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FIELDING PATTI K

Disclosed activity across 1 company

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152127
SEC CIK
0001229391

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
APARTMENT INVESTMENT & MANAGEMENT COAIV · Entity 5661Executive Vice PresidentJanuary 28, 2020January 30, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

APARTMENT INVESTMENT & MANAGEMENT CO

Report date January 28, 2020 · Filed January 30, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect44,119 Ending reported balance After 2020-01-28 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-01-28 · Grant · Acquired 2,078 · Balance 40,316

F1: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2017 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 50% on January 31, 2020, and 50% on January 31, 2021.

Row 2 · 2020-01-28 · Grant · Acquired 3,803 · Balance 44,119

F2: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2016 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of certain performance criteria. The shares vest 50% on January 29, 2019, and 50% on January 26, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2017 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 50% on January 31, 2020, and 50% on January 31, 2021.

F2: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2016 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of certain performance criteria. The shares vest 50% on January 29, 2019, and 50% on January 26, 2020.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 28, 2020 Filed Jan 30, 2020 23:46 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 GrantClass A Common Stock 3,803 Not disclosed Not disclosed
Disclosure

SEC source: 0001229384-20-000006 · edgar.xml · nonDerivative · entry 2

FIELDING PATTI K · CIK 0001229391 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,119

F2 · kind: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2016 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of certain performance criteria. The shares vest 50% on January 29, 2019, and 50% on January 26, 2020.

F2 · price: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2016 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of certain performance criteria. The shares vest 50% on January 29, 2019, and 50% on January 26, 2020.

Read SEC document
January 28, 2020 Filed Jan 30, 2020 23:46 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 GrantClass A Common Stock 2,078 Not disclosed Not disclosed
Disclosure

SEC source: 0001229384-20-000006 · edgar.xml · nonDerivative · entry 1

FIELDING PATTI K · CIK 0001229391 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,316

F1 · kind: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2017 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 50% on January 31, 2020, and 50% on January 31, 2021.

F1 · price: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2017 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 50% on January 31, 2020, and 50% on January 31, 2021.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 23:08 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 GrantClass A Common Stock 205 $49.43 $10,133.15
Disclosure

SEC source: 0001229384-19-000052 · edgar.xml · nonDerivative · entry 2

FIELDING PATTI K · CIK 0001229391 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,815

F3 · shares: The shares were acquired through dividend reinvestment.

Read SEC document
March 22, 2019 Filed Jun 4, 2019 23:08 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 OtherClass A Common Stock 1,423 Not disclosed Not disclosed
Disclosure

SEC source: 0001229384-19-000052 · edgar.xml · nonDerivative · entry 1

FIELDING PATTI K · CIK 0001229391 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,610

F1 · shares: Aimco effected a 1 for 1.03119 reverse split on February 20, 2019, and then paid a special dividend on March 22, 2019, resulting in the reporting person's ownership of 1,423 additional shares of common stock.

F2 · price: Shares acquired in special dividend paid on March 22, 2019, price column not applicable.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 22:13 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 SaleClass A Common Stock 20,272 $49.64 $1,006,379.11
Disclosure

SEC source: 0001229384-19-000048 · edgar.xml · nonDerivative · entry 1

FIELDING PATTI K · CIK 0001229391 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,187

F1 · price: This is a weighted average price. The prices for which the shares were actually sold ranged from $49.64 to $49.67. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
January 29, 2019 Filed Feb 1, 2019 01:12 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 GrantClass A Common Stock 2,660 Not disclosed Not disclosed
Disclosure

SEC source: 0001229384-19-000028 · edgar.xml · nonDerivative · entry 3

FIELDING PATTI K · CIK 0001229391 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,459

F3 · kind: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2016 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of certain performance criteria.

F3 · price: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2016 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of certain performance criteria.

Read SEC document
January 29, 2019 Filed Feb 1, 2019 01:12 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 GrantClass A Common Stock 5,713 Not disclosed Not disclosed
Disclosure

SEC source: 0001229384-19-000028 · edgar.xml · nonDerivative · entry 2

FIELDING PATTI K · CIK 0001229391 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,799

F2 · kind: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2016 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of certain performance criteria. The shares vest 50% on January 29, 2019, and 50% on January 26, 2020.

F2 · price: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2016 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of certain performance criteria. The shares vest 50% on January 29, 2019, and 50% on January 26, 2020.

Read SEC document
January 29, 2019 Filed Feb 1, 2019 01:12 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 GrantClass A Common Stock 7,534 Not disclosed Not disclosed
Disclosure

SEC source: 0001229384-19-000028 · edgar.xml · nonDerivative · entry 1

FIELDING PATTI K · CIK 0001229391 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,086

F1 · kind: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2016 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 50% on January 29, 2019, and 50% on January 26, 2020.

F1 · price: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2016 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 50% on January 29, 2019, and 50% on January 26, 2020.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 23:47 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 GrantClass A Common Stock 13,475 Not disclosed Not disclosed
Disclosure

SEC source: 0001229384-18-000032 · edgar.xml · nonDerivative · entry 2

FIELDING PATTI K · CIK 0001229391 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,552

F2 · kind: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2015 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 50% on February 12, 2018, and 50% on February 12, 2019.

F2 · price: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2015 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of total shareholder return criteria over the period compared to specified indices. The shares vest 50% on February 12, 2018, and 50% on February 12, 2019.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 23:47 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 GrantClass A Common Stock 886 Not disclosed Not disclosed
Disclosure

SEC source: 0001229384-18-000032 · edgar.xml · nonDerivative · entry 1

FIELDING PATTI K · CIK 0001229391 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,077

F1 · kind: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2016 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of certain performance criteria.

F1 · price: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2016 long term incentive compensation, price column not applicable. Receipt of the shares was subject to satisfaction of certain performance criteria.

Read SEC document
February 28, 2017 Filed Apr 12, 2017 22:22 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 GrantClass A Common Stock 109 $46.48 $5,066.32
Disclosure

SEC source: 0001229384-17-000042 · edgar.xml · nonDerivative · entry 2

FIELDING PATTI K · CIK 0001229391 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,191

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:51 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 GrantClass A Common Stock 886 Not disclosed Not disclosed
Disclosure

SEC source: 0001229384-17-000028 · edgar.xml · nonDerivative · entry 2

FIELDING PATTI K · CIK 0001229391 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,012

F3 · price: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2016 long term incentive compensation, with the shares received for no consideration upon satisfaction of performance criteria. Price column not applicable.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 23:51 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 GrantClass A Common Stock 3,203 Not disclosed Not disclosed
Disclosure

SEC source: 0001229384-17-000028 · edgar.xml · nonDerivative · entry 1

FIELDING PATTI K · CIK 0001229391 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,126

F1 · shares: The shares vest 25% on each anniversary of the grant date of January 31, 2017, beginning with the first anniversary.

F2 · price: Stock Award approved by Compensation and Human Resources Committee in connection with a portion of 2017 long term incentive compensation, price column not applicable.

Read SEC document
November 30, 2016 Filed Apr 12, 2017 22:22 UTC APARTMENT INVESTMENT & MANAGEMENT CO AIV · Entity 5661 GrantClass A Common Stock 70 $41.49 $2,904.30
Disclosure

SEC source: 0001229384-17-000042 · edgar.xml · nonDerivative · entry 1

FIELDING PATTI K · CIK 0001229391 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,082

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.