: Earned Performance Share Units convert into Class A common stock on a one-for-one basis upon vesting. F2 · derivative.exercise_date: Earned Performance Stock Units become exercisable 50% on April 30th just prior to the fourth anniversary of the date of the underlying performance stock unit grant and 50% on the following April 30th. F2 · derivative.expiration_date: Earned Performance Stock Units become exercisable 50% on April 30th just prior to the fourth anniversary of the date of the underlying performance stock unit grant and 50% on the following April 30th. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.