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person · Reporting owner

RINCK GARY M

Disclosed activity across 1 company

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152291
SEC CIK
0001283681

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
JOHN WILEY & SONS, INC.JWA/JWB · Entity 4304EVP and General CounselJanuary 17, 2020January 21, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

JOHN WILEY & SONS, INC.

Report date January 17, 2020 · Filed January 21, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A CommonSEC Table I · non-derivativeDirect58,136 Ending reported balance After 2020-01-17 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-01-17 · Exercise / conversion · Acquired 10,000 · Balance 68,136

Row 2 · 2020-01-17 · Sale · Disposed 10,000 · Balance 58,136

F1: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.07 to $49.54 per share, inclusive.

Non-Qualified Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $40.02 · Expires 2020-06-23Direct15,000 Reported balance After 2020-01-17 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-01-17 · Exercise / conversion · Disposed 10,000 · Balance 15,000

Filing footnotes · ownership attribution and instrument terms

F1: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.07 to $49.54 per share, inclusive.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 17, 2020 Filed Jan 21, 2020 21:51 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Exercise / conversionNon-Qualified Stock Options · Derivative 10,000 $40.02 Strike: $40.02 $400,200.00
Disclosure

SEC source: 0001225208-20-000994 · doc4.xml · derivative · entry 3

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Class A Common · 10,000 shares

Expires 2020-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2020 Filed Jan 21, 2020 21:51 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 SaleClass A Common 10,000 $49.24 $492,353.00
Disclosure

SEC source: 0001225208-20-000994 · doc4.xml · nonDerivative · entry 2

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,136

F1 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.07 to $49.54 per share, inclusive.

Read SEC document
January 17, 2020 Filed Jan 21, 2020 21:51 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Exercise / conversionClass A Common 10,000 $40.02 $400,200.00
Disclosure

SEC source: 0001225208-20-000994 · doc4.xml · nonDerivative · entry 1

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 22:30 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Exercise / conversionRestricted Stock Units · Derivative 2,095 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009697 · doc4.xml · derivative · entry 5

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,961

Underlying: Class A Common · 2,095 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: On May 30, 2019, the reporting person was granted 4191 Restricted Stock Units vesting in equal amounts on June 28, 2019 and April 20, 2020.

F5 · derivative.expiration_date: On May 30, 2019, the reporting person was granted 4191 Restricted Stock Units vesting in equal amounts on June 28, 2019 and April 20, 2020.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 22:30 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Tax withholdingClass A Common 749 $45.86 $34,349.14
Disclosure

SEC source: 0001225208-19-009697 · doc4.xml · nonDerivative · entry 2

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,136

F1 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 22:30 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Exercise / conversionClass A Common 2,095 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009697 · doc4.xml · nonDerivative · entry 1

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 22:30 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 GrantRestricted Stock Units · Derivative 5,253 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009697 · doc4.xml · derivative · entry 4

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,056

Underlying: Class A Common · 5,253 shares

Expires not disclosed

F4 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2020, and are subject to forfeiture under the terms and conditions of the grant.

F4 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2020, and are subject to forfeiture under the terms and conditions of the grant.

Read SEC document
May 30, 2019 Filed Jul 1, 2019 22:30 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 GrantRestricted Stock Units · Derivative 4,191 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009697 · doc4.xml · derivative · entry 3

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,803

Underlying: Class A Common · 4,191 shares

Expires not disclosed

F2 · shares: Represents a settlement of Performance Stock Units granted as Restricted Stock Units vesting in equal amounts on June 28, 2019, and April 30, 2020.

F2 · derivative.exercise_date: Represents a settlement of Performance Stock Units granted as Restricted Stock Units vesting in equal amounts on June 28, 2019, and April 30, 2020.

F3 · derivative.expiration_date: Restricted stock units subject to forfeiture until vested.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:34 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Exercise / conversionRestricted Stock Units · Derivative 1,515 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007513 · doc4.xml · derivative · entry 13

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,051

Underlying: Class A Common · 1,515 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F9 · derivative.exercise_date: On May 31, 2018, the reporting person was granted 3,029 restricted stock units, vesting in equal amounts on June 30, 2018 and April 30, 2019.

F9 · derivative.expiration_date: On May 31, 2018, the reporting person was granted 3,029 restricted stock units, vesting in equal amounts on June 30, 2018 and April 30, 2019.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:34 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Exercise / conversionRestricted Stock Units · Derivative 1,092 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007513 · doc4.xml · derivative · entry 12

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,566

Underlying: Class A Common · 1,092 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F8 · derivative.exercise_date: On June 21, 2017, the reporting person was granted 4,366 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F8 · derivative.expiration_date: On June 21, 2017, the reporting person was granted 4,366 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:34 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Exercise / conversionRestricted Stock Units · Derivative 1,057 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007513 · doc4.xml · derivative · entry 11

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,658

Underlying: Class A Common · 1,057 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F7 · derivative.exercise_date: On June 22, 2016, the reporting person was granted 4,229 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F7 · derivative.expiration_date: On June 22, 2016, the reporting person was granted 4,229 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:34 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Exercise / conversionRestricted Stock Units · Derivative 853 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007513 · doc4.xml · derivative · entry 10

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,715

Underlying: Class A Common · 853 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F6 · derivative.exercise_date: On June 20, 2018, the reporting person was granted 3,414 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F6 · derivative.expiration_date: On June 20, 2018, the reporting person was granted 3,414 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:34 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Exercise / conversionRestricted Stock Units · Derivative 850 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007513 · doc4.xml · derivative · entry 9

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,612

Underlying: Class A Common · 850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: On June 24, 2014, the reporting person was granted 1,700 restricted stock units, vesting 50% on April 30, 2018 and 50% on April 30, 2019.

F4 · derivative.expiration_date: On June 24, 2014, the reporting person was granted 1,700 restricted stock units, vesting 50% on April 30, 2018 and 50% on April 30, 2019.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:34 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Exercise / conversionRestricted Stock Units · Derivative 450 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007513 · doc4.xml · derivative · entry 8

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,462

Underlying: Class A Common · 450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On June 24, 2015, the reporting person was granted 1,800 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F3 · derivative.expiration_date: On June 24, 2015, the reporting person was granted 1,800 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:34 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Tax withholdingClass A Common 2,081 $46.18 $96,100.58
Disclosure

SEC source: 0001225208-19-007513 · doc4.xml · nonDerivative · entry 7

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,790

F2 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:34 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Exercise / conversionClass A Common 450 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007513 · doc4.xml · nonDerivative · entry 6

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:34 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Exercise / conversionClass A Common 850 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007513 · doc4.xml · nonDerivative · entry 5

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2019 Filed May 2, 2019 16:34 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Exercise / conversionClass A Common 853 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007513 · doc4.xml · nonDerivative · entry 4

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2019 Filed May 2, 2019 16:34 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Exercise / conversionClass A Common 1,057 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007513 · doc4.xml · nonDerivative · entry 3

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2019 Filed May 2, 2019 16:34 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Exercise / conversionClass A Common 1,092 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007513 · doc4.xml · nonDerivative · entry 2

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
April 30, 2019 Filed May 2, 2019 16:34 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Exercise / conversionClass A Common 1,515 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007513 · doc4.xml · nonDerivative · entry 1

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,569

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
June 30, 2018 Filed Jul 3, 2018 23:42 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Exercise / conversionRestricted Stock Units · Derivative 1,514 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-011389 · doc4.xml · derivative · entry 5

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,568

Underlying: Class A Common · 1,514 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F7 · derivative.exercise_date: On May 31, 2018, the reporting person was granted 3,029 Restricted Stock Units vesting in equal amounts on June 30, 2018 and April 30, 2019.

F7 · derivative.expiration_date: On May 31, 2018, the reporting person was granted 3,029 Restricted Stock Units vesting in equal amounts on June 30, 2018 and April 30, 2019.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 23:42 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Tax withholdingClass A Common 466 $62.40 $29,078.40
Disclosure

SEC source: 0001225208-18-011389 · doc4.xml · nonDerivative · entry 2

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,054

F2 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 23:42 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Exercise / conversionClass A Common 1,514 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-011389 · doc4.xml · nonDerivative · entry 1

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

Read SEC document
June 20, 2018 Filed Jul 3, 2018 23:42 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 GrantRestricted Stock Units · Derivative 3,414 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-011389 · doc4.xml · derivative · entry 4

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,082

Underlying: Class A Common · 3,414 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F6 · derivative.exercise_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2019, and are subject to forfeiture under the terms and conditions of the grant.

F6 · derivative.expiration_date: Restricted stock units vest in four equal annual installments, beginning on April 30, 2019, and are subject to forfeiture under the terms and conditions of the grant.

Read SEC document
May 31, 2018 Filed Jul 3, 2018 23:42 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 GrantRestricted Stock Units · Derivative 3,029 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-011389 · doc4.xml · derivative · entry 3

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,668

Underlying: Class A Common · 3,029 shares

Expires not disclosed

F3 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F4 · shares: Represents a settlement of Performance Stock Units granted as Restricted Stock Units vesting in equal amounts on June 30, 2018 and April 30, 2019.

F4 · derivative.exercise_date: Represents a settlement of Performance Stock Units granted as Restricted Stock Units vesting in equal amounts on June 30, 2018 and April 30, 2019.

F5 · derivative.expiration_date: The restricted stock units are subject to forfeiture until vested.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:13 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008517 · doc4.xml · derivative · entry 13

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,912

Underlying: Class A Common · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F10 · derivative.exercise_date: On June 25, 2013, the reporting person was granted 2,500 restricted stock units, vesting in two equal annual installments on the fourth and fifth anniversaries of April 30th after the grant.

F10 · derivative.expiration_date: On June 25, 2013, the reporting person was granted 2,500 restricted stock units, vesting in two equal annual installments on the fourth and fifth anniversaries of April 30th after the grant.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:13 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Exercise / conversionRestricted Stock Units · Derivative 1,091 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008517 · doc4.xml · derivative · entry 12

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,639

Underlying: Class A Common · 1,091 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F9 · derivative.exercise_date: On June 21, 2017, the reporting person was granted 4,366 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F9 · derivative.expiration_date: On June 21, 2017, the reporting person was granted 4,366 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:13 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Exercise / conversionRestricted Stock Units · Derivative 1,058 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008517 · doc4.xml · derivative · entry 11

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,730

Underlying: Class A Common · 1,058 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F8 · derivative.exercise_date: On June 22, 2016, the reporting person was granted 4,229 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F8 · derivative.expiration_date: On June 22, 2016, the reporting person was granted 4,229 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:13 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Exercise / conversionRestricted Stock Units · Derivative 850 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008517 · doc4.xml · derivative · entry 10

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,162

Underlying: Class A Common · 850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F7 · derivative.exercise_date: On June 24, 2014, the reporting person was granted 1,700 restricted stock units, vesting 50% on April 30, 2018 and 50% on April 30, 2019.

F7 · derivative.expiration_date: On June 24, 2014, the reporting person was granted 1,700 restricted stock units, vesting 50% on April 30, 2018 and 50% on April 30, 2019.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:13 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Exercise / conversionRestricted Stock Units · Derivative 450 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008517 · doc4.xml · derivative · entry 9

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,012

Underlying: Class A Common · 450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F6 · derivative.exercise_date: On June 24, 2015, the reporting person was granted 1,800 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

F6 · derivative.expiration_date: On June 24, 2015, the reporting person was granted 1,800 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant.

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April 30, 2018 Filed May 2, 2018 20:13 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Exercise / conversionRestricted Performance Units · Derivative 3,368 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008517 · doc4.xml · derivative · entry 8

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 3,368 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted performance units convert into Class A common stock on a one-for-one basis.

F4 · derivative.exercise_date: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant.

F4 · derivative.expiration_date: Restricted performance units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying performance stock unit grant.

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April 30, 2018 Filed May 2, 2018 20:13 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Tax withholdingClass A Common 2,483 $65.95 $163,753.85
Disclosure

SEC source: 0001225208-18-008517 · doc4.xml · nonDerivative · entry 7

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,006

F2 · kind: Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units and performance share units.

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April 30, 2018 Filed May 2, 2018 20:13 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Exercise / conversionClass A Common 450 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008517 · doc4.xml · nonDerivative · entry 6

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:13 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Exercise / conversionClass A Common 850 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008517 · doc4.xml · nonDerivative · entry 5

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:13 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Exercise / conversionClass A Common 1,058 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008517 · doc4.xml · nonDerivative · entry 4

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

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April 30, 2018 Filed May 2, 2018 20:13 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Exercise / conversionClass A Common 1,091 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008517 · doc4.xml · nonDerivative · entry 3

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: 0.00

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April 30, 2018 Filed May 2, 2018 20:13 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Exercise / conversionClass A Common 1,250 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008517 · doc4.xml · nonDerivative · entry 2

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2018 Filed May 2, 2018 20:13 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Exercise / conversionClass A Common 3,368 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008517 · doc4.xml · nonDerivative · entry 1

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2017 Filed Dec 12, 2017 22:55 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Exercise / conversionNon-Qualified Stock Options · Derivative 20,000 $0.00 Strike: $35.04 $0.00
Disclosure

SEC source: 0001225208-17-018525 · doc4.xml · derivative · entry 6

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 20,000 shares

Expires 2019-06-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2017 Filed Dec 12, 2017 22:55 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 SaleClass A Common 20,000 $64.03 $1,280,500.00
Disclosure

SEC source: 0001225208-17-018525 · doc4.xml · nonDerivative · entry 4

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,422

F1 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.00 to $64.05 per share, inclusive.

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December 12, 2017 Filed Dec 12, 2017 22:55 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Exercise / conversionClass A Common 20,000 $35.04 $700,800.00
Disclosure

SEC source: 0001225208-17-018525 · doc4.xml · nonDerivative · entry 3

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2017 Filed Dec 12, 2017 22:55 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Exercise / conversionNon-Qualified Stock Options · Derivative 4,512 $0.00 Strike: $35.04 $0.00
Disclosure

SEC source: 0001225208-17-018525 · doc4.xml · derivative · entry 5

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common · 4,512 shares

Expires 2019-06-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2017 Filed Dec 12, 2017 22:55 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 SaleClass A Common 4,512 $63.50 $286,512.00
Disclosure

SEC source: 0001225208-17-018525 · doc4.xml · nonDerivative · entry 2

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,422

Read SEC document
December 11, 2017 Filed Dec 12, 2017 22:55 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Exercise / conversionClass A Common 4,512 $35.04 $158,100.48
Disclosure

SEC source: 0001225208-17-018525 · doc4.xml · nonDerivative · entry 1

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2017 Filed Dec 8, 2017 22:44 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Exercise / conversionNon-Qualified Stock Options · Derivative 5,488 $0.00 Strike: $35.04 $0.00
Disclosure

SEC source: 0001225208-17-018411 · doc4.xml · derivative · entry 3

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,512

Underlying: Class A Common · 5,488 shares

Expires 2019-06-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2017 Filed Dec 8, 2017 22:44 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 SaleClass A Common 5,488 $63.50 $348,488.00
Disclosure

SEC source: 0001225208-17-018411 · doc4.xml · nonDerivative · entry 2

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,422

Read SEC document
December 08, 2017 Filed Dec 8, 2017 22:44 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Exercise / conversionClass A Common 5,488 $35.04 $192,299.52
Disclosure

SEC source: 0001225208-17-018411 · doc4.xml · nonDerivative · entry 1

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 20, 2017 Filed Oct 23, 2017 20:44 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 Exercise / conversionNon-Qualified Stock Options · Derivative 26,032 $0.00 Strike: $47.55 $0.00
Disclosure

SEC source: 0001225208-17-016473 · doc4.xml · derivative · entry 3

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common · 26,032 shares

Expires 2018-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 20, 2017 Filed Oct 23, 2017 20:44 UTC JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 SaleClass A Common 26,032 $55.00 $1,431,760.00
Disclosure

SEC source: 0001225208-17-016473 · doc4.xml · nonDerivative · entry 2

RINCK GARY M · CIK 0001283681 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,422

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan established by the reporting peson on July 20, 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.