Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Senior Vice President | June 08, 2024 | June 11, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date June 08, 2024 · Filed June 11, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 124,562.322 |
Ending reported balance
After 2024-06-08 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2024-06-08 · Exercise / conversion · Acquired 3,231 · Balance 124,759.322 Row 2 · 2024-06-08 · Tax withholding · Disposed 1,651 · Balance 123,108.322 Row 3 · 2024-06-08 · Exercise / conversion · Acquired 2,972 · Balance 126,080.322 Row 4 · 2024-06-08 · Tax withholding · Disposed 1,518 · Balance 124,562.322 |
| Rst. Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2024-06-08 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-06-08 · Exercise / conversion · Disposed 3,231 · Balance 0 F1: On 06/08/20, the reporting person was granted 12,502 RSUs, 3,125 of which vested on 06/08/21, 3,125 of which vested on 06/08/22, 3,125 of which vested on 06/08/23, and 3,127 of which vested on 06/08/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. F2: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3: Release of restricted stock units. |
| Rst. Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,973 |
Reported balance
After 2024-06-08 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-06-08 · Exercise / conversion · Disposed 2,972 · Balance 2,973 F4: On 06/08/21, the reporting person was granted 11,508 RSUs, 2,877 of which vested on 06/08/22, 2,877 of which vested on 06/08/23, 2,877 of which vested on 06/08/24, and 2,877 of which will vest on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above. F2: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3: Release of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: On 06/08/20, the reporting person was granted 12,502 RSUs, 3,125 of which vested on 06/08/21, 3,125 of which vested on 06/08/22, 3,125 of which vested on 06/08/23, and 3,127 of which vested on 06/08/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.
F2: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.
F3: Release of restricted stock units.
F4: On 06/08/21, the reporting person was granted 11,508 RSUs, 2,877 of which vested on 06/08/22, 2,877 of which vested on 06/08/23, 2,877 of which vested on 06/08/24, and 2,877 of which will vest on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 22, 2019 Filed Dec 23, 2019 21:15 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 7,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-006246 · primarydocument.xml · nonDerivative · entry 1 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,132.472 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 22:03 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 43 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-005421 · primarydocument.xml · derivative · entry 1 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,670 Underlying: Common Stock · 43 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 08, 2019 Filed Aug 9, 2019 15:20 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 42 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-004229 · primarydocument.xml · derivative · entry 1 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,628 Underlying: Common Stock · 42 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| June 08, 2019 Filed Jun 11, 2019 20:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,078 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-003469 · primarydocument.xml · derivative · entry 10 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,235 Underlying: Common Stock · 2,078 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 08, 2019 Filed Jun 11, 2019 20:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 1,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-003469 · primarydocument.xml · derivative · entry 9 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Underlying: Common Stock · 1,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 08, 2019 Filed Jun 11, 2019 20:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 1,991 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-003469 · primarydocument.xml · derivative · entry 8 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,993 Underlying: Common Stock · 1,991 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 08, 2019 Filed Jun 11, 2019 20:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,018 | $133.47 | $135,872.46 |
DisclosureSEC source: 0001562180-19-003469 · primarydocument.xml · nonDerivative · entry 6 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,538.491 Read SEC document |
| June 08, 2019 Filed Jun 11, 2019 20:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-003469 · primarydocument.xml · nonDerivative · entry 5 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,556.491 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2019 Filed Jun 11, 2019 20:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 857 | $133.47 | $114,383.79 |
DisclosureSEC source: 0001562180-19-003469 · primarydocument.xml · nonDerivative · entry 4 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,478.491 Read SEC document |
| June 08, 2019 Filed Jun 11, 2019 20:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 1,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-003469 · primarydocument.xml · nonDerivative · entry 3 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,335.491 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2019 Filed Jun 11, 2019 20:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 975 | $133.47 | $130,133.25 |
DisclosureSEC source: 0001562180-19-003469 · primarydocument.xml · nonDerivative · entry 2 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,585.491 Read SEC document |
| June 08, 2019 Filed Jun 11, 2019 20:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 1,991 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-003469 · primarydocument.xml · nonDerivative · entry 1 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,560.491 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2019 Filed Jun 11, 2019 20:16 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 11,155 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-003469 · primarydocument.xml · derivative · entry 7 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,155 Underlying: Common Stock · 11,155 shares Expires not disclosed F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,788 of these units on 06/07/2020, 2,788 of these units on 06/07/2021, 2,788 of these units on 06/07/2022, and 2,791 of these units on 06/07/2023. F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,788 of these units on 06/07/2020, 2,788 of these units on 06/07/2021, 2,788 of these units on 06/07/2022, and 2,791 of these units on 06/07/2023. F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,788 of these units on 06/07/2020, 2,788 of these units on 06/07/2021, 2,788 of these units on 06/07/2022, and 2,791 of these units on 06/07/2023. F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,788 of these units on 06/07/2020, 2,788 of these units on 06/07/2021, 2,788 of these units on 06/07/2022, and 2,791 of these units on 06/07/2023. Read SEC document |
| May 09, 2019 Filed May 10, 2019 17:00 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 43 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-002739 · primarydocument.xml · derivative · entry 1 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,586 Underlying: Common Stock · 43 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 07, 2019 Filed Feb 8, 2019 19:30 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 42 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-000832 · primarydocument.xml · derivative · entry 1 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,544 Underlying: Common Stock · 42 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 15:40 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 6,079 | $134.27 | $816,196.94 |
DisclosureSEC source: 0001562180-19-000753 · primarydocument.xml · nonDerivative · entry 2 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,022.254 Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 15:40 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 14,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-000753 · primarydocument.xml · nonDerivative · entry 1 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,101.254 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2016-2018) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 21:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 3,969 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-004999 · primarydocument.xml · derivative · entry 3 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,969 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 21:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,944 | $117.40 | $228,225.60 |
DisclosureSEC source: 0001562180-18-004999 · primarydocument.xml · nonDerivative · entry 2 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,455.254 Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 21:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 3,969 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-004999 · primarydocument.xml · nonDerivative · entry 1 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,399.254 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2018 Filed Nov 9, 2018 21:02 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 44 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-004467 · primarydocument.xml · derivative · entry 1 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,502 Underlying: Common Stock · 44 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| November 02, 2018 Filed Nov 5, 2018 13:55 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | OtherPhantom Stock Unit · Derivative | 3,459 | $115.67 Strike: $0.00 | $400,102.53 |
DisclosureSEC source: 0001562180-18-004395 · primarydocument.xml · derivative · entry 1 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,459 Underlying: Common Stock · 3,459 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Intra-plan transfer into the IBM Stock Fund of the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| June 09, 2018 Filed Jun 12, 2018 12:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 382 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002952 · primarydocument.xml · derivative · entry 10 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 382 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 09, 2018 Filed Jun 12, 2018 12:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 188 | $145.41 | $27,336.14 |
DisclosureSEC source: 0001562180-18-002952 · primarydocument.xml · nonDerivative · entry 6 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,220.932 Read SEC document |
| June 09, 2018 Filed Jun 12, 2018 12:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 382 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002952 · primarydocument.xml · nonDerivative · entry 5 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,408.932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 12:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 1,991 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002952 · primarydocument.xml · derivative · entry 9 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,984 Underlying: Common Stock · 1,991 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 12:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 1,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002952 · primarydocument.xml · derivative · entry 8 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,250 Underlying: Common Stock · 1,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 12:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 8,313 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002952 · primarydocument.xml · derivative · entry 7 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,313 Underlying: Common Stock · 8,313 shares Expires not disclosed F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,078 of these units on 06/08/2019, 2,078 of these units on 06/08/2020, 2,078 of these units on 06/08/2021, and 2,079 of these units on 06/08/2022. F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,078 of these units on 06/08/2019, 2,078 of these units on 06/08/2020, 2,078 of these units on 06/08/2021, and 2,079 of these units on 06/08/2022. F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,078 of these units on 06/08/2019, 2,078 of these units on 06/08/2020, 2,078 of these units on 06/08/2021, and 2,079 of these units on 06/08/2022. F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,078 of these units on 06/08/2019, 2,078 of these units on 06/08/2020, 2,078 of these units on 06/08/2021, and 2,079 of these units on 06/08/2022. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 12:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 975 | $145.41 | $141,769.88 |
DisclosureSEC source: 0001562180-18-002952 · primarydocument.xml · nonDerivative · entry 4 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,026.932 Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 12:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 1,991 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002952 · primarydocument.xml · nonDerivative · entry 3 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,001.932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 12:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 857 | $145.41 | $124,612.09 |
DisclosureSEC source: 0001562180-18-002952 · primarydocument.xml · nonDerivative · entry 2 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,010.932 Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 12:13 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 1,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002952 · primarydocument.xml · nonDerivative · entry 1 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,867.932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 22:30 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 5,330 | $163.02 | $868,896.60 |
DisclosureSEC source: 0001562180-18-000596 · primarydocument.xml · nonDerivative · entry 2 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,807.385 Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 22:30 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 12,722 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-000596 · primarydocument.xml · nonDerivative · entry 1 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,137.385 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2015-2017) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| December 18, 2017 Filed Dec 19, 2017 21:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 3,713 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-003938 · primarydocument.xml · derivative · entry 3 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,713 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| December 18, 2017 Filed Dec 19, 2017 21:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,915 | $153.71 | $294,345.08 |
DisclosureSEC source: 0001562180-17-003938 · primarydocument.xml · nonDerivative · entry 2 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,415.385 Read SEC document |
| December 18, 2017 Filed Dec 19, 2017 21:05 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 3,713 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-003938 · primarydocument.xml · nonDerivative · entry 1 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,330.385 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 20:42 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 382 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-002256 · primarydocument.xml · derivative · entry 3 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382 Underlying: Common Stock · 382 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 20:42 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 197 | $153.11 | $30,162.67 |
DisclosureSEC source: 0001562180-17-002256 · primarydocument.xml · nonDerivative · entry 2 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,935.498 Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 20:42 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 382 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-002256 · primarydocument.xml · nonDerivative · entry 1 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,132.498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 23:12 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 1,991 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-002245 · primarydocument.xml · derivative · entry 7 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,975 Underlying: Common Stock · 1,991 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 23:12 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 7,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-002245 · primarydocument.xml · derivative · entry 5 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 7,000 shares Expires not disclosed F1 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,750 of these units on 06/08/2018, 1,750 of these units on 06/08/2019, 1,750 of these units on 06/08/2020, and 1,750 of these units on 06/08/2021. F1 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,750 of these units on 06/08/2018, 1,750 of these units on 06/08/2019, 1,750 of these units on 06/08/2020, and 1,750 of these units on 06/08/2021. F1 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,750 of these units on 06/08/2018, 1,750 of these units on 06/08/2019, 1,750 of these units on 06/08/2020, and 1,750 of these units on 06/08/2021. F1 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 1,750 of these units on 06/08/2018, 1,750 of these units on 06/08/2019, 1,750 of these units on 06/08/2020, and 1,750 of these units on 06/08/2021. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 23:12 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 983 | $151.87 | $149,283.30 |
DisclosureSEC source: 0001562180-17-002245 · primarydocument.xml · nonDerivative · entry 4 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,750.498 Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 23:12 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 1,991 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-002245 · primarydocument.xml · nonDerivative · entry 3 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,733.498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 23:12 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 344 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-002245 · primarydocument.xml · derivative · entry 6 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 344 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 23:12 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 128 | $152.49 | $19,518.08 |
DisclosureSEC source: 0001562180-17-002245 · primarydocument.xml · nonDerivative · entry 2 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,742.498 Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 23:12 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 344 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-002245 · primarydocument.xml · nonDerivative · entry 1 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,870.498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2017 Filed Feb 4, 2017 00:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 309 | $174.26 | $53,844.80 |
DisclosureSEC source: 0001562180-17-000507 · primarydocument.xml · nonDerivative · entry 2 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,358.041 Read SEC document |
| February 01, 2017 Filed Feb 4, 2017 00:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 782 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-000507 · primarydocument.xml · nonDerivative · entry 1 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,667.041 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2014-2016) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| June 09, 2016 Filed Jun 10, 2016 20:04 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 382 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-002621 · primarydocument.xml · derivative · entry 3 BROWDY MICHELLE H · CIK 0001628938 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 764 Underlying: Common Stock · 382 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.