Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEW AMERICA HIGH INCOME FUND INCHYB · Entity 11337 | Director | January 27, 2020 | January 29, 2020 |
| OMEGA HEALTHCARE INVESTORS INCOHI · Entity 3362 | Director | December 15, 2017 | December 26, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEW AMERICA HIGH INCOME FUND INC
Report date January 27, 2020 · Filed January 29, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy BJK Family Partners LLLP | 0 |
Reported balance
After 2020-01-27 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-01-27 · Sale · Acquired 459,377 · Balance 0 F1: These securities were held by BJK Family Partnership LLLP of which Reporting Person holds a 1% interest indirectly through the general partner of BJK Family Partnership LLLP. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest, and this report shall not be construed as an admission that the Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse of Reporting Person | 124,219 |
Reported balance
Holding disclosure · report date 2020-01-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 124,219 |
| Common StockSEC Table I · non-derivative | Direct | 54,838 |
Reported balance
Holding disclosure · report date 2020-01-27 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 54,838 |
Filing footnotes · ownership attribution and instrument terms
F1: These securities were held by BJK Family Partnership LLLP of which Reporting Person holds a 1% interest indirectly through the general partner of BJK Family Partnership LLLP. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest, and this report shall not be construed as an admission that the Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose.
OMEGA HEALTHCARE INVESTORS INC
Report date December 15, 2017 · Filed December 26, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 996,895 |
Ending reported balance
After 2017-12-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-12-15 · Gift · Disposed 7,000 · Balance 896,895 Row 2 · 2017-12-22 · Purchase · Acquired 100,000 · Balance 996,895 |
| Common StockSEC Table I · non-derivative | IndirectWife Ownership | 1,000 |
Reported balance
Holding disclosure · report date 2017-12-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 27, 2020 Filed Jan 29, 2020 13:31 UTC | NEW AMERICA HIGH INCOME FUND INC HYB · Entity 11337 | SaleCommon Stock | 459,377 | $9.05 | $4,157,361.85 |
DisclosureSEC source: 0001255647-20-000002 · primary_doc.xml · nonDerivative · entry 1 KORMAN BERNARD J · CIK 0000930983 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By BJK Family Partners LLLP Disclosed balance after: 0 F1 · ownership.nature: These securities were held by BJK Family Partnership LLLP of which Reporting Person holds a 1% interest indirectly through the general partner of BJK Family Partnership LLLP. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest, and this report shall not be construed as an admission that the Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or for any other purpose. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 16:37 UTC | NEW AMERICA HIGH INCOME FUND INC HYB · Entity 11337 | SaleCommon Stock | 1,261 | $9.20 | $11,601.20 |
DisclosureSEC source: 0001255647-20-000001 · primary_doc.xml · nonDerivative · entry 1 KORMAN BERNARD J · CIK 0000930983 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Afterglow Holdings LLLP Disclosed balance after: 0 F1 · ownership.nature: These securities were held by Afterglow Holdings LLLP of which Reporting Person holds an interest indirectly through the general partner of Afterglow Holdings LLLP. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest, and this report shall not be construed as an admission the the Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. Read SEC document |
| January 17, 2019 Filed Jan 18, 2019 10:16 UTC | NEW AMERICA HIGH INCOME FUND INC HYB · Entity 11337 | PurchaseCommon Stock | 3 | $8.03 | $24.09 |
DisclosureSEC source: 0001255647-19-000002 · primary_doc.xml · nonDerivative · entry 7 KORMAN BERNARD J · CIK 0000930983 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By BJK Family Partners LLLP Disclosed balance after: 459,377 F1 · ownership.direct: These securities are held by the BJK Family Partnership LLLP (the "Partnership") of which Reporting Person holds a 1% interest indirectly through the general partner of the Partnership. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest, and this report shall not be construed as an admission that the Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. Read SEC document |
| January 16, 2019 Filed Jan 18, 2019 10:16 UTC | NEW AMERICA HIGH INCOME FUND INC HYB · Entity 11337 | PurchaseCommon Stock | 40,090 | $8.04 | $322,323.60 |
DisclosureSEC source: 0001255647-19-000002 · primary_doc.xml · nonDerivative · entry 4 KORMAN BERNARD J · CIK 0000930983 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By BJK Family Partners LLLP Disclosed balance after: 459,377 F1 · ownership.direct: These securities are held by the BJK Family Partnership LLLP (the "Partnership") of which Reporting Person holds a 1% interest indirectly through the general partner of the Partnership. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest, and this report shall not be construed as an admission that the Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. Read SEC document |
| December 28, 2018 Filed Jan 18, 2019 10:16 UTC | NEW AMERICA HIGH INCOME FUND INC HYB · Entity 11337 | SaleCommon Stock | 40,093 | $7.32 | $293,416.61 |
DisclosureSEC source: 0001255647-19-000002 · primary_doc.xml · nonDerivative · entry 1 KORMAN BERNARD J · CIK 0000930983 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By BJK Family Partners LLLP Disclosed balance after: 459,377 F1 · ownership.nature: These securities are held by the BJK Family Partnership LLLP (the "Partnership") of which Reporting Person holds a 1% interest indirectly through the general partner of the Partnership. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest, and this report shall not be construed as an admission that the Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. Read SEC document |
| July 05, 2018 Filed Aug 14, 2018 15:27 UTC | NEW AMERICA HIGH INCOME FUND INC HYB · Entity 11337 | PurchaseCommon Stock | 5,800 | $8.57 | $49,707.16 |
DisclosureSEC source: 0001255647-18-000002 · primary_doc.xml · nonDerivative · entry 1 KORMAN BERNARD J · CIK 0000930983 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse of Reporting Person Disclosed balance after: 124,219 Read SEC document |
| December 22, 2017 Filed Dec 26, 2017 16:06 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | PurchaseCommon Stock | 100,000 | $26.89 | $2,689,000.00 |
DisclosureSEC source: 0001127602-17-035469 · form4.xml · nonDerivative · entry 2 KORMAN BERNARD J · CIK 0000930983 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 996,895 Read SEC document |
| December 15, 2017 Filed Dec 26, 2017 16:06 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | GiftCommon Stock | 7,000 | $28.20 | $197,400.00 |
DisclosureSEC source: 0001127602-17-035469 · form4.xml · nonDerivative · entry 1 KORMAN BERNARD J · CIK 0000930983 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 896,895 Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 18:59 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | PurchaseCommon Stock | 100,000 | $28.24 | $2,823,890.00 |
DisclosureSEC source: 0001127602-17-030928 · form4.xml · nonDerivative · entry 1 KORMAN BERNARD J · CIK 0000930983 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 903,895 Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 15:13 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | GrantDeferred Stock Units · Derivative | 6,404 | $31.23 | $199,996.92 |
DisclosureSEC source: 0001127602-17-021031 · form4.xml · derivative · entry 1 KORMAN BERNARD J · CIK 0000930983 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,970 Underlying: Common Stock · 6,404 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Plan: These units represent the grant of stock or restricted stock to the reporting person vesting over time or upon other specified events and convert into shares of common stock on a 1 for 1 basis. If the participant so elects, dividends will also be converted into Deferred Stock Units. F2 · shares: Represents annual grant of restricted stock, elected to be taken as Deferred Stock Units, to the reporting person. The restricted units are subject to time based vesting. F3 · derivative.exercise_date: These units will be converted into shares of common stock upon separation from service, death, disability, or certain specified events, all as defined in such plan. F3 · derivative.expiration_date: These units will be converted into shares of common stock upon separation from service, death, disability, or certain specified events, all as defined in such plan. Read SEC document |
| May 16, 2017 Filed May 18, 2017 20:42 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | GrantCommon Stock | 376 | $33.23 | $12,494.48 |
DisclosureSEC source: 0001127602-17-018675 · form4.xml · nonDerivative · entry 1 KORMAN BERNARD J · CIK 0000930983 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 803,895 F1 · shares: Grant of stock for payment of quarterly Directors' fees. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 16:56 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | GrantCommon Stock | 401 | $31.19 | $12,507.19 |
DisclosureSEC source: 0001127602-17-007208 · form4.xml · nonDerivative · entry 1 KORMAN BERNARD J · CIK 0000930983 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 803,519 F1 · shares: Grant of stock for payment of quarterly Director's fees Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 20:26 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | GrantCommon Stock | 433 | $28.89 | $12,509.37 |
DisclosureSEC source: 0001127602-16-067553 · form4.xml · nonDerivative · entry 1 KORMAN BERNARD J · CIK 0000930983 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 775,118 F1 · shares: Grant of stock for payment of quarterly Directors' fees. Read SEC document |
| November 04, 2016 Filed Nov 7, 2016 15:24 UTC | OMEGA HEALTHCARE INVESTORS INC OHI · Entity 3362 | PurchaseCommon Stock | 100,000 | $29.29 | $2,929,470.00 |
DisclosureSEC source: 0001127602-16-066194 · form4.xml · nonDerivative · entry 1 KORMAN BERNARD J · CIK 0000930983 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 774,685 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.