Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ONTO INNOVATION INC.
Report date January 22, 2020 · Filed January 24, 2020
Section 16 reporting ended · disclosed 2020-01-24. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
RUDOLPH TECHNOLOGIES INC
Report date August 02, 2019 · Filed October 30, 2019
Section 16 reporting ended · disclosed 2019-10-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-10-25 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2019-08-02 · Sale · Disposed 964 · Balance 25,266 F4: This sale of shares of common stock on August 2, 2019 was inadvertently not reported following the date of sale. Row 2 · 2019-08-02 · Sale · Disposed 10 · Balance 25,256 F4: This sale of shares of common stock on August 2, 2019 was inadvertently not reported following the date of sale. Row 3 · 2019-08-02 · Sale · Disposed 10 · Balance 25,246 F4: This sale of shares of common stock on August 2, 2019 was inadvertently not reported following the date of sale. Row 4 · 2019-08-02 · Sale · Disposed 16 · Balance 25,230 F4: This sale of shares of common stock on August 2, 2019 was inadvertently not reported following the date of sale. Row 5 · 2019-10-25 · Grant · Acquired 5,035 · Balance 30,265 F3: Pursuant to the Merger Agreement, upon completion of the Merger, each outstanding and vested restricted stock unit award and performance stock unit award held by the Reporting Person, including any performance stock unit award that was treated as vested as of the effective time of the Merger (the "Effective Time") based on the target performance under such award, was issued as of immediately prior to the Effective Time and was treated as a share of Rudolph common stock issued and outstanding immediately prior to the Effective Time and was therefore converted into the right to receive Onto common stock, subject to the Exchange Ratio. Row 6 · 2019-10-25 · Disposition to issuer · Disposed 5,035 · Balance 25,230 F3: Pursuant to the Merger Agreement, upon completion of the Merger, each outstanding and vested restricted stock unit award and performance stock unit award held by the Reporting Person, including any performance stock unit award that was treated as vested as of the effective time of the Merger (the "Effective Time") based on the target performance under such award, was issued as of immediately prior to the Effective Time and was treated as a share of Rudolph common stock issued and outstanding immediately prior to the Effective Time and was therefore converted into the right to receive Onto common stock, subject to the Exchange Ratio. Row 7 · 2019-10-25 · Disposition to issuer · Disposed 25,230 · Balance 0 F1: On October 25, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Rudolph Technologies, Inc. ("Rudolph") and Nanometrics Incorporated ("Nanometrics") effected an all-stock merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Nanometrics merged with and into Rudolph, with Rudolph surviving as a wholly-owned subsidiary of Nanometrics (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Nanometrics changed its name to "Onto Innovation Inc." and each issued and outstanding share of Rudolph common stock was converted into the right to receive 0.8042 shares of Onto Innovation Inc. (formerly Nanometrics) ("Onto") common stock (the "Exchange Ratio"). F2: Pursuant to the Merger Agreement, upon completion of the Merger, each outstanding and unvested restricted stock unit award and performance stock unit award held by the Reporting Person was assumed by Onto and converted into a restricted stock unit or a performance stock unit, as applicable, corresponding to shares of Onto common stock, subject to the Exchange Ratio. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 25, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Rudolph Technologies, Inc. ("Rudolph") and Nanometrics Incorporated ("Nanometrics") effected an all-stock merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Nanometrics merged with and into Rudolph, with Rudolph surviving as a wholly-owned subsidiary of Nanometrics (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Nanometrics changed its name to "Onto Innovation Inc." and each issued and outstanding share of Rudolph common stock was converted into the right to receive 0.8042 shares of Onto Innovation Inc. (formerly Nanometrics) ("Onto") common stock (the "Exchange Ratio").
F2: Pursuant to the Merger Agreement, upon completion of the Merger, each outstanding and unvested restricted stock unit award and performance stock unit award held by the Reporting Person was assumed by Onto and converted into a restricted stock unit or a performance stock unit, as applicable, corresponding to shares of Onto common stock, subject to the Exchange Ratio.
F3: Pursuant to the Merger Agreement, upon completion of the Merger, each outstanding and vested restricted stock unit award and performance stock unit award held by the Reporting Person, including any performance stock unit award that was treated as vested as of the effective time of the Merger (the "Effective Time") based on the target performance under such award, was issued as of immediately prior to the Effective Time and was treated as a share of Rudolph common stock issued and outstanding immediately prior to the Effective Time and was therefore converted into the right to receive Onto common stock, subject to the Exchange Ratio.
F4: This sale of shares of common stock on August 2, 2019 was inadvertently not reported following the date of sale.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 25, 2019 Filed Oct 30, 2019 20:30 UTC | ONTO INNOVATION INC. ONTO · Entity 3340 | GrantCommon Stock | 9,267 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-026352 · doc4.xml · nonDerivative · entry 2 Chan Chun Hoy · CIK 0001631609 · Vice President, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,339 F2 · shares: These restricted stock units ("RSUs") were originally granted under the Rudolph Technologies, Inc. 2018 Stock Plan (the "Plan") and vest periodically so long as the reporting person remains employed by Onto Innovation or one of its affiliates on each applicable vesting date. At the Effective Time, Onto Innovation assumed the Plan and related award agreements and the existing RSUs became restricted stock units of Onto Innovation, subject to the Exchange Ratio. F1 · price: On October 25, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Rudolph Technologies, Inc. ("Rudolph") and Nanometrics Incorporated ("Nanometrics") effected an all-stock merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Nanometrics merged with and into Rudolph, with Rudolph surviving as a wholly-owned subsidiary of Nanometrics (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Nanometrics changed its name to "Onto Innovation Inc." ("Onto Innovation") and each issued and outstanding share of Rudolph common stock was converted into the right to receive 0.8042 shares of Nanometrics common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares. Read SEC document |
| October 25, 2019 Filed Oct 30, 2019 20:30 UTC | ONTO INNOVATION INC. ONTO · Entity 3340 | GrantCommon Stock | 15,072 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-026352 · doc4.xml · nonDerivative · entry 1 Chan Chun Hoy · CIK 0001631609 · Vice President, Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,072 F1 · shares: On October 25, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Rudolph Technologies, Inc. ("Rudolph") and Nanometrics Incorporated ("Nanometrics") effected an all-stock merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Nanometrics merged with and into Rudolph, with Rudolph surviving as a wholly-owned subsidiary of Nanometrics (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Nanometrics changed its name to "Onto Innovation Inc." ("Onto Innovation") and each issued and outstanding share of Rudolph common stock was converted into the right to receive 0.8042 shares of Nanometrics common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares. F1 · price: On October 25, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Rudolph Technologies, Inc. ("Rudolph") and Nanometrics Incorporated ("Nanometrics") effected an all-stock merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Nanometrics merged with and into Rudolph, with Rudolph surviving as a wholly-owned subsidiary of Nanometrics (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Nanometrics changed its name to "Onto Innovation Inc." ("Onto Innovation") and each issued and outstanding share of Rudolph common stock was converted into the right to receive 0.8042 shares of Nanometrics common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares. Read SEC document |
| October 25, 2019 Filed Oct 30, 2019 16:28 UTC | RUDOLPH TECHNOLOGIES INC RTEC · Entity 131655 | Disposition to issuerCommon Stock | 25,230 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-026350 · doc4.xml · nonDerivative · entry 7 Chan Chun Hoy · CIK 0001631609 · VP Global Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: On October 25, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Rudolph Technologies, Inc. ("Rudolph") and Nanometrics Incorporated ("Nanometrics") effected an all-stock merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Nanometrics merged with and into Rudolph, with Rudolph surviving as a wholly-owned subsidiary of Nanometrics (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Nanometrics changed its name to "Onto Innovation Inc." and each issued and outstanding share of Rudolph common stock was converted into the right to receive 0.8042 shares of Onto Innovation Inc. (formerly Nanometrics) ("Onto") common stock (the "Exchange Ratio"). F2 · shares: Pursuant to the Merger Agreement, upon completion of the Merger, each outstanding and unvested restricted stock unit award and performance stock unit award held by the Reporting Person was assumed by Onto and converted into a restricted stock unit or a performance stock unit, as applicable, corresponding to shares of Onto common stock, subject to the Exchange Ratio. F1 · price: On October 25, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Rudolph Technologies, Inc. ("Rudolph") and Nanometrics Incorporated ("Nanometrics") effected an all-stock merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Nanometrics merged with and into Rudolph, with Rudolph surviving as a wholly-owned subsidiary of Nanometrics (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Nanometrics changed its name to "Onto Innovation Inc." and each issued and outstanding share of Rudolph common stock was converted into the right to receive 0.8042 shares of Onto Innovation Inc. (formerly Nanometrics) ("Onto") common stock (the "Exchange Ratio"). F2 · price: Pursuant to the Merger Agreement, upon completion of the Merger, each outstanding and unvested restricted stock unit award and performance stock unit award held by the Reporting Person was assumed by Onto and converted into a restricted stock unit or a performance stock unit, as applicable, corresponding to shares of Onto common stock, subject to the Exchange Ratio. Read SEC document |
| October 25, 2019 Filed Oct 30, 2019 16:28 UTC | RUDOLPH TECHNOLOGIES INC RTEC · Entity 131655 | Disposition to issuerCommon Stock | 5,035 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-026350 · doc4.xml · nonDerivative · entry 6 Chan Chun Hoy · CIK 0001631609 · VP Global Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,230 F3 · shares: Pursuant to the Merger Agreement, upon completion of the Merger, each outstanding and vested restricted stock unit award and performance stock unit award held by the Reporting Person, including any performance stock unit award that was treated as vested as of the effective time of the Merger (the "Effective Time") based on the target performance under such award, was issued as of immediately prior to the Effective Time and was treated as a share of Rudolph common stock issued and outstanding immediately prior to the Effective Time and was therefore converted into the right to receive Onto common stock, subject to the Exchange Ratio. F3 · price: Pursuant to the Merger Agreement, upon completion of the Merger, each outstanding and vested restricted stock unit award and performance stock unit award held by the Reporting Person, including any performance stock unit award that was treated as vested as of the effective time of the Merger (the "Effective Time") based on the target performance under such award, was issued as of immediately prior to the Effective Time and was treated as a share of Rudolph common stock issued and outstanding immediately prior to the Effective Time and was therefore converted into the right to receive Onto common stock, subject to the Exchange Ratio. Read SEC document |
| October 25, 2019 Filed Oct 30, 2019 16:28 UTC | RUDOLPH TECHNOLOGIES INC RTEC · Entity 131655 | GrantCommon Stock | 5,035 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-026350 · doc4.xml · nonDerivative · entry 5 Chan Chun Hoy · CIK 0001631609 · VP Global Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,265 F3 · shares: Pursuant to the Merger Agreement, upon completion of the Merger, each outstanding and vested restricted stock unit award and performance stock unit award held by the Reporting Person, including any performance stock unit award that was treated as vested as of the effective time of the Merger (the "Effective Time") based on the target performance under such award, was issued as of immediately prior to the Effective Time and was treated as a share of Rudolph common stock issued and outstanding immediately prior to the Effective Time and was therefore converted into the right to receive Onto common stock, subject to the Exchange Ratio. Read SEC document |
| August 02, 2019 Filed Oct 30, 2019 16:28 UTC | RUDOLPH TECHNOLOGIES INC RTEC · Entity 131655 | SaleCommon Stock | 16 | $26.23 | $419.68 |
DisclosureSEC source: 0000899243-19-026350 · doc4.xml · nonDerivative · entry 4 Chan Chun Hoy · CIK 0001631609 · VP Global Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,230 F4 · shares: This sale of shares of common stock on August 2, 2019 was inadvertently not reported following the date of sale. Read SEC document |
| August 02, 2019 Filed Oct 30, 2019 16:28 UTC | RUDOLPH TECHNOLOGIES INC RTEC · Entity 131655 | SaleCommon Stock | 10 | $26.10 | $261.00 |
DisclosureSEC source: 0000899243-19-026350 · doc4.xml · nonDerivative · entry 3 Chan Chun Hoy · CIK 0001631609 · VP Global Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,246 F4 · shares: This sale of shares of common stock on August 2, 2019 was inadvertently not reported following the date of sale. Read SEC document |
| August 02, 2019 Filed Oct 30, 2019 16:28 UTC | RUDOLPH TECHNOLOGIES INC RTEC · Entity 131655 | SaleCommon Stock | 10 | $26.02 | $260.20 |
DisclosureSEC source: 0000899243-19-026350 · doc4.xml · nonDerivative · entry 2 Chan Chun Hoy · CIK 0001631609 · VP Global Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,256 F4 · shares: This sale of shares of common stock on August 2, 2019 was inadvertently not reported following the date of sale. Read SEC document |
| August 02, 2019 Filed Oct 30, 2019 16:28 UTC | RUDOLPH TECHNOLOGIES INC RTEC · Entity 131655 | SaleCommon Stock | 964 | $26.00 | $25,064.96 |
DisclosureSEC source: 0000899243-19-026350 · doc4.xml · nonDerivative · entry 1 Chan Chun Hoy · CIK 0001631609 · VP Global Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,266 F4 · shares: This sale of shares of common stock on August 2, 2019 was inadvertently not reported following the date of sale. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 14:43 UTC | RUDOLPH TECHNOLOGIES INC RTEC · Entity 131655 | GrantCommon Stock | 1,781 | $0.00 | $0.00 |
DisclosureSEC source: 0001407682-19-000027 · edgardoc.xml · nonDerivative · entry 1 Chan Chun Hoy · CIK 0001631609 · VP Global Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,230 F1 · shares: One-third of the total shares of Common Stock subject to this Restricted Stock Unit grant vests on each of the first three anniversaries of the grant date. Generally, vested shares will be delivered to the reporting person as soon as practicable after vesting. Read SEC document |
| February 08, 2018 Filed Feb 12, 2018 16:36 UTC | RUDOLPH TECHNOLOGIES INC RTEC · Entity 131655 | GrantCommon Stock | 1,879 | $0.00 | $0.00 |
DisclosureSEC source: 0001407682-18-000040 · edgardoc.xml · nonDerivative · entry 1 Chan Chun Hoy · CIK 0001631609 · VP Global Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,449 F1 · shares: One-third of the total shares of Common Stock subject to this Restricted Stock Unit grant vests on each of the first three anniversaries of the grant date. Generally, vested shares will be delivered to the reporting person as soon as practicable after vesting. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 16:11 UTC | RUDOLPH TECHNOLOGIES INC RTEC · Entity 131655 | GrantCommon Stock | 3,126 | $0.00 | $0.00 |
DisclosureSEC source: 0001407682-17-000068 · edgardoc.xml · nonDerivative · entry 1 Chan Chun Hoy · CIK 0001631609 · VP Asia Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,570 F1 · shares: On January 27, 2016, the Compensation Committee of Rudolph Technologies' Board of Directors established targets for the award of performance-based Restricted Stock Units ("RSU's") such that the number of RSU's issued under the award would be contingent on the Company achieving certain revenue and non-GAAP operating income goals for fiscal year 2016 (the "Metrics"). Effective upon the receipt of the Company's 2016 audited financial results from its independent auditors, a final determination of the number of performance-based RSU's to be awarded was made based on achievement against the 2016 Metrics. The awarded performance-based RSU's are still subject to a service requirement such that the award shall vest with respect to twenty percent (20%) of the shares subject to the award (rounded down to the next whole number of shares) on February 16, 2017 and on each of the subsequent four (4) years vesting annually on January 27. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 17:12 UTC | RUDOLPH TECHNOLOGIES INC RTEC · Entity 131655 | GrantCommon Stock | 2,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001407682-17-000042 · edgardoc.xml · nonDerivative · entry 1 Chan Chun Hoy · CIK 0001631609 · VP Asia Field Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,444 F1 · shares: One-third of the total shares of Common Stock subject to this Restricted Stock Unit grant vests on each of the first three anniversaries of the grant date. Generally, vested shares will be delivered to the reporting person as soon as practicable after vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.