Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEIGHBORHOOD INTELLIGENCE, INC.OSTK · Entity 5765 | Chief Technology Officer | February 02, 2020 | February 05, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEIGHBORHOOD INTELLIGENCE, INC.
Report date February 02, 2020 · Filed February 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,676 |
Ending reported balance
After 2020-02-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-02-02 · Exercise / conversion · Acquired 1,667 · Balance 8,254 Row 2 · 2020-02-02 · Tax withholding · Disposed 578 · Balance 7,676 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 23,668 |
Reported balance
After 2020-02-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-02-02 · Exercise / conversion · Disposed 1,667 · Balance 23,668 F1: Each restricted stock unit represents a contingent right to receive one share of Overstock.com, Inc. common stock. The restricted stock units have vested in three equal installments at the close of business on February 2, 2018, February 2, 2019, and February 2, 2020. Vested shares are delivered to the reporting person promptly after the restricted stock units vest. Amount shown does not include previously granted RSUs with different vesting schedules. |
| Common StockSEC Table I · non-derivative | IndirectBased on 1/31/20 401k Plan balance provided by Fidelity | 636.8 |
Reported balance
Holding disclosure · report date 2020-02-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 636.8 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Overstock.com, Inc. common stock. The restricted stock units have vested in three equal installments at the close of business on February 2, 2018, February 2, 2019, and February 2, 2020. Vested shares are delivered to the reporting person promptly after the restricted stock units vest. Amount shown does not include previously granted RSUs with different vesting schedules.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 02, 2020 Filed Feb 5, 2020 01:24 UTC | NEIGHBORHOOD INTELLIGENCE, INC. OSTK · Entity 5765 | Exercise / conversionRestricted Stock Units · Derivative | 1,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001105 · edgar.xml · derivative · entry 4 Auwerda Nathan Forrest · CIK 0001760961 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,668 Underlying: Common Stock · 1,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Overstock.com, Inc. common stock. The restricted stock units have vested in three equal installments at the close of business on February 2, 2018, February 2, 2019, and February 2, 2020. Vested shares are delivered to the reporting person promptly after the restricted stock units vest. Amount shown does not include previously granted RSUs with different vesting schedules. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Overstock.com, Inc. common stock. The restricted stock units have vested in three equal installments at the close of business on February 2, 2018, February 2, 2019, and February 2, 2020. Vested shares are delivered to the reporting person promptly after the restricted stock units vest. Amount shown does not include previously granted RSUs with different vesting schedules. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Overstock.com, Inc. common stock. The restricted stock units have vested in three equal installments at the close of business on February 2, 2018, February 2, 2019, and February 2, 2020. Vested shares are delivered to the reporting person promptly after the restricted stock units vest. Amount shown does not include previously granted RSUs with different vesting schedules. Read SEC document |
| February 02, 2020 Filed Feb 5, 2020 01:24 UTC | NEIGHBORHOOD INTELLIGENCE, INC. OSTK · Entity 5765 | Tax withholdingCommon Stock | 578 | $8.12 | $4,693.36 |
DisclosureSEC source: 0001179110-20-001105 · edgar.xml · nonDerivative · entry 2 Auwerda Nathan Forrest · CIK 0001760961 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,676 Read SEC document |
| February 02, 2020 Filed Feb 5, 2020 01:24 UTC | NEIGHBORHOOD INTELLIGENCE, INC. OSTK · Entity 5765 | Exercise / conversionCommon Stock | 1,667 | $0.00 | $0.17 |
DisclosureSEC source: 0001179110-20-001105 · edgar.xml · nonDerivative · entry 1 Auwerda Nathan Forrest · CIK 0001760961 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,254 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2020 Filed Jan 28, 2020 22:58 UTC | NEIGHBORHOOD INTELLIGENCE, INC. OSTK · Entity 5765 | Exercise / conversionRestricted Stock Units · Derivative | 2,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-000834 · edgar.xml · derivative · entry 4 Auwerda Nathan Forrest · CIK 0001760961 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,335 Underlying: Common Stock · 2,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Overstock.com, Inc. common stock. The restricted stock units vest or have vested in three equal installments at the close of business on January 26, 2019, January 26, 2020, and January 26, 2021. Vested shares are delivered to the reporting person promptly after the restricted stock units vest. Amount shown does not include previously granted RSUs with different vesting schedules. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Overstock.com, Inc. common stock. The restricted stock units vest or have vested in three equal installments at the close of business on January 26, 2019, January 26, 2020, and January 26, 2021. Vested shares are delivered to the reporting person promptly after the restricted stock units vest. Amount shown does not include previously granted RSUs with different vesting schedules. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Overstock.com, Inc. common stock. The restricted stock units vest or have vested in three equal installments at the close of business on January 26, 2019, January 26, 2020, and January 26, 2021. Vested shares are delivered to the reporting person promptly after the restricted stock units vest. Amount shown does not include previously granted RSUs with different vesting schedules. Read SEC document |
| January 26, 2020 Filed Jan 28, 2020 22:58 UTC | NEIGHBORHOOD INTELLIGENCE, INC. OSTK · Entity 5765 | Tax withholdingCommon Stock | 809 | $8.06 | $6,520.54 |
DisclosureSEC source: 0001179110-20-000834 · edgar.xml · nonDerivative · entry 2 Auwerda Nathan Forrest · CIK 0001760961 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,587 Read SEC document |
| January 26, 2020 Filed Jan 28, 2020 22:58 UTC | NEIGHBORHOOD INTELLIGENCE, INC. OSTK · Entity 5765 | Exercise / conversionCommon Stock | 2,333 | $0.00 | $0.23 |
DisclosureSEC source: 0001179110-20-000834 · edgar.xml · nonDerivative · entry 1 Auwerda Nathan Forrest · CIK 0001760961 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 30, 2019 Filed Nov 1, 2019 20:38 UTC | NEIGHBORHOOD INTELLIGENCE, INC. OSTK · Entity 5765 | Exercise / conversionRestricted Stock Units · Derivative | 666 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-011347 · edgar.xml · derivative · entry 4 Auwerda Nathan Forrest · CIK 0001760961 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,668 Underlying: Common Stock · 666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Overstock.com, Inc. common stock. The restricted stock units vest in three equal installments at the close of business on October 30, 2019, October 30, 2020, and October 30, 2021. Vested shares are delivered to the reporting person promptly after the restricted stock units vest. Amount shown does not include previously granted RSUs with different vesting schedules. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Overstock.com, Inc. common stock. The restricted stock units vest in three equal installments at the close of business on October 30, 2019, October 30, 2020, and October 30, 2021. Vested shares are delivered to the reporting person promptly after the restricted stock units vest. Amount shown does not include previously granted RSUs with different vesting schedules. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Overstock.com, Inc. common stock. The restricted stock units vest in three equal installments at the close of business on October 30, 2019, October 30, 2020, and October 30, 2021. Vested shares are delivered to the reporting person promptly after the restricted stock units vest. Amount shown does not include previously granted RSUs with different vesting schedules. Read SEC document |
| October 30, 2019 Filed Nov 1, 2019 20:38 UTC | NEIGHBORHOOD INTELLIGENCE, INC. OSTK · Entity 5765 | Tax withholdingCommon Stock | 196 | $10.66 | $2,089.36 |
DisclosureSEC source: 0001179110-19-011347 · edgar.xml · nonDerivative · entry 2 Auwerda Nathan Forrest · CIK 0001760961 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,063 Read SEC document |
| October 30, 2019 Filed Nov 1, 2019 20:38 UTC | NEIGHBORHOOD INTELLIGENCE, INC. OSTK · Entity 5765 | Exercise / conversionCommon Stock | 666 | $0.00 | $0.07 |
DisclosureSEC source: 0001179110-19-011347 · edgar.xml · nonDerivative · entry 1 Auwerda Nathan Forrest · CIK 0001760961 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,259 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2019 Filed Aug 1, 2019 20:46 UTC | NEIGHBORHOOD INTELLIGENCE, INC. OSTK · Entity 5765 | SaleCommon Stock | 400 | $22.59 | $9,036.00 |
DisclosureSEC source: 0001179110-19-008963 · edgar.xml · nonDerivative · entry 1 Auwerda Nathan Forrest · CIK 0001760961 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,593 F1 · kind: The sale reported in this Form 4 was effected pursuant to the Rule 10b-5-1 trading plan adopted by the reporting person on March 29, 2019. Read SEC document |
| March 24, 2019 Filed Mar 26, 2019 14:48 UTC | NEIGHBORHOOD INTELLIGENCE, INC. OSTK · Entity 5765 | Exercise / conversionRestricted Stock Units · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-004265 · edgar.xml · derivative · entry 4 Auwerda Nathan Forrest · CIK 0001760961 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,334 Underlying: Common Stock · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Overstock.com, Inc. common stock. The restricted stock units have vested in three equal installments at the close of business on March 24, 2017, March 24, 2018, and March 24, 2019. Vested shares are delivered to the reporting person promptly after the restricted stock units vest. Amount shown does not include previously granted RSUs with different vesting schedules. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Overstock.com, Inc. common stock. The restricted stock units have vested in three equal installments at the close of business on March 24, 2017, March 24, 2018, and March 24, 2019. Vested shares are delivered to the reporting person promptly after the restricted stock units vest. Amount shown does not include previously granted RSUs with different vesting schedules. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Overstock.com, Inc. common stock. The restricted stock units have vested in three equal installments at the close of business on March 24, 2017, March 24, 2018, and March 24, 2019. Vested shares are delivered to the reporting person promptly after the restricted stock units vest. Amount shown does not include previously granted RSUs with different vesting schedules. Read SEC document |
| March 24, 2019 Filed Mar 26, 2019 14:48 UTC | NEIGHBORHOOD INTELLIGENCE, INC. OSTK · Entity 5765 | Tax withholdingCommon Stock | 570 | $18.41 | $10,493.70 |
DisclosureSEC source: 0001179110-19-004265 · edgar.xml · nonDerivative · entry 2 Auwerda Nathan Forrest · CIK 0001760961 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,993 Read SEC document |
| March 24, 2019 Filed Mar 26, 2019 14:48 UTC | NEIGHBORHOOD INTELLIGENCE, INC. OSTK · Entity 5765 | Exercise / conversionCommon Stock | 2,000 | $0.00 | $0.20 |
DisclosureSEC source: 0001179110-19-004265 · edgar.xml · nonDerivative · entry 1 Auwerda Nathan Forrest · CIK 0001760961 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,563 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 17:34 UTC | NEIGHBORHOOD INTELLIGENCE, INC. OSTK · Entity 5765 | GrantRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-001948 · edgar.xml · derivative · entry 1 Auwerda Nathan Forrest · CIK 0001760961 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,334 Underlying: Common Stock · 20,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Overstock.com, Inc. common stock. The restricted stock units vest in three equal installments at the close of business on February 13, 2020, February 13, 2021, and February 13, 2022. Vested shares will be delivered to the reporting person promptly after the restricted stock units vest. Amount shown does not include previously granted RSUs with different vesting schedules. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Overstock.com, Inc. common stock. The restricted stock units vest in three equal installments at the close of business on February 13, 2020, February 13, 2021, and February 13, 2022. Vested shares will be delivered to the reporting person promptly after the restricted stock units vest. Amount shown does not include previously granted RSUs with different vesting schedules. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Overstock.com, Inc. common stock. The restricted stock units vest in three equal installments at the close of business on February 13, 2020, February 13, 2021, and February 13, 2022. Vested shares will be delivered to the reporting person promptly after the restricted stock units vest. Amount shown does not include previously granted RSUs with different vesting schedules. Read SEC document |
| February 02, 2019 Filed Feb 5, 2019 15:56 UTC | NEIGHBORHOOD INTELLIGENCE, INC. OSTK · Entity 5765 | Exercise / conversionRestricted Stock Units · Derivative | 1,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-001280 · edgar.xml · derivative · entry 4 Auwerda Nathan Forrest · CIK 0001760961 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,334 Underlying: Common Stock · 1,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Overstock.com, Inc. common stock. The restricted stock units vest or have vested in three equal installments at the close of business on February 2, 2018, February 2, 2019, and February 2, 2020. Vested shares are delivered to the reporting person promptly after the restricted stock units vest. Amount shown does not include previously granted RSUs with different vesting schedules. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Overstock.com, Inc. common stock. The restricted stock units vest or have vested in three equal installments at the close of business on February 2, 2018, February 2, 2019, and February 2, 2020. Vested shares are delivered to the reporting person promptly after the restricted stock units vest. Amount shown does not include previously granted RSUs with different vesting schedules. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Overstock.com, Inc. common stock. The restricted stock units vest or have vested in three equal installments at the close of business on February 2, 2018, February 2, 2019, and February 2, 2020. Vested shares are delivered to the reporting person promptly after the restricted stock units vest. Amount shown does not include previously granted RSUs with different vesting schedules. Read SEC document |
| February 02, 2019 Filed Feb 5, 2019 15:56 UTC | NEIGHBORHOOD INTELLIGENCE, INC. OSTK · Entity 5765 | Tax withholdingCommon Stock | 578 | $17.55 | $10,143.90 |
DisclosureSEC source: 0001179110-19-001280 · edgar.xml · nonDerivative · entry 2 Auwerda Nathan Forrest · CIK 0001760961 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,563 Read SEC document |
| February 02, 2019 Filed Feb 5, 2019 15:56 UTC | NEIGHBORHOOD INTELLIGENCE, INC. OSTK · Entity 5765 | Exercise / conversionCommon Stock | 1,667 | $0.00 | $0.17 |
DisclosureSEC source: 0001179110-19-001280 · edgar.xml · nonDerivative · entry 1 Auwerda Nathan Forrest · CIK 0001760961 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,141 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2019 Filed Jan 29, 2019 19:19 UTC | NEIGHBORHOOD INTELLIGENCE, INC. OSTK · Entity 5765 | Exercise / conversionRestricted Stock Units · Derivative | 2,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-001012 · edgar.xml · derivative · entry 4 Auwerda Nathan Forrest · CIK 0001760961 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,001 Underlying: Common Stock · 2,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Overstock.com, Inc. common stock. The restricted stock units vest or have vested in three equal installments at the close of business on January 26, 2019, January 26, 2020, and January 26, 2021. Vested shares are delivered to the reporting person promptly after the restricted stock units vest. Amount shown does not include previously granted RSUs with different vesting schedules. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Overstock.com, Inc. common stock. The restricted stock units vest or have vested in three equal installments at the close of business on January 26, 2019, January 26, 2020, and January 26, 2021. Vested shares are delivered to the reporting person promptly after the restricted stock units vest. Amount shown does not include previously granted RSUs with different vesting schedules. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Overstock.com, Inc. common stock. The restricted stock units vest or have vested in three equal installments at the close of business on January 26, 2019, January 26, 2020, and January 26, 2021. Vested shares are delivered to the reporting person promptly after the restricted stock units vest. Amount shown does not include previously granted RSUs with different vesting schedules. Read SEC document |
| January 26, 2019 Filed Jan 29, 2019 19:19 UTC | NEIGHBORHOOD INTELLIGENCE, INC. OSTK · Entity 5765 | Tax withholdingCommon Stock | 809 | $18.38 | $14,869.42 |
DisclosureSEC source: 0001179110-19-001012 · edgar.xml · nonDerivative · entry 2 Auwerda Nathan Forrest · CIK 0001760961 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,474 Read SEC document |
| January 26, 2019 Filed Jan 29, 2019 19:19 UTC | NEIGHBORHOOD INTELLIGENCE, INC. OSTK · Entity 5765 | Exercise / conversionCommon Stock | 2,333 | $0.00 | $0.23 |
DisclosureSEC source: 0001179110-19-001012 · edgar.xml · nonDerivative · entry 1 Auwerda Nathan Forrest · CIK 0001760961 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.