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Azmon Dan

Disclosed activity across 2 companies

Tapewire entity
152110
SEC CIK
0001434019

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CPI AEROSTRUCTURES INCCVU · Entity 7036Chief Financial OfficerNovember 18, 2019January 31, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CPI AEROSTRUCTURES INC

Report date November 18, 2019 · Filed January 31, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect10,000 Reported balance After 2019-11-18 transaction · row 1
1 source row

Row 1 · 2019-11-18 · Grant · Acquired 10,000 · Balance 10,000

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

L3 TECHNOLOGIES, INC.

Report date June 29, 2019 · Filed July 02, 2019

Section 16 reporting ended · disclosed 2019-07-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2019-06-29 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2019-06-29 · Disposition to issuer · Disposed 4,921 · Balance 0

F1: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris") and each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio").

F2: Includes a total of 3,747 restricted stock units. In connection with the Merger, (i) all vesting conditions of each unvested restricted stock unit granted prior to October 12, 2018 (2,053 of the restricted stock units) were deemed satisfied and accelerated in full and each such restricted stock unit was cancelled and entitled the holder to receive a number of shares of L3Harris common stock equal to the number of such restricted stock units multiplied by the exchange ratio and (ii) all unvested restricted stock units granted after October 12, 2018 (1,694 restricted stock units) were cancelled and entitled the holder to receive time-vesting restricted stock units denominated in shares of L3Harris common stock, in an amount calculated by multiplying the number of such restricted stock units by the exchange ratio.

F3: Reflects additional shares acquired through L3's Master Savings (401(k)) Plan.

Row 2 · 2019-06-29 · Grant · Acquired 664 · Balance 664

F1: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris") and each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio").

F4: In February 2018, the reporting person was granted performance units which provided for delivery of shares of common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the outstanding performance units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the L3 Board in consultation with Harris), and each performance unit was cancelled and the reporting person became entitled to receive a combination of (i) shares of L3Harris common stock and (ii) time-vesting restricted stock units denominated in shares of L3Harris common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying each earned performance unit by the exchange ratio.

Row 3 · 2019-06-29 · Disposition to issuer · Disposed 664 · Balance 0

F1: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris") and each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio").

F4: In February 2018, the reporting person was granted performance units which provided for delivery of shares of common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the outstanding performance units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the L3 Board in consultation with Harris), and each performance unit was cancelled and the reporting person became entitled to receive a combination of (i) shares of L3Harris common stock and (ii) time-vesting restricted stock units denominated in shares of L3Harris common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying each earned performance unit by the exchange ratio.

02/21/17 Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $168.80 · Expires 2027-02-21Direct0 Reported balance After 2019-06-29 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-06-29 · Disposition to issuer · Disposed 3,356 · Balance 0

F6: At the effective time of the Merger, all vesting conditions applicable to outstanding stock options were deemed satisfied and accelerated in full and each option was converted into an option to purchase a number of shares of L3Harris common stock equal to the product of the number of shares of L3 common stock subject to such option and the exchange ratio, at an exercise price per share equal to the exercise price per share of such option divided by the exchange ratio.

F5: These options were originally scheduled to vest in equal one-third increments beginning on the one-year anniversary of the grant date.

02/20/18 Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $210.98 · Expires 2028-02-20Direct0 Reported balance After 2019-06-29 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-06-29 · Disposition to issuer · Disposed 2,856 · Balance 0

F6: At the effective time of the Merger, all vesting conditions applicable to outstanding stock options were deemed satisfied and accelerated in full and each option was converted into an option to purchase a number of shares of L3Harris common stock equal to the product of the number of shares of L3 common stock subject to such option and the exchange ratio, at an exercise price per share equal to the exercise price per share of such option divided by the exchange ratio.

F5: These options were originally scheduled to vest in equal one-third increments beginning on the one-year anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris") and each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio").

F2: Includes a total of 3,747 restricted stock units. In connection with the Merger, (i) all vesting conditions of each unvested restricted stock unit granted prior to October 12, 2018 (2,053 of the restricted stock units) were deemed satisfied and accelerated in full and each such restricted stock unit was cancelled and entitled the holder to receive a number of shares of L3Harris common stock equal to the number of such restricted stock units multiplied by the exchange ratio and (ii) all unvested restricted stock units granted after October 12, 2018 (1,694 restricted stock units) were cancelled and entitled the holder to receive time-vesting restricted stock units denominated in shares of L3Harris common stock, in an amount calculated by multiplying the number of such restricted stock units by the exchange ratio.

F3: Reflects additional shares acquired through L3's Master Savings (401(k)) Plan.

F4: In February 2018, the reporting person was granted performance units which provided for delivery of shares of common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the outstanding performance units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the L3 Board in consultation with Harris), and each performance unit was cancelled and the reporting person became entitled to receive a combination of (i) shares of L3Harris common stock and (ii) time-vesting restricted stock units denominated in shares of L3Harris common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying each earned performance unit by the exchange ratio.

F5: These options were originally scheduled to vest in equal one-third increments beginning on the one-year anniversary of the grant date.

F6: At the effective time of the Merger, all vesting conditions applicable to outstanding stock options were deemed satisfied and accelerated in full and each option was converted into an option to purchase a number of shares of L3Harris common stock equal to the product of the number of shares of L3 common stock subject to such option and the exchange ratio, at an exercise price per share equal to the exercise price per share of such option divided by the exchange ratio.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 18, 2019 Filed Jan 31, 2020 21:43 UTC CPI AEROSTRUCTURES INC CVU · Entity 7036 GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001094891-20-000004 · edgar.xml · nonDerivative · entry 1

Azmon Dan · CIK 0001434019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
June 29, 2019 Filed Jul 2, 2019 16:17 UTC L3 TECHNOLOGIES, INC. LLL · Entity 156291 Disposition to issuer02/20/18 Employee Stock Option (Right to Buy) · Derivative 2,856 Not disclosed Strike: $210.98 Not disclosed
Disclosure

SEC source: 0001140361-19-012313 · form4.xml · derivative · entry 5

Azmon Dan · CIK 0001434019 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,856 shares

Expires 2028-02-20

F6 · price: At the effective time of the Merger, all vesting conditions applicable to outstanding stock options were deemed satisfied and accelerated in full and each option was converted into an option to purchase a number of shares of L3Harris common stock equal to the product of the number of shares of L3 common stock subject to such option and the exchange ratio, at an exercise price per share equal to the exercise price per share of such option divided by the exchange ratio.

F5 · derivative.exercise_date: These options were originally scheduled to vest in equal one-third increments beginning on the one-year anniversary of the grant date.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 16:17 UTC L3 TECHNOLOGIES, INC. LLL · Entity 156291 Disposition to issuer02/21/17 Employee Stock Option (Right to Buy) · Derivative 3,356 Not disclosed Strike: $168.80 Not disclosed
Disclosure

SEC source: 0001140361-19-012313 · form4.xml · derivative · entry 4

Azmon Dan · CIK 0001434019 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,356 shares

Expires 2027-02-21

F6 · price: At the effective time of the Merger, all vesting conditions applicable to outstanding stock options were deemed satisfied and accelerated in full and each option was converted into an option to purchase a number of shares of L3Harris common stock equal to the product of the number of shares of L3 common stock subject to such option and the exchange ratio, at an exercise price per share equal to the exercise price per share of such option divided by the exchange ratio.

F5 · derivative.exercise_date: These options were originally scheduled to vest in equal one-third increments beginning on the one-year anniversary of the grant date.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 16:17 UTC L3 TECHNOLOGIES, INC. LLL · Entity 156291 Disposition to issuerCommon Stock 664 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-19-012313 · form4.xml · nonDerivative · entry 3

Azmon Dan · CIK 0001434019 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris") and each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio").

F4 · kind: In February 2018, the reporting person was granted performance units which provided for delivery of shares of common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the outstanding performance units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the L3 Board in consultation with Harris), and each performance unit was cancelled and the reporting person became entitled to receive a combination of (i) shares of L3Harris common stock and (ii) time-vesting restricted stock units denominated in shares of L3Harris common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying each earned performance unit by the exchange ratio.

F4 · shares: In February 2018, the reporting person was granted performance units which provided for delivery of shares of common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the outstanding performance units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the L3 Board in consultation with Harris), and each performance unit was cancelled and the reporting person became entitled to receive a combination of (i) shares of L3Harris common stock and (ii) time-vesting restricted stock units denominated in shares of L3Harris common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying each earned performance unit by the exchange ratio.

F1 · price: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris") and each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio").

F4 · price: In February 2018, the reporting person was granted performance units which provided for delivery of shares of common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the outstanding performance units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the L3 Board in consultation with Harris), and each performance unit was cancelled and the reporting person became entitled to receive a combination of (i) shares of L3Harris common stock and (ii) time-vesting restricted stock units denominated in shares of L3Harris common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying each earned performance unit by the exchange ratio.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 16:17 UTC L3 TECHNOLOGIES, INC. LLL · Entity 156291 GrantCommon Stock 664 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-012313 · form4.xml · nonDerivative · entry 2

Azmon Dan · CIK 0001434019 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 664

F1 · kind: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris") and each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio").

F4 · kind: In February 2018, the reporting person was granted performance units which provided for delivery of shares of common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the outstanding performance units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the L3 Board in consultation with Harris), and each performance unit was cancelled and the reporting person became entitled to receive a combination of (i) shares of L3Harris common stock and (ii) time-vesting restricted stock units denominated in shares of L3Harris common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying each earned performance unit by the exchange ratio.

F4 · shares: In February 2018, the reporting person was granted performance units which provided for delivery of shares of common stock upon the achievement of specified performance criteria. Pursuant to the Merger Agreement, at the effective time of the Merger, the outstanding performance units were deemed earned based on the greater of target and actual level of performance through the effective time of the Merger (as reasonably determined by the compensation committee of the L3 Board in consultation with Harris), and each performance unit was cancelled and the reporting person became entitled to receive a combination of (i) shares of L3Harris common stock and (ii) time-vesting restricted stock units denominated in shares of L3Harris common stock, as set forth in the Merger Agreement, in an amount calculated by multiplying each earned performance unit by the exchange ratio.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 16:17 UTC L3 TECHNOLOGIES, INC. LLL · Entity 156291 Disposition to issuerCommon Stock 4,921 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-19-012313 · form4.xml · nonDerivative · entry 1

Azmon Dan · CIK 0001434019 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris") and each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio").

F2 · kind: Includes a total of 3,747 restricted stock units. In connection with the Merger, (i) all vesting conditions of each unvested restricted stock unit granted prior to October 12, 2018 (2,053 of the restricted stock units) were deemed satisfied and accelerated in full and each such restricted stock unit was cancelled and entitled the holder to receive a number of shares of L3Harris common stock equal to the number of such restricted stock units multiplied by the exchange ratio and (ii) all unvested restricted stock units granted after October 12, 2018 (1,694 restricted stock units) were cancelled and entitled the holder to receive time-vesting restricted stock units denominated in shares of L3Harris common stock, in an amount calculated by multiplying the number of such restricted stock units by the exchange ratio.

F2 · shares: Includes a total of 3,747 restricted stock units. In connection with the Merger, (i) all vesting conditions of each unvested restricted stock unit granted prior to October 12, 2018 (2,053 of the restricted stock units) were deemed satisfied and accelerated in full and each such restricted stock unit was cancelled and entitled the holder to receive a number of shares of L3Harris common stock equal to the number of such restricted stock units multiplied by the exchange ratio and (ii) all unvested restricted stock units granted after October 12, 2018 (1,694 restricted stock units) were cancelled and entitled the holder to receive time-vesting restricted stock units denominated in shares of L3Harris common stock, in an amount calculated by multiplying the number of such restricted stock units by the exchange ratio.

F3 · shares: Reflects additional shares acquired through L3's Master Savings (401(k)) Plan.

F1 · price: On June 29, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), L3 Technologies, Inc. ("L3") and Harris Corporation ("Harris") effected an all-stock, merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Harris merged with and into L3 with L3 surviving as a wholly-owned subsidiary of Harris (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Harris changed its name to "L3Harris Technologies, Inc." ("L3Harris") and each issued and outstanding share of L3 common stock was converted into the right to receive 1.30 shares of L3Harris common stock (the "exchange ratio").

F2 · price: Includes a total of 3,747 restricted stock units. In connection with the Merger, (i) all vesting conditions of each unvested restricted stock unit granted prior to October 12, 2018 (2,053 of the restricted stock units) were deemed satisfied and accelerated in full and each such restricted stock unit was cancelled and entitled the holder to receive a number of shares of L3Harris common stock equal to the number of such restricted stock units multiplied by the exchange ratio and (ii) all unvested restricted stock units granted after October 12, 2018 (1,694 restricted stock units) were cancelled and entitled the holder to receive time-vesting restricted stock units denominated in shares of L3Harris common stock, in an amount calculated by multiplying the number of such restricted stock units by the exchange ratio.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 16:04 UTC L3 TECHNOLOGIES, INC. LLL · Entity 156291 SaleCommon Stock 1,973 $214.14 $422,498.22
Disclosure

SEC source: 0001127602-19-008354 · form4.xml · nonDerivative · entry 1

Azmon Dan · CIK 0001434019 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,865

F1 · price: Represents weighted average sale price for price increments ranging from $213.72 to $214.50. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Does not include shares issuable upon the exercise of options.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 16:34 UTC L3 TECHNOLOGIES, INC. LLL · Entity 156291 Tax withholdingCommon Stock 1,039 $212.24 $220,517.36
Disclosure

SEC source: 0001127602-19-006840 · form4.xml · nonDerivative · entry 1

Azmon Dan · CIK 0001434019 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,838

F1 · balance_after: Does not include shares issuable upon the exercise of options.

F2 · balance_after: Reflects additional shares acquired through the Company's Master Savings (401(k)) Plan.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 17:44 UTC L3 TECHNOLOGIES, INC. LLL · Entity 156291 GrantCommon Stock 1,694 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005733 · form4.xml · nonDerivative · entry 1

Azmon Dan · CIK 0001434019 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,874

F1 · shares: Grant of restricted stock units which vest on the three-year anniversary of the grant date.

F2 · balance_after: Does not include shares issuable upon the exercise of options.

F3 · balance_after: Reflects additional shares acquired through the Company's Master Savings (401(k)) Plan.

Read SEC document
March 13, 2018 Filed Mar 15, 2018 16:38 UTC L3 TECHNOLOGIES, INC. LLL · Entity 156291 OtherCommon Stock 435 $206.52 $89,836.20
Disclosure

SEC source: 0001127602-18-011707 · form4.xml · nonDerivative · entry 1

Azmon Dan · CIK 0001434019 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) plan

Disclosed balance after: 6,171

F1 · balance_after: Does not include shares issuable upon the exercise of options.

F2 · balance_after: Exempt discretionary transaction involving the transfer of units from a Company stock fund account within the Company's Master Savings (401(k)) Plan (the "Plan") to an alternative investment in the Plan.

Read SEC document
March 05, 2018 Filed Mar 6, 2018 16:19 UTC L3 TECHNOLOGIES, INC. LLL · Entity 156291 SaleCommon Stock 1,772 $203.82 $361,167.45
Disclosure

SEC source: 0001127602-18-010351 · form4.xml · nonDerivative · entry 1

Azmon Dan · CIK 0001434019 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,606

F1 · balance_after: Does not include shares issuable upon the exercise of options.

F2 · balance_after: Reflects additional shares acquired through the Company's Master Savings (401(k)) Plan.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 16:01 UTC L3 TECHNOLOGIES, INC. LLL · Entity 156291 Grant02/20/18 Employee Stock Option (Right to Buy) · Derivative 2,725 $0.00 Strike: $210.98 $0.00
Disclosure

SEC source: 0001140361-18-009334 · form4.xml · derivative · entry 3

Azmon Dan · CIK 0001434019 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,725

Underlying: Common Stock · 2,725 shares

Expires 2028-02-20

F4 · derivative.exercise_date: This option vests annually in equal one-third increments beginning on the one-year anniversary of the grant date.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 16:01 UTC L3 TECHNOLOGIES, INC. LLL · Entity 156291 GrantCommon Stock 498 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-009334 · form4.xml · nonDerivative · entry 2

Azmon Dan · CIK 0001434019 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,310

F3 · shares: Grant of restricted stock units which vest on the three-year anniversary of the grant date.

F1 · balance_after: Does not include shares issuable upon the exercise of options.

Read SEC document
February 20, 2018 Filed Mar 6, 2018 17:31 UTC Amendment L3 TECHNOLOGIES, INC. LLL · Entity 156291 Grant02/20/18 Employee Stock Option (Right to Buy) · Derivative 2,856 $0.00 Strike: $210.98 $0.00
Disclosure

SEC source: 0001140361-18-012338 · form4.xml · derivative · entry 1

Azmon Dan · CIK 0001434019 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,856

Underlying: Common Stock · 2,856 shares

Expires 2028-02-20

F1 · shares: The original Form 4 filed on February 21, 2018 is being amended to correct the amount of shares granted due to an administrative error.

F2 · derivative.exercise_date: This option vests annually in equal one-third increments beginning on the one-year anniversary of the grant date.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 16:01 UTC L3 TECHNOLOGIES, INC. LLL · Entity 156291 Tax withholdingCommon Stock 935 $212.89 $199,052.15
Disclosure

SEC source: 0001140361-18-009334 · form4.xml · nonDerivative · entry 1

Azmon Dan · CIK 0001434019 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,812

F1 · balance_after: Does not include shares issuable upon the exercise of options.

F2 · balance_after: Reflects additional shares acquired through the Company's Master Savings (401(k)) Plan.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 16:01 UTC L3 TECHNOLOGIES, INC. LLL · Entity 156291 SaleCommon Stock 1,782 $168.91 $300,997.62
Disclosure

SEC source: 0001140361-17-009129 · form4.xml · nonDerivative · entry 1

Azmon Dan · CIK 0001434019 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,649

F1 · balance_after: Does not include shares issuable upon the exercise of options.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 17:11 UTC L3 TECHNOLOGIES, INC. LLL · Entity 156291 Grant02/21/17 Employee Stock Option (Right to Buy) · Derivative 3,356 $0.00 Strike: $168.80 $0.00
Disclosure

SEC source: 0001140361-17-008685 · form4.xml · derivative · entry 2

Azmon Dan · CIK 0001434019 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,356

Underlying: Common Stock · 3,356 shares

Expires 2027-02-21

F3 · derivative.exercise_date: This option vests annually in equal one-third increments beginning on the one-year anniversary of the grant date.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 17:11 UTC L3 TECHNOLOGIES, INC. LLL · Entity 156291 GrantCommon Stock 1,555 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-008685 · form4.xml · nonDerivative · entry 1

Azmon Dan · CIK 0001434019 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,431

F1 · shares: Grant of restricted stock units which vest on the three-year anniversary of the grant date.

F2 · balance_after: Does not include shares issuable upon the exercise of options.

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February 17, 2017 Filed Feb 21, 2017 19:16 UTC L3 TECHNOLOGIES, INC. LLL · Entity 156291 Tax withholdingCommon Stock 1,077 $168.23 $181,183.71
Disclosure

SEC source: 0001567619-17-000265 · form4.xml · nonDerivative · entry 1

Azmon Dan · CIK 0001434019 · VP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,876

F1 · balance_after: Does not include shares issuable upon the exercise of options.

F2 · balance_after: Reflects additional shares acquired through the Company's Master Savings (401(k)) Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.